RSC Advances
REVIEW
Cite this: RSC Adv., 2016, 6, 21672
The genus Usnea: a potent phytomedicine with
multifarious ethnobotany, phytochemistry and
pharmacology
Prateeksha,†a B. S. Paliya,†a R. Bajpai,b V. Jadaun,a J. Kumar,a S. Kumar,a D. K. Upreti,b
B. R. Singh,‡c S. Nayaka,b Y. Joshid and Brahma N. Singh*a
The genus Usnea Adans. (Parmeliaceae; lichenized Ascomycetes) is a typical group of mostly pale grayishgreen fruticoselichens that grow as leafless mini-shrubs. More than 360 species of Usnea are known in the
world. Usnea has long been thought to have treat various illnesses in addition to its historical use as dyes,
cosmetics, preservatives, and deodorants, particularly in eastern countries such as China, Japan, Taiwan,
India and Europe. The current review focuses on the traditional uses and phytochemistry aspects of
different Usnea species, and discusses the pharmacological findings and toxicology of their extracts and
isolated compounds. The available compilation of data will provide a new base for future perspectives
and highlight the need for further studies of this potent herbal source to harvest more beneficial
therapeutic drugs. Nineteen species of the genus Usnea are found to be important folk medicines all
over the world. It is evident from the comparative analysis of the searched literature that the genus
Usnea has been used for various purposes for centuries and its long and traditional medicinal history was
well documented in the past. As per ancient records and recent scientific literature, the species of genus
Usnea have been used as promising traditional medicines, exerting an array of therapeutic properties to
relieve sore throats, bronchitis, cold, flu, infection, and indigestion. Phytochemical analysis confirms the
general presence of a wide range of metabolites, polysaccharides, fatty acids, phenolic acids, flavonoids,
terpenes, sterols, depsides, depsidones, and benzofurans. As specific constituents, usnic acid,
polyphenols, and depsides have been considered as main efficacy component for antibacterial and
antifungal activities. In addition, pharmacological analysis also revealed that other pure compounds and
Received 16th November 2015
Accepted 21st January 2016
crude extracts of Usnea species prove to be significant anti-cancer, anti-proliferative, anti-oxidant, antiviral, anti-inflammatory, anti-ulcer, hepatoprotective, and anti-genotoxic agents. However, there is
a need for more precise investigations to examine the clinical value of both isolated pure compounds
and crude extracts and to elucidate their mechanisms of action. Apart from clinical validation and
DOI: 10.1039/c5ra24205c
elucidation of their mechanism of action, biosafety studies of the compounds are also important to
www.rsc.org/advances
legitimately use the potential bioactive compounds for the further development of future lead drugs.
1. Introduction
Lichens are an obligate mutualism between a fungus (mycobiont) and one or more photosynthetic organisms, an alga or
cyanobacterium (photobiont).1,2 Typically the fungal partner
Pharmacognosy & Ethnopharmacology Division, CSIR-National Botanical Research
Institute, Lucknow – 226001, U.P., India. E-mail: bn.singh@nbri.res.in
a
Lichenology Laboratory, Plant Biodiversity and Conservation Biology Division, CSIRNational Botanical Research Institute, Lucknow – 226001, U.P., India
b
Centre of Excellence in Materials Science (Nanomaterials), Z. H. College of
Engineering & Technology, Aligarh Muslim University, Aligarh-202002, India
c
Department of Botany, S. S. J. Campus Almora-263601, Uttarakhand, India
d
† These authors contributed equally.
‡ Present address: TERI-Deakin Nano Biotechnology Centre, The Energy and
Resources Institute (TERI), Darbari Seth Block, IHC complex, Lodhi Road, New
Delhi – 110003, India.
21672 | RSC Adv., 2016, 6, 21672–21696
delivers most of the composite organism’s structure and mass,
hence trading physical protection for carbohydrates manufactured by the photosynthetic partner. These organisms represent
a unique division in the plant kingdom and are the most
successful symbiotic organisms in nature, dominating 8% or
more of the earth’s terrestrial area.2–4
Lichens have been shown to produce a number of primary
and secondary metabolites that may protect them against
physical stresses or biological attack.5,6 Some lichen species and
their metabolites have been used for medicinal and industrial
purposes.7–10 Among the medicinal lichens, the genus Usnea
Adans. (Parmeliaceae; lichenized Ascomycetes) is edible and is
utilized in the preparation of traditional foods and medicines in
both Eastern and Western countries.11,12 This genus is regarded
as one of the taxonomically most difficult genera of macrolichens.13 Most of the species are globally distributed with more
This journal is © The Royal Society of Chemistry 2016
Review
than 350 species and highly variable in morphology. Many
species are also very variable in chemistry, and may include
several chemotypes.14 In India, 57 species of Usnea are known
which grow luxuriantly in higher regions of Western Ghats and
Himalaya.15,16 Many species are also very variable in chemistry,
and may include several chemotypes. The species of Usnea are
known to be used in traditional medicines, in dyeing and in
spices in various parts of the country.15,17 The rst recorded use
of the Usnea species in traditional Chinese medicine dates to
101 B.C., when it was used as an antimicrobial agent under the
Chinese name of Song Lo. Song Lo tea or its decoction has also
been recorded for internal and external detoxication of the
liver, treatment of malaria, wounds, snake bite, and cough.18 In
Unani literature, the medicinal uses of Usnea species are
mentioned as astringent, antidote, analgesic, cardiotonic,
resolvent and stomachic.17,19–21
Along with its emerging position in the herbal market,
primary as well as secondary metabolites (extrolites), the
chemical constituents of Usnea species have been broadly
investigated. Usnic acid, protocetraric acid, barbatic acid, norstictic acid, salazinic acid, and stictic acid were characterized as
the main bioactive chemical constituents in Indian
species.17,22,23 All the major secondary metabolites in Usnea
belong to aromatic products formed from b-orcinol units, while
ceparatic acid and protolichesterinic acid belong to higher
aliphatic acids. Most of these metabolites are unique to Usnea
lichens, being of great signicance for systematics and
phylogeny, and are employed at different taxonomic levels from
species and subspecic to generic and higher ranks.24,25
Furthermore, these bioactive metabolites play important
ecological roles in nature such as UV protection and defense
against predators and pathogenic microorganisms.1,26
Signicant research has been done on Usnea and its
metabolites which conrm various biological activities
including anti-microbial, anti-oxidant, anti-tumor, anti-viral,
anti-inammatory, cardiovascular protective, and hepatoprotective properties.17,20,22,27–33 These are closely correlated
with the ethno-medicinal uses. Recent pharmacological studies
have revealed signicant anti-cancer, anti-genotoxic, antiproliferative, and anti-neoplastic activities and these potentials have further put Usnea under the spotlight.29,34–36 The aim
of this review is to summarize the recent advances in phytochemistry and pharmacology of the genus Usnea. Phylogenetic
and toxicological aspects are also given in brief.
2. Botanical characterization and
distribution
The genus Usnea is highly diverse, with more than 350 estimated species, distributed in polar, temperate and tropical
regions. This genus is characterized by fruticose habit and
especially by the presence of a cartilaginous central axis. Dillenius (1742) rst proposed the name Usnea in Historia muscorum.37 The genus was placed in family Usneaceae until studies
on apothecial ontogeny and ascus apical structures proved that
Usnea belongs to the family Parmeliaceae.38 One can easily
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RSC Advances
recognize Usnea in elds by its shrubby to pendent greenish
yellow thallus, radial symmetry and presence of central cartilaginous axis.15 There are three forms of fruticose thallus in
Usnea, erect/bushy when the thallus is small (U. orientalis),
a long pendulous thallus hanging from tree branches (U.
angulate and U. longissima) or a sub-pendent thallus of intermediate length (U. aciculifera and U. rubicunda). Dominant
branching patterns including dichotomous, sub-dichotomous
and sympodial are observed. The basic characteristics used
for identication of Usnea up to species level include morphological features like the habit of the thallus, branching pattern,
pigmentation of basal part, presence or absence of sorelia
together with its morphology, isidia, pseudocyphellae, papillae,
tubercles, brils, faveolae and shape of branches; anatomical
features like the ratio of thickness of the cortex (C), medulla (M)
and central axis (A), the compactness of fungal hyphae in
medulla and the presence or absence of specic secondary
metabolites. A combination of morphological, anatomical and
chemical characters can be used to delimit species.
Usneasensu lato comprises of an assemblage of approximate
350 species worldwide.15 The species belonging to the genus
Usnea contain usnic acid, a bioactive compound, which imparts
a yellow colour to the thalli. Using modern concepts, the
taxonomist divided Usnea into three genera, i.e., genus Dolichousnea, genus Eumitria and genus Usnea sensu stricto. The
genus Dolichousnea is characterized by an annular pseudocyphellae between the segments, solid central axis and positive
iodine reaction of central axis. The genus Eumitria is characterized by a stulose central axis whereas genus Usnea sensu
stricto is characterized by the absence of annular pseudocyphellae and a solid, I – central axis.
Usnea is a cosmopolitan genus occurring on all continents.
Species diversity, however, is low in arid and arctic areas and is
highest in humid regions of temperate latitudes. U. aciculifera is
found in Eastern Asia and U. angulate is distributed in Australia,
America and West Africa. U. baileyi is found in pantropical
countries in world. U. compressa is widely distributed in India
and Nepal. U. fragilis is known in the South-East Asian region. U.
himalayana is from the Himalayas, Western Ghats and Africa. U.
indica is endemic to North-West Himalayas and found in
Uttarakhand in India. U. ghattensis is endemic to Western
Ghats. U. luridorufa is found in North and South Asia. U. nepalensis is found in Himalayas and Western Ghats in India.
Several species including U. orientalis, U. pangiana, U. sinensis,
and U. perplexans are widely distributed in North-East Asia. U.
pseudosinensis and U. robusta are restricted only to the Himalayas. U. suborida is distributed in East Africa and North Asia,
while U. suboridana is found in Europe and North East Asia. U.
undulata is found in South and East Africa.39–41
U. longissima is distributed throughout the Northern
temperate zones, such as the sub-arctic and the coastal rainforests of Europe, Asia and North America.41,42 In India, the
species is distributed in North-Eastern Himalayan regions
between 1500–4000 m altitudes in moist old mixed forests of
Quercus and Pinus. Seven chemosyndromes of U. longissima are
reported from India which include barbatic acid, squamatic acid,
diffractaic acid, evernic acid, fumaroprotocetraric acid and usnic
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acid strains. U. longissima is characterized by fruticose, a pendulous thallus of 60 cm long or more, of pale yellow-greyish green to
light brown, a 0.5–1.0 mm diameter main branch, a 2–5 cm long,
dense perpendicular usually decorticated or pulverulent to
powdery lateral branches, sorediate or isidiate, with a colorless
central lattice. Apothecia range from being rare to up to 5 mm in
diameter, with ciliate margin. The species has more than seven
chemotypes containing barbatic, squamatic, diffractiatic,
evernic, fumarprotocetraric, and usnic acids.41
3.
