Opinion
Sapronosis: a distinctive type of
infectious agent
Armand M. Kuris1, Kevin D. Lafferty2, and Susanne H. Sokolow3,4
1
Department of Ecology, Evolution, and Marine Biology and Marine Science Institute, University of California, Santa Barbara,
CA 93106, USA
2
Western Ecological Research Center, US Geological Survey c/o Marine Science Institute, University of California, Santa Barbara,
CA 93106, USA
3
Marine Science Institute, University of California, Santa Barbara, CA 93106, USA
4
Hopkins Marine Station, Stanford University, Pacific Grove, CA, 93950, USA
Sapronotic disease agents have evolutionary and epidemiological properties unlike other infectious organisms.
Their essential saprophagic existence prevents coevolution, and no host–parasite virulence trade-off can evolve.
However, the host may evolve defenses. Models of
pathogens show that sapronoses, lacking a threshold
of transmission, cannot regulate host populations, although they can reduce host abundance and even extirpate their hosts. Immunocompromised hosts are
relatively susceptible to sapronoses. Some particularly
important sapronoses, such as cholera and anthrax, can
sustain an epidemic in a host population. However,
these microbes ultimately persist as saprophages.
One-third of human infectious disease agents are sapronotic, including nearly all fungal diseases. Recognition
that an infectious disease is sapronotic illuminates a
need for effective environmental control strategies.
Distinctive pathogens in terms of ecology and evolution
Hercules’ first Labor, killing the Nemean Lion, was difficult, but straightforward. His next Labor was more challenging, because the Lernean Hydra did not follow the
rules of mortal beasts; its heads grew back after Hercules
cut them off. Our modern-day Labors include combating
infectious diseases, most of which play by a rule, the hostdensity threshold (see Glossary) for transmission, such
that the number of new cases an original case generates,
R0, is one on average. R0 is such a ubiquitous feature of
host–parasite dynamics [1–3] that the host-density threshold is recognized as a theorem [4]. This theorem forms the
basis of disease control programs that try to increase the
threshold, by reducing transmission or by vaccination, so
that the infectious disease will dissipate and then disappear from the system. Here, we recognize and describe a
class of infectious diseases, sapronoses, that are primarily
free-living organisms but can infect hosts opportunistically
following contact. Thus, sapronoses do not abide by the
host-density threshold theorem. A well-known example of
Corresponding author: Kuris, A.M. (Kuris@lifesci.ucsb.edu).
Keywords: Allee effect; Legionnaire’s disease; Naegleria; reservoir; sapronosis;
zoonosis.
1471-4922/
ß 2014 Elsevier Ltd. All rights reserved. http://dx.doi.org/10.1016/j.pt.2014.06.006
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a sapronosis is Legionnaires’ disease, which is caused by
the bacterium Legionella pneumophila, which lives in
habitats as mundane as windshield-wiping fluid. Sapronotic agents, similar to the Hydra, do not follow conventional
rules: we cannot control them by curing or removing
infected hosts. In this review, we address the evolutionary
and epidemiological attributes of sapronotic agents, suggesting some disease characteristics associated with them.
We model their host–parasite dynamics, discuss relations
with other types of infectious agents, and estimate the
proportion of microbial human pathogens that are sapronotic. The general importance and relevance of sapronotic
agents is also noted. We call for an explicit focus on
sapronoses given that their relative incidence and importance is increasing.
What is a sapronosis?
Although you will not find the term ‘sapronosis’ in the
current epidemiological lexicon, Terskikh [5] recognized
that some infectious agents were saprophagic outside the
host, only infecting humans under particular circumstances. Given that these organisms grow and reproduce
well on nonliving nutrient sources, Hubálek [6] termed them
sapronoses to emphasize their distinction from zoonoses
(infectious diseases requiring a nonhuman host) and pointed out that, for sapronotic disease agents, evolutionary
adaptation to a host was unlikely because their reproductive
success was independent of host to host transmission. These
infectious agents lacked a host-density threshold for transmission because their populations were dependent on habitats and nutrients apart from any host population [7]. Yet,
when in a host, they presented a competent physiology,
multiplying as a pathogen until either a host response
reined them in or the host died. Unaware that a term for
these infectious agents was already available, Lafferty and
Kuris [7] termed the infectious agents ‘pollutogens’ because
their infectious dynamic was akin to that of a particulate
pollutant: both lack a host search or recognition strategy.
