Molecular Phylogenetics and Evolution
Vol. 14, No. 2, February, pp. 218–231, 2000
doi:10.1006/mpev.1999.0697, available online at http://www.idealibrary.com on
M olecular Phylogenetics of Calamus (Palmae) and Related Rattan
Genera Based on 5S nrDNA Spacer Sequence Data
William J. Baker,* ,1 Terry A. Hedderson,* and John Dransf ield †
* Department of Botany, University of Reading, Whiteknights, Reading, Berkshire RG6 6AS, United Kingdom;
and † Royal Botanic Gardens, Kew, Richmond, Surrey TW9 3AE, United Kingdom
Received December 24, 1998; revised June 1, 1999
Phylogenetic relationships among the rattan palm
genera Calamus, Daemonorops, Ceratolobus, Calospatha, Pogonotium, and Retispatha were investigated
using DNA sequences from the nontranscribed spacer
of 5S nrDNA. Moderate levels of intragenome polymorphism were identified, indicating that concerted evolution is not completely homogenizing the multiple copies of the 5S nrDNA repeat present in the nuclear
genome. The existence of intragenome polymorphism
did not excessively interfere with phylogeny reconstruction because, in the majority of cases, multiple
clones obtained from individual species were resolved
as monophyletic groups. The highly speciose genus
Calamus was found to be nonmonophyletic with all
five remaining genera being embedded within it. A
number of major lineages within Calamus were resolved, one of which included the monotypic genus
Calospatha, another included the monotypic genus
Retispatha, and a third included a monophyletic group
comprising Daemonorops, Ceratolobus, and Pogonotium. While the findings indicate that generic circumscriptions require revision, a nomenclatural solution
was not sought at this stage because inadequate sampling and lack of support at basal nodes suggested that
the topologies obtained might not be entirely reliable.
Under these circumstances, name changes to such an
important group would be both unhelpful and
irresponsible. r 2000 Academic Press
Key Words: Palmae; Arecaceae; Calamoideae; Calamus; Daemonorops; Ceratolobus; Calospatha; Pogonotium; Retispatha; rattan; molecular phylogeny; cladistics; maximum likelihood; 5S nrDNA nontranscribed
spacer.
INTRODUCTION
Rattans are spiny, climbing palms from the Old
World, all of which belong to the Calamoideae, one of
1 To whom correspondence should be addressed at current address:
Royal Botanic Gardens, Kew, Richmond, Surrey, TW9 3AE, United
Kingdom. Fax: 144 181 332 5278. E-mail: w.baker@rbgkew.org.uk.
1055-7903/00 $35.00
Copyright r 2000 by Academic Press
All rights of reproduction in any form reserved.
the six subfamilies recognized in the current classification of the palm family (Palmae or Arecaceae) (Uhl and
Dransfield, 1987). Thirteen of the 22 genera of Calamoideae include rattans. A few of the species contained
within these 13 genera are not climbers but are usefully
referred to as nonclimbing or acaulescent rattans because of their morphological resemblance to the climbing taxa in all features except habit. Two other palm
subfamilies include climbing taxa, the Arecoideae (all
species of Desmoncus and Dypsis scandens J. Dransf.)
and the Ceroxyloideae (Chamaedorea elatior Mart.),
but these taxa are not regarded as rattans.
Phylogenies based on analyses of molecular and
morphological data suggest that the rattan habit has
arisen on more than one occasion within the Calamoideae because the endemic African rattan genera, Laccosperma, Eremospatha, and Oncocalamus, form a clade
which is not at all closely related to the predominantly
Asian genera which remain (Baker et al., 2000; W. J.
Baker et al., unpublished). Subtribe Calaminae (sensu
Uhl and Dransfield, 1987), which comprises both rattan
and nonrattan genera, is resolved as nonmonophyletic,
being divided among two distinct clades. The first clade
contains the nonrattan genera, Salacca and Eleiodoxa;
the second clade contains the rattan genera, Calamus,
Daemonorops, Calospatha, Pogonotium, Ceratolobus,
and Retispatha. Sister to the Calaminae rattan clade is
subtribe Plectocomiinae, a monophyletic group which
contains 3 rattan genera, Myrialepis, Plectocomiopsis,
and Plectocomia. The position of Korthalsia, the 13th
rattan genus, remains ambiguous.
Character optimizations on trees obtained from simultaneous analysis of molecular and morphological data
indicate that the Calaminae rattan clade is defined by a
number of synapomorphies (W. J. Baker et al., unpublished). Only one of these, the adnation of the inflorescence to the internode and leaf sheath above the axil of
origin (Fisher and Dransfield, 1977), is consistent
throughout the clade. All other morphological synapomorphies exhibit varying degrees of homoplasy. Most
species possess a knee-like bulge in the leaf sheath
directly below the insertion of the petiole. As in most
218
MOLECULAR PHYLOGENETICS OF RATTANS
calamoid palms, flowers are organized in sympodial
pairs or dyads but the arrangement within the rattans
of the Calaminae, all of which are dioecious, is very
consistent. In the staminate dyad, a solitary staminate
flower occupies the terminal position and the lateral
flower is absent but in the pistillate dyad, a sterile
staminate flower occupies the terminal position and a
pistillate flower occupies the lateral position. This is
true for almost all Calaminae rattans except for the
monotypic genus Retispatha, which almost always lacks
the sterile staminate flower of the pistillate dyad, and a
few species of Calamus in which complex triads or
tetrads occur. In the flowers of Calaminae rattans, the
anthers are dorsifixed and the stigmas are divergent.