Phylogeny and classification
The phylogeny and classication of Usnea have been a matter of
debate, given the lack of phenotypic characters to describe
phylogenetic clades and the low degree of resolution of phylogenetic trees.37 Motyka (1936–38) proposed a classication of
Usnea, in which all fruticose lichens with an inner, cartilaginous
tissue are included. He identied six subgenera: Euusnea, Protousnea, Lethariella, Chlorea, Neuropogon, and Eumitria.43 Later
Protousnea and Lethariella (including Chlorea) were elevated to
generic rank by Krog (1976).44 The position of Neuropogon as
a subgenus to Usnea was accepted by several authors.43 Krog
(1982) suggested a classication of genera (usneoid e.g. Neuropogon, Protousnea, Evernia, Letharia, Lethariella).45 In this
hypothesis Neuropogon and Usnea are sister groups. Protousnea
and Evernia form together the sister to the clade, comprising of
Neuropogon and Usnea. Finally, Letharia and Lethariella form the
sister group to the other usneoid genera. But gradually many
diverse classications have been proposed due to a lack of
phenotypic characters.
A study based on the ITS sequence data supported the subgenera Eumitria and Usnea, and revealed a new subgenus,
Dolichousnea.46 The authors also concluded that Usnea contains
at least three taxa at subgeneric level, Usnea, Eumitria, and
Dolichousnea. Neuropogon was not included in this study and
the position remained unclear. Molecular phylogenies based on
the ITS-LSU nrDNA and part of the b-tubulin region have been
used to examine the position of Neuropogon in Usnea s. lat.43
Bayesian inference and maximum parsimony strongly supported the monophyly of Neuropogon. Subgenus Usnea and
Neuropogon form a strongly supported group with subg. Eumitria and subg. Dolichousnea is a consecutive monophyletic sister
group. The following generic classication was proposed: Usnea
(subgenus Usnea only), Neuropogon, Eumitria, and Dolichousnea.
Dolichousnea is elevated to generic rank. The following new
combinations are made: Dolichousnea Articus, D. longissima
(Ach.) Articus, D. trichodeoides (Vain.) Articus, D. diffracta (Vain.)
Articus, and Eumitria pectinata (Taylor) Articus.43 Recently, the
phylogenetic relationships of 52 Usnea species from across the
genus, based on ITS rDNA, nuLSU, and two protein-coding
genes RPB1 and MCM7 have been investigated. The
phylogeny based on the concatenated dataset revealed that the
genus Usnea is subdivided into four highly-supported clades,
corresponding to the traditionally circumscribed subgenera
Eumitria, Dolichousnea, Neuropogon and Usnea.47 However,
characteristics that have been used to describe these clades are
oen homoplasious within the phylogeny and their parallel
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evolution is suggested. The study has suggested that combinations of phenotypic characters are suitable discriminators for
delimitating species, but are inadequate to describe generic
subdivisions.
4. Traditional uses and
ethnopharmacology
The species of lichen genus Usnea is used for the treatment of
various diseases such as diarrhea, ulcer, urinary infection,
tuberculosis, pneumonia, stomachache, anti-fungal, human
pathogens, and cattle fungal diseases.48–51 Some other uses of
the species are for strengthening, hair growth, sterility cure,
avoring agent, pulmonary disease, antiseptic, antituberculosis and anti-viral diseases are summarized in Table
1.52–60 The Usnea species are the most common source of antibiotic and antifungal lichen acids, particularly usnic acid. The
species have widespread potential for medicinal applications.
Usnea is used for weight loss, pain relief, fever control, and
wound healing; and to make phlegm easier to cough up.61,62 It
was recorded that Usnea had been used directly on the skin for
sore mouth and throat.
U. longissima grows commonly on bark, mostly on the twigs of
trees, bushes and over soil and rock in temperate and alpine
regions of India, it is known locally as “Syara” by the Bhotia and
Garhwalis of remote areas of Uttarkashi district of Uttarakhand,
India and is used for making pillows. The Baiga tribes of Madhya
Pradesh, India used the species along with other ingredients for
treating bone fractures.62,63 Likewise the ancient Greeks used
lichen as medicines. Hippocrates recommended a lichen,
perhaps U. barbata, for uterine complaints. The Chinese used U.
longissima as an expectorant and as a powder application to heal
external ulcers in the name “Sun-Lo”.1 It is also a major ingredient of Chinese medicine.57 In China, this species of Usnea is
also called as “Lao-tzu’s” beard, “Pine gauze” and used for
stopping sweating dizziness cold, pain and phlegm. U. longissima is still utilizing today as a tincture to treat tuberculosis
lymphadenitis. In the Bolivian Andes, U. longissima is commercially sold as a folk medicine for cough and hoarseness.7,12 The
Nitinaht Indians of Vancouver also used the species for wound
dressing in Turkey.63 U. longissima is used in the treatment of
gastric ulcers by the Anatolians as a folk medicine. This species
is also used as to strain impurities from hot pitch before the
pitch was used as medicine. In Unani medicine, it has been
described to stimulate menstruation or induce abortion, taken
orally and inserted into the vagina.63 However, it was used for
treating cancer, tuberculosis, and ulcers in Turkey.64 It has also
been used as a decongestant and for the local treatment of ulcers
and tuberculosis by Chinese people.57
U. barbata is used to treat mammary infections in cattle. The
udder is washed several times with a decoction of lichen and
used for indigestion in humans, where the tincture or decoction
taken orally several times daily.65 In the Philippines, it has been
used for wounds, chopped, and mixed with coconut oil, spread
over the wound and for abdominal pain where the decoction is
used as a drink.66 However, in Europe it was used for internal
This journal is © The Royal Society of Chemistry 2016
Review
Table 1
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Traditional uses of Usnea spp.
Species/folk name
Country
Uses
References
Usnea spp. Dill. ex Adans. ushna
Unani medicine of India
157
U. aciculifera Vain.
China
U. articulata (L.) Hoffm. hewas
Tanzania
U. atlantica Vain. barbas
U. baileyi (Stirt.) Zahlbr.
Canary Islands
India
U. barbata (L.) Weber ex F.H. Wigg.
USA
Used for heart troubles, for
reducing inammation, for
promoting digestion and improving
appetite, as an antidote, as an
astringent, and as an analgesic. It
also helps wounds heal and
lactation in women if applied as
a paste on breast
Used for bladder infection, painful
urination, urinary retention,
swelling, and edema in heart and
kidneys
Used to treat stomachache. A
handful of hewasis chewed fresh
and the juice swallowed, it is bitter
but relieves the pain
Used as a disinfectant
Mixed with other aromatic herbs,
such as Valeriana jatamansi for
favoring and curing tobacco
Used to treat fungal infections of
the mouth, stomach, intestines,
anus, vagina, nose, ear, skin as well
as “systematic fungal infection”
Applied to treat mammary
infections in cattle, the udder is
washed several times with
decoction of lichen. Also used for
indigestion in humans
Endangered medicinal lichen
banned from raw export
Used for wounds, chopped and
mixed with coconut oil, spread over
wound. Also utilized for abdominal
pain, it used as drink decoction
Used for colds and strengthening
aer connement
Used to treat insomnia, nausea, and
the uterus, also used for internal
and external bleeding, whooping
cough, jaundice, and growing hair
Utilized as drying agent and
antiseptic for cracks and irritations
of the feet
Liquid made from it is given to
women to cure sterility
Unspecied medicine
Adopted to treat coughs, inamed
lungs, pulmonary tuberculosis,
hepatitis, and headache due to heat,
infection due to injury, inamed
lymph channels, mastitis, and
snakebites
Tea applied externally as astringent,
antiseptic, and anti-inammatory
South Africa
Nepal
Philippines
tagahumok puti
West Malaysia
Europe
memby rakúı́ja
Spain
Brazil
U. campestris R. Sant barba de piedra
U. ceratina Ach.
Argentina
China
U. densirostra Taylor, U. durietzii
Mot. yerba de la piedra; barba de
piedra
U. diffracta Vain. lao-jun-xu, Lao
Tzu’s beard, pine gauze, or female
gauze
Argentina
China
This journal is © The Royal Society of Chemistry 2016
Utilized to cure cough, tuberculosis
of neck or lungs, headache,
dizziness, sweating, dim vision,
swelling, pus oozing from breasts or
sores, burns and scalds, snakebite,
traumatic injuries, bone fracture,
bleeding from external injuries,
76
158
159
160
11
65
161
162
163
82
164
165
166
100
167
100
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Table 1
Review
(Contd. )
Species/folk name
Country
song-nag
Korea
gser.skud
Tibet
U.durietzii Mot. [syn. Neuropogon
durietzii]
Usnea lipendula Stirt. [syn. Usnea
dasypoga]
U. orida (L.) F. H. Wigg.
Argentina
Russia
China
South central Chile
Europe
U. himalayana C. Bab. nayonayo
saruogase
U. hirta (L.) F. H. Wigg.
Chile
Japan
Europe
U. laevis (Eschw.) Nyl. barba de
piedra or tusinya
USA
U. longissima Ach.
India
China
sun-lo
Mongolia
Madhya Pradesh, India
Turkey
Indo-Tibetan Himalayas
urmil
Canada
U. nidica Taylor uru nū
Rarotongan
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Uses
References
vomiting, blood in feces, bleeding
from uterus, menstrual disorders,
vaginal discharge, swelling of
female genitalia, urinary tract
afflictions, parasitic infections,
when it used as a drink decoction;
or apply decoction or powdered
lichen to affected area
Used to induce menstruation and
treated tuberculosis of the neck
Cured fevers of the lungs, liver, and
channels and fever caused by
poisoning
Same as Argentine use of U.
densirostra
Powdered form used to treat
wounds and some infections
Used for aching in sinews and
bones, stopping bleeding or
infection from external injuries,
skin diseases, painful urination,
coughs, tuberculosis of lungs or
neck, heart palpitations, and
edema. Drink decoction; or apply
decoction or powdered lichen to
affected area
Infusion taken for management of
diarrhea
Decoction used for colds and
coughs
Infusion used for diarrhea
Burned as a “lichen cigarette”
Used for heal wounds and to
prevent hair loss
Utilized to treat dermatosis, fungal
infections, tuberculosis, and
pneumonia
Used as a simple drug to stimulate
menstruation or induce abortion,
taken orally and inserted into the
vagina
Used in Chinese medicine
especially as an expectorant and in
the treatment of ulcers, stop
sweating, dizziness cold, pain,
phlegm, and stop swelling in female
genitalia. Also applied as
a decongestant for treatment of
ulcers and tuberculosis
Used medicinally
Used to treat bone fractures, along
with other ingredients
Applied for treating cancer,
tuberculosis, and ulcers
Used to heal bone fractures.
