ASIAN JOURNAL OF FORESTRY
Volume 5, Number 2, December 2021
Pages: 76-82
E-ISSN: 2580-2844
DOI: 10.13057/asianjfor/r050204
Allometric equation for aboveground biomass estimation of Galiniera
saxifraga (Hochst.) Bridson in Gesha-Sayilem forest, southwestern
Ethiopia
TURA BAREKE♥, ADMASSU ADDI
Oromia Agricultural Research Institute, Holeta Bee Research Center, Ethiopia. ♥email: trbareke@gmail.com
Manuscript received: 10 June 2021. Revision accepted: 22 July 2021.
Abstract. Bareke T, Addi A. 2021. Allometric equation for aboveground biomass estimation of Galiniera saxifraga (Hochst.) Bridson in
Gesha-Sayilem forest, southwestern Ethiopia. Asian J For 5: 76-82. There is limited information about the precise quantification of
Aboveground Biomass (AGB) of species-specific allometric equations for shrubs and small trees. Thirty Galiniera saxifraga plants were
selected to develop species-specific allometric biomass equations. Biometric parameters, including the diameter at the Breast Height
(DBH), height and crown area were predictive variables that were measured for each individual plant. AGB was measured through a
destructive method. The AGB was correlated to biometric variables using regression analysis. The species-specific allometric models,
with DBH and crown area as predictors (DBH-crown area models), accounted for 90% of the variation in the AGB of G. saxifraga. The
DBH-crown area model was adequate for predicting the AGB for G. saxifraga with the adjusted R2 value 0.9 and AIC values was 47.37.
The specific allometric equation developed for the Gesha-Sayilem Afromontane forest can be used in similar moist forests in Ethiopia to
implement Reduced Emission from Deforestation and Degradation (REDD+) activities to benefit the local communities from carbon
trade.
Keywords: Allometric equation, aboveground biomass, biometric variables, Gesha and Sayilem
INTRODUCTION
Galiniera saxifraga (Hochst.) Bridson is a shrub up to 4
m high and sometimes up to 10 m high. Its’ branches grow
out in whorls from the trunk hanging down with regular
rows of large opposite leaves. Leaves shiny, ovate, the tip
clearly pointed with a hairy stalk. Flowers are small, white
and fragrant like coffee flowers, fruit a green berry, which
is ripening red. The species can be propagated from seeds
and seedlings. It is common to plant species growing in a
wide range of habitats, commonly growing in upland forest
but sometimes also in secondary montane scrub, often near
streams at altitudes between 1500 and 3000 m in most
floristic regions of Ethiopia, and also in Eritrea and south
to Zambia and Malawi (Addi et al. 2014).
The fragrance of the flowers attracts honeybees for
nectar and pollen. It is one of the major honey source plants
during September, October, and November in GeshaSayilem forest southwest Ethiopia (Bareke and Addi 2020).
It contributes to honey production in association with other
plants. The plant is also used for firewood, farm tools and
the fruit is used as shot by children to make the sound of
gun. G. saxifraga is one of the dominant shrub species in
sub-canopy of Gesha-Sayilem forest. Gesha-Sayilem forest
is designated as part of Bonga National Forest Priority
Area and it is found under good conservation. All plant
species which are found in this forest are under good
conservation status including, G. saxifraga.
Forest ecosystem is a major component of the carbon
reserves and it plays an important role in moderating global
climate change through process of carbon sequestration
(Addi et al. 2019; Tadesse et al. 2019). Tropical forest is a
major component of terrestrial carbon cycle and it has a
great potential for carbon sequestration, accounting for
26% carbon pool in aboveground biomass and soils.
Biomass estimation of tropical forests is crucial for
understanding the role of terrestrial ecosystems to the
carbon cycle and climate change mitigation. This is very
important for decision support in forest management, for
monitoring forest conditions, and to know changes in
carbon stock as required in the emerging Reducing
Emissions from Deforestation and Forest Degradation in
developing countries (REDD+) mechanism (Brassard et al.
