28
DEBORAH L. ROGERS
Institute of Forest Genetics
Pacific Southwest Research Station
U.S. Forest Service
Berkeley, California
C O N S TA N C E I . M I L L A R
Institute of Forest Genetics
Pacific Southwest Research Station
U.S. Forest Service
Berkeley, California
R O B E RT D. W E S T FA L L
Institute of Forest Genetics
Pacific Southwest Research Station
U.S. Forest Service
Berkeley, California
Genetic Diversity
within Species
A B S T R AC T
cies. Fortunately, tree improvement programs in the Sierra Nevada (both public and private cooperatives) have long used
sophisticated and ecologically appropriate genetic diversity and
genetic conservation guidelines. Similarly, in operational forest
regeneration, federal, state, and local regulations regarding
genetic diversity in planting mostly have high standards and
are backed by a fair amount of research. Seed banks exist for
public and private reforestation that maintain high standards of
seed origin and genetic diversity, although exigencies presented
by potentially large, severe wildfire may not be adequately met.
The focus for seed banking is the commercial conifers, and
only slowly has seed banking emphasized other species with
storable seeds. These programs, which have histories of several decades in the Sierra Nevada, serve as models for other
taxa where similar activities occur (e.g., fish stocking).
Research is inconclusive about the long-term genetic consequences of timber harvest on commercial tree species. Nevertheless, traditional silvicultural practices, which were designed
primarily to maximize growth of the target species, tended to
result in spatial patterns of harvest and live-tree retention that
acted in concert with genetic conservation guidelines. By contrast, some new forestry practices, which combine fiber production with ecological stewardship for wildlife and nontimber
species, may have potential for minor dysgenic effects on native timber species. For instance, leaving clumps of trees, especially suppressed individuals (e.g., for wildlife protection) may
promote inbreeding or lowered fitness if the members of the
clumps are related, as they appear to be.
Based on our review of literature and survey of geneticists working
on California taxa, we find genetic information lacking for most species in the Sierra Nevada. This situation is likely to remain in the
future, with specific groups of taxa or occasional rare or high-interest
species receiving specific study. Where we do have empirical information, we find few generalities emerging, except occasionally within
closely related or ecologically similar taxa. Despite these difficulties
in assessing genetic diversity, we direct attention to situations estimated to be most deserving of attention from a genetic standpoint.
Severe wildfire: With the significantly increased risk of severe
fires currently facing the Sierra Nevada, large, stand-replacing
fires present significant risks to gene pools of most middle- and
low-elevation Sierran forests, with direct and indirect consequences to the genetic diversity of plants and animals that live
in them.
Habitat alteration: For most taxonomic groups evaluated in the
Sierra Nevada, the major threat to genetic diversity is habitat
destruction, degradation, or fragmentation. Estimated effects
involve not only direct losses of population-level genetic structural diversity but also changes in genetic processes (gene flow,
selection), effective population sizes, and genetically based fitness traits. High-priority areas would be the foothill zone on the
west slope, several of the trans-Sierran corridors (especially in
the central Sierra Nevada), and scattered locations of concentrated development elsewhere.
Ecological restoration: Practitioners of ecological restoration
have only recently become aware of genetic concerns in planting. Although many programs focus on restoring correct native
species, an understanding of the appropriate genetic material
within species, its origin, diversity, and collection, remains missing or rudimentary in many programs. Thus, genetic contamination problems may be more severe than if exotic species
Silviculture: Management actions that are extensive across the
landscape yet intensive in manipulating individuals and populations have the greatest theoretical potential (but limited if no
empirical evidence) for direct and significant genetic effects.
As such, silvicultural activities, including tree improvement programs, operational forest regeneration (artificial and natural),
and timber harvest, potentially affect gene pools of target spe-
Sierra Nevada Ecosystem Project: Final report to Congress, vol. II, Assessments and scientific basis for management options. Davis: University of California, Centers for
Water and Wildland Resources, 1996.
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VOLUME II, CHAPTER 28
had been planted. The significance of this genetic threat in the
Sierra Nevada is lowest in projects of ecological community
restoration and highest in postfire erosion control projects. Frequently these involve grass species and occasionally forb mixes.
Although exotic grasses (especially rye grass) previously were
used routinely, native grasses are increasingly becoming favored. There is often little understanding of the potential genetic consequences of planting seeds of native species but
unknown (often commercial nursery) origins.
Fish management: Management of fish species and genetic
diversity within species in the Sierra Nevada is done in a way
that potentially disrupts many native gene pools. The introduction of hatchery, nonlocal, and genetically altered genetic stocks
of native fish species has had the direct effect of creating conditions for intraspecific hybridization, gene contamination, and
gene pool degradation. Indirectly, the introduction of exotic
fishes has large effects on biodiversity through displacement
of native fish species and impacts on aquatic invertebrates and
amphibia, which affects gene pools through loss of populations.
Range improvement: Similar to fish management, although
lesser in effect in the Sierra Nevada, is the direction and intent
of range improvement projects. In past decades, range shrubs,
particularly bitterbrush, were widely planted in Great Basin areas (on the border of the Sierra Nevada) to improve rangelands for cattle. Very little of the shrub germ plasm planted in
the past derived from local seed zones or followed genetic diversity guidelines that maintain native genetic structure. More
recently, shrubs have been planted for wildlife habitat enhancement. These are increasingly falling under seed transfer and
genetic diversity guidelines, with the result that native local
seeds are being collected and planted.
Exotic pathogens: Exotic pathogens create direct and indirect
genetic threats in the Sierra Nevada. For example, white pine
blister rust is fatal to sugar pines that carry the susceptible gene.
The resistant gene exists naturally in very low frequencies in
sugar pine. Although a well-funded and genetically sophisticated
program exists for developing and outplanting sugar pine that
is resistant to white pine blister rust, there has been limited
recognition of the genetic consequences of the current federal
harvest practices for the species. At present, known resistant
old-growth sugar pines are not cut, but susceptible trees may
be harvested, and in areas where resistance is unknown, harvest proceeds without genetic testing. The potential loss of genetic diversity, through harvest, of traits other than the resistance
loci is significant. Indirect genetic effects occur when populations are so devastated as to drastically decline in size or become extirpated. An example is the exotic pathogen that moves
from domestic to native bighorn sheep This pathogen causes a
disease that is extremely serious and usually fatal to bighorn
sheep, exterminating populations.
Taxon-specific issues: Many activities theoretically have significant genetic effects on specific taxa in the Sierra Nevada.
Examples of these include the sport collecting of butterflies,
the harvesting of special forest products (especially mushrooms
and other fungi, ladybird beetles, lichens, etc.), the use of biocides with wide action against native insects, and forest-health
practices whose goals are to reduce or eliminate populations
of native insects and pathogens.
Land management: Most human-mediated (as well as natural)
activities have some genetic consequences. The question is
not whether we create genetic change, but which effects are
significant enough to warrant altering our behavior. In general,
there has been a pervasive lack of awareness of the potential
genetic consequences of land management, from local practices to regional landscape plans. Genetic awareness, evaluation, prescription, mitigation, monitoring, and restoration have
generally been very low in public and private management and
have been concentrated in a few land-use programs (e.g., tree
regeneration). Although it is broadly recognized that most management actions have effects on wildlife, there are few instances
where environmental analyses—for instance in National Environmental Policy Act (NEPA) contexts—have considered genetic effects. Land-management agencies do not place
geneticists broadly throughout the Sierra Nevada, and genetic
knowledge usually resides centralized (e.g., with tree improvement headquarters) or within silviculture staffs, where it is focused mostly on the already established genetic management
programs of commercial timber species.
What is needed is a general awareness that genetic consequences
must be considered and evaluated for land-management activities in
general, and a framework and strategy for doing so. It is not enough
to lump these concerns under general biodiversity evaluation, since
this often takes into account only immediate effects on the population or species viability of a few indicator species. This chapter proposes some management guidelines and standards for preserving
and enhancing genetic diversity in the Sierra Nevada.
INTRODUCTION
Genetic diversity is not a front-page, public issue. Whereas
species extinctions, loss of old-growth forests, and degradation of air and water quality are readily grasped and easily
comprehended, to many people gene pool integrity remains
arcane, invisible, and dismissable as academic. Yet genes are
the fundamental unit of biodiversity, the raw material for
evolution, and the source of the enormous variety of plants,
animals, communities, and ecosystems that we seek to protect and use. Genetic variation shapes and defines individuals, populations, subspecies, species, and ultimately the
kingdoms of life on earth. The gene pool of widespread species is spread throughout many populations; for a rare species it may consist of a single population. From one species to
the next, the composition and structure of individual gene
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Genetic Diversity within Species
pools vary. Each has a unique relationship to the viability and
long-term survival of the population and species.
Human actions on the landscape almost always have some
genetic effect. While many changes in genetic diversity occur
naturally (genetic change is the basis of evolution), human
activities in the Sierra Nevada, as elsewhere, may accelerate
or change the direction of evolution in undesired ways. Genetic erosion, genetic engineering, genetic contamination, and
extinctions of populations and species are potential effects or
sources of genetic change mediated by humans. What are the
responsibilities of SNEP and of decision makers in the Sierra
Nevada for addressing genetic concerns in policy development and land management? As is the case with other
biodiversity issues, the main questions regarding genetic diversity are
• What important compositional, structural, and functional
genetic diversity exists in Sierra Nevada taxa?
• How much, what kind, and what distribution of genetic
diversity is desired or enough?
• How do human activities affect, both directly and indirectly,
genetic diversity detrimentally, and what actions can be
taken to prevent or mitigate undesired consequences?
Although these questions are reasonable theoretically, our
ability to answer them is extremely limited by lack of information. If we consider that the genes of all organisms from
all species (known and unknown) of the Sierra Nevada collectively make up the gene pool of the range, we begin to see
why even a basic inventory of genetic diversity is impossible
to obtain practically. Genetic diversity is difficult to measure;
cannot be observed, counted, or monitored directly in the
field; and requires the use of either elaborate laboratory methods or long-term field trials for detection. Genetic interpretation depends on information from proxies and markers that
don’t necessarily reflect traits of interest to managers. Ultimately, it is unknowable today what genes will be important
as raw material for the evolution of adaptations to meet unknown environmental challenges of the future.
With one significant exception, genetic conservation concerns in land management have for the most part been lumped
into the category of biodiversity management and not directly
tackled in regional land-management policy or practice. Forest genetic programs have long made use of sophisticated genetic conservation and management policies and practices,
both in operational forest regeneration and in tree improvement programs. Beyond the scope of commercial forest trees,
however, the ecological consequences of genetic changes
brought about by land management have only begun to be
addressed programmatically. The U.S. Forest Service (USFS),
for example, has expanded its forest genetics programs to
provide guidance to all taxa (Hessel 1992). In 1992, a scientific roundtable convened in Wisconsin to develop regional
management recommendations for ecosystem management
of the Chequamegon and Nicolet National Forests. This is one
of the few bioregional efforts where genetic diversity concerns
pertaining to many aspects of land management were addressed (Crow et al. 1994).
Objectives
The inherent nature of genetic diversity and its recalcitrance
to measurement and interpretation make the task of assessing genetic diversity in the Sierra Nevada quite different from
assessments of other biodiversity attributes. Notwithstanding practical barriers, genetic theory is very well developed
and has been tested and confirmed in extremely successful
genetic manipulations in medicine, agriculture, and animal
husbandry. This theory, along with the direct genetic studies
that have been done for some taxa in the Sierra Nevada, provide the basis for both our genetic assessments and our suggestions for genetic management. Since geneticists tend to
focus on specific taxonomic groups rather than working across
taxa, there has been little sense of how much information is
actually available in total, what the genetic patterns are for
various taxa (whether the patterns are concordant or conflicting), or what the implications of this information for management might be. Information on genetic diversity of the
Sierra Nevada is scattered in the literature and has not previously been compiled under a common theme. The objectives
for this chapter, therefore, also differ somewhat from other
SNEP assessments:
• Inform the public and land managers about pertinent questions and priorities regarding genetic diversity and its role
in ecosystem health and sustainability; bring them to a
broader awareness and understanding of the concerns and
opportunities of genetic diversity.
• Compile information collectively about genetic diversity
for major taxonomic groups in the Sierra Nevada, summarizing patterns of within- and among-population genetic
composition and structure relevant to the long-term health,
sustainability, and management of populations.
• Assess genetic diversity in the few cases where information is available, recognizing that general trends cannot be
developed from these specific cases.
• Assess genetic diversity indirectly, using inferential tools
as available. In many cases, the best that can be done is to
develop conceptual frameworks to guide future individual,
local, and case-specific assessments.
• Suggest approaches for integrating genetic diversity concerns and opportunities into land-management planning
and practice.
This report documents efforts to address the SNEP assessment and management questions as they pertain to genetic
variation within species of the Sierra Nevada:
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VOLUME II, CHAPTER 28
• What are the current conditions? We develop here a summary overview of what is known about the gene pools of
major taxonomic groups within the Sierra Nevada—the
amount and pattern of genetic variation, which species are
best genetically studied, and which are least well understood. We further attempt to identify, at a broad level, genetic significance in terms of rich, rare, or representative
portions of the gene pools and any evidence of the factors
underlying the genetic patterns observed.
• What were historical conditions, trends, and variabilities?
Very little historical information exists on genetic variation,
and even less exists that is specific to the Sierra Nevada.
Many of the tools currently in use for measuring and monitoring genetic variation are relatively recent (e.g., allozymes
and DNA techniques). The few species that have been the
subject of temporal genetic studies (e.g., a few insect and
fish species) have brief life cycles, and the studies investigated less than a decade in the lifetime of the species. The
extinction of species and the expansion and contraction of
their ranges is frequently a subject for study through the
pollen record (e.g., Anderson 1990), and the impact on levels of genetic variation is inferred (e.g., Critchfield 1986).
However, the changes in genetic variation over the lifetime
of extant species are rarely assessed directly.
Researchers frequently analyze historical relationships
among taxonomic groups by studying current levels of genetic variation and inferring the time since divergence of
these species based on the amount of genetic dissimilarity
or distance. However, assumptions, rather than direct evidence, form the basis for this type of study, and these assumptions are built on tenuous theoretical or empirical
foundations. Further, they are more often directed at relationships among species rather than relationships among
subspecies or populations within a species. This type of
study has not been included in this chapter.
Thus, the genetic answer to the question regarding historical conditions relies mainly on theoretical, rather than
empirical, evidence. Any evidence of historical trends, including any apparent relationships with climatic or geographic factors, has been reported in the section “Inferences
of Genetic Significance.”
• What are the trends and risks under current policies and
management? Threats to the genetic integrity of Sierra
Nevada species can be either direct (e.g., genetic contamination of native gene pools of fish by hybridization with
introduced exotics or non-native populations) or indirect
(e.g., increased inbreeding leading to inbreeding depression of certain species due to fragmentation of their habitats via land-conversion practices). We address these threats
with empirical evidence or specific examples where available, and with implications of theoretical consequences in
the absence of such data. Particularly vulnerable areas or
species are identified. We identify specific policies and practices that historically, currently, or potentially affect genetic
composition and/or structure, as well as the nature of the
effects on gene pools (e.g., increases or decreases in genetic
diversity). The difference between a positive outcome and
a negative one is one of context: the species targeted and
the specific quality of the populations affected, the temporal and spatial context, and the manner and scale in which
the policy or practice is applied dramatically affect whether
an action is a genetic threat or not.
• What are the genetic management options for the future?
We summarize some specific ongoing programs in the Sierra Nevada, suggest generic guidelines that could be more
broadly applied in land management and policy situations,
and offer general strategies for integrating genetic diversity considerations into land management.
Assumptions
We made the following assumptions in the preparation of this
chapter:
• We assume that the goal of land management is to maintain and promote ecosystem health and sustainability. This
also becomes the goal of genetic conservation, as explicitly
assumed in this chapter, and the standard by which we
evaluate the status and trends of genetic diversity in the
Sierra Nevada.
• Genetic diversity is fundamental to, and thus critically
important for, the short- and long-term viability of Sierra
Nevada taxa and to the integrity of the ecosystems they
compose. Most traits of interest in managing taxa, populations, and ecosystems have genetic bases, although environmental variation plays an important role in determining
phenotypic plasticity and response.
• Changes in gene pools occur naturally and continuously,
in response to natural selection and stochastic effects (e.g.,
gene flow, mutation, genetic drift).
• Human actions affect genetic diversity. Some kinds of genetic change mimic natural change or are negligible, acceptable, or desirable; others are undesired and warrant
preventative actions or mitigation.
• Direct genetic data are extremely limited, and interpretations regarding the ecological and evolutionary significance
of genetic changes are limited.
• In the absence of direct data, genetic and genecological
theory is strong enough to support cautious inferences regarding assessments of genetic diversity, to evaluate management effects, and to suggest practical management and
monitoring guidelines.
• Case-by-case assessments, evaluations, and management prescriptions are essential and are not developed here
other than to provide examples. Few generalizations are
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Genetic Diversity within Species
robust across taxa and situations. When offered, they are
tentative.
TABLE 28.1
Structural, compositional, and functional levels of genetic
diversity (only functions that are most significant for the
level are given).
Structure
B AC K G RO U N D A N D M E T H O D S
Gametes, embryos
Genetic variation is not readily measured in organisms from
native habitats because of the confounding effect of genetic
and environmental influences on phenotypic variation. To
measure genetic variation nearly always requires removing
individuals from their native habitats and either growing them
in experimentally controlled environments or using laboratory analyses to assess traits whose expression is not greatly
influenced by the environment. Because these analyses are
neither field based nor particularly intuitive, we give background information on these methods here to aid the reader
in understanding and interpreting their results.
Individuals
Populations, demes
Ecotypes, local races
Geographic races and
subspecies
Species
Composition
Sperm, pollen,
spores, seeds
Individual plants,
animals, etc.
Interbreeding
individuals
Genetically distinct
demes
Genetically distinct
groups of ecotypes
and local races
Genetically distinct
groups not regularly
interbreeding
Function
Mutation,
fertilization
Mutation, mate
selection
Gene flow,
natural
selection, drift,
inbreeding
Natural selection,
drift, gene flow
Natural selection,
drift
Natural selection,
drift
Genetic Hierarchies
Because genes are basic building blocks of biological organisms (e.g., populations and species) and biological assemblages (e.g., communities and ecosystems), their diversity is
expressed at hierarchical levels. Different processes are more
important at the various levels, and thus assessments and
management considerations must take these scalar issues into
account, remaining cognizant of the relevant context. Genetic
diversity is manifested as differences within and among gametes or embryos (haploid/diploid), individuals within
populations, interbreeding populations (also called demes),
ecotypes, local races or strains, geographic races and subspecies, and species.
Factors that influence and determine the structure of genetic diversity play different roles at the various levels (table
28.1). Mutation occurs within individuals and is expressed
among individuals within populations; gene flow (geographic
migration and exchange of genes) occurs among individuals
within populations, among populations, and occasionally
among ecotypes or races or at higher levels (e.g., interspecific
hybridization). Natural selection exists on all levels but gains
in ecological and evolutionary significance at the level of individuals within populations and among populations. Genetic
drift (stochastic changes in genetic diversity due to sampling
phenomena of small population size) occurs within and
among populations. Inbreeding is another genetic process that
is significant within small populations of some species.
The genetic effects of natural and human actions also vary
in significance at the different levels. At the level of individual
organisms, change in phenotype (including death) is the most
obvious effect of mutation. At the population level, effects
are observed as changes in allele, genotype, and phenotype
frequencies and, correspondingly, in population expansions
and population extinctions. At the species level, genetic effects result in the creation of new species (speciation) or extinction. Although genetic diversity is relevant from the
molecular to the ecosystem level, the focus of this chapter is
on aspects of genetic biodiversity within species.
Although genetic variation can be considered at various
spatial scales, it is difficult to standardize across species, since
the relevant domain varies according to the size, mobility, and
genetic structure of the species. For example, more-local scales
might be appropriate for discussing genetic variation in small,
relatively immobile (e.g., nonmigratory, having a restricted
gene flow), and/or locally adapted species, while broader
scales would be more appropriate for larger, highly vagile
(e.g., migratory, having pollen flow or seed dispersal across
long distances), and/or broadly adapted species. The scale at
which genetic information is available for any given species
is also a function of the sampling design of available studies.
Thus, genetic variation is discussed at the level most appropriate and for which there is information available across species groups.
To summarize, we recognize the following aspects to genetic diversity in regard to ecosystem health and sustainability:
• Genetic diversity, both structure and process, is both input
to ecological systems (i.e., it influences and determines fitness, viability, and evolution) and output (i.e., ecological
and environmental effects determine genetic structure and
process) at many ecosystem levels (individual to population to species to community).
• Genetic diversity is but one factor that contributes to the
status and health of ecological systems. The significance of
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VOLUME II, CHAPTER 28
genetic diversity relative to other factors (e.g., demography, reproduction, and stochastic events such as disturbance) varies by taxon, location, season, and so on.
• Because each species has unique life histories and unique
ecological relationships, the resulting genetic architectures
and the importance of genes to viability and sustainability
are unique.
• Human actions in ecosystems are analogous in their potential impacts to natural forces and are potent in their ability to alter genetic structures and processes, with diverse
effects on viability and sustainability. Human actions can
take place in concert with natural processes or can run
counter to them.
The standards against which we implicitly measure status and
trends of genetic diversity in the Sierra Nevada in this chapter are those that exist in those native Sierran ecosystems that
have been minimally disturbed by human activities relative
to their historical condition. For example, many wilderness
and noncommercial forestlands in public ownership would
be regarded as reference conditions, despite the effects of fire
suppression, grazing, air pollution, and so on. From a genetic
standpoint, even many manipulated lands (e.g., those used
for timber) may not be far from an original condition, depending on the silvicultural treatments used. We recognize that
these conditions are not “natural” or “pristine” in being uninfluenced by humans, either prehistorically or historically,
directly or indirectly. We assume that effects on genetic diversity of prehistoric human use and of many recent human
activities, however, are relatively minor at the broad scale in
the Sierra Nevada, although local effects may have been intense.
Accepting such conditions as a reference standard does not
imply that they are optimally adapted, inherently ideal, or
naturally in balance. We accept this reference for evaluating
genetic diversity for several reasons:
• Near-natural systems are the closest analogs to sustainable
systems that we can describe—the dynamism and change
in such systems are of a level that we accept in management.
• In many cases we cannot actually measure either the quantitative status of genetic diversity or absolute values of the
contribution of genetic diversity to individual, population,
and species viability. We can, however, make an assessment
of whether particular actions have caused or might cause
deviation from the present state, we can predict what the
genetic consequences might be, and we can project what
the impacts of such actions on health and sustainability
might be. Thus, because our ability to evaluate impacts is
limited to relative change, we take the present, minimally
disturbed state as the standard for comparison.
• By accepting minimally disturbed conditions as reference,
we do not risk the arrogance of assuming that humans can
predict, understand, or create optimal conditions better
than natural structures and processes can; instead we simply compare results between the reference and the manipulated lands.
Where systems are highly altered and the current conditions
obviously do not serve as adequate reference standards, standards must derive either from adjacent or analogous minimally disturbed locations or from an analysis of historic ranges
of variability.
Measurement of Genetic Variation
Several kinds of data are used to measure levels and patterns
of genetic variation. The longest-standing method is to describe readily observable attributes of individuals, such as
various metric traits, color, time required to reach certain developmental stages, and so on. (The collective attributes of
an individual, the result of both genetic and environmental
influences, is a phenotype.) This is typically called morphological data, or morphometric if quantitative. However, to
detect heritable variation in these traits, the environment in
which the individuals are raised or grown must be uniform
and subject to experimental controls (i.e., replication and randomization); otherwise, observed differences could simply be
environmental effects rather than genetic differences. For obvious reasons, plants are more amenable to this type of genetic assessment. This type of data has historically been used
for genetic studies and does not necessarily require any sophisticated equipment. Whereas common-garden studies
identify genetic differences within the same generation, the
complementary type of analysis more common for animals—
pedigree analysis—requires several generations.
A second type of commonly collected genetic data is biochemical traits, including enzymes, terpenes, flavonoids,
blood groups, and other physiological markers. The most
commonly studied of these traits are differences in isoenzymes—called allozymes. Such enzymes can readily be extracted from tissue samples, such as leaves or blood. In
general, these enzymes have been shown to be under strict
genetic control, and differences in the forms of each enzyme
can be interpreted as genetic differences between the individuals sampled. This technique has been in common use for
a broad range of organisms since the 1970s. Because the enzymes are typically not modified by the environment of the
organism, samples can be taken from individuals in diverse
geographic areas and reliably given a genetic interpretation.
The third type of genetic data, and the most recent to become available, is derived from a collection of techniques that
assess molecular traits, such as DNA (from the nucleus, mitochondria, and/or chloroplast) and RNA. For example, DNA
can be extracted from tissue samples from individuals, and
variation between individuals can then be assessed either by
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Genetic Diversity within Species
comparing random segments of the DNA or by sequencing
the DNA directly. Like the allozyme data, most DNA data are
free from environmental influences and can be directly interpreted as genetic differences. This type of data has been gaining in popularity since the late 1980s.
The relationships among these kinds of genetic data (morphometric, allozyme, and DNA) are not well understood:
sometimes they present concordant patterns, sometimes not.
The genetic basis and freedom from environmental influence
of biochemical and molecular traits makes them attractive for
genetic studies. However, the adaptive and ecological importance of the genetic variation they reflect is uncertain. To some
extent, observed differences among the results from the three
data types may reflect study parameters and assumptions.
For example, morphometric data for animal taxa are often
confounded by environmental influences. Plant species are
more amenable to being grown in common gardens; the morphometric traits measured in such situations therefore reflect
genetic differences, the environmental component having
been controlled. When morphometric data are obtained in
common-garden studies in native habitats, or when correlations are found with environments, they are often considered
to reflect some aspect of adaptively significant genetic variation.
Allozyme data, often considered to reflect neutral genetic
variation (i.e., variation that is not under selective pressure
and therefore represents time-dependent divergence based
on reduction or lack of gene flow rather than adaptively significant genetic variation), sometimes show levels and patterns of genetic variation that are concordant with the
morphometric data, especially when they are analyzed by
multivariate methods. Often, however, they overemphasize
certain patterns (e.g., within-population versus among-population genetic variation) relative to morphometric data. In
some instances, certain genetic markers have been shown to
be under the influence of strong selection, challenging the
assumption that they are basically neutral. The significance
of allozyme data thus seems to depend on a variety of factors, including the number and type of allozymes studied,
the taxon under consideration, and the type of data treatment.
DNA studies sometimes agree with the results from one or
both of the other two data types and sometimes present a
different perspective. Current and common understandings
of DNA studies suggest that, since plastid (chloroplast or
mitochondrial) DNA evolves more quickly than the nuclear
DNA (which is the basis of morphometric and allozyme data,
as well as some molecular—e.g., PCR—data), studies of plastid DNA reflect more recent influences on genetic variation.
Under this model, for example, a recently colonized species
might show little genetic variation based on allozyme data
but more variation in plastid DNA within and/or among
populations, suggestive of recent and local processes, including adaptation.
Clearly, we are still learning about the relationships among
the questions we are asking, the types of genetic data we col-
lect, and the adaptive, evolutionary, management, and conservation implications of these data. In general, we recognize
the effects of study design (including amount of data, scale at
which data were collected, etc.) in determining this relationship. Life history characteristics are also likely to figure greatly
into this relationship. There may also be some general trends
according to taxonomic group, again largely a function of life
history characteristics. Thus, our presentation of genetic information includes reference to the type of data and how the
results agree or disagree among data types. The genetic significance is then discussed relative to the type of data, type of
studies, level of representation of the available studies, and
taxonomic group. If there are generalizations that can be made
within a taxonomic group, these are also presented.
Conventional measures of genetic variation often refer to
the hierarchical organization described earlier. Within-population genetic variation, when measured with allozymes, is
often expressed as heterozygosity, an estimate of the percentage of individuals in a population who have two alternate
forms of a gene, averaged over all the genes considered in
the study. A statistic represented as FST reflects the amount of
genetic differentiation within a species or the relative amount
of variation among populations. The various forms of each
(studied) gene present, and their frequencies, are often compared among populations, subspecies, or even closely related
species, using indices that reflect the amount of genetic similarity or, conversely, genetic difference. The latter is more commonly known as genetic distance. Standards for measuring
genetic diversity and population differences have changed
over the twenty years that allozyme data have been collected,
from similarity measures to the various genetic distances
(Nei’s and Rogers’ are most commonly cited) to measures of
population differentiation—FST (Wright 1978).
Information Acquisition
The information contained in this chapter was assembled in
a three-stage process. First, the SNEP Genetics Workshop was
convened in Placerville, California, on September 22 and 23,
1994. On that occasion, the attending individuals offered their
research findings, general understandings, and educated
opinions regarding genetic variation in various taxa within
the Sierra Nevada. Approximately twenty-five scientists participated (appendix 28.2). The information gained from this
workshop was captured in a preliminary report. Second, literature searches were conducted to fill in information gaps
from the preliminary report and to include available references and context for the information offered during the workshop. Finally, the expanded report was circulated to all
workshop participants, and also to approximately fifteen others, for review and comment. This chapter incorporates all
review comments.
766
VOLUME II, CHAPTER 28
CURRENT CONDITIONS
Genetic Variation of Major Taxonomic Groups
in the Sierra Nevada
Our general objective is to summarize the available information on genetic variation in species of the Sierra Nevada ecosystems. This is not an exhaustive inventory but rather a
summary of the types of information available, highlighting
the taxa that are best and least studied in each major taxonomic grouping (table 28.2). Life forms have been included
and categorized according to the availability of data. Thus,
we present information organized within seven taxonomic
divisions: plants, mammals, birds, amphibians and reptiles,
fish, insects, and fungi.
Information is included from many available sources, not
only the published literature, and may refer to data from
morphological, allozyme, and DNA studies. In general, the
summary is limited to intraspecific genetic variation rather
than the taxonomic or systematic studies at the species level,
although this is noted when only the latter types of information are available. Patterns in genetic architecture, when
known, are noted. Associations between geographic and genetic patterns are described, either as generalizations or by
specific examples if data do not support generalizations. Further, any relationships between life history characteristics and
patterns of genetic variation for that taxonomic group are
presented. Finally, major research needs or concerns, as expressed by workshop participants, are noted.
Plants
There are approximately 3,500 species of vascular plants in
the Sierra Nevada, representing approximately 50% of the taxa
in California (Shevock 1996). Of those, approximately 45 are
tree species (Griffin and Critchfield 1972). Among Sierran
plant species, most genetic studies have been on tree species,
and most of these have focused on the widespread and commercially important conifer species (table 28.3). Best studied
are several pine species, most notably ponderosa pine (Pinus
ponderosa) (e.g., Conkle and Critchfield 1988) and sugar pine
(P. lambertiana) (e.g., Harry et al. 1983), followed closely by
Douglas fir (Pseudotsuga menziesii) and white fir (Abies concolor)
(e.g., Hamrick 1976). For these species, there are comprehensive accounts of genetic variation among and within populations in the Sierra, based on both morphological and allozyme
data. Most other pine species of the Sierra, as well as other
conifers such as giant sequoia (Sequoiadendron giganteum) (Fins
and Libby 1982) and incense cedar (Calocedrus decurrens)
(Harry 1984) have been studied at the morphological and/or
allozyme levels. Some genetic information is also available
for Jeffrey pine (Pinus jeffreyi), Washoe pine (P. washoensis),
whitebark pine (P. albicaulis), foxtail pine (P. balfouriana), grey
or foothill pine (P. sabiniana), knobcone pine (P. attenuata),
lodgepole pine (P. contorta), red fir (Abies magnifica), and cypress species (Cupressus spp.) (see appendix 28.1). Recently,
interest stemming from conservation concerns has prompted
genetic studies of several oak (Quercus) species, resulting in
data on allozyme variation within and among populations
(Millar et al. 1990a). There is some population-level genetic
information for a few other angiosperm species, but much of
it is inferred from studies outside of the Sierra Nevada (as is
the case with Populus trichocarpa) (Dunlap et al. 1994).
The substantial amount of information on the genetic architecture of many Sierran tree species is based largely on
morphological and/or allozyme data. Because common-garden studies were the early standard for genetic studies of forest tree species (begun over fifty years ago in the Sierra
Nevada), the “morphological” variation referred to here is
TABLE 28.2
Characterization of information on genetic variation for the biota of the Sierra Nevada.