Washed, air-dried, soaked overnight
in salted water, and placed over
affected part
Used to strain impurities out of hot
pitch when making medicine, and
for other unspecied medicines
11
74
168
48
57 and 169
49
51
49
3
51
170
171
57,99 and 102
7
63
52 and 53
172
173
174
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Table 1
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(Contd. )
Species/folk name
Country
U. pectinata Taylor
China
U. plicata (L.) Weber
Libya
scı́ba
Europe
U. strigosa (Ach.) Eaton
Papua New Guinea
U. sikkimensis Biswas sp. nov.
darimataghosa
India
U. strigosa (Ach.) Eaton oleazu
Kimi
U. suboridana Stirt.
Ireland
China
U.subsordida Stirt. ayurvedic
medicine
U. trichodeoides Vain.
India
China
Africa, Mt. Kilmanjaro
and external bleeding, whooping cough, jaundice, and growing
hair.67 Spanish people used it as drying agent and an antiseptic
for cracks and irritations of the feet.68 In China U. aciculifera was
used to treat bladder infection, painful urination, urinary
retention, swelling, and edema in the heart and kidneys.57 In
Tanzania, U. articulate was used for the treatment of stomachache.69 A handful of U. articulate and U. gigas are chewed fresh
and the bitter juice swallowed, relieving pain aer a time. In
China, U. ceratina was used for coughs, inamed lungs,
pulmonary tuberculosis, hepatitis, heat related headaches,
infection due to injury, inamed lymph channels, mastitis, and
snakebites.57
In traditional Argentinian medicine, teas of U. densirostra
and U. durietzii were used externally as astringents, antiseptics,
and anti-inammatory agents.70,71 In China, U. diffracta has
been applied to treat a range of problems such as cough,
This journal is © The Royal Society of Chemistry 2016
Uses
References
Thallus chewed and applied to cuts
(to stop bleeding) and stings
Used for stopping bleeding from
external injuries, relieving pain,
bloody feces, and swelling
Used as an ingredient in medicinal
decoction called scıba
An astringent for internal and
external use for whooping cough,
jaundice, strengthening stomach
and abdominal cavity, and
restraining abortion
Concoction taken orally for
headaches
Used for lung troubles,
hemorrhages, and asthma;
powdered and used to strengthen
hair. Also used to bandage surface
wounds, skin eruptions, and boils,
when it inserted into nostril to stop
nose bleeds; put in shoes to prevent
or treat blisters
Concoction taken orally for curing
headaches
Applied for treating sore eyes, mixed
with tobacco and butter, boiled,
cooled, and applied as lotion to eyes
Used for painful and reddened eyes,
bleeding from external injuries, and
swelling
Same as ayurvedic use of U. baileyi
Used for coughs, pulmonary
tuberculosis, headaches, blurred
vision, inamed cornea, swellings,
sores, uterine bleeding, menstrual
disorders, and vaginal discharge
Used as an ingredient in herbal tea
given by African guide to relieve
altitude sickness
100
54 and 55
56
58
83 and 84
58
59
57
160
57
60
tuberculosis of neck or lungs, headache, dizziness, sweating,
dim vision, swelling, pus oozing from breasts or sores, burns
and scalds, snakebite, traumatic injuries, bone fracture,
bleeding from external injuries, vomiting blood, blood in feces,
bleeding from uterus, menstrual disorders, vaginal discharge,
swelling of female genitalia, urinary tract afflictions, and
ascarid or schistosoma parasitic infections.72,73 The same
species of Usnea were used to cure fevers of the lungs, liver, and
heart and fever caused by poisoning in Tibet74 while in Korea,
the species was used to induce menstruation (Pusan) and treat
tuberculosis of the neck.75
The traditional Chinese herbal medicine, U. orida has been
used for aching in sinews and bones, stopping bleeding or
infection from external injuries, skin diseases, painful urination, coughs, tuberculosis of lungs or neck, heart palpitations,
and edema.76 The decoction of U. orida was also used for colds
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and coughs in Europe,77 while in Chile, its infusion is used for
diarrhea.49 U. himalayana is burned as a “lichen cigarette” in
Japan.78 U. hirta has been used by European people to heal
wounds and to prevent hair loss.77 U. laevis has been widely used
to treat different kind of microbial infections including
dermatosis, fungal infections, tuberculosis, and pneumonia.50
In Canada, most of the Usnea species were used for wound
dressing, but U. longissima is preferred by wrapping around the
wound.79 It was recorded that U. pectinata had been used in
China for stopping bleeding from external injuries, relieving
pain, bloody feces, and swelling.76
U. plicata used as an astringent for internal and external
use,80 also for whooping cough,81 jaundice, strengthening
stomach and abdominal cavity, and restraining abortion in
Europe.82 As the traditional Indian herbal medicine, U. sikkimensis has been used for treating lung troubles, hemorrhages
and asthma.83 It has also been used to bandage surface wounds,
skin eruptions, and boils.84 The concoction of U. strigosa was
taken orally for the treatment of headaches.58 Moreover, in
Ireland U. suboridana was used to treat sore eyes. In China, it
was used to treat painful and reddened eyes, bleeding from
external injuries, and swelling.76 The traditional Chinese herbal
medicine, U. trichodeoides has been used to treat coughs,
pulmonary tuberculosis, headaches, blurred vision, inamed
cornea, swellings, sores, and pus discharge, bleeding from
external injuries, bloody feces, uterine bleeding, menstrual
disorders, and vaginal discharge.
5.
Phytochemistry
Recent investigations have revealed that lichens are slowgrowing organisms that produce a wide array of secondary
metabolites with different pharmacological activities.1 Lichen
secondary metabolites are mostly synthesized from the fungal
metabolism. These extrolites are usually deposited as crystals
on the surface of cortical and medullary hyphal cell walls, which
poorly dilute in water and can usually be isolated from lichen by
organic diluents.85 The chemistry of Usnea is cynosure for all
applied eld researchers because of its wide range of medicinally important primary and secondary metabolites, only
known in lichens, with signicant variety in biological and
biomedical properties. Until now, more than 60 compounds
have been identied from Usnea species which belong to
various classes such as depsidones, depsides, depsones,
lactones, quinines, polyphenolics, polysaccharides, fatty acids,
and dibenzofurans. Fig. 1–7 show the chemical structure of
active compounds collected in Table 2.
5.1. Primary metabolites
To date, few primary metabolites of Usnea have been analyzed,
however these metabolites have valuable standing compared to
other classes of plants due to its medicinal properties which are
described below.
5.1.1. Polysaccharides. Polysaccharides, present in the
thallus of Usnea are categorized into glucan type [b-(1/3)(1/
4)], lichenan homoglucan with b-(1/3)(1/4) linkage and
21678 | RSC Adv., 2016, 6, 21672–21696
Review
pustulan [b-(1/6)]. Shahiba and colleagues described that U.
barbata, U. longissima, and U. bayleyi contain lichenan (1)
homoglucan with b-(1/3) and (1/4) linkages,86 while U. fasciata produces isoliichenan (2).87 Sumanarathna worked on the
extraction and isolation of polysaccharides from Usnea species
and identied the polymers of glucose, galactose and mannose
having various linkages such as glucans [(1,3)-b-glucopyranosyl/
(1,3)-b-glucopyranosyl] and galactomananns [(O-2)-a-D-galactopyranosyl
(O-4)-a-D-galactopyranosyl
(16)-a-Dmanopyranosyl].188
5.1.2. Fatty acids. A new fatty acid, methyl 3,4-dicarboxy-3hydroxy-19-oxoeicosanoate (3) has been isolated from U. meridensis.88 Additionally, a few more fatty acids isolated from
Usnea species are bourgeanic acid (4) from U. esperatiana,21 and
U. orida,89 caperatic acid (5) from U. lapponica, U. nipparensis,
U. orientalis, and U. orida and murolic acid complex from U.
hirta.90 Recently, isomuronic acid (6), murotic acid, lichesterinic
acid (7), neuropogolic acid (8), protolichesteric acid (9) and 18Rhydroxydihydroalloprotolichensterinic acid have been isolated
and identied from U. longissima.7 so the complete fatty acid
proling of Usnea species is not yet available.
5.2. Secondary metabolites
Lichens had to evolve diverse biosynthetic pathways to produce
such complex arrays of extrolites. The polyketide biosynthetic
pathway appears to be responsible for most of the classes of
lichen compounds, whereas pulvinic acids are shikimate
derivatives, and the Abundance of di- and triterpenoids found
in lichens are formed via the mevalonate pathway. There are
large numbers of studies reporting the isolation and characterization of individual components of lichen extracts.91
Lichens are a rich source of unique secondary metabolites
which are synthesized by the acetyl-polymalonate pathway
(APP), shikimic acid pathway (SAP), and mevalonic acid
pathway (MAP). All pathways are initiated by a central precursor
molecule, acetyl-co A which is the main product of glucose
catabolism but the most important pathway for lichen is APP
which exerts unique metabolites i.e. depsides, depsidones etc.
MAP and SAP derive more commonly occurring metabolites
such as terpenes, terpenoids, steroids and pulvinic acid derivatives (Fig. 8).92
5.2.1. Depsides. Depsides, the major components of Usnea
are polyphenolic compounds with 2 or more aromatic cyclic
rings joined by ester linkage. Aciculiferin A, atranorin (10),
baeomycesic acid (11), barbatic acid (12), diffractaic acid (13),
squamatic acid (14), evernic acid (15), 4-O-demethylbarbatic
(16), methyl beta-orsellinate (17), ethyl orsellinate (18), thamnolic acid (19), barbatolic acid (20), barbatinic acid, ethyl
hematommate (21), methyl hematommate (22), alectorialic acid
(23), 7-hydroxy-5-methoxy-6-methylphthalide (24), methyl-2,4dihydroxy-3,6-dimethylbenzoate (25), and methyl beta orcinol
carboxylate (26) have been found in various species of Usnea,
presented in Table 2.93–97
5.2.2. Depsidones. The depsidones are not only composed
of two or more aromatic cyclic rings but also bonded by ether
linkage. To date, various species of Usnea were explored for the
This journal is © The Royal Society of Chemistry 2016
Review
Fig. 1
Chemical structures of compounds 1–9 from Usnea spp.