The six rattan genera of the Calaminae are remarkably diverse, particularly in the wet, tropical forests of
Southeast Asia, and account for 500 of the 650 species
of palm in subfamily Calamoideae. The majority of
these rattans occur in the forests of tropical Asia. As
conspicuous and economically important components of
the vegetation, the rattans have received considerable
taxonomic attention (e.g., Beccari, 1902, 1908, 1911,
1913, 1918; Dransfield, 1979a,b,c, 1980, 1984, 1992;
Furtado, 1953, 1956; Kramadibrata, 1992; Wei, 1986).
The massive genus Calamus (370 species) has been
referred to as ‘‘protean’’ (Uhl and Dransfield, 1987) on
account of the extreme morphological heterogeneity
that it encompasses. This variability can be problematic for genus and species circumscription and suggests
that the genus may not be monophyletic. However, our
understanding of relationships within and between
Calamus and its relatives is limited. The only investigation into rattan phylogeny to date suggested that
Calamus is paraphyletic (Kramadibrata, 1992). The
relationships of the remaining genera are ambiguous.
They are regarded as morphologically distinct units
that have been segregated from the general variation of
the rattans of the Calaminae as identifiable taxa
(Kramadibrata, 1992).
The aim of the study described in this paper was to
conduct a phylogenetic analysis of Calamus and its five
related rattan genera, with a view to answering a
number of questions: Is Calamus monophyletic? Are
the five remaining genera monophyletic and how do
they relate to each other and to Calamus? How does the
sole non-Asian species, Calamus deerratus from Africa,
relate biogeographically to the remaining members of
the group? In an attempt to provide answers to these
questions, a molecular systematic approach has been
employed. Barrow (1998) showed that DNA sequences
from the nuclear 5S nontranscribed spacer were useful
for a phylogenetic analysis of the palm genus Phoenix.
Though quite informative, the 5S spacer proved to be
rather conserved in Phoenix and therefore it seemed to
be an appropriate region to use at a slightly higher
taxonomic level in the rattans of the Calaminae.
5S nrDNA consists of a basic unit that is present in
219
tandem repeats in the nuclear genome. The unit comprises a 120-bp gene that codes for the 5S ribosomal
subunit and a nontranscribed spacer that is said to
vary in length between 100 and 700 bp in plants (Sastri
et al., 1992), although a repeat (gene plus spacer)
length of 1572 bp has been reported in Cycas revoluta,
suggesting that much larger spacers may occur (GottlobMcHugh et al., 1990). The number of repeats per
nuclear genome is extremely variable, ranging from
less than 1000 to over 100,000 in plants (Cronn et al.,
1996; Sastri et al., 1992). Furthermore, variation in
repeat number has been documented within genera as
well as at higher taxonomic levels (Cronn et al., 1996).
It is also well known that tandem arrays of 5S nrDNA
can occur at multiple loci within nuclear genomes of
individuals (e.g., Badaeva et al., 1996; de Bustos et al.,
1996; Gorman et al., 1992; Schneeberger and Cullis,
1992; Thomas et al., 1997).
A generalized structure has been defined within the
5S nrDNA repeat on the basis of data from the grass
tribe Triticeae (Scoles et al., 1988; Sastri et al., 1992).
The repeat has been subdivided into four regions: the
5S gene, the 38-downstream region, the mid-spacer
region, and the 58-upstream region. The 5S gene itself
is rather conserved in sequence and is well studied in
plants and animals. The 38-downstream region is the
portion of the spacer that follows the 38 end of the 5S
gene and is characterized by strings of Ts and by a
TATAT motif downstream. It is thought to be involved
in the termination of transcription (Scoles et al., 1988).
The 58-upstream region is regarded as the 60–90 bp
upstream of the 58 end of the gene. In the Triticeae, this
portion of the spacer is more conserved than the
remainder and is not length variable, unlike the midspacer region, which is the least conserved and most
length-variable part of the spacer.
There is considerable interest in the 5S nrDNA
repeat as a source of data from the nuclear genome for
phylogeny reconstruction. From a logistical perspective, 5S nrDNA is attractive for molecular systematics
because the conserved nature of the 5S gene allows the
design of universal primers and the high copy number
enables easy amplification relative to single-copy genes.
The value of the 5S gene itself in phylogeny reconstruction has been doubted (Halanych, 1991; Steele et al.,
1991). Higher level cladistic analyses based on 5S gene
data yield poorly supported topologies because the
region provides few characters due to its small size.
Furthermore, variable positions show a high rate of
change, resulting in high levels of homoplasy. On the
other hand, the variable nature of the spacer makes it
valuable and effective for phylogeny reconstruction at
low taxonomic levels (e.g., Kellogg et al., 1996; Udovicic
et al., 1995), as it can yield large numbers of characters
while being easy to sequence because of its small size.