Taxon Division
Plants
Mammals
Birds
Reptiles and amphibians
Fish
Insects
Fungi
Research Emphasis
Gymnosperms: commercially significant tree species,
pines in particular
Angiosperms: Exotic annuals, low-elevation species,
herbaceous dicots, oaks, woody shrubs, widespread
species
Pre-1940s distributions of species and subspecies
Population studies for a few species of ground squirrels,
gophers, rats and mice
Population studies for approximately 15 species in
Sierra Nevada
In general, commercial species and rare or endemic species
Turtles (one species); some information on lizards
Salamanders; some toads and frogs
Salmonids, commercial species
Human-interest species, including insect pests to crops
and trees, disease-vector species, and butterfly species
(aesthetics)
Fungal pathogens of commercially significant plants (e.g.,
Heterobasidium, Verticicladiella, Peridermium spp.)
Least Studied
Most angiosperm species, especially geographically
restricted and/or endemic species
Current distributions of species and subspecies
Populations of most species
Bats
Raptors
Widespread, common species
All snake species
Non-game-fish species
Salmonids in central/western Sierra Nevada
Most species, including such major taxonomic groups
as aquatic species and (specialist) species with
rare host plants
Most fungal species, especially those in the
Zygomycota and Chytridiomycota
767
Genetic Diversity within Species
TABLE 28.3
Genetic variation (heterozygosity) within populations of Sierra Nevada plants.
Number
of Loci
Species
Gymnosperms
Abies concolor
Calocedrus decurrens
Pinus attenuata
Pinus jeffreyi
20
Pinus lambertiana
Pinus ponderosa
Pinus sabiniana
Pinus washoensis
Pseudotsuga menziesii
Sequoiadendron giganteum
Taxus brevifolia
26
Heterozygositya
FST
Sampling Range
Reference
0.107
Central Sierra Nevada
California
California
Central Sierra Nevada
Southern Sierra Nevada
Mono County
Oregon and California
Sierra Nevada
California
Oregon and California
?
Sierra Nevada
Continental U.S. and Alaska
Conkle 1992
Harry 1984
Millar et al. 1988
Furnier and Adams 1986
Furnier and Adams 1986
Millar et al. 1993
Conkle 1992
Conkle 1992
Conkle 1992
Niebling and Conkle (1990)
Conkle 1992
Fins and Libby 1982
Doede et al. in press
Bayer 1988
Bayer 1989b
Bayer 1989a
Allard et al. 1968
Novak el al. 1991
Ness et al. 1990
Ness et al. 1990
Soltis and Bloom 1986
Knapp and Rice in press
8
11
0.24
0.21
0.14
0.185
0.255
0.137
0.25
0.21
0.14
0.15
0.28
0.143
0.170
19
19
19
0.078
0.058
0.114
0.173
0.07
0.378
Rocky Mountains
Sierra Nevada
Western U.S.
25
16
16
17
20
0.012
0.168
0.095
0.183
0.086
0.478
Ipomopsis aggregata
Lewisia spp.
Lewisia cantelovii
Lewisia congdonii
23
22
22
22
0.099
Lewisia serrata
Salix exigua
Salix melanopsis
Scutellaria bolanderi
Scutellaria californica
Scutellaria nana
22
15
15
18
18
18
0.148
0.122
0.147
0.023
0.129
0.117
0.258
0.180
0.720
0.288
0.327
Scutellaria siphocampyloides
Wyethia
18
0.042
0.628
U.S.
Sierra Nevada
Sierra Nevada
Kern County
Washington, Oregon,
California
Sierra Nevada
Sierra Nevada
Yuba and Sacramento Rivers
Yosemite and Kings Canyon
National Parks
American River
Southwestern U.S.
Northwestern U.S.
Sierra Nevada
California
Northern California and
Nevada
California
0.286
Eldorado County
Angiosperms
Antennaria corymbosa
Antennaria media
Antennaria rosea
Avena spp.
Bromus tectorum
Calochortis minimus
Calochortis nudus
Clarkia speciosa
Elymus glaucus
Ferns
Cheilanthes gracillima
aHeterozygosity
20
20
25
0.042
0.12
0.068
0.092
0.004
0.043
0.549
0.541
0.208
0.234
Wolf et al. 1991
Carroll et al. n.d.
Carroll et al. n.d.
Carroll et al. n.d.
Carroll et al. n.d.
Brunsfeld et al. 1991
Brunsfeld et al. 1991
Olmstead 1990
Olmstead 1990
Olmstead 1990
Olmstead 1990
Ayers (SNEP Genetics
Workshop)
Soltis et al. 1989
is the proportion of heterozygous genotypes per locus per individual.
genetically based, without the problems of plasticity that
typify studies where field observations of morphology are
made without controlled tests. Some common-garden studies, taking advantage of vegetative propagation techniques,
have examined genetic architecture from the population to
the clonal level of variation (e.g., Fins and Libby 1982). The
general trend seen in most genetic architecture studies is one
of substantial genetic variation residing within populations,
although the amount of such variation ranges widely among
traits and can change with age (Namkoong and Conkle 1976).
Genetic diversity within populations (as measured by
allozymes) tends to be relatively high in Sierran conifer populations (table 28.3) in comparison with that found in gymnosperm species in general (e.g., mean heterozygosity is 0.151
[Hamrick et al. 1992]). Differences among populations tend
to be fairly low (FST < 0.10) (table 28.3), consistent with gym-
nosperms in general and with woody plant species that are
wind dispersed and wind pollinated (Hamrick et al. 1992).
As is the case with metric traits, differentiation can be greater
along elevational gradients in the Sierra than along latitudinal ones. For example, the F ST among four elevational
transects in sugar pine, which ranged from the Eldorado National Forest in the north to the Sequoia National Forest in
the south, was 0.015, whereas differences from low to high
elevation along each transect averaged 0.038 (Westfall 1995).
Among congeneric species, the distribution of genetic variation fluctuates. Among the pines, there tend to be large genetic differences among species, as is the case among the
closed-cone pines (Millar et al. 1988). In the cypresses, the
differences are much more modest (Millar and Delany n.d.).
This pattern is not uniform among all genetic markers. For
example, differences among the closed-cone pine species are
768
VOLUME II, CHAPTER 28
much lower in mitochondrial DNA (Strauss et al. 1993) than
in allozymes.
As these patterns are based largely on studies of the widespread conifer tree species—outcrossing, wind-pollinated
gymnosperms—it is not known whether they will hold true
for species with different life forms, specific habitats (e.g., riparian), or different mating systems, dispersal systems, or
modes of reproduction (e.g., clonal species). Also, some replicated common-garden experiments point to the existence of
genotype x environment interactions in some species. However, these data are neither abundant nor consistent enough
to permit generalizations about the significance of these interactions.
The taxa best represented in the genetic knowledge of
nontree plants in the Sierra Nevada are characterized as exotic annuals, especially low-elevation species. For example,
Novak and colleagues (1991) found substantial rangewide
differentiation in Bromus tectorum. Beyond the exotics, native
taxa have been studied in a nonordered fashion, with scattered representation from both herbaceous dicots and shrubs
(table 28.3), and much of this work has focused on taxonomic
issues rather than intraspecific genetic structure. Comprehensive information on the genetic architecture of species is scarce.
The studies of widespread species have focused on amongpopulation variation, while the little information available for
more restricted species is usually reflective of within-population variation.
Levels of genetic diversity within populations of many of
the Sierran angiosperms are nearly as high as those of the
gymnosperms (table 28.3). In some species, especially those
limited in range or habitat, such as Bolanders skullcap
(Scutellaria bolanderi), diversity is low (Olmstead 1990). Genetic differentiation among populations of many of the angiosperm species studied is quite high compared to that of
gymnosperms, suggesting genetic isolation among populations. For example, differences among Sierran willow (genus
Salix) populations isolated by river drainages tend to be high
(Brunsfeld et al. 1991). In recent studies of the native grasses
Nassella and Danthonia, Knapp (1994) and Knapp and Rice
(1994b), respectively, have noted that allozyme variation is
correlated with geographic distance. However, this is not the
case for blue wild rye (Elymus glaucus) (Knapp and Rice 1995).
Genetic drift (in small populations) and interruption of gene
flow have been suggested as the genetic processes responsible for this lack of relationship (Slatkin 1993). Few direct
studies of gene flow between species have been conducted.
Nason and colleagues (1992) found evidence for first-generation gene flow between two Sierran species of manzanita (genus Arctostaphylos), one occupying dry sites and the other
moist ones.
Few studies are available that have investigated clonal diversity in asexually reproducing plants in the Sierra Nevada.
In a study of Antennaria rosea over much of its range in western North America, it was observed that populations tend to
be composed of one or a few rather localized clones (Bayer
1990). Samples from the Sierra Nevada had some of the highest numbers of clones per population (i.e., eleven clones). The
proportion of polyclonal populations detected (73%) is similar to the average reported for a wide range of clonal plant
species (77%) (Ellstrand and Roose 1987).
Differentiation in other biochemical traits has also been
studied in Sierran species, both gymnosperms and angiosperms. Desrochers and Bohm (1993) found greater complexity in flavonoid compound (responsible, in part, for color)
profiles in southern Lasthenia californica populations than in
northern ones. In the monoterpene profiles (monoterpenes
being components of pine pitch), Zavarin and colleagues
(1993) found differentiation between the Sierran and the Great
Basin and Rocky Mountain populations.
A major constraint in assessing the genetic variation in
plants of the Sierra Nevada other than trees is the lack of basic biological information, such as fine-scaled species-distribution maps and approximate population sizes. As it is not
feasible to conduct common-garden studies for all plant species, plasticity poses a problem for genetic studies based on
variation in morphological characters observed in the field.
One approach to widespread genetic assessments is to attempt
to link certain life history characteristics, such as mating system, with patterns of genetic variation (e.g., Hamrick et al.
1992). However, there might be many exceptions to such generalizations, and even basic life-history characteristics (e.g.,
mating system) are not known for many species and cannot
necessarily be inferred from morphology. Allozyme studies,
as we mentioned earlier, are convenient, but the relationship
between this level of genetic variation and adaptive or evolutionarily significant variation is unclear. The best hope for
gaining comprehensive information on genetic variation in
many species lies in defining some morphological markers
under known genetic control. Patterns in such simply inherited characters have been similar to those in allozymes. For
example, in stem-surface phenotypes in Sierran pondersosa
pine, one of which confers resistance to the gouty pitch midge
(Cecidomyia piniinopsis), Ferrell et al. (1989) show a complex
geographic pattern in the Sierra Nevada very similar to that
in allozymes (Westfall and Conkle 1992; Westfall et al. n.d.).
In trees, a suite of independently varying characters, such as
growth, bud break, and cold hardiness, has been used in forming seed-transfer guidelines (Campbell 1986; Rehfeldt 1990).
It is possible that such approaches will be necessary in other
plant groups.
Mammals
About 110 species of mammals are found in the Sierra Nevada (Zeiner et al. 1990b). Most of the available information
consists of distributions of species and subspecies. However,
much of this was collected before 1940 and hence may not
reflect the current situation. Modern studies cover a small and
scattered sample (about 25% to 30%) of all taxa, and most
have focused on non-Sierran and arid-land populations.
The genetic information available on Sierran mammals is
769
Genetic Diversity within Species
mostly based on allozyme data (i.e., genetically based variants of certain enzymes) and nuclear and mitochondrial DNA
(mtDNA); there is some information on chromosomal data
and a small amount on morphological characters that distinguish species and subspecies. Early studies focused on taxonomic issues; more recently they have tackled population
structures.
Few genetic studies have been conducted on populations
within the Sierra Nevada. Exceptions include the well-studied pocket gopher (Thomomys bottae), some kangaroo rats (genus Dipodomys), some mouse species (genus Peromyscus), and
the kit fox (Vulpes macrotis). Within-population genetic diversities in allozymes (i.e., observed heterozygosity) for the few
Sierran mammals surveyed tend to be low, generally less than
0.05 (table 28.4). Heterozygosities in allozymes for some of
the mouse (Peromyscus) species, at 0.07–0.09, are among the
highest for mammals (Avise et al. 1979). In contrast, allozyme
variation within species of the kangaroo rat (Dipodomys spp.)
is very low and approaches zero for one population of
Panamint kangaroo rat (D. panamintinus) sampled within the
Sierra Nevada (Johnson and Selander 1971).
In addition, differentiation among populations of many
Sierran species is also low (table 28.5), suggesting high
amounts of gene flow or recent history (Slatkin 1993). Genetic
similarities among populations within species of kangaroo
rats (genus Dipodomys) are very high, even in the wide-ranging species (Johnson and Selander 1971). Although no data
exist for Sierran populations, low levels of differentiation are
observed in such wide-ranging species as the mule deer
(Odocoileus hemionus) among populations ranging across the
western United States (FST = 0.048) (Cronin 1991). Differences
were very low (FST = 0.004) between deer populations that
were adjacent but separated by the Continental Divide (Cronin
et al. 1991b). In the Brazilian free-tailed bat (Tadarida
brasiliensis), southwestern populations that include those occupying distinct migrational groups show low F ST values
(0.05), even though band and recapture data suggest low exchange among migratory groups (Svobda et al. 1985).
Intercolony differences in the bat species are even lower (FST
= 0.008) (McCracken et al. 1994).
Patterns in some rodent species that occupy the Sierra contrast greatly with those just described. Although rangewide
population differences are relatively low in the deer mouse,
P. maniculatus (FST = 0.16), this value is relatively high in comparison to that for the coyote (FST = 0.09), which is equally
wide-ranging. Californian populations of this deer mouse
TABLE 28.4
Genetic variation (heterozygosity) within populations of Sierra Nevada mammal species.
Taxonomic Name
Common Name
Number
of Loci
Heterozygositya
Sampling Range
Thomomys bottae
Pocket gopher
23
0.093
Dipodomys ordii
Ord’s kangaroo rat
17
0.008
Southwestern U.S., including
Sierra Nevada
Western U.S.
Dipodomys microps
Chisel-toothed kangaroo rat
17
0.007
Western U.S.
Dipodomys agilis
Pacific kangaroo rat
17
0.040
Western U.S.
Dipodomys heermanni
Hermann’s kangaroo rat
17
0.042
Western U.S.
Dipodomys panamintinus
Panamint kangaroo rat
22
17
0.00
0.000
Dipodomys deserti
Desert kangaroo rat
22
17
0.05
0.010
Butte County
Western U.S., including
Sierra Nevada
Kern County
Western U.S.
Dipodomys merriami
Merriam’s kangaroo rat
17
0.051
Western U.S.
Dipodomys nitratoides
San Joaquin kangaroo rat
17
0.040
Western U.S.
Peromyscus maniculatus
Deer mouse
22
0.091
Peromyscus californicus
California mouse
31
0.027–0.124
U.S. and Canada, including
Sierra Nevada
Coastal California, Baja California
and foothills of Sierra Nevada
California Coast Range
Zoo
Southern California
Western U.S.,
including Sierra Nevada
Yosemite National Park
Wyoming
4b
Microtus californicus
Canus latrans
Canus latrans
Vulpes macrotis
California vole
Coyote
Coyote
Kit fox
53
10c
24
Ursus americana
Martes americana
Black bear
Marten
33
24
a
b
c
0.24
0.050
0.50
0.025–0.111
0.015
0.170
Heterozygosity is the proportion of heterozygous genotypes per locus per individual.
Variable loci only.
Microsatellite (repeated) DNA.
Reference
Patton and Yang 1977
Johnson and Selander
1971
Johnson and Selander
1971
Johnson and Selander
1971
Johnson and Selander
1971
Patton et al. 1976
Johnson and Selander
1971
Patton et al. 1976
Johnson and Selander
1971
Johnson and Selander
1971
Johnson and Selander
1971
Avise et al. 1979
Smith 1979
Bowen 1982
Fisher et al. 1976
Roy et al. 1994
Dragoo et al. 1990
Manlove et al. 1980
Mitton and Raphael
1990
770
VOLUME II, CHAPTER 28
TABLE 28.5
Population differentiation (FST) among populations of Sierra Nevada mammal species.
Taxonomic Name
Common Name
Tadarida brasiliensis
Marmota flaviventris
Peromyscus maniculatus
Brazilian free-tailed bat
Yellow-bellied marmot
Deer mouse
Microtus californicus
Odocoileus hemionus
hemionus
Odocoileus hemionus
hemionus ;Odocoileus
hemionus columbianus
Canus latrans
Number
of Loci
FSTa
Sampling Range
Reference
Svoboda et al. 1985
Schwartz and Armitage 1980
Avise et al. 1979
38
8b
22
0.05
0.07
0.16
California vole
Rocky Mountain mule deer
4b
9b
0.04
0.048
Southwestern U.S.
East River Valley, Colorado
U.S. and Canada, including
Sierra Nevada
California Coast Range
Western U.S.
Mule and black-tailed deer
9b
0.38
Western Canada
Cronin 1991
10c
0.09
Southern California
Roy et al. 1994
Coyote
aF
ST is the amount of genetic differentiation
b Variable loci only.
c Microsatellite (repeated) DNA.
Bowen 1982
Cronin 1991
among populations of a species.
diverged significantly from the rest of the western populations (based on variation in mitochondrial DNA) and also
showed substantial genetic diversity within the populations.
Differentiation among populations was greater for the pinyon mouse (P. truei), which occupies more restricted habitats
(Avise et al. 1979).
One of the most intensively studied species, the pocket
gopher (Thomomys bottae), also has relatively high genetic diversities within populations (heterozygosity of 0.09) and geographic structuring that follows chromosomal patterns
(Patton and Yang 1977; Smith and Patton 1980). This species
shows more genetic variation among than within populations.
In areas where populations are small and widely spaced, genetic drift has resulted in considerable genetic homogeneity
within populations. In the Sierra Nevada, Patton and Smith
(1990) list major geographic subdivisions in the pocket gopher as northern and southern Sierran foothills, the Yosemite
Valley, the Kern River Plateau, the Inyo-White Mountains, and
the Mount Whitney complex. Dispersal is limited and effective population sizes low, which results in substantial population structuring, but dispersal among more distant
populations is sufficient to maintain genetic diversity (Daly
and Patton 1990; Patton and Feder 1981). Similar dispersal
patterns and geographic structures are suggested in the marmot, Marmota flaviventris (Schwartz and Armitage 1980), and
in some non-Californian species of ground squirrel, Spermophilus (e.g., van Staaden et al. 1994).
Genetic differences among species are also low, even among
morphologically distinct and geographically separated taxa.
In an allozyme and morphological study of the kit fox (Vulpes
macrotis, sampled in the northeastern Sierra) and the swift
fox (V. velox), Dragoo et al. (1990) found little differentiation
between the two species (Nei’s distances ranged 0.000 to 0.013)
and concluded that the two should be reclassified as subspecies. Johnson and Selander (1971) found similarly low levels
of differentiation among species of the kangaroo rat (includ-
ing some Sierran and near-Sierran populations), another wideranging arid-land taxonomic group in the West.
Variation in mitochondrial DNA (mtDNA) has also been
studied in taxonomic relationships in Sierran and proximalSierran species. Based on this type of data, Cronin (1992) found
little genetic variation in elk (Cervus elaphus), both within and
between the two Californian subspecies. The same study
found substantial genetic variation in the mule deer subspecies of O. hemionus (populations east of the Sierra Nevada),
but none in the black-tailed deer (populations west of the Sierran and Cascade crests). Cronin and colleagues (1991a) also
found substantial genetic diversity in mitochondrial DNA
clones in black bear populations of the Pacific Northwest,
suggesting maternally based structuring. Although Cronin
(1991b) claimed to find gene flow between mule deer and
black-tailed deer in a contact zone between the subspecies
(in British Columbia), mtDNA and allozyme FST values (0.56
and 0.378) suggest very little gene flow (equivalent to 0.2 to
0.41 individuals per generation). In a study of interspecific
and intraspecific mitochondrial DNA variation in grasshopper mice (genus Onychomys), Riddle and Honeycutt (1990)
found regional subdivisions that conform to existing taxonomic subdivisions, with relatively little differentiation within
regions (based on single-individual samples). The northern
grasshopper mouse (O. leucogaster) was clearly differentiated
from the southern (O. torridus); the data suggested that the
Great Basin populations of O. leucogaster had become isolated
from the populations to the east during the Pleistocene.
In summary, many of the Sierran mammalian species
sampled show fairly low levels of within-population genetic
variation as well as high levels of gene flow among populations. However, there are notable exceptions, such as the
pocket gopher, with its well-differentiated groups in the Sierra Nevada, and the California vole, with its relatively high
level of heterozygosity. Most of the mammalian species native to the Sierra Nevada have not been genetically studied,
771
Genetic Diversity within Species
and fewer still have been studied in Sierra Nevadan populations. Thus, it is unknown how well these trends represent
the complete group of Sierran populations.
A widely communicated need at the SNEP Genetics Workshop is for population-level studies on most mammalian species. Also expressed was the need to study the temporal
context for normal ranges of variation in populations, as demographic and genetic structures may vary over time (as in
Patton and Feder 1981).
Birds
There are approximately two hundred bird species with winter and/or summer ranges in the Sierra Nevada bioregion
(Zeiner et al. 1990a). Little genetic information is available
for most species at the among-population or within-population level. Approximately fifteen species of birds in the Sierra
Nevada have been the subject of population genetics studies
(mostly allozyme-level studies, some of DNA data). Subspecies designations, based on morphometric characteristics,
within bird species are common. Sierra Nevada examples of
subspecies structuring include the fox sparrow (Passerella
iliaca), northern flicker (Colaptes auratus), Hutton’s vireo (Vireo
huttoni), and spotted owl (Strix occidentalis). Recent mitochondrial DNA studies have even suggested species designations
for some subspecies (e.g., the fox sparrow and Hutton’s vireo).
Thus, some subspecies or even populations within the Sierra
Nevada may actually be distinct species rather than intraspecific genetic variants.
Bird species have several life history characteristics that
are likely to be relevant to the amount and structure of genetic variation they exhibit. First is the mating system: most,
but not all, bird species are monogamous (Lack 1968), allowing for more genetic variation than if the offspring were largely
the result of a few males who mated with many females. Second is their pattern of distribution. Two distribution models
are common: colonial and continuously dispersed. Colonial
species tend to have greater population differentiation than
do evenly distributed species (Barrowclough 1980). Third is
the tendency to be either migratory or sedentary. One would
expect sedentary populations to be less panmictic (i.e., less
likely to exhibit random mating and hence less likely to have
gene pools that are thoroughly mixed) than migratory populations, since there is less opportunity for mating among populations (e.g., Johnson and Marten 1992).
Another factor that has been demonstrated to influence
genetic structure in avian species is directional bias in gene
flow (i.e., immigration and hybridization between two populations may occur more frequently in one direction than in
the other). Peterson (1991) studied gene flow between two
groups of scrub jays (Aphelocoma coerulescens) that are strongly
differentiated morphologically and are physically separated
by geographic barriers, chiefly deserts. Using morphological
criteria, he estimated that gene flow east to west across the
Mojave Desert, from the woodhouseii populations to the
californica populations, was two to seven times stronger than
west-to-east movement. The two forms approach one another
closely (within about 20 km [12 mi]) in the Owens Valley. Here,
16% of the individuals studied showed eastern influence and
4% were apparently first-generation immigrants. Peterson
hypothesized that the bias in the direction of gene flow in
this case was due to habitat differences in the two subspecies,
and that a stronger psychological barrier to entering desert
habitats exists for the californica jays. Their normal habitat is
oak woodlands, which are structurally distinct from the
desert, whereas the woodhouseii subspecies occupies a more
diverse pinyon-juniper-woodland habitat that seems to grade
directly into desert habitats.
Morphological differentiation in birds, the usual basis of
subspecies designations, usually reflects both environmental
and genetic influences, captive-rearing studies in birds (i.e.,
those where birds are raised in common environments so that
genetic effects can be distinguished from environmental effects) being difficult to administer and rarely occurring in the
literature. One exception is an egg transplant study in the redwinged blackbird (Agelaius phoeniceus), a widespread species
that also inhabits the Sierra Nevada. Northern to southern
and reciprocal transplants of eggs revealed that a large component of morphometric variation was indeed environmental (James 1983). This result may help explain why
morphometric studies in bird species may show different
patterns of variation than those revealed by allozyme or DNA
studies.
Population differentiation (FST) in birds of the Sierra Nevada, mainly based on estimates from allozyme studies, is
generally low (table 28.6). This is consistent with previous
findings that North American avian species generally consist
of populations of moderate to large effective size with moderate to high levels of gene flow (i.e., successful mating)
among them (Barrowclough 1980; Barrowclough and Johnson
1988). Only four of the FST values for the Sierra Nevadan bird
species listed are over 0.10 (this small value suggests little
population differentiation, due to migration and mating
among populations), and the larger values are for species with
two or more subspecies in the study sample. For example,
the California subspecies of Hutton’s vireo (Vireo huttoni
huttoni) and the interior subspecies in Arizona (V. h. stephensi)
have a mean FST of 0.614, a value more characteristic of interspecific than intraspecific differentiation. This species is highly
sedentary, and the two subspecies exist in different habitats.
Indeed, these two taxa were probably isolated even prior to
the Wisconsin glacial maximum (approximately 18,000 years
BP) and are definitely approaching, or have already reached,
species level (Cicero and Johnson 1992). The few studies showing FST values greater than 0.10 are also often based on very
few polymorphic loci.
This pattern of little geographic structuring and moderate
levels of gene flow among populations is reflected in
Hammond’s flycatcher (Empidonax hammondii), a species that
nests in boreal forests and woodlands of western North
America. Samples from breeding localities at the extremes of
772
VOLUME II, CHAPTER 28
TABLE 28.6
Genetic population structure (FST) for bird species of the Sierra Nevada.a
Taxonomic Name
Common Name
Number
of Locib
FSTc
Sampling Range
Reference
Riparia riparia
Cistothorus palustris
Callipepla californica
Larus californicus
Sphyrapicus ruber
Pipilo erythrophthalmus
complex
Passerella iliaca
Passerella iliaca
Zonotrichia leucophrys
Branta canadensis
Colaptes auratus
Amphispiza belli
Icterus galbula
Vireo huttoni
Strix occidentalis
Bank swallow
Marsh wren
California quail
California gull
Red-breasted sapsucker
Rufous-sided towhee
—
—
37(16)
35(8)
39(7)
16(1)
0.051
0.061
0.032
0.004
0.019
0.229
North America
North America
California and Baja California
California and Utah
California and Oregon
Maine to California
Barrowclough 1980
Barrowclough 1980
Zink et al. 1987
Zink and Winkler 1983
Johnson and Zink 1983
Sibley and Corbin 1970
Fox sparrow
Fox sparrow
White-crowned sparrow
Canada goose
Northern flicker
Sage sparrow
Northern oriole
Hutton’s vireo
Spotted owl
38(14)
13(13)
19(3)
35(24)
3(3)
41(17)
2(2)
33(6)
23(1)
0.014
0.013
0.047
0.065
0.098
0.112
0.027
0.614
0.55
California, Oregon, Nevada
California and Nevada
California and Colorado
North America
U.S.
California and Nevada
North America
Arizona and California
Oregon, New Mexico, California
Empidonax hammondii
Hammond’s flycatcher
36(16)
0.043
Western North America,
including Sierra Nevada
Zink 1986
Burns and Zink 1990
Baker 1975
Van Wagner and Baker 1986
Fletcher and Moore 1992
Johnson and Marten 1992
Corbin et al. 1979
Cicero and Johnson 1992
Barrowclough and Gutiérrez
1990
Johnson and Marten 1991
a All species listed are native to (i.e., have summer and/or winter ranges in) the Sierra Nevada.
b The first two entries are based on dispersal data; all others are based on allozyme data. The number
of loci assayed is followed by the number of polymorphic
loci in the sample, in parentheses.
cF
ST is the amount of genetic differentiation among populations of a species.
its nesting distribution, including the southern Sierra Nevada,
showed that only 4.3% of the genetic variation present (based
on allozyme data) was distributed among populations
(Johnson and Marten 1991). This indicates moderate to high
genetic heterogeneity among populations, a pattern reflected
in the bird’s high degree of morphological homogeneity over
its entire nesting distribution.
In general, bird species of the Sierra Nevada and elsewhere
have low levels of individual genetic variation when sampled
at a specific set of genes. For example, it is possible for a bird
to have two forms of each gene; the number of times this occurs, averaged over all the genes sampled and all the individuals sampled in a population, leads to an estimate of the
genetic variation in the average individual, a value referred
to as observed heterozygosity. Observed heterozygosity values are available for some of the bird species (and from the
same studies) listed in table 28.6: they are all low. Average
observed heterozygosity for the Canada goose (Branta
canadensis) is 0.051 (range: 0.031–0.083) (Van Wagner and Baker
1986); for the sage sparrow (Amphispiza belli) is 0.042 (range:
0.03–0.55) (Johnson and Marten 1992); for Hutton’s vireo (Vireo
huttoni) is 0.014 (Cicero and Johnson 1992); and for
Hammond’s flycatcher (Empidonax hammondii) is 0.026 (range:
0.012–0.039) (Johnson and Marten 1991).
Amounts and patterns of geographic variation in birds differ among studies using allozyme, mitochondrial DNA, and
morphometric evidence. Usually, allozyme evidence is more
conservative, perhaps because it is less influenced by the environment, showing less population structure than is suggested by the other two types of data. For example, the Canada
goose (Branta canadensis) shows spectacular amounts of mor-
phometric differentiation across its range, yet a rangewide
isozyme study (including California samples) found very little
population differentiation, as suggested by the low FST value
of 0.065 (Van Wagner and Baker 1986). Similarly, in the northern flicker (Colaptes auratus), three subspecies are recognized
in this widespread bird species, yet very little population differentiation is evident from an allozyme study (FST = 0.098)
(Fletcher and Moore 1992). These allozyme values indicate
much less population differentiation than that indicated by
morphometrics.
To further understand these surprising differences, a third
source of genetic material can be studied. It has been suggested (e.g., Zink and Dittman 1991) that, since mitochondrial
DNA evolves more quickly than nuclear DNA, the former
might be more likely to reveal geographic patterns of variation than the latter. Morphometric and allozyme data largely
reflect products from nuclear DNA. However, among studies of birds of the Sierra Nevada, there appear to be more
exceptions than trends in the relationships among patterns
from mtDNA, morphometric, and allozyme studies. Two examples were presented previously of morphometric patterns
that were not supported by allozyme variation. However, in
a study of scrub jays (Aphelocoma coerulescens), Peterson (1991)
found that the allozyme data agreed with the morphometric
designation of five subspecies (and much gene flow among
populations within subspecies). In a study of the brown towhee complex (Pipilo spp.), a group of four currently recognized species mainly inhabiting the southwestern United
States, Zink and Dittman (1991) found that mtDNA and
allozyme data revealed similar evolutionary and geographic
patterns. Similarly, allozyme, morphometric, and mtDNA
773
Genetic Diversity within Species
evidence showed strong and similar differentiation between
two groups in samples of the sage sparrow complex
(Amphispiza belli) taken from California and Nevada (Johnson
and Marten 1992).
Mitochondrial DNA data do not necessarily reflect geographic patterns. For example, in a study of the chipping sparrow (Spizella passerina), a widespread migratory North
American passerine species that also inhabits the Sierra Nevada, no geographic differentiation was observed in mitochondrial DNA at all, in spite of the fact that a large part of
the range was sampled (Zink and Dittman 1993b). Thus, the
three named subspecies for this sparrow have no support from
mtDNA data. In fact, the lack of mtDNA geographic structure over relatively large distances is typical of several passerine bird species that inhabit areas that were recently glaciated
(Zink 1994). In spite of considerable geographic variation in
size and plumage color in the song sparrow (Melospiza melodia)
across its continental U.S. range (including six California
samples), mtDNA did not reveal any geographic structure
(Zink and Dittman 1993a). Similarly, mitochondrial data from
thirty-nine locales (including several in the Sierra Nevada) of
the fox sparrow (Passerella iliaca) complex failed to show any
geographic variation within four major taxonomic groupings,
despite marked morphometric clines (i.e., gradual changes
in species characteristics that parallel some geographic or
environmental trend) within these groups (Zink 1994). In these
cases, it has been postulated that isolation by distance has
not been very important in shaping population genetic structure as measured by mitochondrial DNA. Rather, historical
isolating events may be more important (Zink 1994).