However, unlike a pollutant, they have the ability to multiply within a host, as does a pathogen. Their coinage, being
unneeded and also having etymological problems, should be
abandoned. Here, we broaden the definition of sapronoses to
include all infectious diseases, not just those of humans,
caused by pathogens that are typically free living.
Opinion
Glossary
Accidental parasite: a free-living organism that might or might not multiply in
or on an accidental host, but is not inherently parasitic. This includes
‘pseudoparasites’, which are organisms that are occasionally present in
wounds or gut contents but do not eat host tissues. All sapronotic organisms
are accidental infectious agents; examples include adult horsehair worms in
humans and blowflies in wounds.
Allee effect: a positive effect of population density on fitness of the members of
that population. A component effect refers to any measure of individual fitness.
Allee threshold: a critical density below which a population declines to extinction
in response to an environmental variable, and above which it can increase.
Carrying capacity: the maximum population size of a species that can be
indefinitely sustained in an environment.
Commensal: a species that lives in or on a host but does not derive nutrition
from that host. Generally, commensals do not impact their host, but can do so
if their numbers on a host reach high density. Some microbial commensals can
cause sapronoses if they enter immunocompromised hosts; examples include
whale barnacles (non-sapronotic) and trichosporon fungi (sapronotic).
Decay rate: the rate at which a variable in a model exponentially declines.
Density dependence: occurs when population parameters are regulated by the
density of a population.
Detritivore: an organism that uses particulate dead organic matter for food.
Facultative parasite: a consumer that can complete its life cycle as a parasite,
or as a free-living organism. This is not a common strategy, for example,
Parastrongyloides trichosuri. Other parasites commonly termed ‘facultative’
must return to a host–parasite interaction after one or a few cycles of free-living
generations, for example, Strongyloides stercoralis.
Infectious agent: a consumer that, for a given life-cycle stage, attacks and feeds
on a single individual host or eats its partially digested gut contents, in contrast
to predators and micropredators, which feed on multiple prey and/or hosts;
these include parasites and pathogens.
Microparasite model: an epidemiological model for host–parasite dynamics
for which the proportion of infected hosts, rather than the number of
parasites per host, is the unit to be tracked. Typically, hosts are classed as
susceptible, infected, or recovered; an example is Hydramoeba hydroxena on
hydras [3].
Nosocomial infection: an infectious disease contracted while under medical
care, usually acquired in a hospital.
Obligate parasite: a consumer that is infectious and must complete at least one
stage of its life cycle as a parasite. Most infectious agents are obligate; an
example is Ascaris lumbricoides.
Opportunistic infectious agents: infectious agents, usually pathogens, that are
able to establish infections in particularly susceptible (immunocompromised)
hosts, or through unusual routes, such as eyes, which are relatively poorly
immunologically defended. These can include organisms that are obligate
parasites or those that are sapronotic; for example, Toxoplasma gondii
(obligate) and Histoplasma capsulatum (sapronotic).
Parasitic castrator: an infectious agent that, as result of a single infection,
blocks or eliminates the reproduction of its host. The host continues to live on,
producing only castrator offspring. Cessation for reproduction is not dependent on the number of parasites in the host; neither is it the mere cessation of
reproduction before death of the host; for example, larval trematodes in first
intermediate mollusk hosts.
Pathogen: an infectious agent that, in a given life-cycle stage, multiplies within
that host. Its density depends on control by the immune capabilities of its host.
If not controlled by host defenses, a pathogen will multiply until the host dies.
These are appropriately modeled with microparasite models; for example,
malaria in humans.
R0: the basic reproductive rate of an infection, the number of new infections
one case generates on average over the course of its infectious period, in a
population not otherwise uninfected. When R0 < 1, the infection will die out in
the long run. However, if R0 > 1, then the infection will be able to spread
through a population.
Reservoir host: a host within which a parasite can complete its life cycle, but
which is not the object of concern or study.
Sapronosis: an infectious disease caused by a free-living organism that can,
under some circumstances, establish an infection and multiply within a host.