In all studies of 5S nrDNA that have involved the
isolation and sequencing of multiple repeat units,
220
BAKER, HEDDERSON, AND DRANSFIELD
considerable intragenomic polymorphism has been discovered (e.g., Appels et al., 1992; Baum and Appels,
1992; Baum and Johnson, 1994; Cox et al., 1992; Cronn
et al., 1996; McIntyre et al., 1992; Playford et al., 1992;
Schneeberger and Cullis, 1992). This indicates that the
homogenizing processes of concerted evolution (e.g.,
gene conversion, unequal crossing over) are not fully
effective across all 5S nrDNA repeats in the nuclear
genome. In Gossypium, the proportion of polymorphic
sites is roughly equal in the spacer and the 5S gene
(Cronn et al., 1996). This is perhaps a counterintuitive
finding, given the importance of the 5S ribosomal
subunit and the potential impact that mutation might
have on functionality. However, it is interesting that
the consensus sequence of the 5S gene for Gossypium is
identical to the consensus sequence for 152 sequences
from the Triticeae. This suggests that while the gene
can be as polymorphic as the spacer, there is a highly
conserved underlying structure to the gene sequence
(Cronn et al., 1996). Furthermore, separate phylogenetic analyses of gene sequences of Gossypium provided no resolution between species, as compared to the
highly resolved trees derived from spacer sequence
data. Thus, the polymorphic variation in the gene is
either completely homoplasious or autapomorphic
(Cronn et al., 1996). The finding supports and clarifies
the conclusion of Steele et al. (1991) and Halanych
(1991) that the 5S gene is not very useful for phylogeny
reconstruction. Cronn et al. (1996) inferred that there
must be differential fixation of mutations between the
gene and the spacer. They considered it unlikely that
concerted evolution could discriminate between the two
regions and, instead, erected a selection-based model to
explain the phenomenon. The model assumes that most
mutations in the gene are selectively neutral while they
remain in a subcritical proportion of the total 5S
ribosomal population. However, when mutations rise
above a threshold frequency in the arrays, they become
selectively disadvantageous and therefore never come
to fixation. Mutations in the spacer are considered
relatively free from selective constraints and can come
to fixation readily. Thus, the spacer region can retain
appreciable levels of historical information relevant to
recent phylogenetic events. The authors concluded that
there is no evidence for the occurrence of concerted
evolution between arrays of 5S nrDNA at different loci
in allopolyploid Gossypium species. This contrasts markedly with evidence from the ITS regions of the same
species, which strongly suggests that interlocus concerted evolution does take place between 18S–26S
nrDNA arrays (Wendel et al., 1995). This may explain
the generalization that polymorphism is always detected in 5S nrDNA but less often in 18S–26S nrDNA.
Despite the disadvantages imposed by intragenomic
variation, the 5S spacer can still yield valuable evidence for phylogeny reconstruction when the results of
data analysis are interpreted with caution.
MATERIALS AND METHODS
Ingroup and Outgroup Sampling
The informal classification of Calamus of Beccari
(1908, modified by Kramadibrata, 1992) and Beccari’s
treatments of Daemonorops (1902, 1911) were used to
guide the selection of taxa for inclusion in this study. Of
the 23 groups recognized within Calamus, 6 (groups I,
IV, VII, VIII, XIIB, and XVIII) were not represented in
the sample due to a lack of material for DNA extraction.
Both sections of Daemonorops were included. Within
the smaller genera Ceratolobus and Pogonotium, no
infrageneric classification is currently recognized, and
both Calospatha and Retispatha are monotypic. A list of
the species included with their taxonomic position and
associated voucher specimens are given in Appendix 1.
Outgroups were selected using phylogenies based on
DNA sequence data from nuclear ITS regions and the
chloroplast rps16 intron (Baker et al., 2000). Plectocomia, Plectocomiopsis, and Myrialepis would have been
appropriate outgroups as putative sister taxa. However, an unpublished pilot study indicated that only the
last two gave 5S sequences that were alignable with
those from Calamus and its relatives. Thus, Plectocomiopsis geminiflora and Myrialepis paradoxa were used
as outgroups.
DNA Extraction, Amplification, Cloning,
and Sequencing
Total DNA was extracted from fresh or silica geldried leaf material (Chase and Hills, 1991) using either
a large scale CTAB protocol (Doyle and Doyle, 1988) or
the Qiagen DNeasy Plant Mini Kit. Locations of voucher
specimens for each DNA extraction are indicated in
Appendix 1.
The 5S spacer was amplified from total genomic DNA
using primers PIII and PIV (Cox et al., 1992) (PIII,
GAGAGTAGTACATCGATGGG; PIV, GGAGTTCTGACGGGATCCGG). One hundred-microliter reactions were
prepared (buffer as provided by Promega, 1.5 mM
MgCl2, 0.3 µM each primer, 0.1 mM each dNTP, 2.5
units of Taq DNA polymerase (Promega), and 1 µl of
template DNA) and overlaid with two drops of mineral
oil. The PCR profile used was as follows: denaturing
step of 97°C for 1 min, annealing step of 52°C for 1 min,
extension step of 72°C for 1 min, 28 cycles; final
extension step of 72°C for 7 min, 1 cycle; 4°C soak.
Reactions were cleaned using the QIAquick PCR purification kit from Qiagen and the purified products were
eluted into 50 µl of water or 30 µl in the case of weak
reactions.
All PCR products were cloned using the pGEM-T
Vector System from Promega. Ligations and transformations were prepared according to the protocol provided
by the manufacturer. Transformed Escherichia coli
were spread onto 20-ml agar plates (LB medium,
including 100 µg/ml ampicillin, 0.5 mM isopropylthio-b-
MOLECULAR PHYLOGENETICS OF RATTANS
D-galactoside (IPTG), and 40 µg/ml 5-bromo-4-chloro-3indolyl-b-D-galactoside (X-Gal)) and incubated at 37°C
overnight. Between 5 and 10 white colonies were
selected at random. From each, a scrape of cells was
removed with a sterile cocktail stick and suspended in
10 µl of water. Subsequently, 1 µl of cell suspension was
substituted for total DNA in a PCR that was otherwise
identical to that described above. In general, at least
two clones were sequenced from each individual included in the sample. Each clone is represented in the
trees described in this paper by the taxon name followed by a number (e.g., Calamus deerratus.4 5 clone 4
from Calamus deerratus).
PCR products were cycle-sequenced using an ABI
PRISM Dye Terminator Cycle Sequencing Ready Reaction Kit from Perkin–Elmer. Amplification primers
were used also as sequencing primers. The products of
the cycle-sequencing reaction were precipitated and
cleaned according to the manufacturer’s instructions
and then dried in a rotary evaporator at 60°C under
vacuum. Raw sequence data files were assembled and
edited using SeqMan, part of the DNASTAR Lasergene
software package (1994). All sequences were submitted
for BLAST searching in GenBank to ensure that no
contaminant DNA had been isolated (e.g., endophytic
fungi).