In summary, most of the bird species in the Sierra Nevada
for which there are genetic data show weak population differentiation based on allozyme data. Subspecies may be differentiated at the allozyme level if they have been isolated
for a long time. Morphometric variation, even at the subspecies or rangewide level, is often not accompanied by allozyme
or mitochondrial DNA variation. Together with information
from limited captive-rearing studies, this may indicate that
much morphometric variation does not have a genetic basis.
Although the life history traits of mating system, pattern of
dispersal, and migratory tendencies seem logically related to
the amount and pattern of genetic information, there are too
few empirical studies to verify these theories.
Reptiles and Amphibians
Of the approximately forty-six species of reptiles and thirty
species of amphibians listed as occurring in the Sierra Nevada (Zeiner et al. 1988; Mark Jennings, e-mail communication with the authors, 1994), approximately half have genetic
information available. Most of this information is on amphibians, particularly salamanders and frogs. Among reptiles, lizard species have been best studied genetically. Snakes appear
to be the least well-studied group: except for some morphological and behavioral studies, there is virtually no genetic
information for the twenty-seven snake species in the Sierran
and proximal-Sierran regions (Zeiner et al. 1988). For amphibians and reptiles, it is interesting to note that, in general, the
most common, widespread, and abundant species have been
least studied, and the endemics and rare species have been
studied most. This is postulated to be a consequence of both
the current public focus (and associated funding opportunities) on rare or endangered species and the early distributional and morphological studies of the more common species,
leaving only the less rewarding (genetic) increments of information to be gained.
Within the amphibian and reptile populations studied, genetic variability in allozymes is low to moderate (table 28.7).
For example, recent studies (Wake and Yanev 1986; Wake et
al. 1989) report that the invading population Ensatina
eschscholtzii xanthoptica in the Sierra Nevada has the lowest
heterozygosity of any population in the genus, in line with
theoretical expectations. Heterozygosity values are generally
less than 0.100. In addition, genetic differences among populations within some species of salamanders are often extremely high, sometimes approaching or exceeding genetic
differences among related species (Hedgecock and Ayala 1974;
Wake and Yanev 1986). Even in a species that occupies a limited area, such as the Inyo Mountains salamander (Batrachoseps
campi), which occurs only in specific areas along a 32 km
length of the Inyo Mountains, heterozygosity can vary somewhat from one population to another (its heterozygosity range
is 0.04–0.08) (Yanev and Wake 1981). The limitation of these
groups to moist, sometimes riparian habitats (Zeiner et al.
1988) restricts their dispersal and, consequently, gene flow
between populations. This, along with extinction and
recolonization with climatic fluctuations can result in random
loss of genetic variability. Heterozygosities ranged from 0.01
to 0.09 among seventeen populations of the Pacific tree frog
(Hyla regilla) (Case et al. 1975) and from 0.02 to 0.25 among
sixteen populations of the lungless salamander (Ensatina
eschscholtzii) (Wake and Yanev 1986). Differences in heterozygosity from one population to another are present, though to
a lesser extent, in western frog species (Case 1978a, 1978b;
Case et al. 1975).
Few studies have addressed genetic differentiation among
Sierran populations of reptile or amphibian species. The available data, which are almost exclusively for amphibians, show
a pattern of strong genetic differentiation among populations
(table 28.8). In a study of nineteen populations of the lungless
salamander (Ensatina eschscholtzii), including populations in
the Sierra Nevada, Wake and Yanev (1986) noted “profound”
allozymic differentiation among populations (FST = 0.705) (see
also Jackman and Wake 1994; Wake et al. 1994). Similarly, a
high level of genetic differentiation was demonstrated among
populations of the Inyo Mountains salamander (Batrachoseps
campi) (Yanev and Wake 1981). A high level of genetic differentiation exists among California populations of the black
salamander (Aneides flavipunctatus), suggesting that there has
been little gene flow among populations (since the Pliocene
or late Pleistocene epochs) (Larson 1980). Another example
774
VOLUME II, CHAPTER 28
TABLE 28.7
Mean heterozygosity values for reptile and amphibian species of the Sierra Nevada.
Number
of Loci
Heterozygositya
Long-toed salamander
21
0.066
Oregon and Idaho
Tiger salamander
Black salamander
Inyo Mountains salamander
32
21
33
0.055
0.103
0.060
Californiab
California
Inyo Mountains, California
Ensatina eschscholtzii
Ensatina
26
0.112
California
Hydromantes brunus
Hydromantes
platycephalus
Hydromantes shastae
Hyla regilla
Rana aurora
Rana boylei
Rana boylei
Rana cascadae
Rana catesbeinanad
Rana muscosa
Rana muscosa
Taricha torosa
Limestone salamander
Mount Lyell salamander
18
18
0.180
0.080
Shasta salamander
Pacific tree frog
Red-legged frog
Foothill yellow-legged frog
Foothill yellow-legged frog
Cascade frog
Bullfrog
Mountain yellow-legged frog
Mountain yellow-legged frog
California newt
18
14
15
15
15
15
15
15
15
18
0.080
0.007–0.093
0.039
0.038
0.045
0.037
0.000
0.060
0.070
0.094
Mariposa County, Californiab
Tuolumne County,
Californiab
Shasta Lake, California
Oregon and California
California Coast Range
California
California
Lassen County, California
Californiab
Sierra Nevada
Sierra Nevada
Sierra Nevada
Reptiles
Anniella pulchra
Elgaria coerulea
Elgaria multicarinata
Elgaria panamintina
Sceloporus graciosus
California legless lizard
Southern alligator lizard
Northern alligator lizard
Panamint alligator lizard
Sagebrush lizard
27
34
34
34
19
0.022
0.063
0.013
0.015
0.030
Five western states
Uta stansburiana
Side-blotched lizard
18
0.053
California
Taxonomic Name
Amphibians
Ambystoma
macrodactylum
Ambystoma tigrinum
Aneides flavipunctatus
Batrachoseps campi
Common Name
aHeterozygosity is the proportion of heterozygous
bOne population.
cRecalculated in Shaffer and Breden 1989.
dIntroduced from eastern United States.
Sampling Range
Coastal California
Reference
Howard and
Wallace 1981
Shaffer 1984c
Larson 1980
Yanev and Wake
1981
Wake and Yanev
1986
Wake et al. 1978
Wake et al. 1978
Wake et al. 1978
Case et al. 1975
Case 1978a
Case 1978a
Case 1978b
Case 1978a
Case 1978a
Case 1978a
Case 1978b
Hedgecock and
Ayala 1974
Bezy et al. 1977
Good 1988
Good 1988
Good 1988
Thompson and
Sites 1986
McKinney et al.
1972
genotypes per locus per individual.
of this trend is found in a widely occurring reptile species
sampled outside of the Sierra Nevada. Thompson and Sites
(1986) measured an average FST of 0.231 among western
steppe populations of the sagebrush lizard (Sceloporus
graciosus).
Little work has been done on genetic variation in morphological characteristics in Sierran populations of reptiles; most
recent studies have been done on non-Sierran populations of
the Pacific Coast. Seeliger (1945) surveyed morphological
variation in the western pond turtle (Clemmys marmorata) and
found that individuals in Sierra Nevadan populations had
morphological characteristics that were intermediate to those
in north coastal and south coastal areas of California. Although the genetic basis for these differences has not been
established, such polymorphisms are the basis for further
study. Bechtel and Whitecar (1983), in controlled breeding of
Californian samples, have established inheritance of color
patterns in the gopher snake (Pituophis melanoleucus). However, no studies have been done on the population structure
or the ecological context of this variation in color pattern. In a
study of geographic variation in feeding preferences in Cali-
fornian populations of the terrestrial garter snake (Thamnophis
elegans), Arnold (1980a, 1980b) established that differences
between coastal and interior populations are inherited and
affect feeding (or avoidance) responses to slugs, amphibians,
and the toxic newts (Taricha spp.). Although Sierran populations were not included in the study, they do indicate adaptation to available food and suggest habitat-based population
differences in Sierran garter snakes (as in Jennings et al. 1992).
Sinervo and colleagues have done extensive work on physiological and biophysical genetics in lizards of the genera Uta
and Sceloporus, comparing populations from contrasting environments in the western United States. They have found
differences among species and among and within Oregon and
southern California populations in thermal physiology and
growth (Sinervo 1990; Sinervo and Adolph 1994); differences
among and within Coast Range populations in the trade-offs
between reproductive numbers, egg size, and survival
(Sinervo et al. 1992, 1991); and heritability of running performance and leg and tail size (Tsuji et al. 1989).
Although population structure and gene flow are critical
to genetic assessments of these species, it is not certain how
775
Genetic Diversity within Species
the well-studied species groups may serve as models for the
less-studied majority. There is little information on how life
history traits might relate to fitness-relevant genetic variation,
but this is considered to be a worthy topic for further research.
Recent losses in amphibian populations require that Case’s
early work on frogs be reassessed and expanded. There is also
very little information on local adaptation. Other high-priority research needs are comparisons of mitochondrial and
nuclear DNA patterns to assess variation in sex-biased gene
flow (as in Wade et al. 1994).
Fish
In the Sierra Nevada bioregion, there are approximately forty
fish species native to the inland lakes and rivers, and another
thirty or thirty-one species have been introduced (Moyle
1976). The overwhelming majority of genetic information
(morphological, allozyme, and mtDNA) is for the commercially significant salmonid (family Salmonidae) species. Although only a few salmonid species are native to the Sierra
Nevada (e.g., whitefish [Prosopium williamsoni], cutthroat trout
[Oncorhynchus clarki], golden trout [O. mykiss whitei and O.
mykiss aguabonita], and rainbow trout [O. mykiss]), several others are anadromous visitors (e.g., chinook salmon
[Oncorhynchus tshawytscha], steelhead salmon [O. mykiss
irideus], and Pacific lamprey [Lampetra tridentata]), and others
have been introduced (e.g., brook trout [Salvelinus fontinalis],
lake trout [Salvelinus namaycush], brown trout [Salmo trutta],
and kokanee [Oncorhynchus nerka]). California, and to a lesser
extent the Sierra Nevada, contains the southernmost populations of most of the anadromous fish of the Pacific coast of
North America (Moyle 1994) and thus have the potential for
harboring rare and/or genetically significant populations
(Nielsen et al. 1994).
Of the life-history traits that most affect the amount and
pattern of genetic variation in fish species, perhaps the most
significant is the spawning migration typical of many of the
species discussed here. Returning to their natal streams to
reproduce would tend to restrict gene flow among the residents of various streams and thereby impose a certain geographic structure on genetic variation (e.g., Bartley et al. 1992).
Although species and subspecies designations in fish, like
those in other taxa, have often relied heavily on morphometric characteristics, it has been suggested that the environment
may play a larger role in determining phenotype in fish than
in many other animal species (e.g., Allendorf et al. 1987). For
example, certain physiological traits of fish (including indeterminate growth capacity, greater sensitivity to variation in
temperature than other homoisothermic [cold-blooded] vertebrates, and greater flexibility in traits associated with reproductive success) may allow great phenotypic plasticity,
thereby widening the potential gap between genetic and phenotypic variation.
In general, fish species of the Sierra Nevada for which there
is some genetic information show rather low to moderate levels of within-population genetic variation and low levels of
population differentiation (tables 28.9 and 28.10). In a review
of eight salmonid taxa, Allendorf and Leary (1988) reported
mean heterozygosity values of 0.013 to 0.095. The importance
of within-population genetic variation is emphasized in studies comparing hatchery populations (which may have undergone a severe bottleneck—that is, may have been generated
from a fairly small sample of the original population) with
wild populations. In such cases (e.g., Bartley and Gall 1990),
there is little evidence that hatchery populations have reduced
amounts of genetic variation compared with natural populations. This suggests that if the species has low levels of genetic (or, at least, allozyme) variation in natural populations,
this variation is not reduced significantly by taking a sample
and using this as breeding stock.
However, the comparison of hatchery and wild trout and
salmon populations in California shows different results when
different genetic markers are used. With mitochondrial DNA
(maternally inherited), there is an increase in diversity in
hatchery stocks due to the introduction of geographically di-
TABLE 28.8
Population differentiation values (FST) for reptile and amphibian species of the Sierra Nevada.
Taxonomic Name
Common Name
Number
of Loci
FSTa
Sampling Range
Amphibians
Ambystoma macrodactylum
Long-toed salamander
21
0.350
Oregon and Idaho
Aneides flavipunctatus
Batrachoseps campi
Black salamander
Inyo Mountains salamander
21
33
0.470
0.470
California
Inyo Mountains, California
Ensatina eschscholtzii
Ensatina
26
0.705
California
Reptiles
Sceloporus graciosus
Sagebrush lizard
19
0.231
Five western states
a
FST is the amount of genetic differentiation among populations of a species.
Reference
Howard and
Wallace 1981
Larson 1980
Yanev and Wake
1981
Wake and Yanev
1986
Thompson and
Sites 1986
776
VOLUME II, CHAPTER 28
TABLE 28.9
Mean (observed) heterozygosity values for fish species of the Sierra Nevada.
Taxonomic Name
Common Name
Number
of Locia
Heterozygosityb
Sampling Range
Reference
Northern and central California
Coastal and inland northern
California
Northern California and
southern Oregon
Northern California
Pyramid Lake, Nevada
Southern Sierra Nevada
Northern and coastal
California
Bartley et al. 1992
Bartley and Gall
1990
Gall et al. 1992
Oncorhynchus kisutch
Oncorhynchus
tshawytscha
O. tshawytscha
Coho salmon
Chinook salmon
45(23)
53(21)
0.027
0.038
Chinook salmon
78(47)
0.053
Gasterosteus aculeatus
Catostomus tahoensis
O. mykiss whitei
Oncorhynchus mykiss
Three-spined stickleback
Tahoe sucker
Golden trout
Rainbow trout
18(7)
~60(12)
12(6)
32(24)
0.100
0.023
0.134c
0.092
a
b
c
Haglund et al. 1992
Buth et al. 1992
Gall et al. 1976
Berg and Gall 1988
Number of loci assayed is followed, in parentheses, by the number of loci polymorphic and scorable.
Heterozygosity is the proportion of heterozygous genotypes per locus per individual.
Excludes the heterozygosity estimate for the rainbow trout sample in the study.
vergent maternal lineages in the process of egg and fry transfers (Nielsen et al. 1994). With microsatellite DNA (paternally
inherited), the opposite trend is noted, with hatchery rainbow trout in southern California showing greatly reduced
levels of genetic diversity when compared with wild populations (J. L. Nielsen, Pacific Southwest Research Station, U.S.
Forest Service, e-mail communication with the authors, 1995).
Probably the best studied of the western salmonids is the
rainbow trout (Oncorhynchus mykiss). Although native to a
relatively small range on the Pacific coast of Canada and the
United States, including the Sierra Nevada, it has been distributed around the world, and its high commercial value has
prompted genetic investigation, particularly on heritability
of morphometric characteristics (e.g., Elvingson and
Johansson 1993; Gjedrem 1992; Gjerde and Schaeffer 1989).
Even within its native range, it displays a wide range of phenotypes, including being freshwater and anadromous, inhabiting great ranges in water temperature and flow rate, and
even displaying some variation in chromosome number
(Hershberger 1992). However, the extent to which the phenotypic variation is due to genetic variation is still under investigation.
Since we have only limited information on Sierra popula-
tions, we can gain insight by examining studies of the same
species in nearby regions. In a study of thirty-two rainbow
trout populations in Idaho, Oregon, and Washington,
allozyme analysis revealed a high degree of polymorphism.
The mean heterozygosity value of 0.059 is high for a salmonid (Allendorf 1975). A more recent study of coastal California rainbow trout populations (including several in the Sierra
Nevada—for example, the Middle Fork of the Feather River)
also revealed high levels of heterozygosity (Berg and Gall
1988). The mean heterozygosity value for these populations
(0.092, table 28.9) is even higher than the estimate for the more
northern populations. Analysis showed little evidence of geographic structuring in these populations and suggested moderate to high levels of gene flow (table 28.10). Although a few
populations were distinguished by the presence of a few uncommon alleles, Berg and Gall (1988) suggested that this could
be due to temporal fluctuations in allele frequencies rather
than stable geographic structure.
Recent studies based on mitochondrial DNA and
microsatellite alleles of the southern steelhead, the anadromous form of rainbow trout, show significant differences in
genetic frequency among three biogeographic zones in California: northern, from Humboldt Bay to Gualala Point; cen-
TABLE 28.10
Genetic population structure (FST) for fish species of the Sierra Nevada.
Taxonomic Name
Common Name
Number
a
of Loci
FST
Oncorhynchus kisutch
Oncorhynchus tshawytscha
Coho salmon
Chinook salmon
45(23)
53(21)
0.158b
0.177b
O. tshawytscha
Chinook salmon
78(47)
0.106b
Gasterosteus aculeatus
Oncorhynchus mykiss
Three-spined stickleback
Rainbow trout
18(7)
32(24)
0.163
0.127
a Number of loci assayed is followed,
b Actually calculated as G .
ST
in parentheses, by the number of loci scorable and polymorphic.
Sampling Range
Northern and central California
Coastal and inland northern
California
Northern California and
southern Oregon
Western North America
Northern and coastal California
Reference
Bartley et al. 1992
Bartley and Gall
1990
Gall et al. 1992
Haglund et al. 1992
Berg and Gall 1988
777
Genetic Diversity within Species
tral, from the Russian River to Point Sur; and southern, from
San Simeon Point to Santa Monica Bay (Nielsen et al. 1994).
An allozyme study of thirty-five populations of chinook
salmon (Oncorhynchus tshawytscha) from inland and coastal
waters of California (including samples from the Yuba River,
Bear Creek, Merced River, Stanislaus River, and Tuolumne
River in the Sierra Nevada) revealed a mean heterozygosity
value of 0.038, typical for salmonid species (table 28.9). The
lowest heterozygosity values were found in the Klamath–Trinity River drainage (0.008–0.022), the authors speculating that
this may be due to effects from relatively recent volcanic activity (Bartley and Gall 1990). Ash from volcanoes kills fish
through suffocation and mechanical abrasion, thereby reducing population sizes and removing some of the naturally occurring genetic variation within populations. Somewhat
higher population differentiation exists among these California populations (FST = 0.177) than has been reported in Alaska
populations, the authors suggesting that this resulted from
the longer time since glaciation in California. Further, although there is some evidence of coastal-inland genetic structuring in certain other salmonids, such as cutthroat and
rainbow trout, there is no allozyme evidence for such a distinction in chinook salmon in California (Bartley and Gall
1990).
More population differentiation is observed in chinook
salmon when mitochondrial DNA, rather than isozymes, is
studied. Four groups in the Sacramento–San Joaquin Basin,
which have historically been recognized as discrete units
based on the seasonal distribution of their peak spawning
times, were also recognized as genetically divergent based
on mitochondrial data (Nielsen et al. 1994).
Two inland subspecies of the cutthroat trout are recognized
as native to the Sierra Nevada, the Lahontan cutthroat
(Oncorhynchus mykiss henshawi) and the Paiute cutthroat (O.
m. seleneris). An allozyme study of populations within the
range of the Lahontan subspecies in northeastern California
and northern Nevada showed much population differentiation, with 45% of the observed allozyme variation accounted
for as genic diversity among populations (Loudenslager and
Gall 1980). This is unusual among Sierra Nevada fishes and
not the standard pattern for cutthroat; other cutthroat subspecies show less population differentiation (Loudenslager
and Gall 1980). The authors suggest that the population differentiation observed may be due to the fact that this subspecies inhabits the large lakes and headwater tributaries of the
Humboldt, Truckee, Carson, and Walker Rivers, drainages
that are presently isolated from one another. Further, since
the final desiccation of glacial Lake Lahontan occurred 8000
years BP, the populations may have been isolated for a long
time. More recent (unpublished) molecular studies of the
Humboldt and Lahontan cutthroat trout populations show
significant loss of genetic diversity in fragmented populations,
regardless of geological time of isolation (J. L. Nielsen, e-mail
communication with the authors, 1995).
Golden trout, endemic to the southern Sierra Nevada, has
been the subject of recent genetic studies. Concern has focused
on this species due to its extremely narrow range, human disturbance of its fragile habitat, and the high probability of hybridization between endemic goldens and rainbow trout,
which have been introduced into significant portions of the
golden’s range, diluting and contaminating natural populations (Gall et al. 1976). Also, golden trout has been widely
planted outside its native range. The estimate for mean heterozygosity for the two subspecies (S. a. aguabonita and S. a.
whitei) is 0.134, indicating considerably more within-population allozyme diversity than most other studied fish species
of the Sierra Nevada. Indeed, even the Cottonwood Creek
population of S. a. aguabonita, which was a planted population started with only twelve or thirteen trout, has a high heterozygosity estimate (0.126) (Gall et al. 1976). The estimate
for the two populations of S. a. whitei, while somewhat lower
than the other populations (0.088), is still reflective of considerable genetic variation and leads the authors to suggest that
the so-called “threatened” Little Kern golden trout “did not
appear to be in immediate danger of extinction through lack
of adaptive capability” (Gall et al. 1976).
Some genetic information is also available for the threespine stickleback (Gasterosteus aculeatus), a species with a
widespread, circumboreal distribution that includes coastal
California. It was introduced to some inland California waters, including the Mono Basin (Moyle 1976). A recent
allozyme study of widespread populations in this species estimated the heterozygosity of the northern California sample
to be 0.100, a value higher than that of most salmonid species
and comparable to values for other teleosts (Haglund et
al. 1992).
In summary, fish species of the Sierra Nevada show very
modest levels of genetic variation within their populations.
Although there is much apparent phenotypic variation within
most species, a great deal of this may be due to environmental influences rather than genetic differences. In species that
are anadromous or that occupy large river drainages, there is
surprisingly little population differentiation. Striking
counterexamples of much population differentiation occur in
a few species that have been isolated in lakes or in
nonconnected rivers for a long time. Most of the genetic studies on species of the Sierra Nevada are based on allozyme
data, thereby limiting the opportunity to compare genetic
patterns based on various different types of data. Fish introductions, transplants, and the release of hatchery-raised fish
complicate the assessment of “natural” levels and patterns in
genetic variation of fish species, perhaps more than in other
taxonomic groups.
Insects
In the state of California, there are approximately 28,000 species of insects (Powell and Hogue 1979), many of them represented in the Sierra Nevada bioregion. In spite of their vast
species representation, genetic information for this taxonomic
group is both limited and sporadic (table 28.11). Most intraspe-
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VOLUME II, CHAPTER 28
TABLE 28.11
Genetic population structure (FST) for insect species of the Sierra Nevada.
Taxonomic Name
Common Name
Number
of Loci
FST
Sampling Range
Pieris rapaea
Cydia pomonella
Cabbage butterfly
Codling moth
4
4
0.014
0.066
Euphydryas chalcedona
Chalcedona checkerspot
8
0.090
United States
Africa, Europe, U.S.,
Australia
Central California
Euphydryas editha
Checkerspot
8
0.118
Central California
Chrysomela aeneicollis
Coenonympha tullia
Montane leaf beetle
[Satyrine butterflies]
5
21
0.135
0.051
Oeneis chryxus
[Satyrine butterflies]
16
0.081
Sierra Nevada
Northern California,
southwestern Oregon,
northern Nevada
Sierra Nevada
Speyeria nokomis apacheana
Western seep fritillary
25
0.022
Sierra Nevada
a
Reference
Pashley et al. 1985
Pashley 1980
McKechnie et al.
1975
McKechnie et al.
1975
Rank 1992
Porter and Geiger
1988
Porter and Shapiro
1989
Britten et al. 1994b
Introduced species.
cific studies have been driven by human-interest factors such
as health issues (e.g., mosquitoes), agricultural or forest crop
concerns (e.g., budworms, bark beetles, and grasshoppers),
or aesthetic interests (butterflies). For example, some studies
have investigated genetic variation in response to pesticides
in defoliating insect species (e.g., Choristoneura spp.) (Stock
and Robertson 1980). A few species of particular phylogenetic
interest or scientific value (e.g., fruit flies) have received considerable attention. Aquatic insects, including stoneflies, mayflies, and water striders, have received relatively little
attention (White 1988).
Beyond the insects affecting health concerns and agricultural and timber production, and species of special interest,
most insects have not been genetically studied, even at the
species level. Thus, there are major gaps in the knowledge of
intraspecific genetic variation. In particular, there is little genetic information for species with rare host plants. As there is
much variation in breeding systems and other life history
traits among insect species, and because the available genetic
information is so sporadic, generalizations across these taxa
are difficult.
Of those few insects of the Sierra Nevada that have been
studied, the most common trend is for them to have genetic
architectures displaying little population differentiation and
high levels of gene flow among populations (table 28.11). In a
study of twenty-one populations of a satyrine butterfly complex (Coenonympha tullia) in the northern Sierra Nevada, southwestern Oregon, and northern Nevada, Porter and Geiger
(1988) found a high degree of polymorphism within populations but little interpopulation differentiation (mean F ST =
0.051; 35%–59% polymorphic loci; expected heterozygosity =
13%–20%).
In an allozyme study of forty-one populations of the
checkerspot butterfly (Euphydryas editha), little genetic variation was found among populations despite great geographic
distances and ecological differences within the range of the
species in the western United States (Baughman et al. 1990).
An analysis of nineteen isozyme loci showed six major groupings, three of which have representative populations in the
Sierra Nevada.
Considerable genetic research has been conducted on the
bark beetles (family Scolytidae), largely owing to their destructive effects on pine forests in North America. More than
170 species of bark beetles occur in California (Powell and
Hogue 1979), many of them in the Sierra Nevada. Until recently, most genetic research on bark beetles had been directed
toward understanding the evolution of the various species
(Hayes and Robertson 1992). Allozyme studies of the mountain pine beetle (Dendroctonus ponderosae) have revealed fairly
high levels of heterozygosity (0.17 in a California population)
and moderate differentiation among geographically separated
populations (Stock et al. 1992). For both this species and the
pine engraver (Ips pini), the observation has been that heterozygosity levels tend to be higher in populations that inhabit severe environmental conditions, a situation opposite
to that found in coniferous trees.
Morphological, allozyme, and DNA data have recently been
compared in one termite genus that is restricted to western
North America, the dampwood termites (Zootermopsis spp.).
Two of the three currently recognized extant species of this
genus, Z. nevadensis and Z. angusticollis, are distributed sympatrically along the Pacific Coast from British Columbia to
Baja California, Mexico, including the Sierra Nevada. Analysis of cuticular hydrocarbon (i.e., a phenotypic characteristic
of unknown genetic basis) had been shown to distinctly identify all three species as well as to suggest two subspecies
within Z. nevadensis (Korman et al. 1991). However, the two
putative subspecies were not confirmed by allozyme differences. Allozyme variation within Z. nevadensis (expected heterozygosity 0.080), with samples included from the Sierra
Nevada, was somewhat lower than that found in Z.
angusticollis (expected heterozygosity 0.199) and close to an
779
Genetic Diversity within Species
average reported for insects. More recent genetic studies,
based on mitochondrial DNA, also showed slightly higher
genetic variation within Z. angusticollis than within Z.
nevadensis. Sierra Nevada samples for the latter species were
included in this study. The several putative subspecies within
Z. nevadensis, proposed on the basis of morphological data,
were neither confirmed nor disputed by the mitochondrial
data.
Of those species having been studied intraspecifically, genetic information has mainly been based on phenotypic or
allozyme data, and the study objectives have most commonly
been gene flow. However, studies of phenotypic variation
often have not been genetically controlled and are usually
confounded by environmental plasticity. Thus, it is uncertain
how the allozyme data relate to genetic variation of adaptive
significance. For the previously mentioned reasons, available
gene-flow information is difficult to extrapolate to less-studied species. One possible generalization among insects is
based on species mobility. Insects, like birds, can be considered to consist of two subgroups: one is colonial, highly specialized in its needs, and sedentary; the other is highly vagile
and more generalized in resource utilization. In the former
group, one would expect to find higher rates of inbreeding
and endemism; in the latter, less. Few data exist, however, on
insects in the Sierra Nevada to substantiate this.
In a direct examination of the relationship between vagility and population structure, Zera (1981) examined two species of water striders that differ in degree of winglessness.
One species, Gerris remigis, has a widely distributed range,
including the Sierra Nevada, and is nearly wingless. The other
species, Limnoporus canaliculatus, occurs in the eastern United
States and is wing-polymorphic. G. remigis, the wingless species, exhibited strong population structuring, fixation of alleles within populations, and relatively low heterozygosity
within populations. The more vagile L. canaliculatus, in contrast, showed little population structuring and four times as
much heterozygosity as G. remigis.
In summary, much of the genetic research on insects of the
Sierra Nevada has been concerned with evolutionary history
and species relationships. The relatively small number of species that have been genetically studied at the intraspecific level
tend to show fairly high levels of genetic variation (e.g., high
heterozygosity). The degree of population differentiation may
be related to the migratory behavior and level of specialization of the species: species that are highly vagile and broadly
associated with hosts might show less population differentiation than the converse.
Fungi
The number of fungal species in the Sierra Nevada cannot
defensibly be estimated. This is a very large collection of species including the Basidomycota, Ascomycota, Zygomycota,
and Chytridiomycota. Only a small fraction of the species in
these groups have been studied genetically anywhere. Those
that have been studied often have some economic importance
(e.g., Armillaria [Basidomycota]) or have value as an experimental organism (e.g., Neurospora [Ascomycota]). Heritability estimates have been provided for some characteristics of
an ectomycorrhizal fungus (Pisolithus tinctorius) that is beneficial to a commercially important tree species in the southeastern United States, slash pine (Pinus elliottii) (Rosado et al.
1994). In general, species in the Zygomycota and
Chytridiomycota have received very little attention (Bruns et
al. 1991), and taxa in general from the Sierra Nevada are
scarcely even described, let alone studied, for intraspecific
variation.
There may be more levels of intraspecific variation in fungal species than in other taxa. One reason relates to the biological species concept. This concept pertains to the definition
of species based on reproductive barriers: individuals that can
interbreed belong to the same species; those that can’t belong
to different species. This concept of a species doesn’t fit fungal behavior well. There are often intersterility groups, or ISGs
(groups in which the individuals from one group cannot reproduce sexually with individuals from another group),
within fungal species that by definition could be classified as
separate species. Other factors leading to potentially exceptional levels of within-species diversity relate to morphological or life history characteristics. For example, in
endomycorrhizal fungi (Zygomycota), the mycelium can be
partitioned morphologically and metabolically, the nuclei
migrate, and germ tubes start new individuals that must adapt
to host-soil conditions at the same or different locations. Somatic mutations have major consequences, since all cells of a
fungal organism are totipotent (that is, each cell maintains
the potential to develop into a complete organism). Accumulation of deleterious effects of these mutations can be averted
if those nuclei are partitioned in nongerminating structures
(Morton and Bentivenga 1994). There are potentially high rates
of mutation in fungal species. For example, one race of wheat
rust (Puccinia graminis) gave rise to more than fifty mutational
variants during the 1960s (Burdon and Roelfs 1985b).
For these and other reasons, morphometric characters are
seldom considered representative of genetic variation in fungal species. Often there may be very little variation in morphology within a species (Gardes et al. 1991; Otrosina et al.
1992). Alternatively, life cycle morphs complicate the study
of intraspecific genetic variation by the examination of morphometric traits. For example, rust fungi—one of the largest
groups of obligately parasitic plant pathogens—frequently
produce five morphologically distinct spore stages and alternate between two unrelated plant hosts, making morphological identification difficult (Gardes and Bruns 1993).
Intraspecific genetic variation in fungal species is typically
measured by DNA analysis, allozyme analysis, or virulence
studies. (For a virulence study, fungal spores are collected and
inoculated with the appropriate host plant. After remaining
in conditions suitable for germination for a week or two, evidence of infection can be noted.) In some cases, the genetic
patterns revealed by different methods are not consistent. For
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VOLUME II, CHAPTER 28
example, in a study of wheat rust (P. graminis) in Australia, a
virulence analysis detected sixteen different races, while an
isozyme survey detected no intraspecific variation (Burdon
and Roelfs 1985b). In contrast, a study of eastern United States
wheat rust that used these same two methods showed complementary patterns. The authors suggest that the difference may
be due to life history characteristics. In the latter study, the
populations had undergone sexual reproduction until the
1920s, when the alternate host, the barberry, was eradicated.