2009; Ali et al. 2015; Ancelm et al. 2016). Under the
United Nations Framework Convention on Climate Change
(UNFCCC), countries have to report regularly the state of
their forest resources through assessments of carbon stocks
based on forest inventory data and allometric equations
(Preece et al. 2012; Makungwa et al. 2013). In forest
ecosystems, the aboveground biomass (AGB) of shrubs and
small trees comprises an essential component of total forest
biomass. However, due to limiting the accurate
quantification of aboveground biomass in both shrubby
vegetation and forests, species-specific allometric
equations for shrubs and small trees are relatively scarce
(Cavanaugh et al. 2014; Ali et al. 2015).
The allometric equation, estimates the whole or partial
mass of a plant species from measurable tree dimensions,
including trunk diameter, height, wood density, crown area,
or their combination (Kuyah et al. 2012; Tadese et al.
BAREKE & ADDI – Allometric equation for aboveground biomass of Galiniera saxifraga
2019). The most common allometric model used to predict
biomass is the power function Y = a × Xb, where Y, dry
biomass weight, a is the integration factor, b is the scaling
factor, and X is the diameter at breast height (Djomo et al.
2010). This function is considered the best applicable
mathematical model for biomass studies because the
growing plants maintain the different mass proportions
between different parts. Allometric biomass equations have
been developed for tree species in different ecological
regions of the world, which are related to species-specific
and strand-specific biomass models (Rebeiro et al. 2011).
The biomass models for moist Afromontane forest
species of southwest Ethiopia are valuable tools for the
estimation of carbon stocks in mitigation of climate
change. The largest carbon pool is reserved in the
aboveground living biomass of the trees or shrubs and it is
the most directly impacted by deforestation and
degradation. Different authors have attempted to generate
biomass equations for tropical forests for the estimation of
aboveground biomass (Henry et al. 2011; Chave et al.
2014; Edae and Soromessa 2019) and these equations may
not accurately be revealed the tree biomass in a specific
region due to variability in wood density and the
architecture of trees among and within species. Allometric
equations which are regressions linking the biomass to
some biometric variables such as diameter, height, and
wood density are used to estimate tree components from
the forest (Adrien et al. 2017; Altanzagas et al. 2019).
However, in tropical forests, accurate estimates of carbon
sequestration are lacking due to a scarcity of appropriate
allometric models. The generic equation developed by
Chave et al. (2005) may not adequately reveal the trees or
shrubs biomass in a specific region in tropics including
Ethiopia.
Therefore, species-specific equations are important to
achieve higher levels of accuracy because trees of different
species may differ greatly in tree architecture and wood
density. The study area is part of the tropical forest. No
study was conducted to develop species-specific allometric
equations to estimate the biomass for mitigating climate
change effects, specifically developed for shrubs (Conti et
al. 2013; Nogueira et al. 2018). Current strategy of
reducing emission from deforestation and forest
degradation mechanism for conservation of forest carbon
requires a precise and verifiable estimate as a principal
point for monitoring. Thus, the accurate estimation of
forest carbon is important to evaluate if the designed
policies mitigate carbon dioxide emission (Henry et al.
2013). The mutual tactic of quantifying carbon stock in a
forest is through application of reliable allometric
equations for AGB estimation (van Breugel et al. 2011).
Thus, the aim of this study was to estimate
aboveground biomass of the G. saxifraga in order to
develop species-specific allometric equations that could be
used for biomass and carbon stock estimation in moist
Afromontane forest of southwest Ethiopia.
77
MATERIALS AND METHODS
Description of the study area
The study area is located in the Southern Nations
Nationalities Peoples Regional State (SNNPRS), in Kaffa
Zone at Gesha and Sayilem districts of Ethiopia. It is
located between 60 24’ to 70 70’ North and 350 69’ to
36078’ East (Figure 1). The topography of the landscape is
undulating, with valleys and rolling plateaus and some
areas with flat in the plateaus. The altitude ranges from
1,600m to 3000m (Addi et al. 2020). The monthly mean
maximum and minimum temperature for Gesha are 29.5 0C
and 9.5 0C, respectively. On the other hand, the monthly
maximum and minimum temperatures for Sayilem range
10oC to 25oC, and the annual rainfall for both districts
range 1853-2004 mm.