Edited sequences were entered into the alignment
package MegAlign (Lasergene, DNASTAR). After a
small number of sequences had been added, preliminary alignments were generated using the Clustal
algorithm as implemented in MegAlign. The alignment
was adjusted by eye before all remaining sequences
were added. In total, 77 sequences were included.
Alignment of some portions of the dataset was ambiguous. These regions were excluded from all analyses
described below. Copies of the alignment in Nexus
format, including details of the exclusion set, are
available from the corresponding author. Jukes–Cantor
distances were calculated by pairwise comparison between all sequences after exclusion of ambiguously
aligned regions.
Cladistic Analyses
Cladistic analyses were conducted using PAUP* version 4.059 (written by D. L. Swofford) and Parsimony
Jackknifer version 4.22 (Farris, 1995; Farris et al.,
1996). In all maximum parsimony analyses, uninformative characters were excluded and all included characters were unordered. A range of analysis methods was
employed, as detailed below.
Analysis 1. A straightforward heuristic approach
for parsimony analysis of the total dataset proved to be
too time consuming. Therefore, the aim of analysis 1
was to use starting trees, gathered rapidly from different parts of the tree space, in a search employing a
rigorous branch-swapping algorithm. In this way, optima can be discovered efficiently without conducting
221
multiple heuristic searches and swapping to completion in each one. Five hundred consecutive heuristic
searches were conducted using stepwise addition with
random taxon addition for each search, with nearestneighbor interchange (NNI) branch swapping,
MULPARS, and steepest descent in effect. Branches
were collapsed if their maximum length equaled zero. A
maximum of four trees was saved during each search,
even if these were longer than the overall shortest tree
length. These trees were used as starting trees in a
subsequent search with tree-bisection–reconnection
(TBR) branch swapping, MULPARS, and steepest descent in effect. Again, branches were collapsed if their
maximum length equaled zero. To assess clade support,
the dataset was analyzed using Parsimony Jackknifer,
searching for 10,000 replicates and retaining groups
that appeared in 50% or more of the trees. The g1
statistic, based on the length distributions of 100,000
random trees, was determined using PAUP* (Hillis and
Huelsenbeck, 1992). The standardized consistency index (excluding autapomorphies), CI9,8 was calculated
and used to evaluate S, the maximum probability of
correct phylogenetic inference (Givnish and Sytsma,
1997).
Analysis 2. To alleviate computational difficulties
caused by the large number of terminal taxa, the
dataset was reduced to 41 sequences but still included
the same 38 species. Sequences were selected for
exclusion from the large dataset by examining the trees
and clade support from analysis 1. Where multiple
clones derived from single individuals were resolved as
monophyletic groups with jackknife support exceeding
50%, only one sequence was retained as a representative of each individual in analysis 2. The reduced
dataset was analyzed in 400 consecutive heuristic
searches, with starting trees obtained by random taxon
addition, TBR swapping, MULPARS, and steepest descent in operation. Clade support, g1, CI9,8 and S were
assessed as in analysis 1.
Analysis 3. The reduced dataset was analyzed using a successive approximations weighting approach
(Farris, 1969, 1989; Goloboff, 1993). Using the optimal
trees from analysis 2, characters were reweighted by
their rescaled consistency indices (reweight by maximum value if more than one tree in memory, base
weight 5 1000) and subjected to 100 consecutive heuristic searches under the conditions employed in analysis
2. This process was repeated iteratively until the
topology stabilized. The weight set of the final round of
successive approximations weighting was used in a
jackknife analysis in PAUP* with options set as follows:
collapse branches if minimum length is zero, jackknife
with 36.79% deletion, emulate ‘‘Jac’’ resampling, ‘‘Fast’’
stepwise-addition. These options were used to emulate
the conditions enforced by Parsimony Jackknifer (Far-
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BAKER, HEDDERSON, AND DRANSFIELD
Cladistic Results
TABLE 1
Summary of Pairwise Jukes–Cantor Distances
between 5S nrDNA Sequences
5S dataset partition
Mean
SD
Range
Total dataset pairwise distances
Total intergenome pairwise
distances
Total intragenome pairwise
distances
0.202
0.096
0.000–0.541
0.205
0.945
0.035–0.541
0.060
0.054
0.000–0.222
ris, 1995), which does not allow user-specified weighting schemes.
Analysis 4. A maximum likelihood analysis of the
reduced dataset was implemented. Ten trees were
selected at random from the equally most-parsimonious trees saved in analysis 2. Likelihood parameters
were estimated from these trees (substitution rate
matrix with six substitution types under a general
time-reversible model, proportion of invariable sites,
shape parameter of gamma distribution using a discrete approximation with four rate categories). The
parameters from the most likely of the 10 trees were
then fixed in a heuristic search with starting trees
obtained by stepwise addition (random addition sequence) and with TBR swapping and MULPARS in
effect.
RESULTS
5S nrDNA in Rattans
The ends of the 5S spacer were readily identified
using published data (e.g., Udovicic et al., 1995). The
average length of the 5S spacer of the rattans of the
Calaminae was 352 bp (SD 5 66, range 5 85–413). The
average GC content of the fragments sequenced (all
positions included) was 51% (range 5 43–55%). A summary of pairwise Jukes–Cantor distances between sequences is given in Table 1. As expected, 5S nrDNA
proved to be polymorphic in rattans. The average
intragenome Jukes–Cantor pairwise distance was 0.06
(SD 5 0.054, range 5 0.000–0.222) as compared with
the average inter–genome pairwise distance of 0.205
(SD 5 0.945, range 5 0.035–0.541).
Statistics for each maximum parsimony analysis are
detailed in Table 2. The g1 statistics calculated for both
total and reduced datasets suggest that a statistically
significant level (P , 0.01) of structure exists within
the data (Hillis and Huelsenbeck, 1992).