The former (Australian) study was based on populations that
had never possessed a functional sexual cycle (Burdon and
Roelfs 1985b). A study using both isozyme and RFLP (i.e.,
fragments of DNA that indicate genetic differences based on
how well they match a control library of DNA fragments)
analysis of the fungal pathogen Rhizoctonia solani showed
complementary genetic patterns, revealing five genetically
distinct intraspecific groups (Liu and Sinclair 1992).
Genetic variability in plant pathogens has often been studied on a large geographic scale but seldom at the level of individual populations (McDonald and Martinez 1990). Since
many fungal species occur worldwide, the scale of sampling
can have significant consequences for the pattern of genetic
variation observed. For example, in an isozyme study of wheat
stem rust (Puccinia graminis) in thirteen countries, most of the
alleles were widespread, yet the author observed that considerable variation could occur at more local levels (Burdon
1986). Indeed, in a hierarchical study (locations in field, stems
within locations, lesions within a leaf, etc.) of a haploid fungus (Septoria tritici) sampled in one field near Davis, California, the authors found considerable genetic variation. The
pattern observed was of a population highly subdivided into
a mosaic of independent clones without significant migration between different locations in the field. The authors hypothesized that genetically diverse founding populations had
provided the initial inoculum, and reproduction via asexual
spores had resulted in localized clusters of clones. They concluded that most genetic variation in this fungal species may
be distributed on a local, rather than broad, geographic scale
(McDonald and Martinez 1990).
There are only a few examples of genetic studies based on
samples of fungal species within the Sierra Nevada. An
allozyme study has been conducted on the pathogen
Heterobasidion annosum (= Fomus annosus), which causes root
rot of coniferous tree species in temperate forests worldwide,
including the Sierra Nevada. Two ISGs within this species
have been described in North America. In the western United
States the two groups occur sympatrically (i.e., in the same or
overlapping areas) on a variety of host species. Samples from
Oregon and California (including Yosemite National Park,
Sequoia National Park, Plumas National Forest, etc.) showed
isozyme patterns that largely concurred with the intersterility groups (Otrosina et al. 1992). Very few alleles were shared
by the two groups, and the study results suggested that little
or no gene flow occurs in nature between the two ISGs. Within
each ISG there was a high degree of allele fixation. Given that
there are differences in host preferences by the two ISGs, paleoecological factors that influence host species distributions
may be major forces driving the genetic differentiation in this
species.
An allozyme study of the western gall rust fungus
(Pteridermium harknessii) in the western United States (including samples from the Sierra Nevada) showed considerable
genetic variation (six of fifteen isozyme loci were polymorphic) (Vogler et al. 1991). Further, the isozyme profiles separated the samples into two distinct groups (“zymodemes”),
each of which had a characteristic electrophoretic profile.
Populations from both zymodemes were found in the Sierra
Nevada, whereas only one of the zymodemes was found in
the populations sampled in southern Oregon and coastal California. In forests in the Sierra Nevada where both zymodemes
occurred, there was no evidence of gene flow between the
two. Despite the great range in pine host species and the geographic area covered, most of the genetic variation in the
fungus was between the zymodemes, with persistent heterozygosity in one group. Thus, this fungus presents a very
different pattern of genetic variation than that of its pine hosts.
Another example of slow rates of gene flow is found in a
study of the fungus that causes white pine blister rust
(Cronartium ribicola), which infects North American white
pines, including sugar pine (Pinus lambertiana). It is an introduced pathogen, probably arriving in western North America
in about 1910. There is a major gene for resistance to the fungus in sugar pine (Kinloch 1992). However, a virulent race of
the blister rust fungus has been discovered that can completely
overcome the resistance normally conferred by the gene. This
virulent race was first discovered in 1978 near Happy Camp
in the Siskiyou Mountains of northern California. A virulence
study by Kinloch and Dupper (1987) of samples of rust from
Washington to California provided no evidence of the virulent race except in the vicinity of the initial discovery site.
Thus, the authors concluded that if the gene is moving it is
migrating slowly, and that possibly the fungus is largely inbreeding, thereby slowing the rate of gene flow.
In conclusion, based on the genetic studies reviewed, it
seems that a primary factor in the amount and pattern of genetic variation in fungal species is the mode of reproduction.
The presence or absence of intersterility groups, asexual or
sexual reproduction, and time since cessation of sexual
reproduction in currently asexual species or populations
have all been found to have profound impacts on genetic
variation.
Conclusions
The overview of genetic information for species of the Sierra
Nevada highlights the fact that species have been studied
sporadically, leaving large information gaps and making generalizations difficult. Certain groups have been well studied
at the population level, often due to human-interest factors.
Examples include salmonid fishes, plethodontid salamanders,
butterflies, and commercially important forest tree species.
781
Genetic Diversity within Species
For many species, even basic taxonomic information or recent species-distribution maps are not available. Although
some generalizations can be offered for the well-studied species concerning the relationship between genetic variation and
geographic patterns or life history characteristics (e.g., low
FST values for most but not all organisms studied at the population level), the sporadic information base makes it difficult
to extrapolate these patterns to the unknown majority. One
often-noted geographic trend at the SNEP Genetics Workshop
was a stronger genetic relationship with elevation (i.e., an eastwest trend) than with latitude. In terms of research needs, a
common refrain was the need for more studies on gene flow
and genetic structuring at the population level, prerequisites
for understanding genetic processes and enabling better extrapolation and prediction. A common concern was the relative lack of information on adaptive variation. Because
molecular markers are often employed in genetic studies, an
important concern is the extent to which these markers reflect genetic variation of adaptive significance. There was
much discussion about the conditions under which these data
would reflect fitness-related genetic variation of particular
interest to land management.
Patterns of Genetic Significance in the
Sierra Nevada
In view of the need to set priorities for natural resource management, it is important not only to discuss the nature of genetic variation but also to attempt to define what is genetically
significant. Such a definition addresses three issues: (1) What
are attributes of significance? (2) What levels in the genetic
continuum are significant? and (3) What is the physical scale
or standard for defining genetic significance?
One set of attributes for significance includes genetic variation that is rare, rich, or representative (see Millar et al. 1996).
Rarity implies those genetic entities that are unusual in some
respect, often, but not always, in an ecological context. Examples include disjunct populations in an otherwise contiguous species, marginal populations, and organisms displaying
unusual adaptations, such as those occupying unusual soil
types or elevational extremes. Rarity can also be used to describe those entities that, while not necessarily rare in an ecological sense, are evolutionarily significant or phylogenetically
rare. Examples could include monotypic species or those with
unusual phylogenetic histories. Another type of rarity involves rare alleles or rare genotypes. In these cases, there may
be a geographic or adaptive significance that is not associated with an obvious environmental gradient. Rarity, as it is
used here, does not refer to any legal or policy-oriented interpretations.
Richness implies high levels of genetic diversity. Richness
criteria can be applied at any level of genetic variation, from
the levels at which it originates (DNA base pairs to individual
genes to chromosomes to genotypes) to the levels at which it
is manifested or structured (populations to subspecies to
races). Richness is often associated with three arbitrary levels
of organization: within populations, among populations, and
among species. Although within the context of genetic significance it is desirable to understand richness at the population level or within populations, information is often not
available to allow more than a definition of species richness.
Hybrid zones are another example that frequently show a high
degree of genetic richness.
Representativeness is perhaps the most significant type of
genetic variation. Representative individuals or populations
typify the genetic composition and structure (allelic and genotypic frequencies) of a reference group. Such a group most
likely is the locally adapted ecotype but could be a race or
subspecies. This concept is often discussed nongenetically at
the plant community or vegetation association level, where
one might refer to an area, for example, that is representative
of the mixed conifer forest. Representative genetic variation
reflects species structure, geographic subdivisions, and largescale adaptiveness within species.
A second issue when considering genetic significance is the
biological level under consideration. Genetic variation is a
continuum, spanning the levels at which it originates (diversity among alleles, chromosomes, or individual genotypes)
through those levels at which it can be manifested (i.e., within
individuals, among individuals in a population, among individuals among various populations, among individuals in
geographic or ecological regions, etc.). The value of one level
of genetic variation to another—for example, the value of individual diversity to ecosystem health—is assumed but not
well understood. The level at which an attribute is described
more often reflects the level at which there is some current
information rather than the level that is perhaps most responsible for the attribute. As such, attributes will most often be
described as pertaining to the species complex, species, or
population. It is also understood that genetic significance
pertains to levels that are hierarchically arranged and natural in origin. Thus, human-vectored gene introductions, exotic species, and “contrived” ecosystems (e.g., Monterey pine
“ecosystems” in New Zealand) all represent levels of genetic
variation that lie outside the scope of this chapter.
The geographic domain or context within which to assess
genetic significance must also be addressed. For the purposes
of this chapter, genetic significance (rarity, richness, or representativeness) is assessed relative to the Sierra Nevada
bioregion and, where possible, relative to watershed domains.
The sections that follow address genetic significance for
each taxonomic group in response to two questions:
1. What are the key factors in this taxonomic group that contribute to geographic patterns of genetic variation?
2. What are some locations of genetic significance—by attribute and level?
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VOLUME II, CHAPTER 28
TABLE 28.12
Key factors underlying geographic patterns of intraspecific
genetic variation for conifers of the Sierra Nevada.
Prioritya
Factor
1
East-west subdivision: this reflects climate, elevation,
biogeographic history, soil moisture availability, and biotic
interactions such as competition. (This is also a key factor
for species-level diversity.)
Elevation (primary) and aspect (minor): from the north down
to the Sierra National Forest on the east side and on the
west side, respectively. Glacial history: from the Sierra
National Forest south (Note: This distinction of key factors
is due to a correlation between latitude and elevation.)
Glacial/tectonic history. (This is also a key factor for specieslevel diversity.)
Species-specific gene flow factors: barriers to or corridors for
gene flow, e.g., riparian areas, mountains, canyons.
Unusual or modifying factors, e.g., rare substrate, aspect.
2
3
4
5
a1
Seed source elevational zone (feet)
is the most influential factor, etc.
FIGURE 28.2
Plants
A relatively large database for commercial conifer tree species and some others supports generalizations regarding key
factors that contribute to geographic patterns of genetic variation (table 28.12). The available data indicate that the most
notable trend in intraspecific genetic variation in coniferous
FIGURE 28.1
Influence of seed source elevation on two-year-old seedling
height of sugar pine (Harry et al. 1983), ponderosa pine
(Mirov et al. 1952), and white fir (Hamrick 1976) from an
elevational transect in the Sierra Nevada. The commongarden study elevation is approximately 800 m. (From
Harry et al. 1983.)
Height of ponderosa pine from a transect study, after
twenty-nine years, at three common-garden sites differing
in elevation: L = low elevation, 960 ft (about 300 m); M =
middle elevation, 2,730 ft (about 800 m); and H = high
elevation, 5,650 ft (about 1,700 m). (From Conkle 1973.)
trees of the Sierra Nevada is an east-to-west transition. Rather
than being related to one specific factor, this longitudinal pattern is related to several integrated factors, most notably elevation, and reflects changes in such ecosystem elements as
climate (especially temperature and precipitation), soil moisture availability, biotic interactions, and biogeographic history. This east-west gradient of genetic variation has been
revealed in several transect studies of such species as white
fir (Abies concolor) (e.g., Hamrick 1976), sugar pine (Pinus
lambertiana) (e.g., Harry et al. 1983), and ponderosa pine (P.
ponderosa) (e.g., Conkle 1973). Seedlings from each of the species were collected along a transect along the western slope
of the Sierra Nevada, encompassing an elevational range of
approximately 2,100 m (7,000 ft). Seedlings were grown in a
common-garden environment at a site near Placerville (about
800 m [2,640 ft]) and measured periodically. Height growth
of seedlings after two years shows similar trends among the
three species in the influence of source elevation (figure 28.1).
This genetic relationship between tree height and source
elevation is complex. The common-garden study just described was replicated with ponderosa pine at three sites of
varying elevation. Conkle (1973) analyzed the results after
twenty-nine years of growth and found evidence of genotype
x environment interactions (figure 28.2). While height differences are relatively minor among seed sources at the highelevation site, they vary dramatically among seed sources at
the low-elevation site. Thus, the greatest risk in seed transfer
is from high-elevation sites to low-elevation ones.
Multilocus analysis of allozyme data has confirmed these
east-west trends for several species, including ponderosa pine,
783
Genetic Diversity within Species
FIGURE 28.3
Multilocus contour plot of the
first vector from a canonical
trend-surface model for
ponderosa pine. (From
Westfall and Conkle 1992.)
in the Sierra Nevada (Westfall and Conkle 1992). Contour plots
(based on the first canonical vector of a geographical trendsurface equation, R2 = 0.25) for ponderosa pine show regions
of similarity that are largely differentiated in an east-to-west
direction (figure 28.3). When the next two vectors are added
(R2 = 0.40), elevation becomes more influential in determining the areas of genetic similarity (figure 28.4).
Geographic subdivisions recognizing these trends were
proposed twenty-five years ago (Buck et al. 1970) and applied
to seed transfer in commercially important conifers (figure
28.5) (Kitzmiller 1976). Subsequent common-garden and
allozyme studies have modified the intitial geographic patterns and associated guidelines in minor ways. For example,
latitudinal zones are now considered to be larger than those
recommended originally, although the 152 m (500 ft)
elevational zonation is confirmed by genetic studies
(Kitzmiller 1990; J. H. Kitzmiller, Regional Office, U.S. Forest
Service, conversation with R. D. Westfall, 1994).
A recent synthesis of allozyme and morphological (common-garden, early-expressed or juvenile traits) data for five
784
VOLUME II, CHAPTER 28
FIGURE 28.4
Multilocus contour class
intervals of the first three
vectors from a canonical
trend-surface model for
ponderosa pine. (From
Westfall and Conkle 1992.)
commercial conifers in the Sierra Nevada (ponderosa pine,
sugar pine, white fir, Douglas fir, and incense cedar) shows
much agreement with the original patterns of geographic
variation (Millar et al. 1991). Both types of data were evaluated according to the percentage change in genotypes along
an elevational transect. This calculation provided an assessment of the risk in transferring genotypes in reforestation
processes; expressed as the percentage change in genotypes
per 1,000 ft of elevational change, this is an index of transfer
risk (table 28.13). This analysis provided three conclusions.
First, it confirmed that genetic variation in the Sierra Nevada
for these species changes much more rapidly with elevation
than with latitude (data for latitude are not presented here).
Second, the northern low-elevation populations within species were genotypically similar to southern populations at
higher elevations. Third, for this kind of risk analysis,
allozyme and morphological data showed similar trends.
From the northern Sierra Nevada south to the Sierra National Forest, elevation appears to be the predominant factor
affecting patterns in genetic variation; south of there, the pat-
785
Genetic Diversity within Species
terns seem more reflective of glacial, topographic, and tectonic history than of elevation. These variables partition
species differentiation more than known intraspecific variability. Factors reflecting corridors for or barriers to gene flow,
such as riparian zones or mountain ranges, may be significant influences in the Sierra for speciation. Finally, some particular conditions, such as unusual soil types, may provide
another level of genetic partitioning for some species (although there is little empirical data). Associations with serpentine soils have perhaps been best studied (e.g., P. sabiniana
[Griffin 1965] and P. ponderosa [Jenkinson 1977]).
An extensive series of allozyme and common-garden studies for several commercial species has provided some insight
regarding genetically (intraspecifically) rich areas for trees of
the Sierra Nevada. First, examples of genetically rich areas
are known from both spatially heterogeneous and homogeneous areas, indicating either that selection is not always the
major force in shaping the genetic composition or that selec-
tive agents are not obvious. Second, for species with wide
ranges, such as ponderosa pine, the highest levels of intraspecific genetic variation are found in the midsections of the major
vegetation zones that they cross. Third, some species of this
group exist at the boundaries of the major vegetation zones
they traverse (e.g., seemingly localized populations of ponderosa pine exist above and below the mixed conifer forest
type).
Table 28.14 presents some examples of species- and population-level genetic richness and rarity. These may occur at
the margins of species ranges, as in the case of the unusual
and northernmost population of giant sequoia (Sequoiadendron
giganteum) in Placer County, California, which is distinct and
low in genetic diversity relative to other giant sequoia populations (Fins and Libby 1982). Genetic variation within populations sometimes shows an increasing trend toward the south
of a species’ range. (This is discussed further in the section
“Inferences of Genetic Significance.”) For species whose
FIGURE 28.5
California tree seed zone
map. (From Kitzmiller 1976.)
786
VOLUME II, CHAPTER 28
TABLE 28.13
Transfer risk index for elevation transfer of five central
Sierran conifers.a
Species
Type of Data
Elevational
Transfer Risk Indexb
White fir
Allozyme
Nursery
Allozyme
Nursery
Allozyme
Nursery
Allozyme
Nursery
Allozyme
0.18
0.19
0.25
0.20
0.30
0.30
0.35
0.27
0.52
Ponderosa pine
Incense cedar
Sugar pine
Douglas fir
a
b
From Millar et al. 1991.
Transfer risk index is the proportion of genotypes in one population that do
not match those present in another location. Risk is expressed here as
proportion mismatched per 1,000 feet of elevational change.
ranges have their southern limits in the Sierra Nevada, these
southernmost populations may be genetically rich or rare. One
example of this pattern is found in western white pine (P.
monticola) (Steinhoff et al. 1983). Throughout the northern part
of its distribution, western white pine populations have a
mean heterozygosity of 0.13 (with a range of 0.04–0.19). In its
southern populations in the Sierra Nevada, the heterozygosity values range from 0.26 to 0.32. Sugar pine in the Sequoia
National Forest exhibits high levels of allozyme diversity
among populations; these high levels are not associated with
elevation.
Genetic richness or rarity may occur at the convergence of
major biophysical regions (e.g., the genetically rich, at the species and population levels, area of the Sierra Nevada–Cascade transition) and as unusual species compositions (e.g.,
the rich and rare Washoe–Jeffrey pine complex in the northeastern Sierra).
One example of a rare tree species that may be in the process of being assimilated into a more widespread species (ponderosa pine) is Washoe pine (P. washoensis) (Niebling and
Conkle 1990). A high-elevation species, Washoe pine grows
TABLE 28.14
Some specific examples of genetically significant areas in
the Sierra Nevada for trees.
Geographic Area or Subdivision
Northeastern Sierra: Washoe–
Jeffrey pine complex
Plateau at Sierra-Modoc-Cascade
convergence: ecotypes of many
species, including red fir, white fir,
ponderosa pine, and western juniper
Southern Sierra/Kern Plateau: rich in
species of five-needled pines
Southern Sierra: foxtail pine
Placer County: giant sequoia
Genetic Attribute (and
Genetic Level) of Significance
Rich and rare (species)
Rich (species, ecotype)
Rich (species and population)
Rare (population)
Rare (population)
primarily in stands on the eastern edge of the Sierra Nevada
and the western edge of the Great Basin. Only three populations are well documented, all of which are in the greater Sierra Nevada region—the Warner Mountains, Babbitt Peak,
and Mount Rose.
Factors underlying genetic variation within other (i.e.,
nonconifer) plant species in the Sierra Nevada are more conjectural. Beyond the early reciprocal transplant/elevational
transect studies of Clausen, Keck, and Hiesey (e.g., Clausen
et al. 1948), little information exists on adaptive variation in
native species. In a morphologically based common-garden
study in Nassella, E. E. Knapp (1994) suggests that genetic differentiation is much more pronounced on an east-west gradient, from coastal to interior populations, than from north to
south. This has been interpreted as a response to climatic patterns. However, this geographic pattern is based on analysis
of widespread species; it is not known to what extent this
pattern might hold true for more narrowly defined species or
those specific to the Sierra Nevada. Rice and Mack (1991) have
conducted a reciprocal transplant study of intermountain
Bromus populations, finding lower performance of local populations at more mesic sites.
Ehleringer and colleagues have conducted a series of ecophysiological and genecological studies on a number of aridland species of the Great Basin and western deserts, some of
which occur in the Sierra Nevada or at the montane-desert
boundary. They have found water-use efficiency to be heritable (Schuster et al. 1992), to vary along climatic gradients
(Comstock and Ehleringer 1992), and to vary among species
(Evans and Ehleringer 1994), gender (Dawson and Ehleringer
1993), life history classes (Donovan and Ehleringer 1992), and
life forms (Ehleringer et al. 1991). We expect that such information would be helpful in defining ecologically based genetic patterns in Sierran populations. Even with these
patterns, the relationship between water-use efficiency and
fitness is not a simple one (Donovan and Ehleringer 1994),
and other physiological characteristics will have to be added.
In the absence of empirical data for nonconifer plant species, workshop participants proposed a more general approach to inferring the genetic structure of, and thereby
recognizing representative genetic variation in, nontree plants,
using a three-tiered decision-making key. The first level separates common or widespread plant species from rare species.
Here, the idea of rarity is based on a structure proposed by
Rabinowitz (1981), which uses the concept of “seven forms
of rarity.” Within common species, the next level involves describing various plant characteristics, such as gene flow, that
will assist in deciding which model (in tier three) is more appropriate. The third level involves describing representative
genetic variation based on the key factors of two models: a
coarse-grained (regional) model or a fine-grained (local)
model.
For common or widespread species, two main characteristics determine which model, local or regional, is more appropriate for structuring representative genetic variation. One
787
Genetic Diversity within Species
of the most important characteristics is gene flow. There is
much variation among widespread plant species in factors
affecting gene flow, including breeding system, mode of reproduction (asexual, sexual, or mixed), and pollen and seeddispersal systems. Gene flow is strongly related to genetic
architecture and thus to the choice of a regional or local model
for describing representative genetic variation. The second
characteristic germane to the choice of model is the spatial
pattern of population distribution. For example, continuous
distributions might be most appropriately described with a
regional model, while “patchy” or disjunct distributions might
indicate a local model, even though the species range is broad.
For common species, different key factors (table 28.15)
underly representative genetic variation in the local and regional models, a reflection of their relative scales. The regional
model is mainly structured by climatic variables, both those
correlated with east-west distance (e.g., temperature regime)
and those correlated with north-south distance (e.g., day
length). The local model is more finely structured by both
physical (e.g., edaphic) and biotic (e.g., local patterns of competition) factors. In summary, then, two models or sets of factors have been hypothesized as descriptors for patterns of
representative genetic variation in plants. The choice of which
model is more appropriate will depend mainly on gene flow
and the distribution characteristics of the plants. In some cases,
such as a widespread species with much local differentiation,
a mixed or hierarchical use of the models would be indicated.
In structuring representative genetic variation for rare or
restricted plants, a Rabinowitz (1981) model for identifying
rarity might be useful. For example, plants that are highly
restricted in their distribution would have their resident site
as the basis of representative genetic variation. For plants that
are few in number but widely distributed (e.g., “sparse”), the
factors underlying patterns in widespread or common species might be an appropriate way to structure their variation.
For plants with intermediate numbers or distribution ranges,
structuring by “specialized communities” might adequately
capture their representative genetic variation.
Beyond the structuring of representative genetic variation,
TABLE 28.15
Key factors underlying the structure of representative
genetic variation for common or widespread (nonconifer)
plant species in the Sierra Nevada, according to regional
and local models.
Regional Model
Elevational factors (primarily east-west gradient)
Temperature regime, growing season, etc.
Moisture, rain shadow effect, etc.
Latitudinal factors (primarily north-south gradient)
Day length
Annual precipitation
Local Model
Physical factors
Edaphic factors
Aspect
Slope
Biotic factors
Local herbivores
and pathogens
Competitors
another issue is the occurrence and pattern of rare genetic
variation. Although rarity in plants is difficult to illustrate
geographically, there appear to be several correlates or indicators of rarity. First, rare species or populations often occur
as edaphic endemics—for example, on gabbro and serpentine soils. More than a dozen serpentine endemics are known
to exist in the Sierra Nevada (Kruckeberg 1987). Second, biogeographical history may point to rare forms—for example,
nonglaciated refugia. Third, hybrid zones, at the species or
population levels, may be areas of evolutionary significance.
Finally, peripheral populations may have rare characteristics
relative to more centrally located populations.
In conclusion, it is difficult to provide more detail or make
specific recommendations with respect to describing or inferring significant genetic variation in nonconifer plants of
the Sierra Nevada, because of the lack of information. Even
detailed species-distribution maps with rough estimates of
population sizes are unavailable. Hence, the workshop participants developed a more generalized approach to structuring variation within this taxonomic group, and we are not
able to identify specific geographic areas of genetic significance other than for a few well-studied species.
Mammals
Areas or instances of rich or rare genetic variation are generally unknown for most mammalian species, due to the few
genetic studies of Sierran populations. However, the wellstudied pocket gopher (Thomomys bottae) provides some examples. In a study comparing cranial features and allozyme
variation of samples from thirty-one geographic locations in
eastern California, Smith and Patton (1988) report two areas
of genetic significance in the Sierra Nevada. The first is on
the northern and eastern shores of Owens Lake. Here, the
gophers have allozyme similarity to other pocket gophers in
the general area, yet have distinct cranial features. For all other
gophers sampled in this study, allozyme and cranial data
showed concordant patterns. The second unusual area is in
the vicinity of Lone Pine. Here, evidence was noted of apparent intergradation (i.e., interbreeding with the result of hybrid progeny) between two of the three putative subspecies,
T. perpes and T. melanotis.
Of special genetic interest may be subspecies that are peripheral isolates of more widespread species. Such populations may be centers for evolutionary change (W. Z. Lidicker,
University of California, Berkeley, note to D. Rogers, September 1994). Examples of locations where such peripheral isolates of several species occur are the Kern River Plateau, Sierra
Valley, and Mono Basin. Also, for at least one widespread
mammal (Phenacomys intermedius, the heather vole), the main
Sierran cordillera contains such an isolate.
Areas in which congeneric species or conspecific subspecies meet may represent another kind of genetic richness or
uniqueness. For example, the ranges of the Columbian blacktailed deer (Odocoileus hemionus columbianus) and the Rocky
Mountain mule deer (O. h. hemionus) meet in a narrow con-
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VOLUME II, CHAPTER 28
tact zone in the Sierra Nevada and Cascade Range (Cronin
1991).
Overall, little genetic information is available that identifies factors underlying mammalian genetic patterns in the
Sierra Nevada. With the exception of the pocket gopher, with
its known population differentiation into six regions of the
Sierra Nevada, most known geographic patterns reflect subspecies, rather than population, associations. At this level,
most mammalian data support the major biogeographic subdivisions in the Sierra of east side and west side and north
and south, with second-order structuring according to major
vegetation type. Particularly strong and recurring patterns of
subspecies divisions occur between east and west, both along
mountain crests and in the foothills. Certain north-south divisions (e.g., south of Yosemite and south of Tahoe) are also
described on the basis of phenotypic variation.
Birds
There is little evidence in the available literature of rare or
endemic bird species in the Sierra Nevada. However, there
are several examples of rich or unusual geographic areas with
respect to avian genetics—areas that are implicated as hybrid
zones among subspecies, as harboring multiple and noninterbreeding subspecies, or as being habitat for unusual
populations or subspecies.
FIGURE 28.6
Probable areas of intersubspecific gene flow (arrows) in
cowbirds (Molothrus ater) in the Sierra Nevada (shaded
area). Number and letter designations refer to sampling
sites. (From Fleischer et al. 1991.)
Two areas in the Sierra Nevada are probable corridors for
gene flow between two subspecies of the brown-headed cowbird (Molothrus ater obscurus and M. a. artemisiae). This species is a relatively recent inhabitant of the Sierra Nevada, and
contact between the two subspecies in the Sierra Nevada is
even more recent, probably during the last twenty to fifty
years. The subspecies M. a. artemisiae has historically inhabited the Great Basin, strictly east of the Sierra Nevada. The
subspecies M. a. obscurus historically inhabited southern Arizona to Texas but has expanded its range gradually northward, initially invading southern California from the lower
Colorado River in about 1900. Samples from ten sites in California and Nevada provided mitochondrial DNA evidence
that gene flow is occurring between the two subspecies along
the Sierran crest at two points: the Mammoth Lakes area and
Lake Tahoe (figure 28.6) (Fleischer et al. 1991).
Two well-differentiated putative species of fox sparrow,
Passerella megarhyncha and P. schistacea, appear to have a narrow zone of contact and hybridization along the interface of
the Great Basin and the Sierra Nevada. Samples taken from
the White Mountains, Warner Mountains, and Mono Lake
show individuals from both groups as well as mitochondrial
DNA evidence of hybridization. In this contact zone, and in
the White Mountains in particular, there are a high number
of unusual (mtDNA) haplotypes found nowhere else in the
group of species collectively referred to as fox sparrows and
apparently due to the genetic consequences of hybridization
(Zink 1994).
In spite of the low level of population differentiation, on
average, within sage sparrows (Amphispiza belli), there is a
strongly differentiated population of sage sparrows (A. b.
nevadensis) near Chalfant Valley. This population was discovered to have an unusually high frequency of a single unique
allele in an allozyme study of twenty-two populations of the
three subspecies in this complex in California and Nevada
(Johnson and Marten 1992). The subspecies A. b. nevadensis is
highly migratory. This general geographic area is also of interest as it is the only area where the ranges of two subspecies, A. b. nevadensis and A. b. canescens, meet (figure 28.7).
The two subspecies are strongly differentiated on both morphological and isozyme data. No genetic evidence of hybridization has been found.
Although there is no direct evidence for this based on Sierra Nevada species, there is reason to believe that some elevation-related adaptations may be present in some of the
species or subspecies that inhabit mountainous regions.
Among finches, there is evidence of interspecific variation in
blood properties related to elevation of native habitat. Rosy
finches (Leucosticte arctoa), native to altitudes above 3,500 m
(11,550 ft) have been shown to have much higher blood O2
affinity than house finches (Carpodacus mexicanus), native to
low altitudes, when both are measured at similar elevations
(Clemens 1990).
789
Genetic Diversity within Species
FIGURE 28.7
The known nesting distribution of the sage
sparrow (Amphispiza belli), showing the
areas of contact between two subspecies
(A. b. canescens and A. b. nevadensis) in
the Sierra Nevada. (From Johnson and
Marten 1992.)
Reptiles and Amphibians
Several life history characteristics pertain to the subject of
genetic significance in reptiles and amphibians. First, amphibian species tend to hybridize (interspecifically) more than reptiles (e.g., Wake et al. 1978). As such, genetic richness in
amphibians may be represented by hybrid zones more often
than in reptiles. Second, due to the extreme phylogenetic ages
of some reptile and amphibian lineages (i.e., relative to mammals), another attribute of genetic significance for this group
is phylogenetic significance or age of lineage. For example,
one species might be assigned more significance than another
because it has no phylogenetic relatives or has fewer than the
comparison species. Third, species that metamorphose may
be more genetically variable, in general, than those that don’t
(Shaffer and Breden 1989).
For reptiles, the areas of highest species richness occur
where the warm-adapted species from the south converge
with the cool-adapted species from the north. Generally, they
meet in areas in Kern and Tulare Counties, with the more
southern species occupying the foothills and the more northern species the higher-elevation areas.
For amphibians, the notions of genetic significance are
based largely on extensive salamander data. As such, there
appears to be more species richness in the south for amphibians, with some notable ancient phylogenetic relicts in the Inyo
Mountains and Kern Plateau. Indeed, the highest levels of
species richness for salamanders in the state of California are
in Kern County. (This is somewhat counterintuitive due to
the moisture requirements of this taxonomic group.) Frogs
are one exception to the pattern of southern species richness,
with somewhat higher levels of species richness in the northwestern than the southwestern Sierra. Rare or highly restricted
species occur not infrequently in the Sierra Nevada. Examples
include the black toad (Bufo exsul), occurring only in Deep
Springs Valley between the White and Inyo Mountains in Inyo
County, and the Yosemite toad (Bufo canorus), restricted to the
central high Sierra from El Dorado County south to near Kaiser Pass, Fresno County (Zeiner et al. 1988).