Sampling design
A reconnaissance survey was carried out for the
purpose of getting the overall impression of physiognomy
of the forest, select sampling sites, and accessibility. This
helped to design the data collection methods prior to actual
data collection. Because of the rugged and undulating
nature of the topography of the area and its inaccessibility,
collection of representative vegetation data using
systematic sampling methods was not feasible, and
therefore stratified random sampling methods were
employed to collect vegetation data. For this purpose,
altitudinal stratification was taken as criterion to divide the
study area into different strata in order to get homogenous
sampling units. Based on stratification principles, therefore
the study area was divided into five elevational strata and
the elevation distribution was extracted from the Digital
elevation model (DEM) as indicated below starting from
the lower to the highest altitude at intervals of 200m
(Figure 2).
Species sampling
A direct destructive sampling method was applied for
AGB measurements of individual trees. After
measurements of shrub DBH and crown area, the plants
were cut and the height of the felled plants was measured.
The individual plants were partitioned into three
components namely, stem, branches, and leaves (including
twigs with leaves having < 1 cm diameter). Six individual
plants were randomly taken from each altitudinal strata to
cover the widest possible range of plant sizes observed in
the forest. A total of 30 individual plants were taken from
the whole forest for AGB determination following methods
developed by Maraseni et al. (2005) and Picard et al.
(2012). Keeping climatic and soil conditions as constant as
possible, the selected species were sampled across the
study area.
Prior to destructive sampling, total height (H, meter),
defined as the distance between the ground surface and the
highest crown point; diameter at breast height (DBH,
centimeter), maximum crown diameter (CD1, meter), and
its perpendicular diameter (CD2, meter). Crown diameters
were used to calculate crown area as follows:
ASIAN JOURNAL OF FORESTRY 5 (2): 76-82, December 2021
78
CA= π x (R1x R2)
Where,
CA: crown area (square centimeters)
R1: Radius from the longest crown diameter (CD1) in
centimeters
R2: Radius from the crown diameter, perpendicular to
CD1 (CD2) in centimeters (Conti et al. 2013).
The fresh weight of each stem, branch and leaves was
measured on the site using a spring balance. To determine
the dry matter content of the woods and leaves of all
branches from each stem were taken from thickest to the
thinnest to make a composite sample and placed in sealed
in plastic bags and transported to the laboratory. In the
laboratory, fresh data were dried in the oven and weighted
to estimate the water content per species. For stems and
leaves dry biomass determination, the oven was set at
temperature of 70ºC and 24 hours for leaves whereas for
wood parts at 105ºC and 72 hours (Picard et al. 2012).
AGB dry biomass per individual species was obtained by
subtracting water content from individual fresh massweighted in the field. The carbon stock of a single shrub
was obtained by multiplying the respective AGB by
conversion factor or a default value of 0.5. This value is
used when the following situation is happening. The wood
density data for Ethiopian plant species is obtained from,
the Ministry of the Environment and Climate Change
(https://www.google.com). In cases where the wood
density for a species was not listed, an average default
value of 0.5 was used, as Chave et al. (2005) recommended
for trees/shrubs from tropical forests.
Data analysis
R-software was used for data analysis. Data were
analyzed using descriptive statistics, linear regression, and
Pearson correlation analysis. All of the variables were logtransformed in order to apply linear models. Single and
multiple variable allometric equations were developed.
Single variable refers to either diameter at the breast height
(DBH), height (H), or crown area (CA), while multiple
variables refer to the combination of two or three of these
factors. Then, the selection of the best fit model was based
on the goodness fit statistics (R2) calculated for the speciesspecific equation such as adjusted coefficient of
determination (R2 adj), standard error of the mean (SE),
and Akaki information criterion (AIC).
Figure 1. Map of Ethiopia, Oromia and SNNP Region, Kaffa zone, Gesha and Sayilem districts (Addi et al. 2020)
BAREKE & ADDI – Allometric equation for aboveground biomass of Galiniera saxifraga
79
Figure 2. Gesha-Sayilem Digital Elevation model
Table 1. Biomass models used to predict aboveground and components’ biomasses of Galiniera saxifraga in Gesha-Sayilem forest
Model
Equation
M1
M2
M3
M4
Log(AGB)= log(DBH)+ log(Height)+
M5
M6
Log(AGB) = log(Height)+ (CRA)
Note: AGB (aboveground biomass),
RESULTS AND DISCUSSION
BH (diameter at breast height), CRA (crown area),
Biomass measured variables
Allometric equations were developed by relating AGB
against the predictive variables (DBH, height, and crown
area) individually and in combination for G. saxifraga
plant species. Data of the main variables were generated
from direct field measurements. However, data for AGB
was calculated from field and laboratory measurements.