Fig. 2
Chemical structures of compounds 10–19 from Usnea spp.
This journal is © The Royal Society of Chemistry 2016
RSC Advances
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Fig. 3
Review
Chemical structures of compounds 20–29 from Usnea spp.
identication of depsidone compounds and observed to
synthesize galbinic acid (27), hypoconstictic acid (28), menegazziaic acid (29), norstictic acid (30), constictic acid (31), virensic acid, salazinic acid (32), lobaric acid (33), protocetraric
acid (34), psoromic acid (35), and 2-O-methylhypostictic acid
(36), stictic acid (37), fumaprotocetraric acid (38), and cryptostitic acid (39) (Table 2).52,93,98
5.2.3. Terpenes and terpenoids. Two terpenes, (glutinol
(40) and beta-amyrin (41)) and three terpenoids, (friedelin (42),
oleanolic acid (43), and zeorin (44)) were extracted and characterized from U. longissima.99,100
5.2.4. Sterols. Laxinamujila and colleagues extracted two
sterols, 5,8-epidioxy-5alpha, 8alpha-ergosta-6,22E-dien-3beta-ol
(45) and ergosterol (46) from U. longissima.17 Moreover, betasitosterol (47) has also been isolated from the same lichen,
the most common phytosterol.101
5.2.5. Benzofurans. A most signicant benzofuran, usnic
acid (48) is found in all species of Usnea. Some new benzofurans
such as ethyl 2-(3,3-bis(7-acetyl-4,6-dihydroxy-3,5-dimethylbenzofuran-2-yl)acryloyl),102 ethyl 4-(7-acetyl-4,6-dihydroxy-3,5-dimethyl2-oxo-2,3-dihydrobenzofuran-3-yl)-4-(7-acetyl-4,6-dihydroxy-3,5dimethylbenzofuran-2-yl)-3 oxo-butanoate (49), (Z)-2-acetyl-5,5bis(7-acetyl-4,6-dihydroxy-3,5-dimeth-ylbenzofuran-2-yl)-4-hydroxypenta-2,4-dienal, (7-acetyl-C(7-acetyl-2,3-dihydro-4,6-dihydro-3,5dimethyl-2-oxo)-3-benzofuranyl)-4,6-dihydroxy-3,5-dimethyl-b-oxoethyl ester, (4aR,9bS)-2,6-diactyl-3,4a,7,9-tetrahydroxy-8,9b-dimethyl-1-oxo-1,4,4a,9b-tetrahydrodibenzo[b,d] furan diethanone,
21680 | RSC Adv., 2016, 6, 21672–21696
longiusnine,17 and 2-benzofuranbutanoic acid102 have recently
been isolated from U. longissima.
5.3. Miscellaneous
Two new phenolic compounds, longissiminone A (50) and
longissiminone B (51) have been extracted from U. longissima.99
A new O-deoxyglycoside of dimeric tetrahydroxanthane and
hirtusneanoside (52) identied in U. hirta103 and anthraquinone
and longissimausnone (53) have been isolated from U. longissima.104 Yellow pigments such as eumitrins A1, A2, and B were
also isolated from U. bayleyi.105 A new avanoid glycoside, apigenin 7-O0 -D-glucuronide (54) and primary phenolic compounds
such as atranol (55) and orcinol (56) have been characterized in
the extract of U. longissima,17 which plays a key role in the
synthesis of depsides and depsidones. Recently, our group has
isolated and identied an anti-candidal avonoid, quercetin
(57) from U. longissima.28 Two alcoholic compounds, arabitol
(58) and octanol (59) were also isolated from U. longissima.17
Two new phenylalanine diketopiperazines have also been
found, ambewelamide A (60) and B (61) from the chloroform
extract of Usnea species.106
6. Pharmacological properties
Usnea species have been used as anti-microbial agents in
different regions of the world and a number of formulations
were developed as modern pharmaceuticals just prior to the
advent of the penicillin antibiotics. Numerous investigations on
This journal is © The Royal Society of Chemistry 2016
Review
RSC Advances
Fig. 4 Chemical structures of compounds 30–38 from Usnea spp.
the pharmacological properties of the Usnea species have
enlightened their efficacious remedy for various illnesses.
Tables 3 and 4, respectively, report the pharmacological activities of extracts and bioactive constituents obtained from
different species of Usnea.107–110
6.1. Antimicrobial activity
6.1.1. Anti-fungal. Our group has isolated a dietary avonoid quercetin (QC) from U. longissima, which sensitizes uconazole (FCZ)-resistant C. albicans to induce FCZ-mediated cell
death by modulating the quorum sensing (QS) system. QC (200
mg mL1) inhibited the secretion of C. albicans virulence factors,
namely biolm formation, hyphal development, phospholipase, proteinase, esterase, and hemolysin. It has also demonstrated that the sensitizing effect of QC was associated with the
production of farnesol, a QS molecule that acts as a regulator of
virulence factors of C. albicans.28 Protocetaric acid (PA) was
characterized from ethyl acetate extract of U. albopunctata using
spectroscopic methods. PA was found to be a broad spectrum
antimicrobial agent against medically important human pathogenic microbes. At 1 mg mL1 of concentration, ethyl acetate
extract showed signicant antifungal activity against Trichophyton rubrum, compared to reference antifungal agents such as
PA and amphotericin B.22 The results suggested that U.
This journal is © The Royal Society of Chemistry 2016
albopunctata may contain also other antifungal compounds
which show synergistic action.
Two new metabolites, depside and isodivaricatic acid and
three known metabolites, 5-propylresorcinol, divaricatinic acid
and usnic acid were isolated from U. orida. These metabolites
displayed antimicrobial activity against human pathogenic
fungi Microsporum gypseum, Trichophyton mentagrophytes, and
T. rubrum. Among them, isodivaricatic and divaricatinic acids
exhibited antifungal effect towards M. gypseum, T. mentagrophytes, and T. rubrum with minimum inhibitory concentration (MIC) values of 50, 50, and 100 mg mL1, respectively.
However, isodivaricatic acid was found to be effective against
Leishmania amazonensis, L. brasiliensis, and L. infantumpromastigotes by inducing 100% lysis at 100 mg mL1.111
6.1.2. Antibacterial. The novel multifunctional hydroxyphenylimino ligands such as L1, L2, and L3 were synthesized
through the condensation of 2-aminophenol, 3-aminophenol,
and 4-aminophenol with usnic acid, respectively.112 The
synthesized ligands and their complexes, Cu(II), Co(II), Ni(II) and
Mn(II) were characterized using FT-IR, UV-Vis, (1)H-NMR, (13)CNMR, 1D- and 2D NMR (DEPT, COSY, HMQC and HMBC), LCMS, and TGA. The ligands and their complexes were tested
against ten important pathogenic microorganisms, such as
Enterobacter aerogenes, Brevibacillus brevis, Micrococcus luteus,
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Fig. 5
Review
Chemical structures of compounds 39–48 from Usnea spp.
Escherichia coli, Bacillus megaterium, Pseudomonas aeruginosa, E.
cloacae, Streptococcus aureus, C. albicans, and Saccharomyces
cerevisiae. The metal complexes of the ligands were found to be
more effective against all of the microorganisms tested, exhibiting 11–32 mm inhibition zones around the ligands. On the
other hand, a broad spectrum antimicrobial activity was
observed for the Mn(II) and Cu(II) complexes of the hydroxyphenylimino ligand (L3) with usnic acid.112
Extracts of U. ghattensis were prepared using different
organic solvents and their antibacterial activity was determined
using a disc diffusion assay. The ethanolic extract was most
effective against B. cereus, P. aeruginosa, S. aureus, and Streptococcus faecalis with MIC values of 3.125, 200, 6.25, and 25 mg
mL1, respectively. Acetone and methanolic extracts presented
almost similar effect against S. aureus.113 L-()-Usnic acid was
isolated from U. suboridana and showed promising antibacterial against methicillin-resistant S. aureus (MRSA). The MIC of
1
L-()-usnic acid against MRSA was recorded by 50 mg mL .
Similarly, a combined effect of L-()-usnic acid and 7.5%
sodium chloride resulted in a reduced number of viable cells
within 24 h compared to the control.114 Furthermore, an in vivo
study showed that L-()-usnic acid signicantly (p < 0.001)
reduced the microbial load of rat spleen in a dose-dependent
manner (1 to 5 mg kg1).
21682 | RSC Adv., 2016, 6, 21672–21696
The antibacterial activity of U. steineri was evaluated against
Mycobacterium tuberculosis, M. kansasii, and M. avium. The
(+)-usnic acid rich acetone extract displayed promising MIC
values of 32 mg mL1 for M. tuberculosis and 62 mg mL1 for both
M. kansasii, and M. avium.21,115 Acetone and methanol extracts of
U. lapponica were screened against four pathogenic bacteria,
namely S. aureus, E. coli, P. aeruginosa, and MRSA. The extracts
inhibited growth of all tested bacteria except E. coli. Usnic acid
was identied as the major active antimicrobial compound in
the extracts. The acetone extract was found to be particularly
active against MRSA and P. aeruginosa with a MIC value of 15.6
mg mL1.116 A new formulation of U. barbata extract was developed using alkyl polyglucoside surfactants as a vehicle to
examine the antimicrobial potential for skin infections. This
formulation has implausible potential against Gram positive
bacteria.117
A study was performed to assess the in vitro effect of usnic
acid isolated from U. dasypoga against clinical isolates and
standard Helicobacter pylori strains. The dual susceptibility rate
to usnic acid and clarithromycin was detected as very high
(97.3%). Usnic acid had a strong and dose-dependent activity
against H. pylori strains. The synergism between usnic acid and
clarithromycin was also observed and it may be effective in the
treatment of H. pylori infection.118 Ethanolic and methanolic
This journal is © The Royal Society of Chemistry 2016
Review
Fig. 6
RSC Advances
Chemical structures of compounds 49–59 from Usnea spp.
extracts of Usnea species showed a zone of inhibition against
some pathogenic bacterial strains, S. aureus, P. aeruginosa,
Klebsiella pneumoniae, Salmonella typhiand, and E. coli.112,119
6.1.3. Anti-viral. The acetone extract of U. complanta
exhibited signicant antiviral activity against herpes simplex
viruses (HSV) at a concentration non-toxic to the Vero cell line
using cytopathic effect inhibition and virus yield reduction
assays. The recorded IC50 value was 100 mg mL1.120
6.2. Antioxidant
The polyphenolic nature of the major secondary metabolites of
the Usnea species is expected to afford antioxidant activity and
a range of in vitro investigations have already been carried out
on this issue with promising results. In general, antioxidant
activity has been mainly evaluated based on some chemical in
vitro assays, such as free radical quenching activity, reducing
power and lipid peroxidation inhibition. Among organic
solvent, ethanol and methanol have been used as the most
efficient and suitable solvents for the extraction of metabolites
with antioxidant properties from Usnea. Usnic and psoromic
acids were extracted from the submerged cultivation of U.
complanata. Different organic solvents including ethanol,
methanol, ethyl acetate, and acetone were used for the preparation of extracts to determine their antioxidant activity. Except
for the methanolic extract, other extracts exhibited antioxidative action in terms of free radical scavenging activity
(FRSA), nitric oxide radical scavenging activity, and anti-lipid
peroxidation potential with IC50 values ranging from 22.86 to
Fig. 7 Chemical structures of compounds 59–61 from Usnea spp.