Table 28.16 lists key factors affecting the spatial structure
of significant genetic variation for these three taxonomic
groups in the Sierra Nevada. Because the most significant factors vary somewhat among, and even within, the three groups,
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VOLUME II, CHAPTER 28
TABLE 28.16
Key factors underlying geographic patterns of intraspecific
genetic variation for reptiles and amphibians in the Sierra
Nevada (no priority inherent in presentation).
Elevation and its associated temperature regimes.
Rainfall, including seasonal and longer-term patterns of precipitation.
Snowpack, which reflects longer-term moisture availability.
Watershed boundaries—populations exist on cool, north-facing slopes, not
on dry, south-facing slopes; thus, ridgetops demark areas of distinction.
Metapopulation structure as a result of habitat patchiness and life history.
Glaciation, which both forms a barrier and affects areas of recolonization.
Volcanism—important due to its effect as a barrier, its role in changing
stream-flow patterns, its areas of multiple boundaries, and the effects
(mainly inhospitable) of volcanic soils.
Tectonic effects—older phylogenetic lineages tend to reflect geological
events to a greater extent than more recent species.
Edaphic/geological factors—e.g., rare populations of terrestrial salamanders
in the Inyo Mountains occur in limestone creeks.
the order in which the factors are listed does not reflect priority. Elevation and its associated temperature regimes are understandably meaningful to this ectothermic group, and
intraspecific genetic variation often shows elevational patterns. Moisture is another critical factor in patterns among
and within species. Three major factors reflect moisture regime, and each may be correlated with intraspecific genetic
variation. The first is precipitation; the second, snowpack; and
the third, watershed boundaries. Not only do watershed
boundaries have obvious gene-flow implications for fish, but
ridgetops are often important (more so than stream bottoms)
in influencing patterns of genetic differentiation within amphibian species (e.g., the Great Western Divide).
Elevation and moisture may be underlying factors in an
apparent geographic trend of genetic variation in the Sierra
Nevada. In some reptiles and amphibians, including
plethodontid (lungless) salamanders, ranid (true) frogs, and
iguanid lizards, greater population subdivision (among and
within species) has been observed in the southern Sierra than
in the northern Sierra. This trend appears to be independent
of life history characteristics. From their extensive experience
with Ensatina and other salamanders (e.g., Jackman and Wake
1994) and other amphibians, Wake and colleagues in the SNEP
Genetics Workshop have proposed a preliminary and informal genetic zone map, whereby the subdivisions are at
ridgetops between watersheds (figure 28.8). One difference
between this map and the seed zone map that attempts to
recognize genetic patterns in commercial tree species (figure
28.5) (Kitzmiller 1976) is the border definition. For trees, borders may often coincide with river boundaries, whereas for
amphibians and reptiles, the ridgetops become more appropriate dividing lines. Part of the reason for this is that terrestrial amphibians are favored in the closed-canopy forests of
north-facing slopes but are often excluded by the more open
forests and chaparral on south-facing slopes. The ridgetops
per se are thus not barriers, but they effectively mark barrier
areas. Also, the map portrays the higher levels of interspecific and intraspecific genetic richness in the south, resulting
in more zones in the south. Finally, high-elevation ridgetops
have been excluded (blacked out) from the map due to the
lack of amphibian and reptile species in these areas. Note that
this map is intended only as an informal attempt at subdivision, for comparison with other taxonomic groups.
The distribution of moist sites creates what is known as a
metapopulation structure, that is, local populations occupying habitat patches that are connected by occasional migration (Levins 1970; Hanski and Gilpin 1991). For example, the
mountain yellow-legged frog, Rana muscosa, depends on large
source populations to recolonize shallow ponds and marginal
habitats, where the chance of local extinction is relatively high
(Wake 1994).
Glaciation potentially affects patterns of genetic differentiation in two ways: first, it acts as a barrier to gene flow and
second, it affects recolonization of previously glaciated areas. Some amphibian species, for example, still persist in the
foothill areas of the Tuolumne and San Joaquin watersheds,
reflecting ancient glacial effects.
Volcanism is another factor that influences genetic variation in various ways. Volcanic activity can result in barriers
to gene flow and plays a role in changing stream-flow patterns, and volcanic soil is not conducive to maintaining certain (e.g., terrestrial amphibian) populations. A particularly
important area of genetic differentiation defined by volcanic
activity is the Sierra-Modoc-Cascade convergence.
The older phylogenetic lineages tend to reflect geological
history, including tectonic factors, to a greater extent than the
more recent lineages. Patterns of genetic differentiation in terrestrial amphibians tend to reflect tectonic history; examples
of this occur in the southern Sierra. Some species are still established along major fault lines.
Finally, edaphic or geological factors such as the occurrence
of limestone have important implications for certain species,
especially those in the genus Hydromantes (e.g., H. brunus, a
highly restricted species occurring along the Merced River
in Mariposa County). Another example is the recently discovered populations of a (rare) terrestrial salamander
(Batrachoseps campi) in the limestone creeks of the Inyo Mountains (Zeiner et al. 1988).
Fish
Many species of fish are endemic to the Sierra Nevada (see
Moyle et al. 1996). The widespread species (especially those
within drainages that reach the coast), however, may show
little population differentiation, although they vary from moderate to high levels of gene flow. An isolated drainage system
can completely arrest gene flow and thus contribute to population differentiation. The length of time of isolation of the
Lahontan drainage system (on the California side) is perhaps
responsible for its rich array of distinctive taxa, including the
endemic Tahoe sucker (Catostomus tahoensis) and distinctive
Lahontan forms of speckled dace (Rhinichthys osculus), tui
chub (Gila bicolor), mountain sucker (Catostomus platyrhynchus), and cutthroat trout (Salmo clarki). Another well-known
791
Genetic Diversity within Species
FIGURE 28.8
Patterns of geographic subdivision of significant genetic variation in reptiles and amphibians of the Sierra Nevada. Blackened
areas on some ridgetops indicate areas with little or no occurrence of reptile or amphibian species. (From Wake 1994.)
example of a Sierran endemic is the golden trout,
Oncorhynchus mykiss whitei, with its two known subspecies in
the Kern River and Little Kern River drainages.
Levels of gene flow among migratory fish species are often
high, and geographic patterns are weak. In a hierarchical
study that considered the effects of regions (i.e., coastal versus inland), river drainages, rivers within drainages, and
samples within rivers, Bartley and Gall (1990) found only
weak geographic patterns in allozyme variation among thirtyfive samples of chinook salmon (Oncorhynchus tshawytscha)
from northern California, including the Sierra Nevada (FST =
0.177). Most of the among-population differentiation was due
to river differences (within drainages), with drainages having the second greatest degree of differentiation. Very little
was due to coastal versus inland location. This pattern was
reinforced by the results of a more recent and extensive
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VOLUME II, CHAPTER 28
allozyme study, which included samples from Oregon and
assayed a wider range of enzyme systems (Gall et al. 1992).
Genetic relationships between species and among populations within species of fish are often discussed in a geological
context, the time since (physical or, occasionally, thermal)
separation often being directly related to the amount of genetic variation. In most cases, the separation appears to have
been due to natural events such as glaciers retreating or lakes
receding. For example, the Lahontan drainage subspecies of
the cutthroat trout (Salmo clarki henshawi) is considered to have
differentiated not only from other subspecies but also among
its populations, due to the length of time since the final desiccation of pluvial Lake Lahontan and the isolation of rivers
(Loudenslager and Gall 1980).
A Californian, although non-Sierran, example illustrates a
similar but more recent phenomenon based on human-mediated isolation. The construction of the Chabot Dam in Contra
Costa County in 1875 and of the Upper San Leandro Reservoir in 1926 effectively isolated resident populations of steelhead trout (Oncorhynchus mykiss) in Redwood and Kaiser
Creeks. A recent allozyme study suggests that not only have
they been isolated long enough to have become differentiated from the coastal founding source, but, since they have
not had an opportunity to hybridize with domestic trout (unlike the extant coastal populations), they represent a unique
“pure” source of this species (Gall et al. 1990).
In addition to river drainages and geological events, which
are interrelated, one other factor underlying genetic patterns
in fish species of the Sierra Nevada may be the size of the
river inhabited. For example, Bartley et al. (1992) found less
geographic structuring in coho salmon in California than had
been found in an earlier study of chinook salmon populations (Bartley and Gall 1990). One of the reasons the authors
suggest for this difference is that coho salmon in California
are restricted to smaller, less stable coastal streams, whereas
chinook salmon inhabit larger inland rivers. The smaller and
more unstable the stream, the greater the chance of “straying”—fish not returning to their natal streams to spawn—
which results in more mixing of the gene pools. Thus, in
general, smaller and less stable rivers would promote more
gene flow between populations, resulting in less geographic
structuring.
One final and specific factor that has been linked with geographic patterns of genetic variation in fish is selection for
certain allele frequencies. Certain transferrin (TFN) genotypes
(i.e., individuals with certain variations of the enzyme transferrin) have been shown to have increased resistance to bacterial kidney disease in specific stocks of coho salmon. A
north-south cline in the frequency of the TFN-(103) allele was
found to exist between samples of coho salmon from California and Oregon. The authors contend that “the fact that this
cline exists, in spite of the homogenizing effects of stock transfers, may indicate a selective advantage for certain transferrin genotypes in California” (Bartley et al. 1992).
Insects
Due to the very limited database for this taxonomic group,
much of the information provided regarding underlying factors and areas of genetic significance is inferential. The factor
hypothetically expected to be the most important is the coevolutionary history with the host. (Often this is a host plant;
in the case of insect parasitoids the host is another insect species.) Among insect species there are many examples of apparent coevolution with a host species. In such cases, genetic
patterns of the insect species theoretically might reflect those
of the host. Empirically, however, many cases of geographic
variation in host affiliation are merely consequences of local
host availability (Futuyma and Peterson 1985). For example,
in an allozyme study of twelve populations of seven species
of Ips bark beetles, including a population from the Sierra
Nevada near Nevada City, California, no evidence was found
of host race formation on the seven host pine species in the
study. Beetles occupying the same or closely related pine species, or species with oleoresin similarity, did not show any
greater genetic similarity than beetles on widely divergent
host species (Cane et al. 1990). A similar conclusion was
reached for a study of a montane willow leaf beetle
(Chrysomela aeneicollis) in populations along three river drainages in the eastern Sierra Nevada (Rank 1992). The genetic
composition of the beetles was homogeneous across both
willow species hosts (Salix orestera and S. boothi). Thus, no
evidence was found to suggest genetic divergence according
to host species.
Examples of coevolution may be more common among the
highly specialized, relatively sedentary subgroups of insects,
which the species just mentioned do not exemplify. Examples
include alpine grasshoppers (belonging to several families of
Arthoptera), which are restricted to mountaintops, and the
Euphilotes butterflies, with subspecies and population differentiation closely related to the phenology of their host plants,
wild buckwheat (Eriogonum spp.).
Regardless of the paucity of genetic evidence for coevolution or host race formation in insects, the converse—genetic
selection in the host by insect pressure—has been documented. The western pine beetle (Dendroctonus ponderosa) is
one of the most destructive insect species attacking ponderosa pine in the western United States. Studies of ponderosa
pine populations in northern California (including a Plumas
County population) and southern Oregon showed monoterpene profiles (i.e., frequency distributions of the various
monoterpenes present) that suggest a coevolutionary relationship between the tree and insect species. For example, the
ponderosa pines in the Plumas County population and in
other northern California populations, which have a continuous history of western pine beetle predation, are characterized by high concentrations of limonene relative to adjacent
populations. Limonene is toxic to the western pine beetle
(Sturgeon 1979). Populations without a history of predation
have lower levels of limonene, suggesting that the beetle may
have exerted selection pressure on its host species.
793
Genetic Diversity within Species
High-elevation ridges have been shown to be factors affecting gene flow in some insects of the Sierra Nevada. For
example, allozyme analysis of populations of a montane willow leaf beetle (Chrysomela aeneicollis) in the eastern Sierra
Nevada showed genetic subdivision among the three river
drainages in which it was sampled (Big Pine Creek, Bishop
Creek, and Rock Creek). The drainages are separated by highelevation ridges. Although the FST among river drainages was
only 0.135, this is higher than the FST values across broad
geographic scales for many flying insects, including bark
beetles (Drosophila spp.) and several lepidopterans (Rank
1992). Interestingly, although high-elevation ridges apparently
are barriers to gene flow among populations, gene flow also
does not occur through low-elevation connections. Although
the drainages are connected by nearly continuous stands of
willow at lower elevations, this is apparently unsuitable habitat for the beetle, and any gene flow that occurs among the
populations occurs over the ridges instead of along the
streams (Rank 1992). The low-elevation connections, however,
occur outside of the Sierra, in very different habitat conditions.
Substrate or soil parent material has sometimes been suggested as a factor underlying genetic differentiation in insect
species, but this is not upheld in genetic tests. Two alpine
butterfly “species” endemic to the Sierra Nevada (Oeneis
ivallda and O. chryxus stanislaus) occur on different substrates.
In the southern Sierra, the lighter ivallda type occurs mainly
on granitic substrates and the darker stanislaus type on andesite. However, in the northern Sierra, this relationship is less
clear, with an increase in frequency of ivallda types but on a
mainly andesite substrate. Porter and Shapiro (1989) found
minor allozyme differentiation between these “species” (FST
= 0.081), which are mainly characterized by wing color. They
recommend classification of these two color types as a single
species, given the lack of evidence for interruption of gene
flow between them (figure 28.9).
One seldom-considered factor that is correlated with patterns of genetic variation in one insect species is time of day
when populations are active, which is presumably related to
ambient temperature. In some species, nested within spatial
levels of variation is a genetically based temporal array of
genotypes, as demonstrated in Colias butterflies (Watt et al.
1983). Samples from Tracy, California, and Gunnison, Colorado, showed correlations between flight patterns (e.g., time
of day of flight initiation) and distinct allozyme patterns. It is
not clear that similar phenomena occur in other systems (i.e.,
in other animals or in other loci not related to the flight muscle
metabolism).
Two other geographic subdivisions or associations relate
to representative genetic variation in Sierra Nevada insects.
The first is the natural plant community, or biome. For example, three biotypes of Apodemia mormo occur in three distinct plant communities in the southeastern Sierra Nevada
and the western Mojave Desert. They differ in the larval host
plants to which each is adapted and may even deserve spe-
FIGURE 28.9
Distribution of alpine habitats in the Sierra Nevada with
known localities of Oeneis ivallda and O. chryxus stanislaus
(satyrine butterflies). Sampled populations are in the largersized font. (From Porter and Shapiro 1989.)
cies status (Pratt and Ballmer 1991). The association between
the insects and the plant communities may be related to natural selection. The second factor is the physiographic subdivisions within biomes (for example, a Sierra Nevada/Great
Basin subdivision, or watershed subdivisions). The western
seep fritillary (Speyeria nokomis apacheana) exists in small, iso-
794
VOLUME II, CHAPTER 28
lated populations in the western Great Basin and eastern Sierra Nevada. Allozyme data suggest low levels of gene flow
among populations, unique alleles in some (e.g., Round Valley), and mean population heterozygosity levels that are lower
than those of other species in the same family (e.g., the heterozygosity of the Mono Lake population is 0.016) (Britten et
al. 1994b). Genetic distances suggest major differentiation
according to watershed areas and, to a lesser extent, east/
west or Great Basin/Sierra Nevada differentiation. Here, the
association between physiography and insect genetic variation may be due to barriers to gene flow.
Examples of areas of genetic significance in the Sierra Nevada (rich or rare) for insects are best represented in the literature by butterfly species—unusual populations, rare and
endemic species, areas of hybridization, and so on. Genetically rich areas occur at the interface of the eastern Sierra and
the Great Basin, where there is not only species richness but
also much ecotypic and population differentiation. For example, two strongly differentiated congeneric butterfly species occur parapatrically at this interface. A population of
Anthocharis sara sara, sampled at Sierra Valley, showed no
evidence of gene exchange with A. sara stella sampled at
Truckee, 40 km (24 mi) to the south (Geiger and Shapiro 1986).
Sierra Valley is also the site of two sympatric congeneric butterfly species (Pontia protodice and P. occidentalis). Both species are highly vagile and abundant there and have apparently
been in stable coexistence, without evidence of interbreeding, in Sierra Valley for more than ten years (Shapiro and
Geiger 1986).
Another butterfly species, Limenitis lorquini weidemeyerii, a
middle-elevation nymphalid butterfly, is restricted to montane riparian canyon habitats in the Great Basin and reaches
its western distribution limits on the north shore of Mono
Lake. Here, it hybridizes with the Sierran L. lorquini lorquini
(Porter 1989).
Two sibling species of bark beetle, Jeffrey pine beetle and
mountain pine beetle (Dendroctonus jeffreyi and D. ponderosae),
have their main area of co-occurrence in the Sierra Nevada
and an interesting population-level trend in the northeastern
part of the bioregion. At Yuba Pass, the Jeffrey pine beetles
showed markedly less allozyme diversity than other sampled
populations of that species, and at nearby Sattley, the mountain pine beetles showed considerably more allozyme diversity than other sampled populations of that species (Higby
and Stock 1982).
A hybrid zone within the giant silk moths (Saturniidae) has
been studied at Monitor Pass in Alpine County (Collins 1984).
A lone population of the checkerspot butterfly (Euphydryas
editha) near Big Meadow (Tulare County, California) was
found to be genetically distinct from forty other sampled
populations within the species range across the western
United States (Baughman et al. 1990).
Numerous examples exist of butterfly species, semispecies
or subspecies, endemic to the Sierra Nevada, including
Phyciodes montana and Anthocharis stella (Shapiro 1992), and
Oeneis ivallda and O. chryxus stanislaus (Porter and Shapiro
1989). For the latter two species, there is a genetically diverse
area near Tioga Pass where an abrupt transition zone occurs
between the two color types that distinguish the species. This
zone has individuals spanning the full range in wing coloration among both species (Porter and Shapiro 1989) (figure
28.9). A specimen resembling Xyleborus californicus was found
near Georgetown, California, in the late 1980s. This species
may be either a recent introduction from South America or
Southeast Asia or an extremely rare endemic species (Hobson
and Bright 1994).
The gene-flow corridors provided by the transmontane rivers, such as the Pit and North Feather Rivers, are another example of species-rich areas. A complex cline involving three
subspecies of the Coenonympha tullia group of satyrine butterflies (C. california, C. eryngii, and C. ampelos) occurs in the
Pit River drainage (Porter and Geiger 1988). Rare species are
often found on unusual soil types (e.g., serpentines) and on
wetlands and bogs of Pleistocene origin.
Although introduced species may often have low genetic
variation due to the bottleneck experienced during their introduction (e.g., Holocnemus pluchei) (Porter and Jakob 1990),
the Sierra Nevada may hold unusual populations of these
often widespread insect species. For example, the introduced
European cabbage butterfly (Pieris rapae) was sampled over
much of its current distribution in the United States. Although
the species has existed for a longer time in the eastern United
States (since about the 1860s), the eastern populations show
little allozyme differentiation, while the population sample
from Reno, Nevada, is distinctive (Vawter and Brussard 1984).
Indeed, the western populations appear to have diverged not
only from the eastern populations but also from one another.
This genetic differentiation in the West is attributed to fragmentation of suitable habitat. The “suitable habitat” found in
the West consists of agricultural or urban areas interspersed
with inhospitable desert or montane natural areas.
In summary, the key factors underlying genetic differentiation due to natural selection in insects of the Sierra Nevada are, theoretically, coevolution with host plant species,
climate, elevation, and substrate. However, there are few studies of such relationships and even fewer that confirm a genetic basis for the morphological differences observed.
Differentiation due apparently to restriction of gene flow is
more readily apparent, as in the case of populations differentiated due to ridgetops, geographic distance, or sedentary
habit.
Fungi
The most important factor underlying patterns of genetic
variation in fungal species, beyond life history characteristics, is theoretically the relationship with the plant host (M.
Garbelotto, University of California, Berkeley, conversation
with D. Rogers, September 1994). Implications based on this
assumption have been made—for example, that forest pathogens are potentially more genetically diverse than fungi of
795
Genetic Diversity within Species
domesticated crops and may have complex population structures that reflect the heterogeneity of their hosts and environments (Vogler et al. 1991). Studies documenting this
pattern, however, are scarce.
Although there is no evidence from Sierra Nevada fungi
for this relationship, an elegant study by Burdon and Roelfs
(1985a) demonstrates a specific kind of host-pathogen relationship, namely, the genetic consequences of eradication of
an alternate plant host. Wheat stem rust (Puccinia graminis)
populations in the eastern United States have been asexually
reproducing since the late 1930s, coincident with the eradication of the alternate plant host for this species, the common
barberry. Populations from this area were compared with
sexually reproducing populations (due to the presence of the
barberry) from the Pacific Northwest. The two groups showed
striking genetic differences, the sexual populations being more
genetically diverse in all variables measured. The structure
of genetic diversity between the two groups also differed. The
sexual populations portrayed a pattern consistent with random mating, and isozyme alleles and virulence genes were
unrelated. In contrast, the asexual populations were strongly
subdivided along clonal lines, and there was close agreement
between isozyme and virulence structure (Burdon and Roelfs
1985a).
Elevation and climate, paleohistory and recent history
(mainly anthropogenic disturbances) are potentially important to fungal patterns (M. Garbelotto, conversation with D.
Rogers, September 1994), although specific examples are rare.
Substrate or parent material is likely to be important, especially for mycorrhizal fungi.
There is an interesting example of a genetic pattern in the
western gall rust (Pteridermium harknessii) in the Sierra Nevada, for which there is no definitive underlying causation.
In an area just east of Lake Tahoe, an allozyme analysis revealed two strongly differentiated forms of the fungus (called
“zymodemes”) that coexist without apparently interbreeding (figure 28.10). South of this area, populations of zymodeme
II were found almost exclusively, while north and west of this
area, zymodeme I was almost exclusively present. The authors interpreted this pattern, together with the lack of recombinant genotypes, to be indicative of asexual
reproduction. However, the reason for the change from one
zymodeme to the other in the Lake Tahoe area remains elusive (Vogler et al. 1991).
Conclusions
Genetic significance is described by attributes of rarity, richness, and representative genetic variation, as well as other
attributes. For example, some species may be highly valued
due to their phylogenetic significance. Significant genetic
variation is also described as that portion of the total variation that preserves evolutionary potential, which is theoretically defensible but nearly impossible to recognize.
Furthermore, genetically significant units vary from the subpopulation to family level. Thus, both the attributes of ge-
FIGURE 28.10
Geographic sources of Pteridermium harknessii isolates
collected from the western United States. Numbers refer to
collection sites. (From Vogler et al. 1991.)
netic significance and the level at which they are described
are closely interconnected and dependent on the overall (management or research) objective.
The ability to define areas of genetic significance in the Sierra Nevada is greatly hampered by the lack of information,
even of range distributions, for many species and by the corresponding overrepresentation of a few species in the body
of current knowledge. Key factors underlying genetic subdivisions vary among taxonomic groups, with perhaps the only
generalization being that east-west gradients, with their associated temperature and elevational factors, are more determinant of genetic variation, in general, than the north-south
gradients. However, even this generalization has caveats. For
example, although there is an east-west dichotomy in species
richness for amphibians, within the species-rich west side the
structure of genetic variation more accurately reflects northsouth factors.
The idea of constructing zones of representative genetic
variation across the Sierra Nevada is challenged by differing
796
VOLUME II, CHAPTER 28
constructs of genetic variation among the different taxonomic
groups. For trees, and perhaps for amphibians, reptiles, and
fish, the zoning concept is perhaps more easily approached,
although there is a lack of concordance in zoning attributes
between these two major groups. Trees seem most structured
according to elevational and latitudinal differences, with zone
boundaries defined by increments in these variables and by
major topographic features. Amphibians are very influenced
by montane barriers, and hence ridgetops are the most prominent genetic boundaries for this taxonomic group. For mammals and birds, and to some extent for insects, if zones were
to be defined they would follow habitat or ecotone types.
However, the zone concept has different or more restricted
value here due to the importance of migration corridors. Thus,
it is the edges as much as the centers of the zones that have
significance with these latter groups. For fungal species, genetic structure is probably very finely scaled, making zones a
less feasible management tool. Finally, with nontree plants,
the available information is so restricted as to prevent generalizations concerning geographic patterns. Instead, areas of
genetic significance are identified relative to life history characteristics. As more genetic information becomes available for
more plant species, such geographic partitioning may be more
feasible.
Inferences of Genetic Significance
For most species in the Sierra Nevada, there is currently little
information or data that directly relate genetic diversity to
adaptive significance. Genetic significance may be particularly germane to conservation and management as a means
of establishing priorities. In the absence of such information,
some idea of the extent and nature of genetic significance may
be available from concepts based on correlations or associations that have generalized genetic variation within a certain
context. These concepts are neither mutually exclusive nor
necessarily independent of the need for genetic assessments.
Rather, they are additional perspectives from which genetic
structure, and thus significance, may be inferred. These concepts are, with a few exceptions, preliminary suggestions
developed by workshop participants for the purposes of the
current discussion.
Life Form and Life History Associations
Sufficient genetic information is available from taxa beyond
the Sierra Nevada within certain taxonomic divisions (e.g.,
plants) for researchers to have realized correlations between
the level and pattern of genetic variation and certain life form
and life history characteristics (Hamrick and Godt 1990;
Hamrick et al. 1992, 1979). This correlation has been investigated statistically for plants (Hamrick and Godt 1990). In a
review of more than four hundred plant species, correlations
were noted between amount and structure of genetic variation (as measured by allozymes) and such features as the spe-
cies’ geographic range, longevity, seed-dispersal mechanisms,
and breeding system.
The relationship between allozyme variation and plant
characteristics was investigated at three levels—genetic variation within the species as a whole, genetic variation among
populations, and genetic variation within populations (tables
28.17–28.19). For example, widespread plant species tend to
have greater amounts of allozyme variation than do narrowly
distributed species (table 28.17). Long-lived perennials generally have higher levels of genetic variation than short-lived
perennials. Breeding system is highly associated with gene
flow: self-pollinating, or selfing, species tend to have relatively
high amounts of variation among populations, while outcrossing species have relatively little. Population differentiation
shows very different correlations (table 28.18). Selfing species have more population differentiation (i.e., more genetic
variation among populations), in general, than do outcrossing, wind-pollinated species. Finally, the amount of genetic
variation within plant populations shows a set of correlated
traits that is similar, but not identical, to those correlated with
species-level genetic variation (table 28.19). Widespread species again have higher levels of genetic variation within populations than do endemics; however, breeding system
characteristics are even more highly correlated with withinpopulation levels of variation than is geographic range.
Mixed-mating, wind-pollinated species have considerably
higher levels of genetic variation within populations than do
selfing species.
For certain California tree species, a generalization has been
noted concerning latitude and genetic variation within populations (Ledig 1987). Genetic variation within populations in
the south of a species’ range tends to be the highest, decreasing toward the north. A striking example of this trend occurs
in a non-Sierran tree species, coulter pine (Pinus coulteri). In
this species, heterozygosity increases from 0.11 in the northernmost populations near Mount Diablo, California, to 0.19
TABLE 28.17
Correlates with genetic variation within plant species.a
Traitb
Geographic range
Life form
Breeding system
Seed-dispersal
mechanism
Taxonomic status
Regional distribution
Mode of reproduction
Successional status
a
b
Highest Level
Lowest Level
Widespread
Long-lived, woody
perennials
Mixed mating, wind
pollinated
Attached
Endemic
Short-lived perennials
Gymnosperms
Boreal-temperate
Sexual
Late successional
Dicots
Tropical or temperate
Sexual and asexual
Mid successional
Mixed mating, animal
pollinated
Explosive
Derived from Hamrick and Godt 1990.
Traits are arranged in approximate order of their strength of correlation
with genetic variation. Thus, geographic range is very strongly correlated
with genetic variation within a species, but successional status is almost
insignificant.
797
Genetic Diversity within Species
TABLE 28.18
Correlates with genetic variation among populations within
plant species.a
b
Trait
Highest Level
Lowest Level
Breeding system
Self-pollinated
Life form
Annuals
Seed-dispersal
mechanism
Successional status
Taxonomic status
Regional distribution
Gravity dispersed
Outcrossing, wind
pollinated
Long-lived, woody
perennials
Gravity attached
Early successional
Dicots
Temperate
Late successional
Gymnosperms
Boreal-temperate
a
b
Derived from Hamrick and Godt 1990.
Traits are arranged in approximate order of their strength of correlation
with genetic variation. Thus, breeding systems are very strongly correlated
with genetic variation among populations, but regional distribution is not well
associated.
in the southernmost populations in Baja California (Ledig
1987). This pattern is also seen in such Sierran species as giant sequoia (Sequoiadendron giganteum), Jeffrey pine (P. jeffreyi),
western white pine (P. monticola), sugar pine (P. lambertiana),
and Douglas fir (Pseudotsuga menziesii). One explanation offered for this apparent trend is glacial history: as species migrated northward following glacial retreat, the new and more
northerly populations might have arisen from only a small
sample of the original species—those that dispersed and successfully colonized northward. This smaller sample would
have contained only a fraction of the species’ original gene
pool. If the process was an iterative one, the populations migrating northward would have originated from a smaller and
smaller gene pool sample, manifested today as lower levels
of within-population genetic variation. Conversely, the southern populations would have been refugial, presumably harboring genetic diversity. Yet another possibility is selection
rather than historic condition—that is, that higher tempera-
TABLE 28.19
Correlates with genetic variation within populations of plant
species.a
b
Trait
Breeding system
Geographic range
Life form
Taxonomic status
Seed-dispersal
mechanisms
Regional distribution
Successional status
a
b
Highest Level
Lowest Level
Mixed mating, wind
pollinated
Widespread
Long-lived, woody
perennials
Gymnosperms
Attached
Self-pollinated
Dicots
Explosive
Boreal-temperate
Late successional
Temperate or tropical
Early successional
Endemic
All others
Derived from Hamrick and Godt 1990.
Traits are arranged in approximate order of their strength of correlation
with genetic variation. Thus, breeding systems and geographic range are
very strongly correlated with genetic variation within populations, but
successional status is only mildly related.
tures and summer rainfall favor higher allelic diversity levels than in northern latitudes.
Similar correlations between life history characteristics and
allozyme variation were noted (at the SNEP Genetics Workshop) for insects, on a more informal basis. For example, sedentary insects with strong host-plant relationships tend, or
are expected, to show stronger differentiation among populations than highly vagile insects with less specialized trophic
relationships (Shapiro 1994).
This type of generalization is useful in that life history characteristics such as breeding system and geographic range are
known for some species and can often be inferred for others
by field observations. However, there are some constraints
and caveats in the application of this approach. Correlations
with genetic variation are weak at best, may change across
broad taxonomic groups, and, with the exception of plants,
have either little direct evidence or have been entirely inferred
on theoretical grounds for other groups. Further, the correlations have so far been demonstrated only for allozyme genetic variation and not other types. Thus, assessments are
often inferred, and many exceptions to generalizations occur.
Evolutionarily Significant Units
Evolutionarily significant units (ESUs) were suggested not
so much as a way of replacing genetic information with a
proxy, but rather as a way of placing the emphasis on a different genetic measurement—that of genetic distance between
populations or groups of populations, such as golden trout.
One definition of an ESU is a historically isolated set of populations; the genetic criteria for recognizing an ESU are currently under discussion (e.g., Moritz 1994). The rationale is
that the more historically isolated the groups, the more likely
they are to have distinct genetic attributes and different evolutionary potential. Within this framework, an ESU could be
a population, a group of populations, a species, or a grouping of species. For example, weakly differentiated species
might be grouped together as an ESU; in contrast, strongly
differentiated populations of one species might each be an
ESU. This concept suggests a way to guide decisions about
biodiversity protection. One does a phylogenetic analysis of
genetic (e.g., allozyme or DNA sequences) and morphological data and than recognizes clusters of close relatives and
progressively more distantly related forms (this has been
called phylogenetic ranking in Moritz 1994). This helps inform decisions about conservation priorities; that is, when
one must make choices, it may be more important to maintain major lineages, not necessarily all the minor phylogenetic branches.
This means of assessing (and valuing) genetic variation is
attractive in that it recognizes the dynamic nature of gene
pools; we want to conserve not only short-term adaptations
but also longer-term evolutionary potentials. However, this
assessment still requires species-specific genetic data and still
relies on the same kinds (allozyme or DNA) of genetic measurements.