Descriptive summary for main variables was presented in
Table (2).
The aboveground biomass of G. saxifarga was
positively correlated with the three variables (DBH, height,
and crown area). The amount of aboveground biomass was
highly affected by diameter at breast height (DBH) (Rsquared was (62.02%) followed by crown area (R-squared:
48.45%) while less affected by the total height of the plant
(Figure 3).
strongly with biomass while height was poorly correlated
with aboveground biomass. Furthermore, the analysis of
sub-biomass (stem, big branch, small branches + leaves,
and aboveground biomass) compartment of G. saxifraga
showed that the biomass was strongly correlated with DBH
in G. saxifraga but crown area is poorly correlated and no
significant correlation was obtained with height.
The distribution of mean biomass fractions for the G.
saxifraga showed that on average stem, branch and leaf
biomass contributed to 6 and 13 kg of carbon/plant for
foliage and wood respectively (Table 4). This indicates that
the wood part of G. saxifraga stored more carbon than the
foliage parts. The majority (68.42%) of the carbon of G.
saxifraga was found in the stem and branch of the plant.
The difference between branch and twig is that branch is a
woody part of the tree or shrub arising from the trunk and
usually dividing while twig is a small thin branch of a tree
or shrubs.
Pearson correlation of biometric variables to biomass
compartments
The person’s correlation analysis between aboveground
biomass and biometric variables (DBH, height, and crown
area) were shown in Table 3. The aboveground biomass
was strongly correlated with DBH and it is the most
influential factor affecting the biomass of the G. saxifraga.
Crown area is the second important factor correlated
Model selection and validation
This study explored the weight of several models with
respect to the three primary biometric variables (DBH, H
and CA), for estimating the AGB of G. saxifraga in GeshaSayilem forest. Selection of allometric equations was
employed using statistical model performance. Equations
with a higher coefficient of determination (adjusted R2),
lower residual standard error, and Akaike information
ASIAN JOURNAL OF FORESTRY 5 (2): 76-82, December 2021
80
criterion (AIC) values were found best-fitted. The DBH
and crown area were found to be the best fit variables for
G. saxifraga with the adjusted R2 value 0.9 and AIC values
was 47.37 for estimating the total AGB (Table 5). The
coefficient of determination (R2) tells us the amount of
percentage influence by independent variable on the
dependent variables. In multiple regressions, adjusted R2
considers the degrees of freedom it would be used instead
of R2 (Maraseni et al. 2005). Accordingly, model 4 was
well performed in all parameter estimates and selected as
the best to predict the aboveground biomass of G. saxifraga
plant species. Allometric equations developed by Kuyah et
al. (2012) based on crown area had a good fit with 85 % of
the variation in aboveground biomass which was explained
by crown area. Similarly, crown area explained a large
fraction of the variability in each biomass component, with
the greatest variability observed explained in branches .
Many authors have been explained that DBH is commonly
used in allometric equations to estimate AGB. It can be
used either alone or in combination with height, wood
density or crown area depending on the nature of plant
species (Ketterings et al. 2001; Chave et al. 2005; Kuyah et
al. 2012). DBH can be measured easily with high accuracy
and explains over 95% of the variability observed in the
AGB (Kuyah et al. 2012). On the other hand, crown area
could also be used as primary predictor variables,
especially for highly branched crown plant species (Sah et
al. 2004; Gibbs et al. 2007). The most important predictor
of aboveground biomass is usually DBH (Nogueira et al.
2018). On the other hand, Conti et al. (2013) indicated that
the crown area and crown shaped variables proved to be the
variables with the best performance for both species-
specific and multispecies shrubs models. A high proportion
of biomass was accumulated in the stem and big branches
of G. saxifraga. Similarly, Oliveira et al. (2011) study on
coffee plants grown in agroforestry indicates that the
woody component (stem + branch) accounted for 60-90%
of aboveground biomass, the remainder being leaf biomass.