When multiplying within a host, its progeny rarely if ever contribute to freeliving population dynamics. Hence, there is no possible selection for
attenuation or intensification of its virulence; for example, Buruli ulcer.
Sapronotic agent: a saprophage that can establish an infection, multiplying in
or on a host, causing disease; for example, Naegleria fowleri.
Saprophage: a free-living organism that obtains its nutrition by consuming
dissolved organic matter deriving from the decomposition of dead organisms or
ejecta.
Target host: the host of concern. With respect to zoonotic diseases, it is
obviously the human, but for all other diseases, it is the alternative to reservoir
hosts, and is the host selected for concern by investigators.
Threshold density: the minimum population density of hosts at which
transmission of an infectious agent can be sustained.
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Type II functional response: a functional response is the consumption rate of
food by a consumer, as a function of prey density. It is a key component of
predator–prey theory that models the dynamical relation between predators
and their prey. A type II response results from circumstances where food intake
rate per consumer saturates with increasing prey density, for example, wolves
preying on moose.
Given that a sapronotic agent has an environmental
reservoir, it shares some similarities with host–parasite
relations that include a reservoir host. As for sapronoses,
parasites with a reservoir become a problem when there is
‘spillover’ to other hosts of human concern, for instance,
humans or husbanded species, owing to transmission from
the reservoir. Control of such diseases implies control of
the host–parasite dynamic in the reservoir host, or protection of the host of concern from the potential spillover of the
parasite from its reservoir. An important distinction between a reservoir host and an environmental reservoir is
that the latter is not alive; therefore, sapronotic agents lack
host-density thresholds and adaptations to parasitic life
styles.
Sapronoses are typically sustained by a nutritional
source that is not another organism. They are free living
but opportunistically infectious. Upon access to a host, they
can be nourished by its tissues, reproduce in or on that
host, and, if not checked by a host defensive response,
cause morbidity or mortality. They need not be transmitted
from an infected to an uninfected host, although there are
some sapronoses, such as cholera, for which a transitory
epiphenomenon of host-to-host transmission can occur.
However, spillback of a sapronotic agent from an infected
host to the free-living population of that saprophage is rare
and, when it happens, it offers a negligible increment to the
population. Some well-known human diseases meeting
these conditions include histoplasmosis (Histoplasma capsulatum), valley fever (Coccidioides immitis), melioidosis
(Burkholderia pseudomallei), and granulomatous amebic
infections (Naegleria fowleri) [8]. Although less studied,
there are animal diseases that appear to satisfy the definition of a sapronosis, for example, white nose disease of
bats, (Pseudogymnoascus destructans), sea fan aspergillosis (Aspergillus sydowii), Fusarium sp. fungal infections of
sea turtles, and Bacillus thuringiensis of insects and nematodes, the last a commercial biocide and a rare human
sapronosis [9–11].
Evolutionary considerations
The principle feature of a sapronotic agent is that it will
persist, and might even thrive, without a host. Empirical
evidence suggests that most sapronotic agents are freeliving saprophages, absorbing and metabolizing dissolved
decomposed organic matter [6]. Thus, the saprophages that
enter a host do so upon happenstance. They then multiply
within that host, which might be a sink in terms of the
overall population of the saprophage. If so, there will be
little or no positive selection for attributes that will sustain
it in a host or promote transmission to another host.
Consequently, a saprophage will not face trade-offs regarding ease of transmission and virulence, which is perhaps
the principle driver of the evolution of virulence [12].
Hence, we can anticipate that sapronotic agents, even
common ones, can be virulent because they bear little cost
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Opinion
in terms of harming their host. Virulent sapronoses include
amebic meningitis and/or encephalitis and Buruli ulcer
(Mycobacterium ulcerans) in humans, Saprolegnia spp. in
fishes and B. thuringiensis in insects [11,13–15]. Although
this virulence has been viewed as the initial condition on a
path to the evolution of reduced virulence [6], there is no
evidence that there can be selection for virulence in a
sapronotic agent, and many have low virulence; for example, Legionella longbeachae causes a mild respiratory infection [16].
Detritivory, similar to saprophagy, but consuming particulate dead organic matter, may also be source of infectious agents [17]. There is evidence that plant detritivores
have evolved pathogenic transmission to plant hosts [17].