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VOLUME II, CHAPTER 28
Environmental Correlates
As was discussed in previous sections, often an environmental variable (or variables) can be identified that correlates with
patterns in genetic variation. Even in the absence of genetic
data to confirm these patterns, there are some features, particularly geographic features that would tend to limit gene
flow, that might at least be reasonably good indicators of
population differentiation. For example, ridgetops have previously been discussed as presenting gene-flow barriers for
some amphibian species, and thus genetic differentiation according to this geological feature could be expected. Similarly, fish populations in nonconnected river drainages might
be predicted to be more strongly differentiated than those in
continuous drainages. Much of this is inferential and has not
been tested or confirmed, and many generalizations will
occur.
Species Richness and Distribution Patterns
In lieu of species-specific genetic information, species richness provides some measure of biodiversity. Species diversity is not the primary focus of this chapter; however, genetic
significance might be inferred to some extent not only by species presence but also by distribution patterns. For example,
if the species tends to be distributed as disjunct populations,
or if the area under consideration has marginal populations
(i.e., populations that are near the edge or limits of the species’ natural range), the populations might be more genetically distinct (as compared with midrange populations of a
widespread, contiguously distributed species). For example,
the dusky shrew (Sorex monticolus) is a widespread species,
yet has two areas with isolated populations—one in the Sierra Nevada and one in the San Gabriel Mountains of southern California (Zeiner et al. 1990b). The fact that these
populations are isolated might be used to infer genetic significance.
This approach to assessing genetic variation has the advantage of requiring only census data, rather than sampling
and genetic analysis. The number of species expected within
a given geographic area can usually be obtained from species
range maps, which are readily available for most mammals,
birds, fish, and trees, although to a lesser extent for nonwoody
plants, insects, and fungi.
ASSESSMENT OF CONDITIONS
AND TRENDS
Sources of Genetic Threats and
Consequences
An essential step in linking the conservation of significant
genetic diversity with management practices is the identification of threats to diversity. In this context, a threat could be
defined as anything that potentially or actually reduces or
changes genetic diversity by a significant amount relative to
the standard in situ at any of the levels at which diversity is
recognized, from genes through ecosystems. However, as
there is a continuum from action to threat to consequence, it is
often difficult to identify, with objectivity, the threat. For example, the following hypothetical sequence of events could
occur: urban development, leading to population fragmentation, leading to an increase in inbreeding, leading to inbreeding depression, leading to a decrease in fitness, leading to
population extinction. Urban development is an action, and
population extinction is a potential genetic consequence, but
a threat could be defined as any event from urban development through decrease in fitness, whereas a consequence
could be any event from population fragmentation through
population extinction.
The definition of genetic threat is further complicated by
its interactive nature with the biological attributes involved.
For example, if the taxon is already depauperate in genetic
variation as a result of its evolutionary (e.g., Pinus resinosa,
red pine) or recent (e.g., North American gypsy moth populations) history, then certain actions may not pose the same
genetic threat as they would with a different, genetically diverse species. In other words, species context is very important in predicting whether imposed changes in genetic
diversity are significant or not and whether they are potentially detrimental or not. Differences in genetic architecture
among species help geneticists to determine which actions
might be threats. For example, the importance of interpopulation gene flow would influence the likelihood of population fragmentation posing a threat. Further, the cumulative
nature of threats means that some actions become threats only
if they occur in concert with or compound other potential
threats.
An obvious factor influencing the identification of threats
is the amount of information available. Specific information
on the amount and structure of genetic variation for a taxon,
and the interrelationships between it and ecological processes,
is almost never available. Even when genetic information is
available, and a genetic consequence identified, the long- and
short-term adaptive consequences are rarely clear. SNEP Genetics Workshop participants felt that an appropriate if conservative approach in the face of minimal empirical
knowledge yet a strong theoretical foundation was to assume
that detrimental effects on gene pools may occur when large
changes in gene diversity are predicted.
Given the variability and subjectivity of defining threats
and consequences, it is desirable to address the question, What
constitutes an action that may significantly alter genetic diversity? by taxonomic group. This is done in the sections that
follow. In addition, those taxa and geographic areas most
implicated in the Sierra Nevada are identified to the extent
they are known.
Management opportunities to mitigate threats and conse-
799
Genetic Diversity within Species
quences become possible with the development of standards.
Standards reflect the idea of a threshold: When does an activity become a problem? When is it time to take action? Like
the concept of threats, standards are fraught with the problems of inadequate information, interactions and complexities in systems, arbitrariness, and subjectivity. Time lags
between cause and effect, or action and threat, or threat and
consequence, are a major issue. Genetic patterns, in particular, reflect conditions in the recent or distant past, further driving a wedge between present management options and future
desirable conditions. Further, standards must somehow embrace the dynamic nature of populations and their genetic
attributes (the natural ranges of genetic variation). The sections that follow address the issue of standards for each taxonomic group.
Commercial Tree Species
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. While, as is the case with other taxonomic groups,
the major threats to tree species in the Sierra Nevada are habitat loss and fragmentation, forest-management practices involving these species, particularly commercial conifers, have
potential genetic effects across much of their native ranges in
the Sierra Nevada. These potential management- and development-related actions and their consequences are presented
in more detail in table 28.20. Mitigating actions that have been
taken in forest-management programs are discussed in a later
section. Potential consequences may be the result of cumulative effects of multiple concurrent or sequential actions. For
example, depending on their implementation, commercial regeneration practices for pines and Douglas fir could have
genetic consequences of inbreeding depression, outbreeding
depression, reduction in genetic diversity, and/or alteration
of genetic architecture, although these effects are undocumented.
Taxonomic Groups and Geographic Areas Involved. By virtue of their being harvested, bred, and planted, the commercial conifers that are the subject of intensive timber
management are species that deservedly receive the most attention. Other conifers that are planted and harvested in operational forestry practices are also subject to activities that
could potentially alter the gene pool. These include the mixed
conifer species, yellow pines, and true firs in the Sierra Nevada (table 28.21). On U.S. Forest Service lands, all of these
species are subject to rigorous genetic diversity standards
developed to maintain broad adaptability and local adaptations. Some concerns remain that, although standards are in
place, they might not be maintained adequately, due to local
negligence, urgency, or practical operational realities. Since
most of the genetic information available pertains to the commercial tree species, it is possible to be more specific about
the nature of the activities used on these species and their
consequences, as well as the specific populations and geo-
TABLE 28.20
Types of potential threats and their possible genetic consequences to trees in the Sierra Nevada.
Threat
Artificial-selection pressures
Genetic bottlenecks
Inbreeding depression
Introduction of maladapted
genes
High-grading
Attack by exotic insects
and pathogens
Introgression
Ecological displacement of
native populations by
introduced species
Possible Genetic Consequences
Conditions imposed on tree seedlings for regeneration and restoration efforts at the nursery may not prepare them for
planting. Location (climate, soils) and management (soil moisture and fertility, freedom from competition, etc.) regimes
at the nursery may not mimic natural selection pressures, leaving seedlings maladapted to the planting site.
In out-planting programs, the amount of genetic variation in planted seedlings may be decreased relative to that expected
in natural regeneration, due to the initial sampling procedures and subsequent selection in seed orchards and
nurseries.
Many tree species have outcrossing mating systems and are susceptible to inbreeding depression. Inbreeding may be a
problem in seed collections from wild stands or from seed orchards, especially if not monitored or mitigated. The effects
may not manifest themselves immediately in terms of mortality of inbreds, but lowered viability or fitness may occur.
Thus, individuals with low fitness may be included in out-planting programs.
Primary introduction of maladapted genes may occur as the result of introducing inbred or nonadapted genotypes to a site.
Secondary introduction may occur when the introduced trees reach reproductive maturity and begin combining with the
local gene pool. “Outbreeding depression” in the hybrid generation may occur if the introduced genotypes were not
adapted to the site or if the introgressed progeny have lower fitness due to hybridization of dissimilar genomes.
Selection and removal of certain phenotypes or ecotypes, often the most fit or vigorously growing, known as high-grading,
occurred historically on private and public lands but may now be largely controlled by forest practice standards.
However, this may continue to be a consideration in some areas, especially where such standards are not in place or
enforced. For example, in some “commercial” clear-cuts, trees of commercial size and quality are removed, leaving a
small number of various defective and suppressed trees for stocking, seed production, and visual acceptance. Although
these cuts may have higher visual acceptance, they likely are very dysgenic.
If resistance to the insect or pathogen is found at very low frequencies in the host populations, as it is in the case of
resistance in white pines to the white pine blister rust, then genetic diversity within the host population may be severely
lowered, resembling a bottleneck process. Out-planting of nursery-grown stock may also contribute to this situation if
the stock has been infected with nursery-found pathogens and serves as a vector to wild populations.
In some cases, such as Washoe pine, naturally occurring but sparse or rare species may be in danger of being swamped
by the more widespread and co-occurring species (in this case, Jeffrey pine) if the two hybridize. In the case of
Washoe pine, some populations potentially at risk in this regard might be those that were apparently heavily logged in
the early settlement period, such that population size (already small) shrank drastically in a short time.
The introduced species, such as Eucalyptus spp., may cause displacement both by being a better short-term
competitor for resources and by modifying the site so that it becomes less amenable to the original native species in
the longer term.
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VOLUME II, CHAPTER 28
graphic areas that may be most important to monitor. With
less-studied tree species that are nonetheless targets of some
kind of manipulative management (e.g., certain oak species),
one of the main concerns, based on experience from commercial conifers, is the possibility of inappropriate management.
For sparsely distributed species, for which we have little or
no genetic information, a major concern is lack of genetic
awareness in management or inappropriate genetic management that has relied on inferences from other, genetically dissimilar species.
Standards or Thresholds for Evaluating Effects. If quantitative standards were to be developed, they would have to apply to the genetic consequence (e.g., the allowable change in
rate of inbreeding) rather than the threat (e.g., fragmentation),
as the latter may be cumulative, qualitative, or not obvious,
or may not be the source of the problem. However, due to the
lag time between activity and genetic consequence, which is
especially pronounced in long-lived species, basing standards
on current genetic parameters may mean that action comes
too late to mitigate some situations. Thus, it seems that a quantitative approach to standards is ill suited to this taxonomic
group. Instead, qualitative statements about levels of tolerance within different species to various kinds of activities must
be developed for individual cases. Tolerance could be further
related to specific attributes or values such as within-population diversity or genetic architecture. Qualitative standards
could then be developed based on the resilience that the value
or attribute of interest has to the threat. Also, current and potential management activities could be described in terms of
their likelihood of enhancing or lowering tolerance.
As an example, consider within-population genetic diversity for the commercial conifers. Potential threats (i.e., events
that could lead to undesired genetic consequences) include
severe wildfires, extended climatic extremes, loss of seed-dispersal agents, and excessive or inappropriate seed transfers.
Depending on the number of threats at any time, a threat
might be considered acceptable or unacceptable. Also, as more
information becomes available, the relative nature of the
threats (or specific levels of tolerance to each) may play a role
in the decision-making process. Further, natural and management-provided processes that increase resilience can be identified and balanced with the perceived threat. In this example,
resilience to loss of within-population diversity is provided
by the relatively high frequency of reproductive effort in these
species and by the relatively high levels of genetic information and its incorporation into management activities.
Other Plants
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. Three main classes of events potentially pose
serious threats to plant populations or species (table 28.22).
The first is habitat destruction or degradation. Only events
that are large or genetically significant relative to natural disturbances are considered here. These include alterations in
natural cycles, including fire, hydrological, and mineral or
nutrient cycles; land development and its associated effects;
and human-initiated biotic disturbances such as exotic weed
invasions and pesticide-driven loss of pollinators. The second inferred threat is genetic contamination, both within species as a result of inappropriate human movement of genetic
material and between species due to hybridization with human-introduced exotics. The third threat is posed by activities that seriously fragment population structure, which can
reduce effective population size and reduce gene flow. In the
short term, such fragmentation may result in an increase in
inbreeding depression. In the long term, genetic diversity in
the population may be lost due to genetic drift (random loss
of genetic diversity from a population due to sampling effects
of small population size) and loss of exchange of genetic diversity. Potential threats become more serious when they
either are widespread and cumulative or affect small populations of rare or sparse species. However, any consequences
vary as a function of genetic architecture and breeding system.
TABLE 28.21
Examples of trees and tree habitats potentially at risk in the Sierra Nevada.
Taxa
Sugar pine
Whitebark pine, limber pine,
other white pines
Giant sequoia
Ponderosa pine
Oak species
Sargant cypress
Washoe pine
Riparian species
Area and Threat
Threatened throughout its range, particularly in areas where it is affected by both harvesting and white pine blister rust.
Possibly threatened in high-elevation areas by white pine blister rust. Resistance-oriented planting programs
are less likely to reach these less-accessible sites. Also at risk in southern Sierra where (pine) species are common.
Historic harvest threatened some populations. Possible genetic consequences in areas where regeneration practices have
involved transfer of seedlings among groves (populations). Potential inbreeding within isolated groves.
Harvesting, water diversion, and regeneration practices threaten this species, particularly near urban areas, in lowelevation sites, and on private lands.
Oak regeneration problems may result in changed genetic diversity.
At risk in west-central Sierra Nevada foothills, where urban encroachment has eliminated several isolated, disjunct
populations.
Especially at risk on Babbit Peak and Mount Rose, due to loss of habitat from wildfire and genetic swamping from
ponderosa pine.
At the species level, willow and poplars throughout the Sierra Nevada are affected due to water diversion practices, loss of
habitat, and lack of specific information on their patterns of genetic variation to guide restoration practices.
801
Genetic Diversity within Species
TABLE 28.22
Categorization of threats to plants in the Sierra Nevada.
Threat
Importance to Common Species
Importance to Rare Species
Habitat Destruction or Degradation
Altered natural cycles (fire regimes,
hydrological cycles, etc.)
Human development
• Erosion caused by road building or clear-cutting
• Air pollution
• Effects due to livestock presence
Biotic disturbance (usually human caused)
• Invasion by and competition from weeds
• Presence of feral animals
• Loss of pollinators
• Introduction of new pests and pathogens
More important for genetically subdivided
species (e.g., rare alleles may be lost from
peripheral populations)
Always Important!
(May be somewhat less important
for “sparse” widespread species)
Species extinction is more likely
Genetic Contamination
Native species: both intraspecific and
interspecific effects
Exotics: interspecific hybridization
(especially with exotic congeners)
Human-caused contamination more likely; usually
results in loss of genetic architecture rather
than extinction
Species extinction is more likely
Population Fragmentation
Short term: increased inbreeding depression
due to reduced effective population size
Long term: loss of genetic diversity due
to genetic drift
Increased probability of local population
extinction via demographic factors
Can be important, depending on breeding system
and genetic architecture
Usually more important than in
common species; impact
depends on breeding system
Species extinction is more likely
Taxonomic Groups Involved, Geographic Areas Affected, and
Standards or Thresholds for Evaluating Effects. Due to the lack
of genetic studies for many of the plant species in the Sierra
Nevada, it is difficult to identify specific taxonomic groups
or geographic areas that might be threatened. Also, because
plants are a diverse taxonomic group in terms of distribution
patterns and life history traits, species-specific interactions
between these features and the threats will determine the consequences. Similarly, appropriate standards are hard to generalize, given the complexity of these interactions. Instead, a
general approach to defining groups and areas at risk has been
taken (table 28.23). Two factors, level of gene flow and spatial
distribution, have been selected as being among the most
important indicators of genetic consequence, given certain
threats. Thus, according to the attributes of these two factors,
the likely severity of genetic consequences is assessed relative to the threats listed in table 28.22. Those plant species
that are most highly threatened, then, could be identified or
conjectured according to their generalized patterns of gene
flow and spatial distribution. Similarly, geographic areas that
are most threatened could be projected by their high concordance of plants with certain spatial distributions. Standards
are best approached as qualitative assessments of the likely
severity of a consequence, given the species’ features and type
of threat.
Gene flow has been broadly classified according to only
two levels: high and low. The level used here incorporates
both intrapopulation and interpopulation gene flow. Spatial
distribution of plants has been subdivided into four categories: common or widespread species and three types of rarity
(e.g., few plants on few sites). The rarity categories have been
based roughly on part of the classification system proposed
by Rabinowitz (1981), with one important difference: adaptive processes or degree of habitat specificity have not been
addressed here. They are another important layer of consideration affecting genetic consequences, but their inclusion was
considered too complicated to accommodate here.
Several examples from table 28.23 illustrate these concepts.
In general, habitat destruction has more severe consequences
for species or populations with low levels of gene flow than
for those with high levels. This assumption is based on the
generalization that high levels of gene flow lead to more mixing of the species’ gene pool, and loss of one population would
probably not mean the loss of many unique alleles or a large
portion of the total genetic diversity of the species. Conversely,
low levels of gene flow are often associated with substantial
local differentiation, and the loss of even one population might
represent a loss of genetic diversity not found elsewhere in
the species. Rare species, regardless of the type of rarity, are
more likely to be affected by destruction of their habitat than
are more common species, as any loss of habitat will represent a larger proportion of the total genetic diversity of a rare
species.
The consequences of human-caused genetic contamination
are more complicated. Here, the relationship between gene
flow and consequence depends on levels of both intrapopu-
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VOLUME II, CHAPTER 28
TABLE 28.23
Relationships between threats and consequences to plants in the Sierra Nevada.
Severity of Consequencesa
Spatial Distribution of Plants
Genetic Threat
Habitat destruction or degradation (rapid
removal of genotypes)
Human-caused genetic contaminationc
Fragmentation—inbreeding depression
Fragmentation—genetic drift
Gene Flowb
Common
Few Plants/
Few Sites
Many Plants/
Few Sites
Few Plants/
Many Sites
Low
High
Low
High
Low
High
Low
High
**
*
**
*
*
**
**
*
*****
****
****
****
****
****
****
****
*****
***
***
***
***
****
***
**
***
**
***
***
**
***
***
**
a
b
c
Rating system is based on degree of severity of consequence, from least (*) to most (*****) severe.
Gene flow refers to both spatial and temporal gene flow and incorporates gene flow both within and among populations.
For common plants, the consequences of genetic contamination are not so much a function of the biological situation as of the frequency of the threat. These
plants are often the target of restoration or revegetation projects, so the threats are more common here, even if individually the consequences may not be
severe. For rare species, the distinction between species with high and low gene flow is complicated here. The consequences will vary depending on the rate of
interpopulation and intrapopulation gene flow, as well as other factors.
lation and interpopulation gene flow and other situation-specific factors (such as differences in gene frequencies between
introduced and native groups, differences in number of breeding individuals, differences in adaptive capacities, etc.). For
example, if a plant species possessed high levels of withinpopulation gene flow, the introduced (“contaminating”) genes
might quickly circulate and swamp the natural diversity of a
population; however, if the interpopulation levels of gene flow
were low, the contamination would remain somewhat localized, mitigating the genetic consequence. Another aspect of
genetic contamination is that common species are generally
quite resilient to this type of threat. However, they are portrayed here as being subject to somewhat severe consequences,
due to the frequency of occurrence of this type of threat. Common or widespread species are often used in restoration or
revegetation efforts. Thus, while each individual event in itself may not have large consequences, the probabilities of ultimate genetic consequences may be additive.
The consequences of fragmentation should be considered
in both short-term (inbreeding depression) and long-term
(genetic drift) contexts. In the short term, species with low
levels of gene flow might suffer fewer consequences than
those with high levels. Low levels of gene flow are often associated with a largely inbreeding mating system, and thus
there would be less likelihood of inbreeding depression. Conversely, outbreeding species would be more susceptible to inbreeding depression. If the species or population survived
the short-term genetic consequences, it might be challenged
by genetic drift. Here, the consequences would be felt more
strongly in the species with inherently low levels of gene flow,
which would remove or minimize any opportunities for bolstering levels of genetic diversity by incorporating pollen or
seed from other populations.
One generalization that can be drawn from table 28.23 is
that for habitat fragmentation, the main distinction in severity of consequences is between those species with few individuals and those with many. For habitat destruction, the
major difference in consequences lies between species that
are broadly distributed and those that are narrowly distributed (i.e., a function of spatial distribution).
Mammals
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. Threats to mammalian species in the Sierra Ne-
vada fall into five categories, four of which are anthropogenic.
One general category includes management that generally
fails to support wildlife habitat. This results from both misinformation (inappropriate use or interpretation of information,
poor or inadequate studies, etc.) and lack of information (impediments to research, lack of specific information on genetic
architecture of species, etc.). Often missing is the context for
interpretation provided by long-term studies and those that
help determine the relationship between common measures
of genetic variation (e.g., heterozygosity and allozymes in
general) and population fitness.
A second threat is change in natural metapopulation structure (i.e., the structure of the group of populations that interbreed, if only occasionally). Two aspects are important:
fragmentation events that decrease gene flow among populations or that subdivide previously contiguous populations,
and activities that connect previously disjunct populations,
thereby increasing gene flow above normal levels. Severe fragmentation or habitat loss may prevent the occasional gene
transfers that are critical to adaptations and long-term resilience.
A third type of threat is loss of migratory routes, including
803
Genetic Diversity within Species
winter and summer habitats and elevational corridors. This
is a critical concern for birds and mammals.
Competition and predation from exotics and gene swamping from nonlocal transplants are another major threat. Domestic grazing species, in particular, are major competitors
with natural populations.
A fifth type of threat is disease. Although disease is a natural component of the ecosystem, populations that are already
stressed may succumb to diseases that would not otherwise
be significant. For example, the mountain sheep (Ovis
canadensis), native to the southern Sierra Nevada and recently
reintroduced into Inyo County and into the South Warner
Wilderness of Modoc County, is extremely sensitive to disease. Diseases, particularly those transmitted from livestock,
could likely be a major factor in the decline and loss of mountain sheep populations (Zeiner et al. 1990b). Loss of populations potentially leads to loss of ecotypic genetic variation in
the species.
Taxonomic Groups Involved. The species most at risk are
those with migratory patterns or highly specialized niches
(riparian species, localized endemics, etc.) (table 28.24).
Geographic Areas Affected. Areas with easy access, lands
where species and habitats have little protection, and areas
of species richness are all identified as high-risk areas (table
28.24). Examples are the Sierra Valley and the Kern River Plateau. Also threatened are areas of significance to migratory
species or aquatic-dependent species.
Standards or Thresholds for Evaluating Effects. In the absence of empirical data for defining standards to evaluate
genetic threats in mammalian species of the Sierra Nevada,
TABLE 28.24
Taxonomic groups and geographic areas potentially most
threatened in genetic diversity among vertebrate species of
the Sierra Nevada.
Taxonomic
Group
Amphibians
Birds
Mammals
Threatened Taxa
Terrestrial plethodontid
salamanders (TPS),
most native frogs
and toads.
Neotropical migrants,
aquatic-dependent
species.
Bats, top carnivores,
localized endemics,
aquatic-dependent
species.
Threatened
Geographic Area
All areas where TPSs are
found. The Kern River
Plateau is very
sensitive. All highelevation areas of the
Sierra Nevada, e.g.,
above 6,000 ft, and
the southwestern
Sierra Nevada at all
elevations.
Migration stopover areas
and staging areas.
Kern River Plateau,
foothill areas, Sierra
Valley, riparian areas.
theoretical guidelines should be considered. If genetic parameters or proxies are to be used effectively to evaluate threats
or as indicators of resilience or health, there must be a context within which to interpret them. There must be a temporal context, that is, knowledge of the normal or perhaps
cyclical range of variation and how the parameters relate to
demographic trends. There must also be a spatial context—a
means of interpreting at the management unit level how local parameters relate to regional or larger-scale patterns and
trends. Further, choices must be made as to which taxa can
serve as representative units, as it is unrealistic to develop
standards for every species. The information needed to establish such a context is not currently available. As such, it is
perhaps most appropriate to discuss the approach to developing standards. At the community level, two aspects are
important, monitoring and ecosystem indicator species.
An important initial step in monitoring the health of biotic
communities is to inventory the community or communities
within the management unit. Although the initial inventory
is key, it is important to inventory regularly. After the broadscale inventory, detailed monitoring should be provided for
all indicator species (criteria for choosing these species are
listed later). Minimum information collected for these species would include densities of local populations, numbers
of local populations, and degree of genetic differentiation
among populations, these three parameters providing some
measure of metapopulation functioning. Other essential data
include the appearance of new alleles and changes in the distribution of private alleles (i.e., alleles unique to a population). One or both of these could be a warning sign of
disturbance. The point here is that changes in any of these
features could indicate reason for concern and would eventually provide the connection, currently lacking, among threat,
genetic consequence, and demographic consequence that
would allow development of standards.
For choosing indicator species, an appropriate scale for reference might once again be a biotic community level or management unit. The number of species chosen will depend upon
the complexity of the management unit. Choices should be
locally appropriate.
SNEP Genetics Workshop participants suggested that representative or indicator species for a management unit include
the following:
• Species with varying life history characteristics—short and
long individual life spans, wide and narrow distributions,
and so on
• Species representing various trophic levels
• Species that are strongly associated with the management
unit (e.g., endemics)
• Keystone species
• Representative specialist and generalist species
804
VOLUME II, CHAPTER 28
• Species that are net transporters of nutrients and/or energy in or out of system (e.g., bats, certain fish)
• Species that opportunistically use the management unit and
thus may help to monitor the health of the system
• Recent and ancient phylogenetic taxa
• Recent and historical residents
• Species that represent soil microfauna and microflora
Birds
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. Given the high degree of gene flow observed in
many bird species of the Sierra Nevada, an obvious genetic
threat would be any action that resulted in the loss of natural
metapopulation structure. Threats would be fragmentation
events that decreased gene flow among populations or subdivided previously contiguous populations Severe fragmentation or habitat loss may prevent the occasional but critical
gene transfers between metapopulations.
As most of the species in this bioregion are migratory, loss
of migratory routes, including winter and summer habitats
and elevational corridors, is a critical concern.
Activities that change the quality of habitat will have direct consequences for the resident bird species, although it is
unclear whether these are detrimental, neutral, or beneficial.
For example, chestnut-backed chickadees (Parus rufescens),
prior to 1940, inhabited mainly coastal areas of northern and
north-central California. Shortly after that time, they started
to move inland, and today their distribution includes both
their former range and much of the Sierra Nevada (Brennan
and Morrison 1991). One explanation presented for this range
expansion is that successional patterns following widespread
logging in the Sierras caused an increase in the proportion of
Douglas fir in the mixed conifer forest, which subsequently
provided habitat favorable to chestnut-backed chickadees.
Although in this case the range expansion of one bird species
was apparently not accompanied by a range decrease in another, this is potentially a risk with such (management) activities.
Taxonomic Groups Involved. Taxa with very specific and
narrow habitat requirements might be most threatened. Specific examples were not known by workshop participants
(table 28.24).
Geographic Areas Affected. No specific examples are
available.
Standards or Thresholds for Evaluating Effects. Little information is directly available from which to develop standards
for evaluating genetic threats to avian species. A useful avian
example exists, however, of a more general issue regarding
the use of genetic information for evaluating threats. In 1990
an allozyme study was reported of seven populations of the
spotted owl (Strix occidentalis), covering the three currently
recognized subspecies from Oregon, California, and New
Mexico (Barrowclough and Guttiérrez 1990). Twenty-three
allozyme loci were scored; all were monomorphic for the two
subspecies in Oregon and California, S. o. caurina and S. o.
occidentalis. This implies both zero heterozygosity (for those
loci) and no population differentiation between those subspecies based on these data. The New Mexico subspecies (S.
o. lucida) was differentiated from the other two at only one
polymorphic locus. However, in spite of the current conservation concerns regarding this species, the low heterozygosity values were not interpreted as evidence of a genetic risk
or as evidence of higher than expected levels of inbreeding.
Rather, it was suggested that the low values are the result of a
historical bottleneck, low effective population sizes (small
populations generally tend to have low levels of heterozygosity), and/or the inherently low levels of variation in many
of the genes sampled in the study (across all species). The
certain consequence of low heterozygosity values is that monitoring the species for genetically significant changes will be
more difficult. Generally, this example illustrates that genetic
information, like all other data, must be carefully interpreted
within the proper biological context.
Reptiles and Amphibians
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. The most significant threats to reptiles and am-
phibians in the Sierra Nevada are all related to direct (management) or indirect (e.g., urbanization and forest
management) human effects. Population fragmentation and
habitat loss not only result in direct removal of individuals or
populations but also can have the secondary effect of increasing inbreeding depression. For terrestrial species, management activities are a threat to suitable habitat. Some specific
examples of this type of threat are known for salamanders.
Clear-cutting or the removal of significant and contiguous
portions of the overstory on the western slopes in the Sierra
Nevada is a serious threat to salamanders in areas where it
dries the understory and substrate below adequate moisture
levels. Similarly, controlled burns that are too intense, or severe wildfires, dry out even moisture-laden logs that otherwise could serve as temporary refugia for these species.
Habitat improvement for other species, such as mammals, can
pose a serious threat to amphibious species. For example,
improving access for large-game mammals to a spring-fed
pond in Sequoia National Forest destroyed the only known
population of an undescribed species of Batrachoseps, a
lungless salamander (Wake 1994).
Significant to amphibians are activities that have disrupted
metapopulation phenomena. For example, Rana muscosa was
once widespread in the Sierra Nevada, but its range has significantly contracted. Frogs have a natural metapopulation
structure and depend on large source populations for
recolonization of shallow ponds and marginal habitats, where
local natural extinction rates are high. With the introduction
805
Genetic Diversity within Species
of non-native trout into most large ponds and lakes of the
high Sierra, the source populations have been devastated.
Thus, local extinction continues to occur in the peripheral sites,
but there is no recolonization, and the once-temporary absences become permanent extinctions. The situation may be
even more extreme with Rana cascadae in the Lassen area
(D. B. Wake, University of California, Berkeley, e-mail to the
authors, 1995).
Introduced exotics are a threat to amphibians, primarily as
predators. Non-native fishes have been stocked in most of
the lakes in the Sierra Nevada, nearly all of which were previously fishless (Christenson 1977; R. A. Knapp 1994, 1996).
Subsequently, fish dispersed throughout the streams that interconnect these lakes. Such introduced fishes appear to have
nearly eliminated the mountain yellow-legged frog (Rana
muscosa) where they co-occur (Bradford et al. 1993), and the
same probably happened to R. boylei, Hyla regilla (Pacific tree
frog), and Ambystoma macrodactylum. These eliminations are
believed to have isolated many of the remaining populations
of highly aquatic species such as R. muscosa (Bradford et al.
1993) and thus have been significant factors in causing habitat fragmentation and disruption of metapopulation structure,
resulting in persistent local extinctions (D. B. Wake, e-mail to
the authors, 1995).
In summary, urbanization activities such as land conversion, expansion of housing, development of recreation areas,
road building, and dam construction are historical and continuing threats to reptiles and amphibians in the Sierra Nevada, causing habitat loss, disruption of metapopulation
structure, and population fragmentation. More is known
about the specific threats and consequences for amphibians
than for reptiles, due to the void of genetic information for
the latter group. Many of the most serious, current, and specific threats to amphibians (at least) can be categorized as
management activities targeting nonamphibians without regard for amphibian habitat needs. Currently, the most profound human impacts on aquatic communities in the high
Sierra appear to be related to historical and ongoing stocking
of exotic fish species in high Sierra waters (Bradford et
al. 1994).
Taxonomic Groups and Geographic Areas Involved. The lack
of genetic information for many species makes it difficult to
target specific taxonomic groups or geographic areas. However, it is known that some populations of plethodontid salamander species are threatened (table 28.24). The Kern River
Plateau, because of its species richness, is an especially sensitive area; logging and other management or development
activities threaten many species here.
Standards or Thresholds for Evaluating Effects. Again, due
to the lack of information for many species and the complexity of genetic-ecosystem relationships, it is not currently possible, and perhaps not appropriate, to define quantitative
standards. Natural patterns of genetic structure may provide
some guidelines regarding the relative resilience of different
taxonomic groups to various threats. For example, species
with high levels of among-population diversity (e.g., high FST
values) might be more resilient to the effects of fragmentation and inbreeding depression. The most appropriate approach to conserving genetic diversity in these taxa is to focus
on protection of their habitat and the health of their biotic
communities.