This journal is © The Royal Society of Chemistry 2016
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Table 2
Review
Bioactive constituents of Usnea spp.
S.
No. Chemical constituent
Source
References
(A) Polysachharides
1 Lichenan
2 Isolichenin
U. barbata, U. longissima, U. bayleyi
U. fasciata
86
87
U. longissima
U. longissima
U. longissima
U. longissima
U. longissima
U. esperatiana, U. orida
U. lapponica, U. angulata, U. nipparensis, U. orientalis, U. orida, U.
sinensis
U. meridensis
175
175
102
149
149
4 and 89
89
(B) Fatty acids
3 18R-Hydroxydihydroallopr-otolichensterinic acid
4 Murotic acid
5 Iso-muronic acid
6 Lichesterinic acid
7 Neuropogolic acid
8 Bourgeanic acid
9 Caperatic acid
10 Methyl 3,4-dicarboxy-3-hydroxy-19-oxoeicosanoate
(C)
11
12
13
14
15
Depsides
Aciculiferin A
Atranorin
Baeomycesic acid
4-O-Demethylbarbatic acid
Barbatic acid
16 Diffractaic acid
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
3b-Hydroxy-glutin-5-ene
7-Hydroxy-5-methoxy-6-methylphthalide
Alectorialic acid
Methyl hematommate
Ethyl hematommate
Ethyl orsellinate
Evernic acid
Barbatinic acid
Barbatolic acid
Methyl orsellinate
Methyl b-orsellinate
Methyl-2,4-dihydroxy-3,6-dimethylbenzoate
Thamnolic acid
Squamatic acid
4-O-Demethylbarbatic
Methyl b-orcinol carboxylate
Decarboxy stenosporic acid
(D) Depsidones
34 2-O-Methylhypostictic acid
35 Menegazziaic acid
36 Norstictic acid
37 Constictic acid
38 Protolichesterinic acid
39 Protocetraric acid
40 Psoromic acid
41 Hypocon stictic acid
42 Lobaric acid
43 Salazinic acid
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U. aciculifera
U. aciculifera, U. articulate
U. pacicana
U. longissima
U. diplotypes, U. fulvoreaquens, U. lapponica, U. pacicana, U.
substerilis, U. wasmuthii, U. pangiana, U. dendritica, U. fragilis, U.
norketti, U. nilgirica, U. certaina
U. longissima, U. baileyi, U. aciculifera, U. certaina, U. fulvoreagens, U.
diffracta
U. longissima
U. aciculifera
U. dendritica, U. orida, U. suborida
U. aciculifera
U. longissima
U. longissima
U. madeirensis, U. longissima
U. longissima, U. aciculifera
U. barbata
U. longissima, U. undulate, U. aciculifera
U. aciculifera, U. undulate
U. longissima
U. suboridana, U. hirta, U. orida
U. pacicana, U. suboridana, U. fragilescens, U. orida, U. longissima
U. dendritica, U. longissima
U. articulate
U. diffracta
U. undulate
U. undulate, U. aciculifera
U. baileyi, U. hakonensis, U. undulata, U. cornuta, U. ammea, U.
frgilescens, U. fulvoreagens, U. hirta, U. wirthi, U. aciculifera, U.
angulate, U. vulneraria, U. suboridana
U. aciculifera
U. albopunctata
U. albopunctata, U. articulta, U. glabrata, U. madeirensis, U. rmula,
U. dasaea, U. maculate, U. trichodeoides
U. complanata, U. bornmuelleri, U. dasaea, U. inermis, U.
pseudosinensis, U. suboridana
U. undulate
U. orida, U. barbata
U. rubrotincta, U. baileyi, U. trichodeoides, U. pangiana, U. longissima,
U. complanata, U. compressa, U. corallina, U. dendritica, U. dasaea, U.
himalayana, U. luridorufa, U. norketti, U. orientalis, U. pangiana, U.
perplexans, U. picta, U. rigidula, U. robusta, U. sordida, U. rubicunda,
U. splendens, U. suboridana, U. trichodeoides, U. undulate
88
95
95 and 96
20
109
22
22,97 and
109
104
95
22
95
104
104
97
95 and 104
87
95 and 104
95 and 176
104
22 and 87
22
36
93
15
97 and 98
97
95 and 97
36
22 and 87
87
22,87 and
177
97
51
87 and 97
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Table 2
RSC Advances
(Contd. )
S.
No. Chemical constituent
Source
References
97
22,87 and
176
46 Fumarprotocetraric acid
U. undulate
U. aciculifera, U. cornuta, U. ammea,U. frgilescens, U. fulvoreagens, U.
bismolliuscula, U. complanata, U. dasaea, U. eumitrioides, U. scheri,
U. himalayana, U. himantodes, U. indica, U. lucea, U. luridorufa, U.
picta, U. pectinata, U. nipparensis, U. pseudojaponica, U. rigidula, U.
rubicunda, U. spinosula, U. stigmatoides, U. stigmata
U. articulate, U. glabrata
22
(E) Terpenoids and triterpenes
47 b-Amyrin
48 Zeorin
49 Oleanolic acid
50 Friedelin
51 Glutinol
U. longissima
U. longissima
U. longissima
U. longissima
U. longissima
104
104
104
104
99
U. longissima
102
U. longissima
175
U. longissima
175
U. longissima
175
U. longissima
175
44 Galbinic acid
45 Static acid
(F) Benzofurans
52 Ethyl 2-(3,3-bis(7-acetyl-4,6-dihydroxy-3,5dimethylbenzofuran-2-yl)acryloyl)
53 7-Acetyl-C((7-acetyl-2,3-dihydro-4,6-dihydro-3,5-dimethyl-2oxo)-3-benzofuranyl)-4,6-dihydroxy-3,5-dimethyl-B-oxo-, ethyl
ester
54 Ethyl 4-(7-acetyl-4,6-dihydroxy-3,5-dimethyl-2-oxo-2,3dihydrobenzofuran-3-yl)-4-(7-acetyl-4,6-dihydroxy-3,5dimethylbenzofuran-2-yl)-3-oxobutanoate
55 (4aR,9bS)-2,6-Diactyl-3,4a,7,9-tetrahydroxy-8,9b-dimethyl-1oxo-1,4,4a,9b-tetrahydrodibenzo[b,d] furan diethanone
56 (Z)-2-Acetyl-5,5-bis(7-acetyl-4,6-dihydroxy-3,5-dimethylbenzofuran-2-yl)-4-hydroxypenta-2,4-dienal
57 3,6-Diacetyl-2,7,9-trihydroxy-8,9b-dimethyl-1[9bH]dibenzofuranone (longiusnine)
58 Usnic acid
59 2-Benzofuranbutanoic acid
102 and
104
U. orida, U. barbata, U. longissima, U. rigida, U. hirta, U. suborida, 97 and 109
U. undulate
U. longissima
7
(G)
60
61
62
U. longissima
U. longissima
U. longissima
104
175
175
U. longissima
U. aciculifera
U. longissima
U. longissima
U. hirta
U. longissima
U. longissima
U. baileyi
U. longissima
99
178
28
104
103
175
175
36
175
Sterols
b-Sitosterol
Ergosterol
5,8-Epidioxy-5alpha,8alpha-ergosta-6,22E-dien-3beta-ol
(H) Others
63 Longissiminone A & B
64 Atranol
65 Quercetin
66 Longissimausnone
67 Hirtusneanoside
68 Orcinol
69 Apigenin 7-O0 -D-glucuronide
70 Eumitrin B, eumitrin A2, eumitrin A1
71 Arabitol
U. longissima
25.0, 141.3 to 149.1, and 125 to 157.9 mg mL1, respectively.
Isolated bioactive compound usnic acid showed FRSA with IC50
values ranging from 0.174 to 0.271 mg mL1.20 Antioxidant and
hepato-protective activities of a cultured lichen U. ghattensis
have also been observed.121 The obtained results revealed that at
20 mg mL1 concentration the methanolic extract exhibits 67%
inhibition of lipid peroxidation and 86% trolox equivalent
antioxidant capacity. At the same concentration, it also showed
This journal is © The Royal Society of Chemistry 2016
superior superoxide (O2c), 1,1-diphenyl-2-picrylhydrazyl, nitric
oxide, and hydroxyl (cOH) free radical scavenging activities of
89%, 89.6%, 94.8%, and 89.6%, respectively, compared to the
synthetic antioxidants, butylated hydroxytoluene, butylated
hydroxyanisol, and quercetin. O2c scavenging activity and
inhibition of lipid peroxidation potential of U. longissima was
reported. The results were presented in terms of IC50 for O2c
(0.45 mg mL1) and lipid peroxidation (1.57 mg mL1).122
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Fig. 8 Secondary metabolites of Usnea spp. synthesized by acetylpolymalonate pathway, shikimic acid pathway and mevalonic acid
pathway.
Usnic acid was isolated from the acetone extract of U. barbata
and its in vitro antioxidant potential was examined. The IC50
values for the O2c scavenging and reducing power were 102.65
and 130.73 mg mL1, respectively.19 The methanol extract of U.
ghattensis has shown good antioxidant potential by inhibiting
lipid peroxidation and scavenging free radicals with pretty
similar values to those of reference antioxidant compounds.123
Moreover, U. longissima methanol extract was found to increase
the level of antioxidant enzymes and inhibit lipid peroxidation124,125 and its water extract was able to revert the effects of
indomethacin in vivo through activation of SOD and GST
activities and a decrease of CAT activity.53 A depside, diffractaic
acid was characterized as a major metabolite of U. longissima
and also showed in vivo antioxidant properties.126 Cakir and
colleagues demonstrated that the methanol extracts of U.
articulata and U. lipendula showed a protective role against
AFB1 in human lymphocytes by enhancing SOD and GPx
enzymatic activity and by decreasing lipid peroxidation.64 Polysaccharides of U. longissima (PUS) scavenge the superoxide
anion free radical (O2c) and hydroxyl free radical (cOH) with
considerable IC50 values of 0.45 mg mL1 and 1.57 mg mL1,
respectively.121 Authors concluded that PUS weakly inhibits the
lipid peroxidation of the hepatocyte homogenate of mice.