A sapronotic agent is unlikely to be under selection
pressure for adaptation to a host that is a sink. However,
if the frequency of infection is high, then host defenses
should evolve. Some sapronoses, such as valley fever [18],
are prevalent enough that host adaptation could minimize
their impacts [19]. Defensive adaptations will be localized
among human populations experiencing such a threat.
Weather, soil, and other abiotic conditions vary from
place to place, and sapronotic agents are likely adapted to
the local environment. Strain and species-level differences
may vary by location and elicit different symptoms from
their hosts. Recent studies on Coccidioides spp. and Legionella spp. document this sort of variation [20,21]. For
instance, host immunocompetence is associated with certain species or strains, whereas others can infect younger,
healthy individuals.
There is much interest in emerging infectious diseases,
and reproduction within a host might lead to the evolution
of a host-dependent pathogen. These conditions might
include high densities of stressed hosts, such as found in
husbandry and hospitals.
Epidemiological considerations
The epidemiology of sapronoses has some peculiarities
that differ from other types of infectious agent. Sapronotic pathogens cannot be said to have a transmission
‘strategy’. They infect hosts by opportunity on contact or
ingestion of passive stages, such as cysts or spores.
Sometimes, a wound or an injury can enable entry into
a host. Sapronotic agents lack transmission strategies
used by other infectious agents, including direct contact
between hosts, vectors, or through trophic transmission
from prey to predator hosts. Active searching stages
seem improbable because, if such stages existed, saprophages would not be seeking a host. Given that extant
populations of free-living saprophages often have specific
habitats, such as caves for H. capsulatum, or soils of arid
regions for Coccidioides spp. [20,22], transmission rates
are proportional to contact rates of potential hosts within
those habitats. Potential hosts infrequently encounter
some of these habitats. Hence, infection events might be
uncommon and sporadic.
Immunocompromised hosts are more susceptible to
infection by sapronoses. Sapronotic pathogens, such as
the Mycobacterium avium–intracellulare complex, Coccidioides spp., and amebic meningitis, appear among the list
of opportunistic diseases of HIV-infected humans [23–25].
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Older humans, with diminished natural immunity, are
also more susceptible to sapronoses, such as Legionnaires’
disease [26]. This pattern of susceptibility implies that, at
some level, there has been evolution by hosts to defend
against these opportunistic infections. If multiple hosts
contact the infectious saprophage within its habitat, there
can be a cluster of cases, as often reported for Legionnaires’
disease. The index case cluster occurred at an American
Legion convention hotel in Philadelphia [27]. These bacteria live in stagnant bodies of water such as plumbing
systems, sometimes associated as symbionts within amebae that are also present in those habitats [28]. Dissemination through sprays or fountains can induce contact
with multiple individuals over a short period of time. This
clustering can be deceptive, mimicking transmission
among those hosts. The high frequency of older, immunocompromised individuals, or of those with prior pulmonary diseases, becoming infected with Legionnaires’
disease, suggests that reduced immune defenses facilitate
entry.
Sapronoses with transmission among hosts
Some important human infectious diseases appear to be
sapronotic in origin but with a substantial epiphenomenon
of transmission among hosts. The two most striking examples are cholera and anthrax. Vibrio cholerae persists in
aquatic soft-bottom habitats [29]. However, when poor
sanitation enables ingestion of large quantities of bacterial
spores by humans, transmission among humans can lead
to epidemics with conventional pathogen dynamics. However, once transmission among humans has been stopped,
cholera can reemerge from its normal saprophagic existence.
Anthrax, caused by Bacillus anthracis, is a more perplexing example of a sapronosis with host-to-host transmission. Its free-living strains reproduce slowly, perhaps
under limited conditions, and its spores are persistent, an
adaptation to the arid environments where the disease is
often endemic. Nonetheless, anthrax does reproduce in soil
[30,31]. Notably, it thrives on nutrients near animal carcasses, giving it an association with animal hosts even
without host-to-host transmission [32,33]. As for Legionella, a symbiotic association with amebae might promote
the disease potential of anthrax [34].