Fish
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. Actions that potentially alter natural genetic lev-
els and patterns of genetic variation in Sierra Nevada fish
populations include natural phenomena, human activities
affecting water flow and quality, introduction of non-native
fish species, direct manipulation of native gene pools, and
genetic technologies.
Natural if rare phenomena such as volcanic activity can
indirectly reduce fish populations via suffocation and gill
abrasion and perhaps have historically removed some fish
species from waters in the Mono Lake basin (Moyle 1976).
Volcanic activity can alter geographic structuring of genetic
variation by increasing the incidence of straying (i.e., the
change in water quality confuses fish and/or dissuades them
from returning to their natal waters to spawn). For example,
the high ash content of rivers near Mount Saint Helens increased straying in chinook salmon, as the fish tended to avoid
ash-laden water (Bartley and Gall 1990).
Human activities that may affect water quality for fish and
thus potentially affect genetic structure include hydraulic
mining, water diversion projects, hydroelectric projects,
roadbuilding, wildfire, and logging. Habitat degradation associated with these activities has been linked to the decline of
populations of chinook salmon (Bartley and Gall 1990). These
natural phenomena and human activities that degrade fish
habitat have two main genetic impacts. First, fish population
sizes decline rapidly, pushing the remaining populations
through a genetic bottleneck with possible loss of genetic
variation. Second, the decrease in water quality (e.g., from
turbulence, mud slides, and volcanic ash) can alter natural
migration patterns, thereby affecting geographic structure in
genetic variation. Further, alteration of watercourses can bring
previously isolated species or populations into contact with
one another, causing artificial mixing of gene pools. For example, alteration of traditional salmon spawning routes after
construction of Lewiston Dam on the Trinity River may have
led to natural hybridization between chinook and coho
salmon in Deadwood Creek, California (Bartley et al. 1990).
Introduced species potentially have many deleterious effects on genetic structure through their impacts on existing
fish populations and habitats, including potentially displacing native species (e.g., Ferguson 1990). For example, introduced brook trout (Salvelinus fontinalis) and brown trout
(Salmo trutta) are thought to have displaced many populations of bull trout (Salvelinus confluentus), a species that his-
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torically existed in the Upper Sacramento River drainage and
is now thought to be extinct in California (Leary et al. 1993).
Non-natives may also hybridize with native species, diluting
native gene pools and perhaps reducing fitness due to the
creation of sterile or less fit interspecific hybrids. Evidence
from allozyme studies suggests that several golden trout
(Oncorhynchus mykiss whitei) populations from the Little Kern
River basin have hybridized with introduced rainbow trout
(Oncorhynchus mykiss) (Gall et al. 1976).
Manipulation of native gene pools occurs through hatchery practices that do not recognize the importance of maintaining large founder population sizes, of keeping fish stock
separate by location of origin, or of returning local populations to their origins. The use of nonlocal stock in hatcheries
and the practice of transferring stock between populations
potentially can reduce local levels of adaptation by swamping and hybridizing with native gene pools (called outbreeding depression, which is not empirically documented). Use
of only a few founder fish in hatcheries acts as a genetic bottleneck, potentially reducing the amount of genetic variation in
the subsequent populations. Inbreeding depression may become a threat when levels of genetic variability become reduced below naturally occurring levels. Evidence of
inbreeding depression has been described for the well-studied rainbow trout, including increased mortality of eggs,
alevins, and fry; decreased growth rate of fingerlings; and
decreased body weight for adult rainbow trout (Gjedrem 1992).
Hatchery fish may also affect geographic structure in genetic variation due to increased straying. It is thought that
hatchery-reared fish, in some cases, may be less imprinted on
their natal river or stream than wild fish due to particular
management practices in their hatchery environment. For
example, the increased level of gene flow observed among
chinook salmon populations in the San Joaquin–Sacramento
River system has been interpreted as being at least partly due
to the hatchery practices in this drainage. Hatchery-released
fish may not have an opportunity to imprint properly, due to
limited hatchery residence time and/or water differences
between the hatchery and local areas. This may lead to
increased straying, increased gene flow among populations,
and consequent changes in genetic structure (Bartley and
Gall 1990).
Genetic technologies present both an opportunity and a
potential threat to natural patterns of genetic variation. Rainbow trout has had many extreme technologies successfully
applied, such as chromosome manipulation (e.g., production
of triploid fish), induction of androgenesis and gynogenesis
(all-paternal and all-maternal inheritance, respectively), and
gene transfers (Thorgaard 1992). This facility of fish in general, and the rapid increase in knowledge of the rainbow trout
genome in particular, are potentially valuable for both research
and commercial fisheries interests. However, uninformed or
accidental release of manipulated stock could pose a new
spectrum of genetic threats to native populations.
Taxonomic Groups and Geographic Areas Involved. The
aforementioned threats to genetic variation in fish species are
pervasive over the Sierra Nevada, although genetic effects
have rarely been directly measured. The Little Kern River
golden trout is one specific example. Evidence exists for hybridization between one subspecies, Oncorhynchus mykiss
whitei, and rainbow trout in the Little Kern River (Gall et al.
1976). However, there are also apparently pure populations
remaining in upper Soda Springs Creek and Deadman Creek,
both apparently physically isolated from the introgressed
populations and possessing high levels of within-population
genetic variation (heterozygosity).
Standards or Thresholds for Evaluating Effects. Heterozygosity has been used as an indicator of adaptive potential.
For example, in the previous description of the viability of
golden trout populations, the resident levels of heterozygosity in the pure populations were interpreted (by the study
authors) as indicative of adaptive capability (Gall et al. 1976).
However, these allozyme data must be interpreted within their
spatial and temporal context. There is some evidence that sampling methods in genetic studies may bias results due to naturally existing temporal variation in allele frequencies. Between
the two sample periods of 1984–86 and 1987–88, Gall and
colleagues (1992) found, for twelve allozyme loci, significant
differences in allele frequencies among eighteen populations of chinook salmon. This suggests that fish populations
have a genetic structure that may also be related to the season or year.
In general, the task of accumulating the desirable genetic
baseline data for fish is perhaps more complicated than for
many other taxa, due to the high degree of manipulation of
natural populations prior to genetic sampling. This is well
expressed in Bartley et al. 1992: “The excessive and often undocumented transplants of coho salmon throughout the Pacific Northwest may obscure natural patterns of genetic
variability and make geographical identification of stock difficult.”
Insects
Spectrum of Actions Likely to Cause Major Changes in Native
Gene Pools. The greatest potential threat to insects is the loss
of habitat, leading to fragmentation of populations, loss of
corridors for gene flow, and ultimately the alteration and loss
of genetic variability. Although no direct studies on the effects of grazing have been done in the Sierra Nevada, habitat
loss from trampling by grazing domestic sheep was implicated in the initial decline in populations of the Uncompahgre
fritillary butterfly (Boloria acrocnema) in the Rocky Mountains
(Britten et al. 1994a). This species, now limited to one population, is close to extinction. However, its intolerance of Holocene climates may have caused its demise anyway—it was
already restricted to extremely cool, moist alpine slopes (A.
M. Shapiro, University of California, Davis, e-mail to the authors, 1995).
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Genetic Diversity within Species
A second, related threat is land-management activities that
affect and alter forest successional stages. Many insect species are dependent on a particular seral stage. Management
that affects the seral development or that arrests succession
at a subsequent or earlier stage may lead to habitat loss or
fragmentation. An example close to the Sierra Nevada is the
apparent demise of the last population of an endangered butterfly species restricted to a Pacific Gas and Electric power
line corridor in Mendocino County, California. Because the
butterfly was federally listed (as threatened or endangered),
the company was not allowed to cut vegetation in the corridor, and thus succession proceeded. The species was not well
adapted to later successional stages, and, due to extreme fragmentation in its habitat, was not able to “escape” to a more
favorable, earlier successional area. Thus, the population, and
presumably the species, was driven to extinction by normal
successional processes, in combination with fragmentation
(Shapiro 1994). This relationship with a successional stage
occurs in many butterfly species; in general, they are not
adapted to old-growth habitats. Thus, successional processes
might lead to genetic depletion and population extinction if
seral diversity is not maintained at appropriate landscape
scales and mixes.
A third potential threat may be the swamping of natural
populations by human-associated new ecotypes of native (insect) species. Increasing in occurrence are ecotypes of native
insect species that have adapted to feed on introduced (exotic) weeds. These are particularly prevalent in disturbed situations such as railway embankments and roadsides. As these
ecotypes spread and contact the local native populations, they
threaten to swamp them genetically, resulting in a loss in genetic variability that is relevant to the natural (herbaceous)
host species. One example in northern California is the silvery-blue butterfly (Glaucopsyche lygdamus). It has a recently
evolved, genetically distinct ecotype that feeds on introduced
annual vetches (Shapiro 1995). This new ecotype has now
spread to the point of contact with native populations that
feed on native and local legumes. As such, the native populations may be threatened (Shapiro 1994). The same phenomenon is occurring independently in the northeastern United
States in the same species (Dirig and Cryan 1991).
A fourth potential threat is overcollection by hobbyists.
Distinctive phenotypes, especially in butterfly species, are
sought and removed by sport and commercial collectors. The
rarer the phenotype, the more avidly it is sought, and the
larger the proportionate reduction in its species when it is
removed. Once rare species or populations have been taxonomically recognized, they may be eligible for listing under
state or federal legislation as threatened or endangered. However, this recognition may also increase their vulnerability to
collectors. This phenomenon is associated with other charismatic species as well, including damselflies, tiger beetles, and
longhorn beetles. Ladybugs are collected in great numbers in
some forests by Laotians and other groups.
A fifth category of threat is posed by overuse or misuse of
wide-spectrum biocides. For example, Bacillus thuringiensis
(Bt) is a broad-spectrum biocide that is often employed against
spruce budworm. However, it is an effective agent against all
members of the Lepidoptera, and thus may kill all caterpillars in the application or drift area. Thus, its indiscriminate
use could lead to losses of populations or races of nontarget
species. While Bt provides a particularly striking example,
this is a typical description of many biocides.
A last example of a type of threat that is particularly relevant to insects is the potential effects of homogenization of
host species due to management activities. Standardizing, or
reducing the amount of genetic variability within, host plant
species (e.g., the use of standardized genotypes or clones in a
forest regeneration effort) may be followed by depletion of
genetic variability within the dependent insect species, although this is undocumented in the Sierra Nevada among
native taxa.
Taxonomic Groups Involved. While data are not available
to provide a comprehensive list of threatened species or populations for the Sierra Nevada, the Lycaenid butterflies possess the classic characteristics of a vulnerable taxon. These
characteristics include having well-defined and local populations; in this case, ecotypes are differentiated according to
host plants (A. M. Shapiro, e-mail to the authors, 1995). The
life history characteristics of the ecotypes appear to coevolve
with those of the host. The species are highly localized, specialized, and fragmented, and usually disperse only locally.
They are thus vulnerable and cannot “escape” if threatened.
Most of the endangered butterflies listed at either the state or
federal level are members of the Lycaenidae (Arnold 1983a).
Other groups of insects may also be genetically threatened
or vulnerable. These include taxa isolated on mountaintops,
such as alpine grasshoppers and beetles. Parasitoids of narrow, specialist organisms are possibly threatened. Specialized
roaches, such as wood roaches, might be vulnerable. Cave
crickets and damselflies might also be included in this group
of threatened species.
Geographic Areas Affected. For insects, three types of environments have high concentrations of potentially vulnerable organisms, from a genetic perspective. One is alpine
environments, for example, the White Mountains. Insects in
these environments tend to be restricted and unique, and
small changes in climate or habitat threaten these organisms.
Another is edaphic islands. The biota of islands of serpentine, gabbro, or Ione clay, and of sand dune areas of the Sierra
Nevada, is potentially endangered. A third environment is
riparian zones. Insect taxa may depend on these habitats as
corridors for gene flow. Increasing fragmentation and isolation make their resident biota more vulnerable.
Another type of area that may be vulnerable for insects is
described as a suture zone. This is an area consisting of multiple, overlapping hybrid or integration zones. Historically,
they are often the result of refugial species meeting after ex-
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panding following major climatic shifts. These zones are often rich in unique genetic diversity due to these features of
secondary contact and hybridization. Examples of this suture
zone phenomenon in the Sierra Nevada include the Sierra
Valley, Warner Mountains, riparian blend zones such as the
Upper Feather and Pit River drainages, and parts of the
Plumas National Forest (Collins 1984; Porter 1989; Porter and
Geiger 1988; Shapiro and Nice n.d.).
There are several other examples of specific areas that, while
not fitting the aforementioned generalizations, are host to
apparently vulnerable organisms. The first is a low-elevation
area of Oregon oak–juniper communities on Ball Mountain
in Siskiyou County, California. This area supports a population of a butterfly that normally occupies only wet or even
inundated meadows at moderate to high elevations (A. M.
Shapiro, e-mail to the authors, 1994). Its existence on Ball
Mountain is tenuous due to the dry summer condition of the
area, and any additional stress might overwhelm the
population’s resilience. A second example of a threatened area
is a specialized community on Goat Mountain in Colusa
County, California. Here, a local population of the Mormon
metalmark (Apodemia mormo) butterfly feeds on a local ecotype
of wild buckwheat, Eriogonum wrightii. Similar situations may
exist in the Sierra Nevada.
Standards or Thresholds for Evaluating Effects. Although
specific and quantitative standards are beyond the scope of
currently available data, several issues are germane to insects.
First, it is unlikely that direct genetic data will suffice for developing insect standards. Because most insect sampling for
genetic purposes is (currently) necessarily destructive, such
studies for many species will not be undertaken, due to the
rarity of many target taxa, legal protection of species, and the
morality of such studies as electrophoresis when the interpretation and biological meaningfulness of the data are uncertain. At present, not enough is known about the correlation
of insect population health with habitat attributes to suggest
ecological or community-level proxies as a standard.
A second issue is historical sequence. Standards must be
chosen so as to take into account the taxon’s history. For example, low intraspecific variability would not necessarily be
indicative of viability problems if that species had largely been
inbreeding or homozygous for a long period of time. Fitness
and viability problems are more likely to occur when there is
a rapid depletion of genetic diversity, as occurs in an anthropogenic bottleneck process.
The challenge, then, is to develop standards based on trends
and to have the means to examine trends in genetic attributes.
One recently initiated approach with insects involves taking
small samples from museum specimens, assaying them with
PCR-based techniques (PCR, or polymerase chain reaction, is
a means of detecting genetic variation with high sensitivity
even in very small samples of DNA), and comparing the results with extant samples. One such project is currently underway in regions adjacent to the Sierra Nevada with an
endangered species of butterfly, the Oregon silverspot (R.
VanBuskirk, communication with the authors, 1995). This approach is not ideal, due to the limitations of museum specimens (i.e., they are few in number, are usually derived from a
restricted geographic area, have the potential for being
mislabeled, etc.) and the statistical challenges of comparing
the historical and extant samples. However, at least qualitative results should be possible.
Plasticity is also problematic in developing standards. The
role of environment in modulating phenotype may preclude
the development of reliable morphological standards. For
insects, the concern is the recognition of eco-phenotypes that
may not have a genetic basis for differentiation. For example,
silvering on the underside of hind wings in the fritillary butterflies is used for taxonomic classification. However, silvering is a highly plastic characteristic that may be greatly
affected by humidity and have low heritability (Arnold 1983b,
1985; Hammond 1986).
Fungi
Relatively little information is available concerning specific
effects to fungal species. This is partly a function of the general lack of (population-level) genetic information and partly
due to the classification of some fungal species as pathogens.
Their harmful nature to commercially significant plants has
usually led to a desire to lower their populations, not conserve them. The so-called beneficial fungal species (e.g., mycorrhizae) are sometimes cultured domestically and cultivated
as clones or races, making genetic variation in natural populations less of a concern. Nevertheless, it is possible that breeding commercial tree species with genes for resistance to fungal
pathogens and incorporating these trees in large numbers in
forests may have a negative impact on genetic variation in
the target fungal species (e.g., the planting of sugar pine trees
with a major gene for resistance to exotic white pine blister rust).
One fungal species that may suffer genetic consequences
as a result of human activity is the edible and commercially
valuable North American matsutake or tan oak mushroom
(Tricholoma magnivelare). Although the possible genetic impacts
are unknown at present, and ecological studies are only now
underway, harvesting of this species in areas such as the Klamath National Forest has rapidly expanded since 1990
(Richards 1994). In recent years, the limited and traditional
gathering of the mushrooms by local Native Americans and
hobbyists has been outscaled by commercial harvesting
(Richards 1996).
Recent and increasing attention has focused on the development of techniques to distinguish not only among fungal
species but also among strains within species. These tools include random amplified polymorphic DNA (e.g., Garbelotto
et al. 1993) and PCR in combination with RFLP and/or sequencing techniques (e.g., Gardes et al. 1991).
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Genetic Diversity within Species
Assessment Conclusions
Because of the nature of genetic variation, its measure, and
interpretation, it is extremely difficult to arrive at firm synoptic conclusions about threats to genetic diversity in the Sierra Nevada. Nevertheless, several specific issues can be
singled out as being of high priority, and several others are
general categories of concern.
Severe Wildfire
SNEP assessments clearly indicate the changed nature of fire
regimes over the last century in the Sierra Nevada (see
McKelvey et al. 1996). The risk of severe fires is higher than
during any other period that has been evaluated in the Holocene. Large, stand-replacing fires such as are likely now
present significant risks to gene pools of forest trees and plant
communities, with direct and indirect consequences to other
plants and animals that live in them.
Habitat Alteration
For most taxonomic groups, the major known threats to genetic diversity are habitat destruction, degradation, and fragmentation. These not only result in direct losses of genetic
structural diversity at the population level, but also change
genetic processes (gene flow, selection), affect effective population sizes, and contribute to changes in genetically based
fitness. Habitat alteration and loss have both trickle-down and
trickle-up effects, in that lower-level genetic diversity is affected (within and among individuals and within and among
populations) and there are potential effects to species viability. Although we have not emphasized in this chapter the assessment of which geographic and taxonomic locations are
most affected by habitat alteration in the Sierra Nevada, information from other chapters confirms that high-priority
areas would be the foothill zone on the west slope, several of
the trans-Sierran corridors (especially in the central Sierra Nevada), and scattered locations of concentrated development
elsewhere.
Silviculture
Management actions that are extensive across the landscape
yet intensive in manipulating individuals and populations
have the greatest potential for direct and significant genetic
effects. As such, silvicultural activities, including tree improvement programs, operational forest regeneration (artificial and natural), and timber harvest, potentially affect the
gene pools of target species. Fortunately tree improvement
programs in the Sierra Nevada (both public and private cooperatives) have long used sophisticated and ecologically
appropriate genetic diversity and genetic conservation guidelines. Similarly, in operational forest regeneration, most federal, state, and local regulations regarding genetic diversity
in planting have high standards and are backed by significant amounts of research. Seed banks for public and private
reforestation exist that maintain high standards for seed ori-
gin and genetic diversity. These programs, which have histories dating back several decades in the Sierra Nevada, serve
as models for other taxa where similar activities occur (e.g.,
fish stocking).
Although these programs and guidelines are genetically
sophisticated and widely practiced throughout the Sierran
forests, there is room for implementation error. For instance,
about half of the trees planted by the U.S. Forest Service in
the Sierra Nevada are in unanticipated plantations in areas
burned by forest fire (Landram 1996). The seed banking program of the U.S. Forest Service bases the quantity of seeds it
procures and stores primarily on a determination of planting
needs. National forests are required to maintain a ten-year
supply of seed for the relevant seed zones (the actual supply
quantity varies from 5 to 12 years, depending on species and
zone). This supply is based on estimates of planting needs
determined from harvest plans and an estimation of the
amount of seed needed for replanting following wildfires.
Since national forests must pay for cold storage space and
periodic seed testing, there is no incentive to maintain extra
quantities to handle exigencies of severe and large wildfire.
After large wildfires occur, there is often pressure internally
in the agencies, as well as from the public, to reforest rapidly.
If local and appropriate seed is not in the seed bank, the pressure to use seeds from nonlocal seed zones, low-diversity seed
lots, or old seed collections may be high, despite the awareness of seed-transfer and genetic diversity guidelines. In practice, when local seed is not available, seed from adjacent zones
is sought (as directed by policy), and consultations with geneticists occur when transfers are necessary.
Also important is the fact that seed is collected on national
forests primarily from the timber forest types, and primarily
from the commercial tree species, although this has been
changing in recent years. Ability to reforest high-elevation,
high-stress sites or noncommercial species within timber
zones would be hampered by inadequate seed supplies.
Research studies are inconclusive about the long-term genetic consequences to commercial tree species of timber harvest, as well as about the ecological and evolutionary
significance of those consequences. Nevertheless, traditional
silvicultural practices, which were designed primarily to
maximize growth of the target species, tended to result in
spatial patterns of harvest and live-tree retention that acted
in concert with genetic conservation guidelines. By contrast,
some new forestry practices, which combine fiber production
with ecological stewardship for wildlife and nontimber species, may have potential for dysgenic genetic effects on the
native timber species. For instance, leaving clumps of trees,
especially suppressed individuals (as, for example, for wildlife protection), may promote inbreeding or lowered fitness
if the members of the clumps are related, as they appear to
be. Similarly, leaving large, isolated live individuals as snag
recruits or perch trees may lead to inbred seed if these act as
seed sources. On a case-by-case basis, these effects are prob-
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ably minor relative to background natural genetic diversity,
although cumulative effects should be considered.
A specific taxon of concern in this regard is sugar pine. Although a well-funded and genetically sophisticated program
exists for developing and out-planting sugar pine that is resistant to white pine blister rust, there has been limited recognition of the genetic consequences of the current federal
harvest practices for the species. At present, known resistant
old-growth sugar pines are not cut, but susceptible trees may
be harvested, and in areas where resistance is unknown, harvest proceeds without genetic testing. Although leaving resistant trees and harvesting susceptible ones may seem
genetically appropriate, it causes a significant loss of genetic
diversity in traits other than the resistance loci and may seriously impede sugar pine’s ability to pass through the pending blister rust bottleneck (Millar et al. in press). In the case of
sugar pine, all mature trees should be left unharvested, especially in areas where the rust is not presently a major problem, unless the reasons for harvest are carefully evaluated
and justified.
Ecological Restoration
Although tree improvement and regeneration programs have
followed genetic diversity guidelines for decades, practitioners of ecological restoration have only recently become aware
of genetic concerns in planting (Millar and Libby 1989). Although many programs focus on restoring correct native species, an understanding of the appropriate genetic material
within species, its origin, diversity, and collection, is missing
from many programs. Thus, genetic contamination problems
may be more severe than if exotic species had been planted.
The significance of this genetic threat in the Sierra Nevada is
lowest in projects of ecological community restoration (primarily because in the Sierra Nevada such projects are highly
limited in number and extent and are conducted by knowledgeable users) and highest in postfire erosion control
projects. These frequently involve grass species and occasionally forb mixes. Although exotic grasses (especially ryegrass)
were previously used routinely, native grasses are increasingly becoming favored. There is often little understanding
of the potential genetic consequences of planting seeds of
native species but unknown (often commercial nursery) origin. Further, even where there is awareness, the lower cost of
commercial seeds (of unknown origin and diversity) compared to that of local, custom-picked seeds and the pressure
to plant rapidly following a fire encourage the use of inappropriate genetic stock. Similar situations may arise in watershed restoration projects, where the genetic implications
of activities are often not considered or evaluated.
Fish Management
Management of fish species and genetic diversity within species in the Sierra Nevada is done in a way that potentially
disrupts many native gene pools. Fish raised in hatcheries
and introduced into native Sierran waters are not managed
to maintain or promote natural genetic architecture. Selection is for endurance and resilience to both hatchery conditions and a wide range of natural conditions, regardless of
native genetic architecture. The introduction of hatchery,
nonlocal, and genetically altered genetic stocks of native fish
species has had the direct effect of creating conditions—and
of continuing to create the potential—for intraspecific hybridization, gene contamination, and gene pool degradation. Indirectly, the introduction of exotic fishes has enormous effects
on biodiversity through the displacement of native fish species as well as through impacts on aquatic invertebrates and
amphibia, which affect gene pools through loss of populations (i.e., the introduction of exotic fishes is another example
of habitat alteration).
Range Improvement
Similar to fish management, although of lesser effect in the
Sierra Nevada, is the direction and intent of range improvement projects. In past decades, range shrubs, particularly bitterbrush, were widely planted in Great Basin areas (on the
Sierra Nevada border) to improve rangelands for cattle. Germ
plasm of these shrubs was almost invariably nonlocal, often
from distant states. Some stock was derived from shrub improvement programs, which genetically bred stock for tolerance to wide conditions and resistance to stress and disease,
but which did not promote maintenance of native genetic architecture. Thus, very little shrub germ plasm planted in the
past derives from local seed zones or follows genetic diversity guidelines that maintain native genetic structure. More
recently, shrubs have been planted to enhance wildlife habitat. These projects are increasingly falling under seed-transfer and genetic diversity guidelines similar to those of tree
regeneration programs, with the result that native local seeds
are now being collected and planted in many instances.
Exotic Pathogens
Exotic pathogens create direct and indirect genetic threats in
the Sierra Nevada. White pine blister rust is fatal to sugar
pines that carry the susceptible gene. The resistant gene exists in very low frequencies naturally in sugar pine; thus, the
pending bottleneck from the disease epidemic will have significant and pervasive genetic effects throughout sugar pine’s
range in the Sierra Nevada. In other taxa and disease situations, resistance, if it exists at all, is often not simply inherited
but is a combination of genetic and environmental effects.
Indirect genetic effects occur when populations are so devastated as to drastically decline in size or become extirpated.
An example is the exotic pathogen that moves from domestic
to native bighorn sheep (which are being reintroduced into
the Sierra Nevada) (see Kinney 1996). This pathogen causes a
disease that is extremely serious and usually fatal to bighorn
sheep, exterminating entire populations, with consequent
genetic impacts.
811
Genetic Diversity within Species
Taxon-Specific Issues
In addition to the high-priority issues just described, there
are many activities that have serious effects on specific taxa
in the Sierra Nevada. Examples of these include the sport collecting of butterflies, the harvesting of special forest products (especially mushrooms and other fungi, ladybugs,
lichens, etc.) (see Richards 1996), the use of biocides with wide
action against native insects, and forest-health practices whose
goals are to reduce or eliminate populations of native insects
and pathogens. Beyond these, indirect impacts on the gene
pools of specific taxa are numerous and are categorized with
those that alter habitats of specific taxa. Examples include the
effects of fire suppression on plant species whose seeds require fire for germination, the decline of amphibians due to
the stocking of exotic fish, the displacement of native grasses
by exotic perennials, the decline of taxa that depend on oldgrowth habitat, and so on.
Land Management
The specific activities listed in the previous sections soon
grade into the comprehensive set of human activities that have
some effect on gene pools. As we have noted before, most
human-mediated (as well as natural) activities have some
genetic consequences. The question is not whether we create
genetic change but which effects are significant enough to be
worthy of altering our behavior. In general, there has been a
pervasive lack of awareness of the potential (theoretically inferred) genetic consequences of land management, from local practices to regional landscape plans. Levels of genetic
awareness, evaluation, prescription, mitigation, monitoring,
and restoration have generally been very low in public and
private management, and they have been concentrated in a
few land-use programs (e.g., tree regeneration). Although it
is broadly recognized that most management actions have
effects on wildlife, there are few instances where environmental analyses—for instance in National Environmental Policy
Act (NEPA) contexts—have considered genetic effects. Landmanagement agencies do not place geneticists broadly
throughout the Sierra Nevada, and genetic knowledge is usually centralized (e.g., with tree improvement headquarters)
or resides within silvicultural staffs, where it is focused mostly
on the already established genetic management programs of
commercial timber species.
What is needed is a general awareness that genetic consequences must be considered and evaluated for land-management activities in general, and a framework and strategy for
doing so. It is not enough to lump these concerns under general biodiversity evaluation, since this often takes into account
only immediate effects on the population or species viability
of a few indicator species.
The identification of taxa most at risk in the Sierra Nevada
is difficult, due to the lack of specific genetic information for
most species. Because the threatened taxa are widely distributed, there are few trends that point to specific geographic
areas that are most threatened. For certain taxa, for which there
is considerable genetic information, it may be possible to define genetic standards, such as levels of inbreeding. However,
as the interpretation of genetic measures is very much affected
by species’ characteristics (mating system, genetic architecture, etc.), standards would be difficult to generalize. At a
minimum, they would need to be structured according to basic
life history characteristics. In general, taxa and their resident
levels and patterns of genetic diversity and evolutionary potential are best protected by standards aimed at the biotic community level. For many species, standards based on genetic
parameters (e.g., levels of heterozygosity) may be ineffective
and misleading due to the time lag between threat and the
genetic consequence. Addressing the following two basic
needs would assist in the development of either standards or
alternative approaches to risk assessments:
1. There is a need for research into the relationships between
genetic parameters and the fitness of a species, and for
inspecting such relationships for patterns related to life
history characteristics.
2.
There is a need to establish long-term monitoring programs that are systematically organized. Information on
normal ranges of variation (both spatial and temporal) is
essential to the development of biotic standards.
M A N AG E M E N T O P T I O N S F O R
G E N E T I C C O N S E RVAT I O N
Although genetic effects due to land use, land management,
and other human-mediated actions (e.g., air pollution) occur
pervasively in plant, animal, and fungal populations of the
Sierra Nevada, we cannot hope to, nor is there reason to, directly manage the entire Sierra Nevada gene pool. One responsibility of genetic conservation policy is to reduce the
scope to one that is manageable. Management actions most
likely to have significant genetic consequences can be prioritized, allowing management attention to be effectively focused. Certain taxa, actions, and situations are more likely to
result in undesired genetic consequences than others. Thus,
we recognize that (1) time and money are not available—nor
is it practical—to gather genetic information that would allow all management decisions to be made wisely or defensibly; (2) in some taxa and conditions, a little genetic information
incorrectly interpreted is actually misleading; ecological
commonsense, knowledge of life histories and past land use,
and application of sound genetic reasoning are best; and (3)
some actions are more significant than others in their genetic
consequences and ecological impacts; conservation efforts
should be tailored to focus on high priorities but to be aware
of detrimental genetic consequences both averted and caused.
Baseline standards that broadly maintain the health of diverse
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VOLUME II, CHAPTER 28
taxa and promote the maintenance of the ecological process
will provide a safety net for maintaining genetic diversity.
The following sections briefly summarize specific ongoing
programs in the Sierra Nevada that address genetic diversity
management and give general guidelines for genetic conservation as well as strategic approaches for integrating genetic
diversity perspectives into regional planning, landscape
analysis, and project implementation.
Existing Genetic Management Programs and
Guidelines for Genetic Conservation
Outside of research, the longest ongoing operational program
in the Sierra Nevada with direct genetic resource management and conservation objectives is the Tree Improvement
and Regeneration Program of the U.S. Forest Service
(Kitzmiller 1976, 1990) and cooperators in the state (the California Department of Forestry and Fire Protection) and the
timber industry. The focus of the genetic conservation aspects
of this program traditionally was on a small number of commercial forest tree species, at two levels: intensive tree breeding (the high-level program) and operational forest
regeneration following timber harvest (the base-level program). The geographic scope is federal lands for the Forest
Service program and state and private lands on which timber
harvest has occurred for the other cooperators.
Within the high-level program, genetic conservation efforts
traditionally were directed at maintaining broad genetic
adaptedness and natural levels of genetic diversity within the
families being bred for increased fiber production and other
desired traits for the wood industry. This approach was
counter to the prevailing agricultural and animal husbandry
models, in which pedigrees were iteratively bred for reduced
genetic diversity, favoring the desired traits in homogeneous
lines (monocultures). It was recognized early in forest genetics that populations that lack diversity would not be stable in
long-lived species and under the uncontrollable and highly
variable environments and climates of natural forestlands.
Diversity is maintained in the improved lineages in several
ways while they are being bred for desired traits: breeding
zones are used to develop locally adapted improved strains
(Kitzmiller 1976), whereby parents are chosen from within
certain areas of the Sierra, breeding is among parents only
from within a zone, and improved progeny are out-planted
within the same zone as their parents. Selection in the intensive tree improvement program is for a mix of traits, focusing
on general adaptability of trees and retention of diversity.