Various extracts of U. complanata showed DPPH free radical
quenching properties (IC50: 22.86–25 mg mL1), nitric oxide
radical scavenging activity (72.52–149.1 mg mL1) and lipid
peroxidation inhibition (74.58–157.9 mg mL1). Usnic and
psoromic acids were identied as the active substances of the
cultured symbiont. Usnic acid demonstrated better radical
quenching potential while psoromic acid presented higher lipid
peroxidation inhibition.20
6.3. Anti-cancer
Several crude extracts and isolated compounds from Usnea
lichens have been screened against different cancer cell lines
showing promising anti-cancer and cytotoxic activities.127,128
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Review
The anti-proliferative effect of U. lipendula Stirt. on different
human cancer cell lines, including lung cancer (A549 and PC3),
liver cancer (Hep3B), and rat glioma (C6) was investigated. In
a dose-dependent manner (1.56–100 mg mL1), the methanolic
extract was observed to induce apoptotic cell death with
a signicant increase in genetic damage in the test cell lines.129
The (+)-usnic acid and diffractaic acid isolated from the lichens
U. subcavata and Usnea species were evaluated against melanoma UACC-62 and B16-F10 cells. The data from rgw sulforhodamine B assay revealed signicant cytotoxic activity of
diffractaic acid and usnic acid towards UACC-62 cells with IC50
values of 24.7 and 36.6 mg mL1, respectively. Moreover, IC50
values of diffractaic acid and usnic acid against B16-F10 cells
were 24.0 and 25.4 mg mL1, respectively.130 The bioactive
metabolites in the acetone extract of U. barbata were investigated for their anticancer activity against FemX (human melanoma) and LS174 (human colon carcinoma) cell lines using the
microculture tetrazolium test. Usnic acid was found to be
potentially active against human melanoma FemX cells and
human colon carcinoma S174 cells with IC50 values of 12.72 and
15.66 mg mL1, respectively.19 U. longissima thallus strongly
suppressed Epstein Barr Virus (EBV)-induced tumor promotion.
Usnic acid, barbatic acid, 4-O-dimethyl-barbatic acid, diffractaic
acid and evernic acid were responsible for this activity. Of these,
usnic acid displayed the highest inhibitory activity (IC50 1.0
mM).131
Two new heptaketides, including corynesporol (1) and 1hydroxydehydroherbarin (2) along with herbarin (3) were isolated from an endolichenic fungal strain, Corynespora species
BA-10763, associated with U. cavernosa. Aerial oxidation of
corynesporol (1) yielded herbarin (3). The structures of 1–3 were
elucidated from their spectroscopic data. Acetylation of 1
produced the naphthalene derivative 4, whereas acetylation of 3
yielded the corresponding naphthoquinone 6 and dehydroherbarin (5). All compounds were evaluated for their cytotoxicity and observed inhibitory effect on the migration of
human metastatic breast cancer MDA-MB-231 and prostate
cancer PC-3 cell lines.132 Diffractaic acid, a novel proapoptotic
agent extracted from U. longissima and determined its in vivo
anticancer activity. The orally and locally administered diffractaic acid showed the induction of apoptosis in tissues of
titanium-implanted rabbits by activating initiator caspases
(Cas-2, -8 and -9) and executioner caspase (Cas-3). It also
showed strong effect on myeloperoxidase and inducible nitric
oxide synthase activities, providing an alleviating effect.133 The
in vitro cytotoxicity assay of two new derivatives of phenylalanine diketopiperazine, ambewelamide A and B was examined
against murine leukemia P388 cells. Only ambewelamde A
exhibited signicant cytotoxicity with IC50 value 8.6 ng mL1.106
Usnic acid obtained from U. barbata was examined for its
anti-proliferative activity. L-Usnic acid caused moderate inhibition of murine P388 leukemia cells and also exhibited cytotoxic
potential against cultured mouse leukemia Ll210 cells. It was
inferred that the p-tri-ketone moiety was essential for optimum
activity.134 On the other hand, D-usnic acid (50 mg mL1) was
found to reduce the cell counts of leukemic K-562 cells and
endometrial carcinoma HEC-50 cells.135,136 Different extracts of
This journal is © The Royal Society of Chemistry 2016
Review
Table 3
RSC Advances
Pharmacological properties of extracts obtained from Usnea spp.
S.
No. Extract/compound
(a) In vitro studies
1 Methanol extract
Source
Bioactivity
U. lipendula Antipopulation
Methanol, acetone
extracts
3
Acetone extract
4
Acetone extract
5
Methanol extract
6
Acetone, methanol
extracts
7
Acetone extract
8
Polysaccharide
U. longissima Anti-lipid
peroxidation
9
Methanol extract
U. artarctica Anti-oxidant,
Human lymphocytes
anti-genotoxic
U. barbata
AntiHaCaT keratinocytes
inammatory
Antioxidant
In vitro system
FemX (human
melanoma) and LS174
(human colon
carcinoma)
Reduces cell viability
U. complanta Anti-viral
Herpes simplex viruses Exhibits cytopathic effect
(HSV)
U. longissima Melanogenesis Human melanoma cells Inhibits tyrosinase glycosylation
inhibition
Kills bacteria
U. lapponica Anti-bacterial S. aureus, E. coli, P.
aureginosa and
Methicillin resistant S.
aureus
U. barbata
AntiMycobacterium
Inhibits growth of pathogenic bacteria
mycobacterial tuberculosis, M. kansasii and fungi
and M. avium
In vitro system
12 Acetone, methanol,
Antimicrobial
aqueous extracts
Antimicrobial
13 Supercritical CO2extract
14 Ethanol, methanol U. ghattensis Antioxidant
In vitro system
U. fasciata
Cytotoxic
15 Diethyl ether,
acetone, methanol,
aqueous extract
16 Methanol extract
U. lipendula Anti-oxidant,
anti-genotoxic
17 Methanol, aqueous U. longissima Antioxidant
extracts
18 Acetone, methanol, U. ghattensis Antibacterial
ethanol extracts
Sarcoma 180 and
Ehrlich tumor cells
Malassezia furfur, S.
aureus
In vitro system
Human lymphocytes
In vitro system
Dose
References
1.56–100
mg mL1
129
IC50: 1 mg 179
mL1
18
IC50:
102.65
and
130.73 mg
mL1
IC50: 100 120
mg mL1
0.1%
147
MIC: 15.6 116
mg mL1
18
MIC: 32
mg mL1
and 62 mg
mL1
0.45–1.57 121
Scavenges free oxygen radicals and
hydroxyl radical oxygen and reduces DNA mg mL1
damage
34
Inhibits lipid peroxidation and enhances 5–20 mg
antioxidant enzyme activities
mL1
Inhibits prostaglandin E2 synthesis and 60 mg
139
cyclooxygenase-2 (COX-2) expression
mL1
Scavenges free radicals
0.0008 to 18
0.5 mg
mL1
Inhibits the growth of bacteria and fungi IC50: 0.1 60
mg mL1
Inhibits the growth of bacteria and yeasts —
180
with dermatological relevance
Inhibits lipid peroxidation
20 mg
123
mL1
Decreases cell viability
—
87
Inhibits lipid peroxidation and enhances 5–20 mg
antioxidant enzyme activities
mL1
Scavenges free radicals
—
Inhibits the growth of bacteria
Antibacterial
Human pathogenic
bacteria
Inhibits the growth of bacteria
Inhibits lipid peroxidation and scavenges 0.2 mg
free radicals
mL1
Scavenges superoxide radicals
2–20 mg
mL1
Quenches different types of free radicals 20 mg
mL1
—
Antioxidant
In vitro system
Antioxidant
In vitro system
22 Methanol extract
Antioxidant
In vitro system
U. longissima
This journal is © The Royal Society of Chemistry 2016
Human blood cells
34
124
113
MIC: 3–
200 mg
mL1
MIC: 5–10 181
mg mL1
Human pathogenic
bacteria
19 Acetone, dimethyl
sulphoxide,
methanol, light
petroleum extracts
20 Different extracts of
cultured mycobiont
21 Methanol extract
23 Methanol extract
Mode of action
Human lung cancer
Induces apoptosis like cell death
(A549, PC3), liver cancer
(Hep3B) and rat glioma
(C6) cells
In vitro system
Scavenges free radicals
2
10 Supercritical CO2extract
11 Acetone extract
U. artarctica, Antioxidant
U.
auranticoatra
U. barbata
Anti-cancer,
anti-oxidant
Target/system
123
182
183
125
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Table 3
Review
(Contd. )
S.
No. Extract/compound
Source
24 Acetone extract
Antigenotoxic,
antioxidant
U. rubicunda Antitumor
In vitro system
Bioactivity
Cytotoxic
Target/system
Mode of action
Dose
References
—
131
Cancer cell lines
Inhibits lipid peroxidation and induces
antioxidant enzyme levels
Inhibits tumor promoter-induced
Epstein–Barr virus activation
Reduces cell viability
IC50: 20 mg 184
mL1
25 n-Hexane, diethyl
ether, methanol
extracts
26 Methanol extract
U. siamensis Antifungal
C. albicans
Inhibits the growth of fungus
—
185
(b) In vivo studies
1 Aqueous extract
U. longissima Anti-ulcer
Rats
—
100 mg
kg1
100–200
mg kg1
52
5–20 mg
mL1
33
20 mg
mL1
122
2
Methanol extract
3
Methanol extract
4
Methanol extract
Mice
U. longissima Anti-platelet,
antithrombotic
U. articulate, Anti-oxidative, Rats
U. lipendula anti-genotoxic
U. ghattensis Hepatoprotective
Rats
U. fasciata containing usnic acid and isolichenin showed
moderate anti-cancer activity against sarcoma 180 and Ehrlich
tumor cells. However, high anti-tumoral activity, near 90%
inhibition, was observed with the fraction containing raffinose.87 Recently, Zuo and colleagues have elucidated the
molecular mechanism through which usnic acid mediates anticancer activity. Usnic acid selectively killed the human breast
cancer MCF-7 cells by inducing the generation of reactive
oxygen species (ROS), which triggered the activation of c-Jun-Nterminal kinase (JNK), loss of mitochondrial membrane
potential (MMP), release of cytochrome-c, and activation of the
caspase-cascade.137 Eventually, usnic acid was found to inhibit
tumor growth in MCF-7 tumor-bearing mice without inducing
signicant toxicity. The authors suggested that usnic acid
stimulated apoptosis through an ROS-dependent mitochondrial pathway in MCF-7 cells. Eumitrin A1, isolated from U.
blepharea was evaluated for its cytotoxic activity against Murine
Leukemia P388 cells. According to the observed IC50 value (4.5
mg mL1), it is reported as a very active toxic compound for
cancer cell lines.138
6.4. Anti-inammatory
Usnic acid extracted from U. barbata using supercritical uid
method has shown anti-inammatory properties by inhibiting
ultraviolet-B induced prostaglandin E2 synthesis and
cyclooxygenase-2 (COX-2) expression in HaCaT keratinocytes.