Modeling sapronoses
For insight into the differences between sapronoses and
conventional infectious diseases, such as how they can
affect host populations, we developed a mathematical
model with a set of differential equations of population
growth rate based on a pathogen with an infective stage
that, depending on parameter values, could either be
transmitted from host to host or disseminated as a sapronotic agent (Box 1). Sapronotic agents are assumed to be
present in the environment, but dynamics there are not
tracked and assumed constant. We compared criteria for
pathogen invasion, coexistence with the host, and extirpation of the host, as well as the case of pathogen spillover, for
these two pathogen types. Most of the results are deducible
with basic logic, so we provide a verbal summary and
provide the math in Box 1.
Opinion
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Box 1. Pathogen model with or without transmission among hosts
dX=dt ¼ bðX þ gYÞ=½1 þ dðX þ YÞ mX bXðWO þ WL Þ
dY=dt ¼ bXðWO þ WL Þ Yðm þ aÞ
dWL =dt ¼ qY bðX þ YÞWL mWL lWL
dWO =dt ¼ u bðX þ YÞWO mWO lWO ;
where the state variables are X for uninfected hosts, Y for infected
hosts, WL for locally produced infectious stages, and WO for externally
produced infectious stages (such as a sapronotic agent). The model
assumes that infectious stages are absorbed when they contact a host,
that they do not distinguish between infected and uninfected hosts, and
that contact with more than one infectious stage does not alter the
effect of infection on the host (i.e., this is a modified microparasite
model). In addition, there are several parameters: q is the production of
infectious stages by infected individuals, b is the contact and
transmission rate from an infectious stage to a host, m is the decay
rate of infectious stages, g is the effect of infection on birth rate (g = 0 is
a parasitic castrator), m is background mortality, d is density
dependence, l is the loss rate of locally produced infective stages
(emigration due to diffusion or advection), and a is disease induced
mortality. Finally, the sapronotic agent term u represents the arrival rate
of infectious stages at a particular location as determined by either
production by a local source, or production at a distant source and
subsequent diffusion, advection, and decay. We assume that all
parameters are independent of each other.
The above system of equations can be condensed into infected and
uninfected hosts by assuming that the density of infective stages, W,
reaches equilibrium faster than the birth and death rates of the host.
Also, if W = WO + WL.
W ¼ ðqY þ uÞ=½m þ l þ bðX þ YÞ
Substituting this equality into the equations for X and Y leads to:
dX=dt ¼ bðX þ gYÞ=½1 þ dðX þ YÞ mX bXðqY þ uÞ=m þ l þ bðX þ YÞ
dY=dt ¼ bXðqY þ uÞ=½m þ l þ bðX þ YÞ Yðm þ aÞ
The lack of host-to-host transmission creates distinct
epidemiological dynamics for sapronoses. Given that infective stages from the environment are finite in number,
transmission of a sapronotic agent to the host population
saturates with host density. For instance, if there are ten
infective stages and five hosts, all hosts can be infected, but
if there are 500 hosts, only a few of them can be infected.
This saturating transmission is akin to the well-known
type II functional response from predator–prey theory,
with similar implications for how sapronotic agents affect
their host, for instance, the inability to regulate the host
population [35]. For this reason, when we suggest that a
sapronosis reduces host abundance, we do not mean to
imply that it ‘regulates’ its hosts. Saturating transmission
also means that infectious saprophages can cause what is
called a component (partial) Allee effect, which is when an
aspect contributing to population growth rate increases
with host density. If the infection rate is high and the
The carrying capacity of the host is K = (b m)/(dm). The host
threshold density for transmission (critical community size) of a
conventional pathogen (u = 0) is NT = (l + m)(a + m)/b(q a m).
Equilibrium values can be solved analytically with a program such
as Mathematica (our approach) or simulated with inputted parameter
values (as was done to produce Figure I). Figure I shows equilibrium
solutions for the prevalence (% infected) of a similar pathogen (local
transmission) and a sapronotic agent as a function of host carrying
capacity (X-axis). For a pathogen, there is a host threshold density
that the carrying capacity must exceed for the pathogen to invade. For
host populations above this threshold, prevalence increases with host
carrying capacity. By contrast, the sapronotic agent extirpates the
host when host carrying capacity is low. Its prevalence declines
because the number of hosts infected with the sapronosis asymptotes
as host density increases. There is an Allee effect at intermediate host
carrying capacity where the host can persist at carrying capacity, but
cannot invade when rare if the sapronosis is present.