The smaller biomass was accumulated in small branches
and leaves.
Table 2. Summary of the measured variables and mean biomass
of Galiniera saxifraga in Gesha and Sayilem forests
Parameter
DBH (cm)
Height (m)
Crown area (m2)
Aboveground
biomass (kg/plant)
Standard
Minimum Maximum
deviation
8.00
3.70
1.90
19.10
4.27
1.07
2.00
7.00
8.00
4.50
1.80
17.50
Mean
19.0
11.80
3.40
44.10
Table 3. Pearson's correlation coefficients between biomass
compartments (stem, branches and above ground biomass) and
dendrometric variables (diameter, height, and crown area) for
Galiniera saxifraga
Dendrometric variables
DBH (cm) Height (m)
CRA
Stem
0.69***
0.36ns
0.39ns
Big branch
0.54**
0.34ns
0.33ns
Small branches+ Leaves
0.58***
0.39ns
0.53**
Aboveground biomass
0.72***
0.62***
0.41*
Note: ns not significant, DBH diameter at breast height, CA
Crown area.* p ≤ 0.05; ** p ≤ 0.001;***p≤ 0.001
Biomass component
Table 4. Summary statistics of dry matter (kg/plant) of total aboveground biomass components and C contents of Galiniera saxifraga
plant samples (n = 30)
Component
Foliage (leaf + twigs)
Wood (stem + branch)
Total aboveground biomass
Dry matter,
kg/plant
6
13
19
Minimum
Maximum
2.87
7.27
10.14
24.6
23.44
48.04
Std.
Deviation
4.01
3.87
7.88
Figure 3. Effect of DBH, crown area, and plant height on the aboveground biomass of Galiniera saxifraga
Carbon
kg/plant
3
6.5
9.5
%C
31.58
68.42
100
BAREKE & ADDI – Allometric equation for aboveground biomass of Galiniera saxifraga
81
Table 5. Allometric equations and goodness of fit performance statistics for estimating aboveground biomass (kg dry matter/plant) of Galiniera saxifraga in Gesha-Sayilem forest (N=30).
Model
Model Equation
(std.error)
M1
-3.26(0.89)**
M2
-0.109(0.45)
M3
-3.29(0.77)
M4
M5
Log(AGB)= log(DBH)+ log(Height)+
-3.32(0.72)***
Log(AGB) = log(Height)+ (CRA)
M6
-0.12(0.46)
Note: AGB (aboveground biomass), DBH (diameter at breast height), CRA (crown area),
AIC (Akaike Information Criterion), β0, β1, β2 and β3 are the coefficients
Model Performance
metrics
AIC
(std.error)
(std.error)
(std.error)
1.66 (0.269)
0.48
0.56
1.67(0.33)***
52.6
0.49
1.21 (0.23)***
1.09(0.225)
34
0.49
2.56(0.076)***
2.15(0.682)**
-0.54(0.208)*
47.37
0.90
1.2125(0.241)***
1.0663(0.30)**
0.027 (0.13)
36.2
0.72
1.75(0.38)**
-0.059(0.18)
54.6
0.47
(Sign. code: * significant at 5%, ** significant at 1% and *** significant at 0.1%),
Parameter Estimates
82
ASIAN JOURNAL OF FORESTRY 5 (2): 76-82, December 2021
In the conclusion, the total aboveground biomass of G.
saxifraga plants found in Gesha-Sayilem forest was
provided averaged 19 kg of carbon per plant, with 68.42%
was obtained from wood parts (stem + branches). This
indicates that the wood part of G. saxifraga stored more
carbon than the foliage parts. Each biomass component was
found to be strongly correlated with DBH. Biometric
variables DBH, and crown area model provided the best fit
in G. saxifraga. The model developed in this study can be
used to estimate forest carbon stocks, identify carbon
sequestration capacity and establish carbon trade, and
develop management value.
ACKNOWLEDGEMENTS
The authors are thankful to Oromia Agricultural
Research Institute, Ethiopia for providing the required
facilities and logistics. Our sincere thanks also to Holeta
Agriculture Research Center, Ethiopia for helping us in the
laboratory.
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