Moreover, a crude extract also inhibited prostaglandin E2
production at a half-maximal concentration of 60 mg mL1
which contains 2.4 mg mL1 of usnic acid. However, the extract
did not affect the UVB-induced upregulation of COX-2, suggesting an effect on enzymatic activity rather than on protein
21688 | RSC Adv., 2016, 6, 21672–21696
Anti-platelet activity
Increases the activities of superoxide
dismutase, glutathione and glutathione
peroxidase and decreases
malondialdehyde formation
Inhibits lipid peroxidation and induces
antioxidant enzymes
143
expression.139 Choudhary et al. succeeded in isolating new
compounds, including longissiminone A, longissimone B and
glutinol, from U. longissima and evaluated them for their antiinammatory activity. Longissimone A showed potential antiinammatory activity in comparison to standard drugs with
IC50 165.74 mg mL1.99 Usnic acid has been demonstrated to be
a potent anti-inammatory agent.140 Lichen metabolites such as
atranorin, diffractaic, and protolichesterinic acids were found
to attenuate LTB4 biosynthesis in polymorphonuclear leukocytes, due to specic enzyme interaction rather than nonspecic redox mechanism.141 The phenolic compound
longissimone A, isolated from U. longissima displayed antiinammatory responses comparable to standard aspirin in
a cell-based contemporary assay.99
6.5. Genotoxic, anti-genotoxic and anti-mutagenic
The genotoxic and anti-genotoxic potentials of two lichen
methanolic extracts, U. articulata (UAE) and U. lipendula (UFE)
against aatoxin B1 (AFB1)-induced genotoxic and oxidative
damage were studied. It was observed that the methanolic
extracts of UAE and UFE decrease the frequencies of sister
chromatid exchange and malondialdehyde level and increase
the level of antioxidant enzymes such as superoxide dismutase,
glutathione, and glutathione peroxidase in a concentrationdependent manner (5 to 20 mg mL1).34 A concentrationdependent anti-mutagenic potential of usnic acid ligands (L1,
L2 and L3) and their complexes were examined for the rst time
against known mutagens, NaN3, 9-AA and MNNG in S. typhimurium TA1535, TA1537, and E. coli WP2uvrA, respectively. The
results were evaluated using the standard plate incorporation
method. The results showed that the ligands and their
This journal is © The Royal Society of Chemistry 2016
Review
RSC Advances
Table 4 Pharmacological properties of chemical constituents isolated from Usnea spp.
S.
No. Extract/compound
(a) In vitro studies
1 Quercetin
2
Isodivaricatic acid
3
Usnic acid
4
Usnic and diffractaic
acids
Source
Bioactivity
Anti-fungal
U.
longissima
Target/system
Candida albicans
Mode of action
Suppressor of biolm
formation and hyphal
formation
U. orida Anti-fungal
Microsporum gypseum,
Inhibits growth of
Trichophyton mentagrophytes and human pathogenic
T. rubrum, C. albicans, C. tropicalis, fungal pathogens
Saccharomyces cerevisiae,
Aspergillus niger, A. avus and A.
fumigates
Anti-bacterial
E. aerogenes, B. brevis, M. luteus, E. Increases the synthesis
U.
longissima
coli, B. megaterium, P. aeruginosa, of some novel
multifunctional
E. cloacae, S. aureus, C. albicans
hydroxyphenylimino
and S. cerevisiae
ligands (L1, L2 and L3)
U.
Anti-proliferative UACC-62 and B16-F10 melanoma Increases genetic
subcavata
cells
damage in the cell lines
Dose
References
0.2–1.0 mg
mL1
28
50–100 mg
mL1
111
0.25–2 mg
mL1
112
IC50: 24.7– 130
36.6 mg mL1
(UACC-62)
and 25.4 mg
mL1 (B16F10)
5 Usnic, psoromic acids U.
Anti-oxidant
In vitro system
Scavenges free radicals IC50: 22.86 to 19
25.0 mg mL1
complanata
Inhibits the migration 5.0 mM
132
6 Heptaketides,
U.
Anti-cancer
Human metastatic breast and
corynesporol, 1cavernosa
prostate cancer cell lines including of cancer cells
hydroxydehydroherbarin
MDA-MB-231 and PC-3M MDAMB-231 and PC-3M
7 Heptaketides,
Anti-cancer
Human metastatic breast and
U.
132
Inhibits the migration 5.0 mM
corynesporol, 1cavernosa
prostate cancer cell lines including of cancer cells
hydroxydehydroherbarin
MDA-MB-231 and PC-3M MDAMB-231 and PC-3M
8 L-Usnic, D-usnic acids
U. barbata Anti-proliferative Leukemic cells (K-562) and
Reduces cell viability
50 mg mL1 135,136
endometrial carcinoma cells
(HEC-50)
9 Usnic acid
U.
Anti-helicobacter Helicobacter pylori
MIC: 0.128–2 118
dasypoga pylori
mg mL1
Anti-mutagenic
S. typhimurium TA1535, TA1537
Prevents mutation
20–100 mg
112
10 Usnic acid
U.
longissima
and E. coli WP2uvrA
per plate
Cytotoxic
P388 cells
Inhibits cell viability
4.5 mg mL1 138
11 Eumitrin A1
U.
blepharea
12 Ambewelamide A, B
Usnea sp. Cytotoxic
Cancer cell lines
Reduces cell viability
—
106
>1 mM
131
U.
Antitumor
Tissue culture
Inhibits tumor
13 Barbatic acid, 4-Opromoter-induced
demethylbarbatic acid, longissima
Epstein–Barr virus
diffractaic acid
activation
Cytotoxic
UACC-62 and B16-F10 melanoma Decreases cell viability 24.7 to 36.6 130
U.
14 Diffractaic, usnic,
subcavata
cells and 3T3 normal cells
mg mL1
norstictic, psoromic
acids
Antimycobacterial Mycobacterium tuberculosis
Inhibits the growth of 15.5–125 mg 186
U.
15 Diffractaic, norstictic,
bacterium
mL1
subcavata
usnic, hypostictic,
protocetraric acids
187
Scavenges free radicals —
U.
Antioxidant,
DPPH radical system Gram16 Diffractaic, norstictic,
and inhibits the growth
longissima antimicrobial
positive and Gram-negative
usnic, hypostictic,
of pathogenic microbes
bacteria and fungi
protocetraric acids
Antibacterial pro- Bacillus licheniformis
Inhibits the growth of 0.005–0.01% 187
17 Usnic acid
U.
ghattensis apoptotic
bacteria
>1 mM
131
19 Evernic acid
U.
Antitumor
Tissue culture
Inhibits tumor
longissima
promoter-induced
Epstein–Barr virus
activation
20 Galbinic acid
U. undulata Antimicrobial
B. cereus, B. subtilis, S. epidermidis Shows inhibitory effect 31–62.5 mg 176
mL1
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Table 4 (Contd. )
S.
No. Extract/compound
21 Gautinol
22 Hirtusneanoside
23 20 -O-Methyl hypostictic
acid
24 Psoromic acid
25 Norstictic acid
26 Usnic acid
27 Methyl b-orsellinate
(b) In vivo studies
1 Diffractaic acid
2
Usnic acid
3
Ambewelamide A
4
Diffractaic acid
5
Diffractaic, usnic acids
Source
Bioactivity
U.
Antilongissima inammatory,
cytotoxic
U. hirta
Antibacterial
U. undulata Antimicrobial
U.
Antioxidant,
camplanata cardiovascular
protective
U. undulata Antimicrobial
AntiU.
longissima inammatory
U. undulata Antibacterial
U.
Pro-apoptotic
longissima
Usnea
species
Usnea
species
U.
longissima
U. diffracta
Target/system
Mode of action
Dose
Spectroscopic model system
Reduces cell viability
200 mg mL1 99
Gram-positive bacteriaS
Shows growth
—
inhibitory activity
B. cereus, B. subtilis, S. epidermidis Shows inhibitory effect 31–62.5 mg
mL1
In vitro system
Scavenges free radicals 0.174–0.271
and inhibits lipid
mg mL1
peroxidation
B. cereus, B. subtilis, S. epidermidis Shows inhibitory effect 31–62.5 mg
mL1
IC50: 12.8 mM
Decreases the TNFLPS-stimulated RAW264.7
alpha level
macrophages
B. cereus, B. subtilis, S. epidermidis Shows inhibitory effect 31–62.5 mg
mL1
Rabbits
Anti-genotoxicity Mice
Cytotoxicity
Swiss mice and V79 cells
Hepatoprotective Mice
Analgesic, antipyretic
6.6. Anti-platelet and anti-thrombotic
The antiplatelet and antithrombotic properties of a methanolic
extract of U. longissima were determined. The test was performed on platelet aggregation in vitro and on pulmonary
thrombosis in vivo.143 A concentration dependent inhibitory
effect was seen on ADP-induced platelet aggregation, with an
IC50 value of 3.6 mg mL1. For the in vivo studies, a thrombotic
model was used in which mice were injected intravenously with
a mixture of collagen and epinephrine. The oral administration
of the extract prior to the injection produced a signicant
inhibition of thrombotic death or paralysis at 100–200 mg kg1
body weight. The results revealed that the antithrombotic
activity of U. longissima extract might be due to antiplatelet
activity rather than anti-coagulant activity.143
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Induces levels of
antioxidant enzymes
—
Mice
coordination compounds exhibited various anti-mutagenic
effects ranging from 25.2–82.5%.112 Usnic acid, a major bioactive compound of the Usnea genus was evaluated for genotoxicity and MMS-induced genotoxicity in a conc. dependent
manner in in vivo (Swiss mice) and in vitro systems (V79 cells). It
was demonstrated that usnic acid exhibits a protective effect
against MMS-induced genotoxicity by reducing the frequencies
of micronuclei and DNA damage.142
Activates the
expressions of initiator
caspases (Cas-2, -8 and
-9) and executioner
caspase (Cas-3)
Modulation of enzyme
activity (ALT and AST)
Reduces cell growth
30 mg kg1
References
103
176
20
97
140
97
133
142
60–120 mg
mL1
8.6 ng mL1 106
50 mg kg1
148
500–1 g kg1 109
6.7. Others
Many other biological activities for the Usnea species have also
been reported. Diffractaic and usnic acids of U. diffracta were
identied as analgesic and antipyretic components in mice.109
Halici et al. conrmed the potential gastroprotective effect of
the aqueous extract of U. longissima against indomethacininduced gastric lesions in rats through an antioxidant mechanism.144 The acetic acid-induced writhing and tail-pressure
methods were performed to examine the effects. Both
compounds showed an analgesic effect for acetic acid-induced
writhing and tail-pressure methods in mice. Diffractaic acid
showed signicant effects at 500 mg kg1 and 1 g kg1, while
usnic acid was found to be effective at 100 mg kg1.144 One year
later, the same research group isolated the diffractaic and the
usnic acids from an organic extract of U. longissima as promising anti-ulcerogenic agents.145,146 This effect was investigated
using indomethacin-induced ulcer models in rats by comparing
the negative (treated only with indomethacin) and positive
(ranitidine) control groups. The extract showed signicant antiulcerogenic activity compared to the negative control groups in
a dose-dependent manner. The highest activity (79.8%) was
observed with 100 mg kg1 body. It was associated with the
inhibition of oxidative damage and neutrophil inltration.