Improved stock developed in this way takes many years to
become available and, with one notable exception, has not
yet contributed to production of seed for regeneration in forestlands in the Sierra Nevada.
The exception in the level of production is the Blister Rust
Resistance Program for sugar pine undertaken by the U.S.
Forest Service and cooperators. Research on genetic resistance
to white pine blister rust caused by Cronartium ribicola (Kinloch
1992) has transferred in the last decade to intensive operational resistance breeding. Although the target for breeding
sugar pines is more focused on genetic resistance than in the
general tree improvement program, the philosophy of maintaining and selecting general adaptedness and of maintaining adherence to local breeding zones remains. This program
is highly productive and produces a large annual volume of
resistant (having major gene resistance) sugar pines. Other
landowners (industrial forest owners and state forestry) cooperate in similar resistance breeding of sugar pine for their
land.
Much more extensive in its effects on lands and forests in
the Sierra Nevada is the base-level program of the Forest Service tree improvement program (and its analogs in the state
program) (Kitzmiller 1976, 1990). The base-level program is
basically a genetic conservation approach integrated into operational forest regeneration and plantation management activities. The key elements are a focus on maintaining
adaptedness, local genetic variation, and high genetic diversity while applying mild selection for desirable tree and stand
traits (Kitzmiller 1990). This is accomplished through use of
the seed zone map discussed previously (Buck et al. 1970;
Kitzmiller 1976, 1990), which defines zones of genetic structure (presumably adaptedness) throughout California. Seed
transfer, collection, and stock management guidelines maintain local and broad genetic diversity throughout the reforestation program, from selecting trees for seed collection
through nursery operations and plantation management to
out-planting.
This program, and similar ones throughout the timber industry and agencies, traditionally focused only on commercial tree species and had little influence on other aspects of
land management or land use that might have genetic consequences. More recently, the tree improvement programs
throughout the Forest Service have been broadened in scope
to include all wildland taxa and any situations involving genetic management (Hessel 1992). The strategic plan focuses
on developing policies for genetic adaptability, guidelines for
genetic reserves, genetic policies for rare and endangered taxa,
and management strategies for maintaining natural genetic
diversity. In California, the former tree improvement program
just described has thus expanded to become the Genetic Resource Management Program for the Forest Service Pacific
Southwest region (Kitzmiller 1993), serving all aspects of genetic concerns in ecosystem management for Forest Service
programs of the Sierra Nevada.
The Pacific Southwest (PSW) region of the Forest Service,
at the recommendation of the PSW Genetic Resource Management Program, developed and issued a directive, Use of
Native Vegetative Material on National Forests, and Genetic Guidelines for Native Plant Collections (Stewart 1993), that extends
the genetic approach in the area of tree improvement and regeneration to all activities that deploy seeds or nursery stock
into wildland situations.
Another component of the PSW Genetic Resource Manage-
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Genetic Diversity within Species
ment Program is the National Forest Genetic Electrophoresis
Laboratory (Kitzmiller 1990; USFS 1994). Established in 1988,
it was created to generate genetic information rapidly to support timber management programs, using biochemical and
molecular genetic markers. In recent years, this laboratory
has also expanded to focus on the assessment of genetic variation in all aspects of ecosystem management, including genetic analyses pertinent to the management of rare and
endangered plants, ecological restoration, and postfire reclamation.
Given the relatively long history of genetic conservation in
tree improvement and timber programs, genetic management
issues have been slow to be incorporated into other programs
and activities where genetic manipulation is explicit or implicit. The community concerned with ecological restoration
has been the most active in considering genetic guidelines. In
the last several years, the California Native Grass Association has developed guidelines similar to those described for
trees (California Native Grass Association 1993), emphasizing use of native species and local germ plasm for all grass
planting. Although conceptually these guidelines were developed from genetic theory and experience in forest genetics, increasing study of grass genetics is allowing the
refinement specific to native grass taxa (Knapp and Rice
1994a). Similarly, as genetic studies expand for other Sierra
Nevada taxa that may be threatened genetically, specific
guidelines are being developed, as in the case of oaks (Millar
et al. 1990a; Millar and Guinon 1990).
Several programs specifically focused on genetic aspects
of Sierra Nevada wildland taxa are excluded from the scope
of this chapter, as they address genetic manipulation and
breeding with goals that do not include maintenance of native genetic diversity. These programs occur, for instance, in
range shrub and browse species improvement programs and
in sport fishery programs. Genetic manipulation focuses on
developing strains that are genetically resistant to disease or
to specific environmental challenges (e.g., to mine spoils or
hatchery environments), but maintenance of local, native diversity is not a prerequisite goal.
At a broader level, several general policies apply to Sierra
Nevada activities and impose forest and wildland management guidelines that implicitly include genetic conservation
measures. The National Forest Management Act of 1976 contains specific language to maintain native diversity on national forests of the United States. This has been interpreted
primarily at the species and community level (e.g., ensuring
that reforestation restores the same mix of species as was in
the forest prior to harvest), although it would be a natural
extension to direct this language to genetic diversity within
species. The California Forest Practice Act, which includes
strong regulatory action for reforestation, has a genetic policy
that applies to “commercial species from a local seed source
or a seed source which the registered professional forester
determines will produce trees physiologically suited for the
area involved.” Several California regional agency regulations
advocate the use of native species and local germ plasm in
reintroduction or restoration projects (e.g., the National Park
Service and the Soil Conservation Service), but little detail is
given and the guidelines are very general.
Broader still are guidelines on how to incorporate genetic
considerations into ecological restoration and reintroduction
in general. These do not focus specifically on Sierra Nevada
situations or taxa but are applicable to these specific conservation situations. Examples include Falk and Holsinger 1991,
Falk et al. 1995, and Millar and Libby 1989. Similarly, both
general approaches (Cheatham et al. 1977) and specific approaches (Millar et al. 1993, 1991; Wilson 1990) have been developed that have been applied to Sierra Nevada situations
(Millar et al. 1996). Many papers provide examples of specific programs and general guidelines on genetic conservation, which would apply to the diverse situations in the Sierra
Nevada (Falk and Holsinger 1991; Falk et al. 1995; Millar 1993;
Millar et al. 1990b; Millar and Westfall 1992; Schonewald-Cox
et al. 1983).
Genetics in Policy Criteria, Standards, and
Monitoring
Only a few examples exist of instances in which genetic policy
or guidelines have been developed systematically for land
management and land use across a set of specific ecosystems
(e.g., Crow et al. 1994, for Chequamegon and Nicolet National
Forests, Wisconsin). In the Pacific Northwest, as a project of
the president’s forest plan, a model framework for genetic
conservation planning is being developed to guide genetic
management of forest resources. This project is just beginning and will focus primarily on forest trees. The PSW region
of the U.S. Forest Service recently developed a conceptual
framework for California national forests that provides an
analysis process for implementing ecosystem management
(Manley et al. 1995). As part of the analytical process, genetic
diversity is considered a key ecosystem element with specific
environmental indicators to be addressed at hierarchical domains of landscape scale. This process is intended to guide
ecosystem management throughout the national forests of the
Sierra Nevada (e.g., see Millar 1996) and provides a valuable
analytical approach for incorporating genetic considerations
into land-management planning and project implementation.
Based on our review of literature and survey of geneticists
working on California taxa, we find genetic information lacking for most species in the Sierra Nevada. This situation is
likely to remain in the future, with specific groups of taxa or
occasional rare or high-interest species receiving specific
study. Where we do have empirical information, we find few
generalities emerging, except occasionally within closely related or ecologically similar taxa. As an attempt to provide
guidance on how to manage genetic diversity in the face of
diverse situations and genetic architectures and of limited
empirical knowledge about most genetic architectures but
strong theoretical foundations, we offer the following ap-
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proaches for incorporating genetic concerns into land use and
management.
Theoretical Standards for Genetic Management
The following standard and corollary for genetic management
derive from population-genetic theory, based on a goal of
maintaining locally adapted genetic diversity, short-term
population viability, and long-term species sustainability
(adaptability and resilience). In most cases, it is explicit that
we do not have direct information on these variables, are
unable to provide numeric baseline values for these standards,
and must respond via proxies, preventative actions, inferences, and so on (see “Best Management Practices” later in
this chapter). We propose the following single primary standard, along with the corollary standards listed after it.
Maintain natural levels of genetic diversity and genetic process
at local to regional scales (individual to subspecies to species diversity). Natural levels are defined in an appropriate historical
context, with the understanding that population and species
extinction and creation, as well as other abrupt and gradual
changes in gene pools, occur as an integral part of evolution.
Some change is expected and appropriate; other levels and
types of change are undesired.
ties that directly and significantly affect sex ratios, number of
breeding individuals, fecundity, population establishment,
viability of individuals, or mortality of different age classes
in natural populations.
Specifically, the following management activities or situations involve manipulations that potentially have significant
genetic consequences:
Timber harvest
Tree, shrub, or grass breeding
Wildlife habitat improvement
Land settlement
Fire suppression
Ecological restoration
Fish and other wildlife reintroductions
Forest tree planting
Air and water pollution
Recreation projects
Livestock (including wild horse) grazing
• Avoid significant losses in genetic diversity. At the local
level, avoid reductions in population sizes that would result in inbreeding depression or declines in viability that
would lead to increased probabilities of population extinction.
• Avoid losses of genes known or suspected to confer resistance to insects or pathogens, especially to exotic pests.
• At the landscape and regional level, avoid losses in
ecotypic, racial, or subspecies diversity.
• Avoid incorporating nonlocal genes into natural populations or disrupting genotypic combinations adapted to local environments. Through either direct effects on viability
or indirect effects on coadapted gene complexes, genes that
have not evolved locally or gene combinations novel to a
population may lead to declines in individual, and thus
population, viability. Avoid unnatural intraspecific or interspecific hybridizations.
• Promote natural levels and patterns of genetic process, including gene flow, natural selection, and drift (e.g., stochastic effects).
• Promote natural spatial patterns of genetic architecture,
from local to regional levels.
Management Activities of Highest Concern
Generally, activities of greatest concern are those that significantly add individuals to or remove individuals from natural
populations or areas adjacent to natural populations; activities that translocate individuals among locations; and activi-
Range improvement
Habitat conversion
Prescribed and “unnatural” wildfire
Reclamation
Fish and other wildlife stocking control
Forest-health control
Biological control
Watershed restoration
Road and dam construction
Best Management Practices (BMPs)
Despite defensible theoretical standards (given earlier), it is
usually impossible in practice to determine how much genetic diversity is enough or when changes in diversity are
significant. Even monitoring and adaptive management approaches are difficult, due to the difficulties of successfully
partitioning genetic effects from other ecological factors. Thus,
except in obvious cases, it is rarely practical to determine
whether standards are being met or violated. The conservative approach is to rely on preventative policy through BMPs.
Two approaches are suggested—coarse and fine filter.
Coarse-filter approaches apply when no major changes in the
standards are anticipated and/or none of the management
activities listed in the previous section are implicated. Coarsefilter approaches focus on maintaining species, habitat, and
815
Genetic Diversity within Species
community integrity, such as plant and animal species composition, vegetation structure and fragmentation, and disturbance regimes. The assumption is that the maintenance of
these functioning systems maintains the genetic standard.
When specific management activities occur that may cause
significant changes in the theoretical standards, fine-filter (intensive or case-specific) approaches are needed. Because management actions vary so much, and because of the many
different effects on genetic diversity, these cases should be
handled individually, with specific guidelines determined by
a genetics specialist.
For fine-filter situations, some general guidelines or criteria pertain, with many exceptions:
1. When introducing individuals into natural habitats
(through tree planting; plant, fish, or animal reintroductions; wildlife habitat or range improvement; reclamation;
biological control; etc.):
• Maintain local native germ plasm. Use germ plasm from
donor populations that are geographically close and ecologically similar to those of the introduction site. The
meaning of local depends on the species and context, but
is related to the size of genetic neighborhoods, selection gradients, and historic events. Specific detailed
guidelines (“transfer rules”) have been developed for
some taxa.
• Collect donor germ plasm from local populations that
are also relatively large, viable, uncontaminated (by
nonlocal genotypes of the same species or interspecific
hybridization), and healthy.
• Do not use germ plasm of uncertified origin. (This guideline is exceptionally defensible.)
• Maintain natural sex ratios and demographically appropriate age-class structures.
• Maintain high effective population sizes through the
germ plasm collection-to-introduction phases. Within the
guidelines listed here, maximize the number and diversity of distinct founding genotypes, and maintain equal
contributions from each donor individual through to the
out-planting or introduction phase. No general rules
exist (although detailed guidelines for specific taxa are
available) except that larger is safer.
• Introduce healthy founders; avoid, when possible, introducing disease with founders.
• Favor rapid early population growth.
• Choose introduction sites that match the habitat requirements of the species (both physical and ecological, e.g.,
metapopulation structure).
• Avoid sites surrounded by or adjacent to (i.e., within significant gene-flow distance of) populations of nonlocal
genotypes or races of the same species capable of contaminating the introduced populations. If necessary to
accomplish this, flag the area for special concern.
• Choose sites that are geographically large enough to
accommodate large effective population sizes, unless
metapopulation structure suggests otherwise.
• Minimize inbreeding (in species that naturally outbreed)
by maintaining large population sizes, minimizing relatedness in founders (avoid using clones), equalizing
sex ratios, maintaining age-class stocking, and maximizing diversity (within above standards).
• Promote reproduction and dispersal through the maintenance of ecological functioning; that is, favor natural
pollinators, seed dispersers, corridors, disturbance regimes, and habitat availability (safe sites) for sexually
reproducing species.
• For asexually reproducing species, maintain high numbers of clones, as they will determine the amount and
distribution of resident genetic diversity.
2. When removing individuals from natural populations
(through timber harvest, fishing [native species], livestock
grazing, stocking control, prescribed fire, etc.):
• Avoid significant reductions in effective population size
(i.e., reductions that bring the population size below
naturally expected Ne’s) (e.g., significant reductions in
census number of individuals, unequal sex ratios, unequal contributions from parents, unequal numbers of
offspring, drastically fluctuating population sizes).
• Avoid actions that may lead to unnatural changes in
mating systems (e.g., isolated seed trees or clumps of
leave trees [trees left standing following harvest] may
promote inbreeding; none of the new silvicultural or prescribed fire practices have been evaluated in this regard).
• Avoid actions that may lead to increases in undesired
intraspecific or interspecific hybridization (e.g., changes
in gene-flow corridors, fragmentation).
• Mimic natural structural patterns (spatial distributions,
age-class distributions, etc.) and processes, especially disturbance regimes.
• Mimic natural patterns and intervals of mortality.
• Mimic inferred natural selection regimes.
3. When monitoring: Because of the nature of measuring
genetic diversity and the difficulty of interpreting its significance, genetic monitoring has not been—and is unlikely
to become—a routine activity in Sierra Nevada ecosystems.
Rather, genetic monitoring remains somewhat of a research, or at least highly specialized, activity. Incorrect or
misleading interpretations based on genetic analysis of,
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VOLUME II, CHAPTER 28
for example, monitoring of marker genes could lead to
imprudent management or policy.
In some cases, however, where a genetic researcher or
specialist can be involved (e.g., from the National Forest
Genetic Electrophoresis Laboratory), it will be useful to
monitor specific aspects of genetic diversity and genetic
attributes directly and plan management accordingly.
Because of these limitations, SNEP Genetics Workshop
participants and geneticists generally are advocating more
reliance on management decisions inferred from sound genetic theory rather than relying on the monitoring of direct genetic trends. Genetic data (i.e., direct monitoring)
provide supplemental tools to inform monitoring.
A more generalized monitoring approach relying on
combined empirical and theoretical insights could be as
follows: Monitor levels and trends of overall genetic diversity in the population of concern, together with other
proxy data, to interpret genetic status. Proxies may be ecological traits that would otherwise be part of habitat monitoring, such as demographic attributes and life history
parameters of population growth and viability. If results
from the monitoring of these traits indicate a population
decline or significant drop in viability, and allelic or genotypic diversity similarly has dropped significantly, then it
is possible that genetic factors have contributed to the decline and should be addressed. Conversely, if overall levels of genetic diversity are maintained or increase, and the
population is viable and healthy, it can conservatively be
assumed that genetic diversity is adequate. Abrupt
changes in allele frequencies (i.e., the appearance of unique
alleles) may indicate gene contamination or interspecific
hybridization and should be followed by careful inspection of neighboring populations.
A C K N OW L E D G M E N T S
We thank the SNEP Genetics Workshop participants for their
enduring commitment to contribute to this report, from comments on structuring the workshop to contributions at the
workshop to extensive and intensive reviews of the draft
manuscript. We also thank the additional reviewers who contributed valuable comments on the manuscript. The names
of workshop participants and additional reviewers are listed
in appendix 28.2. We thank Jackie Diedrich for her help in
facilitating the workshop, Chris Nelson and Erin Fleming for
material support during the workshop, and the Institute of
Forest Genetics, PSW Research Station, for providing the
venue for the workshops.
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AP PE N D I X 2 8 .1
Population Genetic Studies for
Plant Species Native to the
Sierra Nevada
Taxon
PLANTS
Trees
Gymnosperms
Abies concolor
A. magnifica
Calocedrus decurrens
Cupressus spp.
Juniperus osteosperma
Pinus albicaulis
Type of
study1
Sampling range
Ma
Ma
Elev. transect, Eldorado Co.
Range-wide, including SN
Ma
Aa
B
Ma
Northern & central SN
Northern & central SN
Sierra Nevada
Northern & central SN
A & Ma
Ma
Includes Sierran populations
Includes Sierran populations
Includes Sierran species
B*
A*
B
A
A & Ma
A
D
Rangewide, including SN
Includes Sierran populations
Includes Sierran populations
Rangewide, including SN
Includes Sierran populations
P. balfouriana
B&M
M
Rangewide, including SN
Rangewide, including SN
P. contorta
P. flexilis
M&P
A*
B
A
A
A
Aa
Ma
Ma
Ma
B&M
A
B
B
A
B
D*
A&M
M
P
Aa
Rangewide, including SN
P. attenuata
P. jeffreyi
P. lambertiana
P. longaeva
P. monophylla
P. monticola
P. ponderosa
P. sabiniana
P. washoensis
Ma
Ma
M
A
Rangewide, including SN
CA, including SN
Mono Co.
Rangewide, including SN
Sierra Nevada
Elevational transect
Rangewide, including SN
Northern SN
Includes Californian populations
Includes Californian populations
California
Includes Californian populations
Rangewide, including SN
Rangewide, including SN
Includes Sierran population
Includes Sierran population
Includes Sierran population
Sierra Nevada
Elevational transect
Sierra Nevada
California and Oregon
825
Source/author(s)
Hamrick (1976)
Hamrick & Libby (1972);
Libby et al (1980)
PSW Region Genetic Regeneration Program (n.d.)
Jenkinson (n.d.-b)
Westfall and Conkle (1992)
Zavarin et al. (1978)
Sorensen et al. (1990)
Jenkinson (n.d.-b)
Harry (1984)
Rogers et al. (1994)
Millar and Delany (n.d.)
Adams (1994)
Furnier et al. (1987)
Zavarin et al. (1991)
Strauss and Conkle (1986)
Strauss (1987)
Millar et al. (1988)
Hong et al. (1993);
Strauss et al. (1993)
Snajberk et al. (1979)
Mastrogiuseppe (1972);
Mastrogiuseppe and Mastrogiuseppe (1980)
Critchfield (1956)
Schuster et al. (1989)
Zavarin (1993)
Furnier and Adams (1986)
Millar et al. (1993)
Conkle (n.d.)
Westfall and Conkle (1992)
Harry et al. (1983)
Jenkinson (n.d.-a)
Kitzmiller and Stover (in press)
Zavarin et al. (1982)
Delany (n.d.)
Smith and Preisler (1988)
Zavarin et al. (1990a)
Steinhoff et al. (1983)
Zavarin et al. (1990b)
White (1990)
Linhart et al. (1989)
Grant et al. (1989)
Monson and Grant (1989)
Westfall and Conkle (1992)
PSW Region Genetic Resources Program n.d.
Conkle (1973)
Westfall et al. (n.d.)
Griffin (1965)
Niebling and Conkle (1990)
continued
826
VOLUME II, CHAPTER 28
Taxon
Pseudotsuga menziesii
Sequoiadendron gigantea
Taxus brevifolia
Angiosperms
Acer negundo
Salix spp.
Populus tremuloides
P. trichocarpa
Type of
study1
Aa
Ma *
Ma
A & Ma
M
A&B
P*
A
D
A*
D*
Sampling range
Sierra Nevada
Northern SN
Sierra Nevada
Sierra Nevada
Rangewide (in USFS
locations), includes SN
Includes Sierran spp.
Ma *
P*
Quercus chrysolepsis
Q. douglasii
Q. kelloggii
Q. wislizenii
Non-Tree Angiosperms
Achillea
Agastache spp.
Antennaria corymbosa
A. media
A. rosa
Arctostaphylos spp.
A. mewukka
Arabis holbolellii
Artemisia spp.
A. tridenatat
Aquilegia spp.
Bromus carinatus
B. tectorum
Calamagrostis canadensis
Calchortus spp.
Calycadenia
Carpenteria californica
Ceanothus
Clarkia spp.
A
Rangewide, including SN
A*
B
Includes SN
Ma
A
A
A
A
M
A
M & Mb
A & M2 *
Mb
M/P*
B & M*
D
M
Ma
A
Ma *
A*
P
M
A
D & M/Mb
A&M
M
M
A
Sierran populations
Includes Sierran species
Sierran populations
Yosemite
Yosemite
Sierra Nevada
Includes Sierran species
Sierra Nevada
Includes Sierran populations
Includes Sierran populations
Includes
Includes
Includes
Includes
Sierran
Sierran
Sierran
Sierran
spp.
spp.
spp.
spp.
Includes Sierran spp.
Includes Sierran spp.
C. speciosa
Danthonia californica
Elymus glaucus
Eriastrum densifolium
Eriophyllum confertiflorum
Hymenoclea salsola
Ipomopsis aggregata
A
A
A
M
Mb
P*
A
Kern Co.
Includes Sierran
Includes Sierran
Includes Sierran
Includes Sierran
Lewisia spp.
Lithophragma spp.
Lupinus
Plantago
Nassella pulchra
Polemonium
Potentilla
Stephanomeria spp.
Scutellaria bolanderi
S. californica
S. nana
S. siphocampyloides
Tellima grandiflora
Vulpia microstachys
A
D
M
M
M&A
M
M
B
A
A
A
A
D
M
Sierra Nevada
Includes Sierran spp.
Wyethia
A, M
populations
populations
populations
populations
Includes Sierran populations
Includes Sierran populations
Includes
Includes
Includes
Includes
Includes
Includes
Includes
Sierran
Sierran
Sierran
Sierran
Sierran
Sierran
Sierran
spp.
populations
populations
populations
populations
population
populations
Source/author(s)
Westfall and Conkle (1992)
Campbell (1986)
N. Sierra Tree Improvement Assoc. (n.d)
Fins and Libby (1982)
Mahalovich (1985)
Doede et al. (1995)
Dawson and Ehleringer (1993)
Brunsfeld et al. (1991);
Brunsfeld et al. (1992)
Jelinski and Cheliak (1992)
Rogstad et al. (1991);
Chong et al. (1994)
Rogers et al. (1989);
Dunlap et al. (1994)
Dunlap et al. (1993)
Riggs?
Millar et al. (1990)
Riggs?
Nason et al. (1992)
Dodd et al. (1993)
Clausen et al. (1948)
Vogelmann and Gastony (1987)
Bayer (1988)
Bayer (1989b)
Bayer (1989a; 1990);
Ball et al. (1983)
Ellstrand et al. (1987)
Schierenbeck et al. (1992)
Roy (1993)
McArthur et al. (1981)
Meyer et al (1990);
Meyer and Monson (1991)
Freeman et al. (1991)
Hodges and Arnold (1994)
Luedke (as cited at SNEP wksp)
Flowers and Rice (1994)
Novak et al. (1991)
Rice and Mack (1991a; 1991b; 1991c)
MacDonald and Lieffers (1991)
Fiedler (1985)
Ness (1989)
Ness et al. (1990)
Baldwin (1993)
Clines (1994)
Vasek (1977)
Baldwin (as cited at SNEP wksp)
Smith-Huerta (1986);
Holsinger and Gottlieb (1988)
Soltis and Bloom (1986)
Knapp and Rice (1994a)
Knapp and Rice (1995)
Patterson and Tanowitz (1989)
Mooring (1994)
Comstock and Ehleringer (1992)
Wolf et al. (1991);
Wolf and Soltis (1992)
Carroll et al. (n.d.)
Soltis et al. (1992)
Harding (as cited at SNEP wksp)
Stebbins (as cited at SNEP wksp)
Knapp and Rice (1994b)
Pritchet (as cited at SNEP wksp)
Knapp, Rice (as cited, SNEP wksp)
Bohm and Gottlieb (1989)
Olmstead (1990)
Olmstead (1990)
Olmstead (1990)
Olmstead (1990)
Soltis et al. (1991)
Kannenberg and Allard (1967)
Allard and Kannenberg (1968)
Ayers (as cited at SNEP wksp)
827
Genetic Diversity within Species
Taxon
Ferns
Cheilanthes gracillima
Polystichum spp.
ANIMALS
Mammals
Tadarida brasilliensis
Marmota flaviventris
Thomomys bottae
Dipodomys agilis
D. deserti
D. heermanni
D. merriami
D. microps
D. nitratoides
D. ordii
D. panamintinus
Peromyscus maniculatus
P. californicus
Onychomys spp.
Microtus californicus
Canus latrans
C. latrans
Vulpes macrotis
Ursus americana
Martes americana
Odocileus hemionus
hemionus
O. h. columbianus
Amphibians
Ambystoma macrodactylum
A. tigrinum
Aneides flavipunctatus
A. lugubris
Batrachoseps campi
Other Batrachosep spp
Elgaria
Ensatina eschsholtzii
Hydromantes brunus
H. platycephalus
H. shastae
Hyla regilla
Rana aurora
R. boylei
R. boylei
R. cascadae
R. catesbeinana
R. muscosa
R. muscosa
Taricha torosa
Type of
study1
Sampling range
Source/author(s)
A
A*
Includes Sierran populations
Soltis et al. (1989)
Soltis et al. (1990)
A
A
A
A
A
A&M
D3
A
A
A
A
A
A
A
A
A
A
A
D
D
M
A
SW US (not including SN)
SW US (not including SN)
East R.Valley, CO
SW U.S.A., including SN
Lower Colorado River
California, including SN
Not given (single sample)
Western U.S.A.
Western U.S.A.
Western U.S.A.
Western U.S.A.
Western U.S.A.
Butte Co.
Western U.S.A.,
Western U.S.A.
Western U.S.A., including SN
Kern Co.
U.S.A. & Canada, including SN
U.S.A. & Canada, including SN
U.S.A. & Canada, including SN
Arizona & Nevada
Coastal CA, Northern Baja CA
and foothills of SN
Western, including CA populations
Calif. coast range
Svobda et al. (1985)
McCracken et al. (1994)
Schwartz and Armitage (1980)
Patton and Yang (1977)
Smith and Patton (1980)
Patton and Smith (1990)
Hafner et al. (1994)
Johnson and Selander (1971)
Johnson and Selander (1971)
Johnson and Selander (1971)
Johnson and Selander (1971)
Johnson and Selander (1971)
Patton et al. (1976)
Johnson and Selander (1971)
Johnson and Selander (1971)
Johnson and Selander (1971)
Patton et al. (1976)
Avise et al. (1979)
Lansman et al. (1983)
Neigel and Avise (1993)
Thompson (1990)
Smith (1979)
D
A
M
A
A4
D
A
A
D
A
Zoo
Not known
Southern Calif.
Western U.S.A., including SN
Yosemite NP
E & NW US
Wyoming
Riddle et al. (1990)
Bowen (1982)
Lidicker and Ostfeld (1991)
Fisher et al. (1976)
Wayne and O’Brien (1987)
Roy et al. (1994)
Dragoo et al. (1990)
Manlove et al. (1980)
Cronin et al. (1991a)
Mitton and Raphael (1990)
Colorado
Western US
Montana
Western US (including SN)
Western US
AK & OR, US; BC, Canada
California (one population)
Pacific Coast
Scribner et al. (1991)
Cronin (1991)
Cronin et al. (1991b)
Derr (1991)
Cronin (1992)
Cronin (1991)
Derr (1991)
Cronin (1992)
A
Oregon and Idaho
California
California
Sierra Nevada
Inyo Mountains, CA
S. Sierra Nevada
Sierra Nevada
California, including SN
A
A
A
A
A
A
A
A
A
A
A
A
Mariposa Co., California
Toulumne Co., California
Shasta Lake, California
Oregon and CA
Californian coastal ranges
California
California
Lassen County, California
California
Sierra Nevada
Sierra Nevada
Sierra Nevada
Howard and Wallace (1981)
Shaffer (1984)
Larson (1980)
Jackman (n.d.)
Yanev and Wake (1981)
Yanev 1978
Good (1988)
Wake and Yanev (1986)
Jackman and Wake (1994)
Wake et al. (1989)
Wake et al. (1978)
Wake et al. (1978)
Wake et al. (1978)
Case et al. (1975)
Case (1978a)
Case (1978a)
Case (1978b)
Case (1978a)
Case (1978a)
Case (1978a)
Case (1978b)
Hedgecock and Ayala (1974)
Tan (1995)
A*
A&D
A
D
A&D
A
D
A*
A4
A&M
A
continued
828
VOLUME II, CHAPTER 28
Taxon
Reptiles
Anniella pulchra
Elgaria coerulea
E. multicarinata
E. panamintina
Sceloporus graciosus
Suaromalus obesus
Uta stansburiana
Xerobates agassizi
Type of
study1
A
A
A
A
A*
D*
A
D
Sampling range
Coastal CA
Five western states
Southwestern deserts
California
Southwestern deserts
Source/author(s)
Bezy et al. (1977)
Good (1988)
Good (1988)
Good (1988)
Thompson and Sites (1986)
Lamb et al. (1992)
McKinney et al. (1972)
Lamb et al. (1989)
1Type
of study:
M = morphological (morphological and/or phenological characteristics) data; Ma = based on common-garden studies (and therefore NOT including plasticity); Mb
= based on cytological data.
A = allozyme data, single-locus data analysis; Aa = allozyme data analyzed as multi-locus phenotypes.
B = biochemical data.
D = DNA data (RFLP, RAPD or PCR-based).
P = physiological studies.
2Infections by pathogens.
3Host-parasite systematics.
4Systematic study
Data include samples taken from the Sierra Nevada, unless otherwise indicated.An asterisk (*) indicates that samples were mostly or entirely outside of the
Sierra Nevada portion of the species’ range.
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830
VOLUME II, CHAPTER 28
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AP PE N D I X 2 8 .2
Genetics Workshop Participants
and Report Reviewers
WORKSHOP PARTICIPANTS
Jay H. Kitzmiller
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836
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Genetic Diversity within Species
Constance I. Millar
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Chris Nice
Section of Evolution and Ecology
University of California
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CA lvin O. Qualset
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838
VOLUME II, CHAPTER 28
John Helms
Department of ESPM
University of California
Berkeley, CA 94720
James Patton
Museum of Vertebrate Zoology
University of California
Berkeley, CA 94720
Ned Johnson
Museum of Vertebrate Zoology
University of California
Berkeley, CA 94720
Kevin Rice
Department of Agronomy and Range Science
University of California
Davis, CA 95616
Eric Knapp
Department of Agronomy and Range
University of California
Davis, CA 95616
Art Shapiro
Section of Evolution and Ecology
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Davis, CA 95616
Bohun Kinloch
Institute of Forest Genetics
USDA Forest Service, PSW Research Station
Berkeley, CA 94701
David Wake
Museum of Vertebrate Zoology
University of California
Berkeley, CA 94720
Bill Lasley
Institute of Toxicology and Environmental Health
University of California
Davis, CA 95616
Philip Ward
Entomology Department
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Bill Libby
28 Valencia
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Under SNEP Central review process:
John Hopkins
RANGE WATCH
Jennifer Neilsen
Hopkins Marine Station
Stanford University
Pacific Grove, CA 93950