Key:
Sapronoc agent prevalence
Pathogen prevalence
Prevalence
Here, we assume a system in which host births are local, but
infectious stages can enter or exit the system at a rate that is
independent of the dynamics of the target host. The model assumes
that the host is regulated through density-dependent declines in birth
rates. The full system of equations is:
Pathogen
transmission
threshold (NT)
Strong
Allee effect
Sapronosis-induced
exrpaon
Log environmental carrying capacity
TRENDS in Parasitology
Figure I. Equilibrium solutions for transmissible pathogens and sapronotic
agents. Equilibrium solutions for similar pathogen (local transmission) and
sapronotic agents as a function of environmental conditions. The X-axis
represents variation in host birth rate (log scale), which is meant to correspond
with habitat quality. The Y-axis plots prevalence (% hosts infected). For a pathogen,
there is a host threshold density that is too low at poor habitat quality, otherwise,
prevalence increases with habitat quality. The sapronotic agent extirpates the host
under low habitat quality conditions. Its prevalence declines with habitat quality
because the number of hosts infected with the sapronosis asymptotes as host
sapronotic agent impacts host fitness, then the component
Allee effect can outweigh the benefit of increased resources
when rare, leading to a demographic (overall) Allee effect for
the host. As we discuss below, this Allee effect can prevent
the host from invading the system when the host is rare.
A system with a self-regulated host and a host-specific,
locally transmitted pathogen has three possible equilibria. A trivial equilibrium is when no hosts are present. A
second equilibrium is when the host carrying capacity is
above the transmission-threshold density. Here, the host
and pathogen can coexist. In the third equilibrium, the
host carrying capacity is below the threshold density for
pathogen transmission. Hence, the pathogen cannot invade the system. For this reason, the pathogen cannot
drive the host extinct. No matter how pathogenic it is, a
conventional pathogen always burns out when the host
becomes rare. To extirpate the host requires a host reservoir of some kind.
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A system with a self-regulated host and an infectious
saprophage also has three possible host–pathogen equilibria. The first two equilibria above (no host or host and
pathogen coexist) are possible. However, because a sapronotic pathogen has its source outside the system, there is
no host threshold density below which the pathogen goes
extinct [37,36]. Instead, the third equilibrium for a host–
sapronosis system is unstable, creating a critical host
density called the Allee threshold, below which the host
population declines to extinction in the presence of the
pathogen and above which it can increase until it reaches
the stable equilibrium for host–sapronotic agent coexistence. Under these conditions, hosts would be prevented
from invading a region having a sapronotic agent in the
environment. In other words, at low initial host density, an
uninfected host population should grow to the carrying
capacity, but in the presence of a sapronotic disease, most
hosts will become infected and, if the saprophage is pathogenic, this can prevent hosts from establishing. However,
once above the critical host density, transmission saturates, and a lower proportion of hosts are infected by the
sapronotic agent, allowing the host population to grow.
However, if the sapronosis is too common and pathogenic, a
sapronotic-induced extinction always results. Given that
the relative position of the unstable equilibrium declines
with the environmental carrying capacity for the host,
sapronoses should have their greatest impact in conditions
where hosts are already struggling to survive.
There are important similarities between sapronotic
agents and pathogens that spill over from a reservoir host
to a target host. If the target host is susceptible and
intolerant and the reservoir is tolerant, the pathogen
can impact the target host and even extirpate it, similar
to a sapronosis. However, if the target host does not
produce enough transmission stages in return, spillover
is a sink for the pathogen (the dilution effect) and could
eradicate it [38]. In theory, hosts could also be sinks for
sapronotic agents through a dilution effect, although the
extent to which this is important would depend on the
details of the biology of the saprophage in the environment.