This journal is © The Royal Society of Chemistry 2016
Review
The methanolic extract of U. longissima was also applied to
determine in vitro melanogenesis inhibitory effects.147 The
extract was found to reduce melanin formation in human
melanoma cells in concentration-dependent manner. Inhibition of melanin content by 51.1% and 34.9% were recorded at
0.01% and 0.1% solutions of the extract, respectively. The obtained results were compared to ascorbic acid. It has also
determined that the extract affected the activity of tyrosinase via
inhibition of glycosylation process.147
7. Toxicity
Apart from the analysis of phyto-constituents as a traditional
medicine, researchers have also carried out toxic studies on
Usnea species. Until now, usnic acid, a major constituent of the
genus Usnea was reported only for severe hepatotoxicity and
allergic cross reaction, but because it is poorly and slowly
absorbed when in either a tea or alcoholic solution, there is
little cause for concern. The LD50 is 25 mg kg1 in mice. It is
best not to swallow the alcoholic tincture without diluting it, as
it can be irritating. Large quantities of a strong tea of some
lichens could cause gastro-intestinal upset, because of the irritating nature of the lichen compounds. Recently diffractic acid,
isolated from U. longissima was investigated for carbon
tetrachloride-induced hepatic damage in vivo and all biochemical and histopathologically assays were performed. Diffractic
acid was found to be hepato-protective agent at low dose 50 mg
kg1 daily but at high dose (100 and 200 mg kg1) it showed
hepatotoxicity.148 Dobrescu and colleagues studied about the
acute toxicity of U. barbata and U. hirta. The hydro-alcoholic
extracts of U. barbata and U. hirta exhibited toxicity with LD50
values of 22.53 g kg1 and 21.02 g kg1, respectively aer
intraperitoneal administration in rats. LD50 values of 7.43 g
kg1 for U. barbata and 4.52 g kg1 for U. hirta were recorded
aer intravenous administration.149 Recently, in Spring 2003,
several reports appeared indicating that ingestion of usnic acid,
as the suspect compound in LipoKinetix (a product of Syntrax
Innovations, USA), caused liver failure that was complicated by
cerebral edema in one individual who took the product, and
liver damage in six other cases. The duration of ingestion for
this adverse effect is just a few weeks. The rst FDA warning
appeared in 2001 and was updated in spring of 2002,150 and
formally reported in Annals of Internal Medicine at the same
time.151 There may have been other cases of liver damage from
this same product,152 based on retrospective studies.
Chemical constituents of Usnea species exhibit acute toxicity
against larvae of the polyphagous insect herbivore Spodoptera
littoralis revealed the LD50 at 8.6 mM for ()-usnic acid, 90.8 mM
for (+)-usnic acid and 111.0 mM for vulpinic acid.153 Pramyothin
et al. demonstrates that usnic acid showed no serum transminase activity when inducing swell in liver mitochondria and
endoplasmic reticulum at a dose level of 50 or 200 mg kg1
intraperitoneally for 5 days. Meanwhile a dose level of 1 mM
usnic acid in rat primary hepatocytes triggered the release of
hepatic transaminases, decreased the content of reduced
glutathione, and caused a loss of cell membrane integrity.154 It
was observed that the administration of 5 mM usnic acid for 16 h
This journal is © The Royal Society of Chemistry 2016
RSC Advances
in mouse primary hepatocytes exhibited 98% necrosis rather
than apoptosis by generating oxidative stress and acting directly
on the uncoupling of oxidative phosphorylation of the electron
transport chain in mitochondria. Usnic acid administration in
sheep triggered serum creatine kinase, aspartate aminotransferase, and lactate dehydrogenase activities. It was also estimated that 485 and 647 mg kg1 d1 median toxic doses (ED50)
in domestic sheep.155 Sheu and colleagues studied allergic
content dermatitis by applying lichen acid mixture and usnic
acid to four patients and observed that all patients showed
positive results for patch test.156
8. Conclusions and future prospects
Within the fungus kingdom, lichens produce a wide array of
both primary (intracellular) and secondary (extracellular)
compounds with different biological properties. However, the
knowledge of the biological potential of many lichens and their
metabolites is very narrow compared to other fungi. Moreover,
this knowledge is very recent and limited investigations have
been conducted for a deeper understanding of the mechanism
and cellular sites of action of lichen substances responsible for
the different pharmacological properties described so far. Thus,
the aim of this review is to provide up-to-date information about
traditional uses, phylogeny, phytochemistry, pharmacology,
and toxicology of the most numerous and widespread genus of
lichens, Usnea which comprises of approximately 350 species
based on scientic literatures.
Usnea is a lichen; a combination of an algae and a fungus
growing together. Usnea species are endemic to many parts of
Asia, Africa, Europe, and America and are widely used in
traditional medicine for various applications. It is used to treat
stomachache, bronchitis, sterility, pneumonia, pulmonary
diseases, strep throat, colds, ues, urinary tract, kidney, and
bladder infections. Usnea is also benecial for women with yeast
infections, trichonomosas, bacterial vaginosis, and chlamydia.
It could be useful for people with chronic fatigue, HIV, herpes,
and other chronic conditions related to depressed immune
systems. The phytochemical results have indicated a signicantly diversity of structural types of chemical constituents.
Pharmacological studies indicated that Usnea lichens and their
bioactive constituents possess various biological properties,
especially in the areas of anti-microbial, anti-cancer, antiproliferative, anti-oxidant, anti-inammatory, anti-ulcer, hepatoprotective, and anti-genotoxicity etc. To a certain extent,
pharmacological results have shown that (a) traditional uses for
the treatment of ues, gastroenteritis and bacterial/fungal
infections, and strep throat were related to antimicrobial
activities; (b) use for wounds, ulcers, and fevers were associated
with anti-inammatory activity; (c) the anti-cancer activity was
due to the regulation of molecular targets including caspases;
(d) the anti-oxidant, anti-ulcer, and anti-genotoxic properties
have been investigated by in vitro and in vivo experiments.
Regarding the constituents contributing to therapeutic values,
the ndings indicated that depsides, depsidones, and benzofurans are key phytochemicals for the treatment of microbial
infections, oxidative stress, cancer, ulcer, and inammation. It
RSC Adv., 2016, 6, 21672–21696 | 21691
RSC Advances
is imperative to discuss the stereo-chemistry and structure–
activity relationships of depsides, depsidones, and benzofurans
for evaluating medicinal properties of Usnea species. However,
relating mode of action with chemical structure is difficult
since, up to date, the number of investigated chemical
constituents for each of these substance classes and pharmacological activities is not very large and the techniques applied
and parameters estimated are very variable. As an example, for
assessing cytotoxic activity, most of the current research evaluated the capacity of crude extracts and active compounds to
inhibit cancer cell proliferation, without focusing on the
mechanism of action. For anti-microbial activity, some
researchers have focused on Gram positive bacteria, others on
Gram negative bacteria, on fungi, on mycobacteria and some
other on mixture of them. For estimating antioxidant activity,
some researchers have examined the capacity of certain active
compounds to scavenge free radicals, others assess their antilipidperoxidative property and others determine the level of
endogenous antioxidants including CAT, SOD, and GST.
Moreover, existing information on the relationships between
chemical structure and pharmacological mechanism of action
is very limited within natural products, taking as an example the
plant kingdom, which is much more known than fungus.
It is noteworthy that current studies on the chemical
constituents and pharmacological mechanisms of Usnea
species lack depth and more investigations on phytochemistry
and the mechanisms of the main active ingredients in
demonstrating certain biological activities should be encouraged to fully understand the compounds responsible for the
pharmacological effects and the mechanisms of action. The
great progress on the phytochemistry and pharmacology of the
genus Usnea that has been made conrm its traditional uses.
However, there is a pressing need to investigate more conclusive
molecular and clinical studies on the safety, efficacy, and
toxicity of extracts as well as pure phytochemicals to gain
a better understanding of this genus. Furthermore, a signicant
proportion of the collected pharmacological research has been
performed on lichen extracts with promising results, being of
interest for the determination of active principles.
Several hurdles were initially faced in the in vitro culture of
lichens in order to obtain substantial quantities of lichen
substances for various applications. However, advanced techniques such as mycobionts under adjusted culture conditions
and heterologous expression of polyketide synthase gene in
lamentous fungi, yeasts, and bacteria have recently contributed to great progress in lichen research. These could
contribute to future pharmaceutical applications of selected
substances of Usnea species, obtained in suitable amounts.
Acknowledgements
This work was nancially supported by Twelh Five-year Plan
program (BSC-0106) sponsored by the Council of Scientic and
Industrial Research (CSIR) and research grant (GAP 3304)
received from the Department of Science and Technology (DST),
New Delhi, India. Authors are also grateful to the Director CSIR-
21692 | RSC Adv., 2016, 6, 21672–21696
Review
National Botanical Research Institute, Lucknow, India for his
support and encouragement.
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