Analysis 1. The strict consensus of the 8507 trees
saved in analysis 1 is presented in Fig. 1, and one of the
fundamental trees is presented in Fig. 2. The consensus
tree contains a polytomy at the basal ingroup node from
which five clades arise. The first major clade (clade A) is
weakly supported (jackknife 5 62%) and contains representatives of Furtado’s Calamus section Podocephalus (1956) (C. castaneus, C. erinaceus, and C. warburgii), the unclassified species C. aidae, and Retispatha
dumetosa. The second clade (clade B) is unsupported by
the jackknife and contains the genera Daemonorops,
Pogonotium, Ceratolobus, and Calospatha and many
species of Calamus. The third clade comprises all
clones from Calamus deerratus, the fourth clade comprises some clones from C. reticulatus (clones 4 and 7
only), and the fifth clade comprises all clones from C.
thysanolepis.
Within clade B, the basal node is polytomous and
relationships among genera are not revealed. However,
the monophyly of both Ceratolobus and Daemonorops
section Daemonorops (D. fissa and D. calicarpa) is
highly supported (jackknife 5 98 and 99%, respectively). Three members of Daemonorops section Piptospatha (D. didymophylla, D. longipes, and D. oxycarpa)
resolve as monophyletic but the relationships of the
fourth member included in the dataset, D. periacantha,
are ambiguous. Almost all members of Calamus within
clade B emerge as members of a single clade (clade C)
which lacks jackknife support, the only exception being
C. diepenhorstii, the position of which within clade B is
unresolved. The monotypic genus Calospatha is resolved within this clade. There are a number of instances in which different clones from single genomes
do not resolve together (e.g., Calamus aidae, C. reticulatus). This issue will be addressed below.
Analysis 2. The strict consensus tree of the 1988
trees obtained from analysis 2 is highly congruent with
that of analysis 1 but is much less resolved and
therefore the tree is not depicted here. Clades A and B
TABLE 2
Statistics Calculated from Maximum Parsimony Analyses of 5S nrDNA Sequences
Search
Number
of taxa
Informative
characters
Tree
length
Tree
number
CI
RI
RC
CI89
S (ss)
g1
Search 1
Search 2
Search 3
77
41
41
352
267
267
1476
1011
170552
8507
1988
100
0.47
0.49
0.68
0.66
0.48
0.81
0.31
0.24
0.55
0.91
0.86
—
0.83
0.98
—
20.77
20.70
—
MOLECULAR PHYLOGENETICS OF RATTANS
223
FIG. 1. Strict consensus of 8507 equally most-parsimonious trees found during analysis 1. Numbers below branches indicate jackknife
support values. Taxa mentioned frequently in the text are highlighted in boldface.
224
BAKER, HEDDERSON, AND DRANSFIELD
FIG. 2. One tree (length 5 1476, CI 5 0.47, RI 5 0.66, RC 5 0.31) chosen arbitrarily from 8507 equally most-parsimonious trees found
during analysis 1.
MOLECULAR PHYLOGENETICS OF RATTANS
are resolved and weakly supported (jackknife 5 62 and
52%, respectively). The three remaining species that
resolved on the basal ingroup polytomy with clades A
and B in analysis 1 have altered their position. C.
thysanolepis is resolved as sister to all remaining
ingroup taxa, and both C. deerratus and C. reticulatus
(clone 4) are resolved on a basal polytomy in clade B.
Clade C is not resolved in this tree.
Additional resolution is achieved in clade B as Daemonorops, Pogonotium, and Ceratolobus resolve as a monophyletic group (clade D) which lacks jackknife support.
Within clade D, the clade of three members of Daemonorops section Piptospatha mentioned above is sister to
section Daemonorops. D. periacantha and Pogonotium
ursinum form a group which is sister to all other
members of genus Daemonorops. Ceratolobus is sister
to the Daemonorops–Pogonotium clade. However, none
of these relationships is supported by the jackknife.
Analysis 3. The strict consensus of the 100 trees
derived from the successively weighted analysis (Fig. 3)
is highly congruent with that from the equally weighted
analysis 2 but is better resolved and includes twice as
many nodes supported by the jackknife. Once again,
clades A and B are resolved with moderate and poor
jackknife support, respectively, and C thysanolepis is
sister to all other ingroup taxa. Within clade B, C
reticulatus (clone 4) is sister to all other members of the
clade and C. deerratus is sister to all other members
excluding C. reticulatus.4. However, these relationships are unsupported by the jackknife. Relationships
between Daemonorops, Pogonotium, and Ceratolobus
are congruent with those recovered in analysis 2,
although there is additional jackknife support for the
clade comprising sections Daemonorops and Piptospatha of Daemonorops (D. calicarpa, D. fissa, D. didymophylla, D. longipes, and D. oxycarpa; jackknife 5 60%).
Clade C, comprising all remaining members of the
genus Calamus in clade B (except C. diepenhorstii) and
Calospatha, is resolved with weak support (jackknife 5 67%).
Analysis 4. The maximum likelihood analysis of the
5S data was stopped after 50 h and 77,000 rearrangements had been tried and only one tree of 2ln likelihood 6293.38769 was saved. The tree is highly congruent with that of the strict consensus from analysis 3,
although there are some topological variations in clade
C. Some of the additional nodes resolved in the tree are
on very short branches (probability of instantaneous
substitution per site 5 1 3 e28) whose lengths are not
likely to differ significantly from zero.