Recognizing a sapronosis
What sort of landscape epidemiology patterns would we
expect to see from sapronoses versus transmitted pathogens? At first glance, the patterns might well be similar
with fine-scale variation in prevalence and associations
with host characteristics, such as size or age. However, (i)
the spatial pattern of sapronoses will be consistent with
dilution, advection, and decay from a source without further spread across metapopulations, whereas conventional
pathogens will spread with time through connected host
populations; (ii) sapronoses will often be most prevalent
under conditions where host stress increases susceptibility
to infection (poor environmental conditions) with consequent decreased host abundance. By contrast, conventional pathogens will be most prevalent where environmental
conditions lead to high host density, facilitating host-tohost transmission; and (iii) most importantly, sapronoses
can cause local host extinction and do so repeatedly,
whereas host-specific pathogens transmitted among hosts
rarely do.
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An interesting animal example of a sapronosis is sea fan
aspergillosis [39,40]. The inability of the fungus to reproduce
when developing on sea fans prevents local transmission. Its
disease ecology exhibits localized patterns in space and time
and among host size classes. It might not be a coincidence
that this fungus occurs in the Caribbean, where coral reef
ecosystems are under environmental stress. Aspergillosis
has substantially reduced sea fan abundance at many locations, and there is some evidence that selection for resistance among the hosts has already occurred [40].
Biodiversity of human sapronoses
To evaluate the biodiversity and systematic affiliations of
human sapronoses, we randomly selected 150 pathogens
from the list of 1415 human pathogens in the Appendix to
[41] (Box 2). For each pathogen, its life cycle, mode of
transmission, pathology, and environmental or animal
reservoirs were investigated through a search of the primary literature. An assignment of sapronosis or non-sapronosis was based on the criteria defined above.
A full third of the 150 pathogens assessed were found to
be sapronotic agents (Table 1). Fungi represented approximately two-thirds of these, despite accounting for only 240
(17%) of the 1415 human diseases [41]. One of the pathogens listed as a fungus has been reclassified as an alga [42],
also sapronotic. Fungi were dominated by sapronotic
agents, and all but one of the fungi assessed was evaluated
as sapronotic. Given that many detritivores are fungi [17],
this may account for fungal prominence among sapronoses.
Bacteria were also common among the sapronotic diseases, with almost one-third causing sapronoses. None of
the viruses or helminthes caused sapronotic diseases. Viruses all have an obligate reliance on host cells for replication. The lack of any human metazoan sapronotic agents
was confirmed by a similar evaluation for all 354 metazoan
parasites in the comprehensive checklist of [43]. The 12% of
the protozoans recognized as sapronotic disease agents in
our randomized survey was similar to a complete evaluation
of the 83 protists in [43] where eight (10%) were identified as
sapronotic. Seven of these were amebae: six species of
Acanthamoeba and Naegleria fowleri. The dinoflagellate,
Pfeisteria piscicida, under some circumstances, can transmit among fish hosts. Its nutritional source appears to be
necrotic tissue [43]. To the extent it is transmitted among
hosts, it might be included among the sapronotic diseases
with a sporadic host-to-host epidemiology.
Table 1. Proportion of human infectious diseases that are
sapronotica
Clade
No. (%)
sapronoses
Bacteria
Fungi
Alga
Protozoa
Helminthes
Viruses
Total
18
30
1
1
0
0
50
a
(28.6%)
(96.8%)
(100%)
(12.5%)
(33.3%)
No. of
non-sapronoses
45
1
0
7
23
24
100
Total
assessed
% of all
sapronoses
63
31
1
8
23
24
150
36.0%
60.0%
2.0%
2.0%
0.0%
0.0%
100%
Randomly selected from the comprehensive list of human parasites and pathogens in [41].
Opinion
Trends in Parasitology August 2014, Vol. 30, No. 8
Box 2. Human pathogens and parasites that are sapronotic
We randomly selected 150 human pathogens from among 1415 pathogens and parasites in the Appendix to [41], which are detailed below. The
list is divided into bacteria, fungi (and an alga), helminthes, protozoans, and viruses. Sapronotic agents are shown with an asterisk, and zoonotic
species are underlined.