DISCUSSION
Molecular Evolution of 5S nrDNA in Rattans
Comparisons of different clones of 5S nrDNA from
the same palm genome have revealed a variable level of
225
intragenome divergence in the region. Clearly, the
processes of concerted evolution are not completely
homogenizing the individual units within and/or between tandem arrays. The consequences for phylogeny
reconstruction are increased homoplasy and numbers
of equally most-parsimonious trees, low tree support,
and lowered probability of recovering the correct topology (Sanderson and Doyle, 1992). In this case, there are
few occasions in which different clones from individual
genomes do not resolve as monophyletic groups, indicating that homogenization is moderately effective, although long terminal branch lengths (see Fig. 2) and
low consistency indices show that homoplasy is high.
The only instance of major divergence between clones
can be found in C. reticulatus, which yielded two classes
of 5S nrDNA based on sequence divergence with a
pairwise Jukes–Cantor distance between them of 0.22.
It is possible that one of these two classes might
represent a nonfunctional pseudogene. 5S nrDNA pseudogenes are thought to occur in Linum usitatissimum
(Schneeberger and Cullis, 1992) but concrete means of
identifying such pseudogenes are not obvious. Buckler
et al. (1997) suggest that ITS pseudogenes can be
identified by a variety of features, such as their rarity
and basal position in phylogenies. In analyses 3 and 4,
C. reticulatus.4 is sister to all other members of clade B,
whereas C. reticulatus.2 is well nested within clade C,
indicating that the former occupies a more basal position than the latter. However, C. reticulatus.7 is identical to C. reticulatus.4, suggesting that it belongs to a
less rare class of 5S nrDNA repeat unit than C.
reticulatus.2. Furthermore, C. reticulatus.2 appears to
be an anomalous clone with over 100 bp of unique extra
sequence at the 58 end of the alignment which cannot be
aligned with any other part of the 5S nrDNA unit. At
this stage, evidence is contradictory and it is not
possible to confidently suggest that either copy is a
pseudogene.
Implications for Morphology and Classification
The four analyses of 5S data produced trees which
are highly congruent with each other. Conflict between
the trees from the alternative analyses is restricted
largely to variations in topology within clade C. All
analyses indicate that the genus Calamus is not monophyletic and therefore confirm the preliminary findings
of Kramadibrata (1992). A schematic tree is presented
in Fig. 4 which summarizes the phylogenetic conclusions which can be drawn with some confidence from
the analyses. Several major lineages have been revealed. The first of these is represented by clade A, a
morphologically heterogeneous group. The clade contains both acaulescent (Calamus castaneus) and highclimbing (Calamus aidae, C. erinaceus, C. warburgii,
and Retispatha dumetosa) rattans. The cirrus, a climbing organ comprising a whip-like extension of the leaf
rachis beyond the distalmost leaflets, occurs in some of
226
BAKER, HEDDERSON, AND DRANSFIELD
FIG. 3. Strict consensus of 100 equally most-parsimonious trees found during analysis 3. Numbers below branches indicate jackknife
support values. Taxa mentioned frequently in the text are highlighted in boldface.
the climbing taxa (C. erinaceus and C. warburgii). The
remaining climbing taxa possess no specialized climbing organ. The ultimate flower-bearing branches (rachillae) of those members of the clade that belong to
Furtado’s section Podocephalus (C. castaneus, C. erinaceus, and C. warburgii) are stalked but those of C.
aidae and R. dumetosa are not. There is some consistency in gross inflorescence structure within the clade.
Most members have robust spreading inflorescences
with nonsplitting major bracts of uniform proportions,
which decrease in size with branching order.
R. dumetosa is the exception to the general morpho-
MOLECULAR PHYLOGENETICS OF RATTANS
227
FIG. 4. Schematic tree summarizing general conclusions that can be drawn from the analyses of 5S spacer sequence data. Relationships
which are resolved with jackknife support in any of the analyses are depicted; all nodes lacking jackknife support are collapsed. Some
morphological details are provided for each major clade.
logical trends of clade A. It possesses an inflorescence
which is moderately robust but not spreading. Its major
inflorescence bracts split, unlike those of other members of clade A, and are extraordinary in being made of
a net-like tissue. Furthermore, the pistillate floral dyad
is unique within the rattans of the Calaminae in
lacking a sterile staminate flower in the terminal
position, although, very rarely, sterile staminate flowers have been observed (Uhl and Dransfield, 1987).
However, as a caveat, it should be noted that the 5S
nrDNA spacer of R. dumetosa is only 85 bp in length
and is therefore considerably shorter than any other
found in the rattans of the Calaminae. The alignment
of R. dumetosa 5S spacer sequences with those of other
228
BAKER, HEDDERSON, AND DRANSFIELD
species required the insertion of a very large gap. Gaps,
or indels, were treated as missing data in the analysis
and can therefore add no additional length to the tree.
The principal implication for the position of R. dumetosa is that its 5S spacer sequence contains less potential phylogenetic evidence than the 5S spacer sequences of other taxa. It is quite likely that the position
of R. dumetosa could be changed without significantly
increasing tree length, although this has not been
investigated. Thus, the position of R. dumetosa is
suspect, although there is some rather weak jackknife
support for its membership in the clade (jackknife 5 62%, in unweighted analyses).
The relationships of C. thysanolepis are ambiguous
and unsupported in all analyses. C. thysanolepis is an
unusual species, being a thicket-forming, shortstemmed or small tree rattan with gross inflorescence
morphology similar to that of the members of clade A. It
resolves on the basal ingroup polytomy of the strict
consensus of analysis 1, as sister to all remaining
ingroup taxa in analyses 2 and 3, and as sister to the
clade A in analysis 4. Further sampling of possibly
related taxa, such as C. erectus Roxb. and C. arborescens Griff., might yield less conflicting hypotheses of
relationship for this peculiar species.
The second major clade of Calamus species, clade C,
is unsupported except when jackknifed under the final
weights of the successively weighted analysis in analysis 3 (Fig. 3). We would expect the majority of Calamus
species not included within this study to resolve within
this morphologically variable clade. The only conspicuous morphological generalization that can be made for
this clade is that inflorescences are often elongate and
include major bracts of varying proportions which are,
in general, strictly tubular but which split in some
instances. Habit varies from very short stemmed to
high climbing, and three climbing organs, the cirrus,
the subcirrus, and the flagellum, a whip-like structured
derived from an inflorescence, occur within the group.
Sampling is too poor in clade C to warrant extensive
comment on relationships within the group. However,
certain relationships are noteworthy. First, Calospatha
scortechinii falls within this clade in a position sister to
Calamus conirostris (jackknife 5 89%), a relationship
that is also resolved in analyses of ITS and rps16 intron
data (W. J. Baker et al., unpublished). The two share
certain morphological features, such as condensed inflorescences, relatively very large flowers, fruit with flat
scales, long spines around the sheath mouth, and
leaves with subcirri (climbing organs derived from an
elongation of the rachis between the distal leaflets).
Second, the representatives of Furtado’s Calamus section Phyllanthectus (C. caesius, C. hollrungii, and C.
manan) are resolved as monophyletic with moderate
jackknife support of 63%. Third, the relationship between Calamus nanodendron, an unusual shortstemmed rattan, and C. castaneus, as suggested by
Kramadibrata (1992), appears to be spurious. In the 5S
analysis, the former shows a well-supported relationship with a high-climbing flagellate species, C. sordidus (jackknife 5 92–95%), whereas the latter is resolved in clade A. Fourth, two taxa that Kramadibrata
(1992) placed alone in her version of Beccari’s (1908)
informal classification, C. koordersianus and C. longispathus, are resolved ambiguously on a basal polytomy
within clade C. Thus, their relationships are still
somewhat obscure. Finally, C. diepenhorstii resolves
ambiguously in all strict consensus trees at the base of
clade B. The morphology of this species suggests that it
should resolve in clade C but the molecular data give
rise to conflicting hypotheses. Increased sampling of
related taxa may improve the resolution of relationships for C. diepenhorstii.
Clade D is quite well defined morphologically by the
presence of large, inflated, splitting inflorescence bracts,
which often enclose the inflorescence at anthesis, except in Daemonorops section Piptospatha, in which the
inflorescence is elongate. Within clade D, good support
is found only for the genus Ceratolobus and Daemonorops section Daemonorops (D. calicarpa and D. fissa).
The position of D. periacantha as sister to Pogonotium
ursinum is curious, given that it is morphologically
very similar to the other representatives of Daemonorops section Piptospatha included in the dataset (D.
didymophylla, D. longipes, and D. oxycarpa). The relationship between D. periacantha and P. ursinum may
be anomalous, as it does not appear in all strict
consensus trees (Fig. 1) and it is never well supported.
If D. periacantha is ignored, there is evidence that the
genus Daemonorops forms a monophyletic group, which
is moderately supported in the successively weighted
analysis (jackknife 5 60%).
The morphological basis of clade B is not obvious at
this stage. Within clade B, the relationships of the sole
African species of Calamus, C. deerratus, are particularly interesting. It might be expected that C. deerratus, being flagellate, would resolve in clade C, in which
all other flagellate species resolve. However, in analyses 1, 3, and 4, it resolves outside clade C and in
analyses 3 and 4 it is part of a clade that is sister to all
members of clade B except C. reticulatus.4. In analyses
3 and 4, clone 4 of C. reticulatus resolves as sister to all
remaining members of clade B, a relationship that is
complicated by the resolution of clone 2 of C. reticulatus
within clade C. Which of the two positions for C.
reticulatus reflects organismal relationships cannot be
determined, for reasons discussed above. In most analyses, C. reticulatus.2 resolves with C. paspalanthus, a
species similar to C. reticulatus in bearing a very
conspicuous ocrea and long flagelliform inflorescences.
Therefore, there is some morphological evidence that C.
reticulatus belongs within clade C. Assuming that this
is the case, the sister group relationship between C.
deerratus and the majority of clade B strongly suggests
229
MOLECULAR PHYLOGENETICS OF RATTANS
APPENDIX 1
List of Taxa Included in This Study, with Collection Numbers and Locations of Voucher Specimens, and EMBL
Nucleotide Sequence Database Accession Nos. for Each Sequence
5S Spacer
Species
Section or
informal group
Voucher
specimen
Daemonorops calicarpa (Griff.) Mart.
Daemonorops
Baker 506 (KEP)
Daemonorops didymophylla Becc.
Piptospatha
Baker 693 (K)
Daemonorops fissa Blume
Daemonorops
Baker 546 (K)
Daemonorops longipes (Griff.) Mart.
Piptospatha
Baker 529 (K)
Daemonorops oxycarpa Becc.
Piptospatha
Baker 523 (K)
Daemonorops periacantha Miq.
Piptospatha
Baker 527 (K)
Calamus aidae Fernando
Unnamed group
Baja-Lapis s.n. (Unvouchered)
Calamus blumei Becc.
Calamus caesius Blume
XI
XV
Baker 565 (K)
1989–1214 (K)
Calamus castaneus Griff.
IIB
Baker 507 (KEP)
Calamus ciliaris Blume
X
1992–2048 (K)
Calamus conirostris Becc.
XVI
Baker 516 (K)
Calamus deerratus G.Mann & H.Wendl.
III
Tsiforkor s.n. (K)
Calamus diepenhorstii Miq.
IX
Baker 725 (K)
Calamus erinaceus (Becc.) J. Dransf.
XIV
Baker 554 (K)
Calamus heteracanthus Becc.
Calamus hollrungii Becc.
XIIA
XV
Dransfield JD7575 (K)
Dransfield JD7571 (K)
Calamus humboldtianus Becc.
V
Baker 645 (K)
Calamus koordersianus Becc.
Unnamed group
Kramadibrata s.n. (K)
Calamus longispathus Ridl.
Unnamed group
Baker 493 (KEP)
Calamus manan Miq.
XV
Baker 561 (K)
Calamus nanodendron J. Dransf.
IIB
Baker 720 (K)
Calamus ornatus Blume
XIII
Dransfield JD7628 (KEP)
Calamus paspalanthus Becc.
VI
Baker 693 (K)
Calamus pogonacanthus Becc.
XVII
Baker 522 (K)
Calamus reticulatus Burret
V
Baker 644 (K)
Calamus scipionum Lour.
XIII
Baker 549 (K)
Calamus sedens J.Dransf.
Calamus sordidus J.Dransf.
VI
V
Baker 494 (KEP)
Baker 541 (K)
Clone
EMBL
Accession No.
1
2
2
3
1
2
3
1
3
1
2
1
2
4
9
1
1
2
1
2
3
4
5
21
22
1
2
1
2
1
2
2
4
1
3
5
1
2
1
2
3
4
1
3
2
3
1
2
3
6
2
6
2
4
7
2
4
2
1
2
AJ242244
AJ242245
AJ242246
AJ242247
AJ242248
AJ242249
AJ242250
AJ242251
AJ242252
AJ242253
AJ242254
AJ242255
AJ242256
AJ242186
AJ242187
AJ242190
AJ242188
AJ242189
AJ242229
AJ242230
AJ242231
AJ242232
AJ242233
AJ242191
AJ242192
AJ242193
AJ242194
AJ242195
AJ242196
AJ242197
AJ242198
AJ242200
AJ242201
AJ242199
AJ242202
AJ242203
AJ242204
AJ242205
AJ242206
AJ242207
AJ242208
AJ242209
AJ242210
AJ242211
AJ242212
AJ242213
AJ242216
AJ242217
AJ242214
AJ242215
AJ242218
AJ242219
AJ242236
AJ242237
AJ242238
AJ242220
AJ242221
AJ242222
AJ242223
AJ242224
230
BAKER, HEDDERSON, AND DRANSFIELD
APPENDIX 1—Continued
5S Spacer
Species
Section or
informal group
Voucher
specimen
Calamus thysanolepis Hance
IIA
Baker & Utteridge 13 (K)
Calamus warburgii K.Schum.
Calospatha scortechinii Becc.
Pogonotium ursinum (Becc.) J.Dransf.
XIV
Dransfield JD7612 (K)
1990–2783 (K)
Baker 517 (K)
Ceratolobus concolor Blume
Baker 559 (K)
Ceratolobus subangulatus (Miq.) Becc.
Baker 536 (K)
Retispatha dumetosa J.Dransf.
Baker 530 (K)
Myrialepis paradoxa (Kurz) J.Dransf.
Baker 491 (KEP)
Plectocomiopsis geminiflora (Griff.) Becc.
Baker 492 (KEP)
Clone
EMBL
Accession No.
1
9
10
1
9
2
3
1
4
1
10
16
17
1
2
1
2
AJ242225
AJ242226
AJ242227
AJ242228
AJ242239
AJ242257
AJ242258
AJ242240
AJ242241
AJ242242
AJ242243
AJ242234
AJ242235
AJ242259
AJ242260
AJ242261
AJ242262
Note. Roman numerals refer to the informal taxonomic groupings within Calamus recognized by Beccari (1908) and modified by
Kramadibrata (1992). Sectional names are given for Daemonorops (Beccari, 1902) (section Cymbospatha Becc 5 section Daemonorops).
that the biogeographic relationship between the two is
best explained by vicariance, rather than dispersal. If
Calamus had reached Africa by dispersal, a close
relationship to another flagellate species in clade C
would be expected. Alternatively, it could be argued
that the resolution of C. deerratus clones at a node more
basal than the common node of clade C suggests that
the clones might also be pseudogenes and that the
functional 5S nrDNA repeat had not been isolated.
Further evidence to support or reject this hypothesis
would be obtained by sampling more repeats from the
total genomic population and examining their phylogenetic position.
CONCLUSIONS
On the basis of data from the 5S nrDNA spacer, the
genus Calamus is a paraphyletic group. Four major
lineages within the genus have been identified: clade A
(including Retispatha), clade C (including Calospatha),
Calamus thysanolepis, and C. deerratus. The genera
Daemonorops, Pogonotium, and Ceratolobus form a
clade sister to clade C.
The genus Calamus, as currently recognized, is not
definable. The main key character used to distinguish
the genus from other rattans is the presence of persistent tubular bracts. However, many species break this
rule because their bracts split partially or even almost
completely (e.g., Calamus sedens), although they may
remain tubular at the base. A nomenclatural solution
should be sought that improves utility and phylogenetic content of the classification. This will not be
undertaken here as this study must be considered
preliminary due to the inadequate sampling of taxa.
Furthermore, the lack of support and high level of
homoplasy brought about by incomplete concerted evolution suggests that topologies derived from 5S nrDNA
may not always reliably reflect organismal evolution.
Additional data should be gathered before making
disruptive nomenclatural changes to a widely studied
and economically important group.
ACKNOWLEDGMENTS
The authors acknowledge invaluable advice provided by Tony Cox
and Mark Chase and technical support provided by George Gibbings
and Anette de Bruijn. Anne Bruneau and Sally Henderson read early
drafts, and two anonymous reviewers provided highly constructive
comments on the manuscript. We are very grateful to the following
people for providing material for DNA extraction: Richard Akromah,
Aida Lapis, Padmi Kramadibrata, and the Living Collections Department of the Royal Botanic Gardens, Kew. This work was supported by
a University of Reading Research Endowment Trust Fund PhD
Studentship to W.J.B. and a NERC Advanced Research Fellowship to
T.A.H.
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