Bacteria
Selenomonas noxia
Plasmodium simium
Achromobacter piechaudii*
Staphylococcus warneri
Trichomonas vaginalis
Acinetobacter junii*
Stenotrophomonas maltophilia*
Helminths
Acinetobacter lwoffii
Streptobacillus moniliformis
Alaria marcianae
Actinobacillus equuli
Streptococcus agalactiae
Ancylostoma caninum
Actinomyces meyeri
Streptococcus constellatus
Artyfechinostomum mehrai
Arcanobacterium pyogenes
Streptococcus equi
Australobilharzia terrigalensis
Bacillus sphaericus*
Streptococcus gordonii
Brugia guyanensis
Bacillus thuringiensis*
Tatumella ptyseos
Dirofilaria tenuis
Bordetella bronchiseptica
Yersinia frederiksenii*
Echinoparyphium recurvatum
Borrellia caucasica
Yersinia intermedia*
Echinostoma ilocanum
Brucella melitensis
Yersinia ruckeri*
Echinostoma jassyense
Capnocytophaga ochracea
Fungi (and an alga)
Gastrodiscoides hominis
Chryseobacterium meningo septicum*
Absidia corymbifera*
Haplorchis vanissima
Citrobacter koseri
Acremonium strictum*
Heterophyopsis continua
Citrobacter sediakii
Aspergillus clavatus*
Metagonimus yokogawai
Clostridium bifermentans
Aspergillus terreus group*
Metorchis conjunctus
Clostridium chauvoei
Bipolaris australiensis*
Micronema deletrix
Clostridium novyi
Bipolaris hawaiiensis*
Moniezia expansa
Clostridium sordellii
Bipolaris spicifera*
Opisthorchis felineus
Corynebacterium minutissimum
Candida lusitaniae*
Paragonimus bankokensis
Delftia acidovorans*
Chlamydoabsidia padenii*
Paragonimus kellicotti
Ehrlichia chaffeensis
Chlorella protothecoides* (alga)
Schistosomatium douthitti
Ehrlichia equi
Cladorrhinum bulbillosum*
Schistosoma mattheei
Enterobacter amnigenus
Curvularia geniculate*
Strongyloides ransomi
Enterococcus avium
Doratomyces stemonitis*
Toxocara canis
Enterococcus durans
Emmonsia parva*
Viruses
Enterococcus faecium
Leptospaeria senegalensis*
Andes virus
Eubacterium brachy
Microascus cinereus*
Borna disease virus
Eubacterium combesii
Microascus cirrosus*
Bunyamwera virus
Eubacterium contortum
Mucor hiemalis*
Chikungunya virus
Fibrobacter intestinalis
Myceliophthora thermophile*
Everglades virus
Fluoribacter bozemanae* (Legionella
bozemanii)
Mycocentrospora acerina*
Eyach virus
Nannizzia cajetani
Fluoribacter dumoffi* (Legionella dumoffi)
Penicillium decumbens*
Far eastern Tick-borne
encephalitis virus
Fusobacterium mortiferum
Penicillium marneffei*
Gan gan virus
Gordonia terrae*
Phaeoaneliomyces elegans*
Hepatitis G virus
Klebsiella oxytoca
Phialemonium obovatum*
Human Herpesvirus 2
Legionella cincinnatiensis*
Scytalidium infestans*
Influenza A virus
Legionella lansingensis*
Taeniolella exilis*
Kyasanur forest disease virus
Listeria weishimeri*
Tetraploa aristata*
Lechiguanas virus
Mycobacterium gordonae
Trichoderma viride*
Marituba virus
Mycobacterium marinum
Trichosporon asahii*
Measles virus
Mycobacterium mucogenicum*
Tritirachium oryzae*
Mokola virus
Mycobacterium senegalense*
Volutella cinerescens*
Molluscum contagiosum virus
Neisseria meningitidis
Protozoa
New York virus
Neisseria sicca
Acanthamoeba hatchetti*
Ockelbo virus
Nocardia brasiliensis*
Cyclospora cayetanensis
Rotavirus C
Pasteurella canis (may be syn: P multocida)
Rotavirus F
Pasteurella dagmatis
Cystoisospora belli
(formerly Isospora belli)
Prevotella tannerae
Enterocytozoon bieneusi
Tanapox virus
Pseudomonas stutzeri*
Leishmania aethiopica
Zinga virus
Rhodococcus fascians
Leishmania naiffi
Tamdy virus
391
Opinion
In past infectious disease summaries, many sapronotic
agents have been misclassified as zoonoses. For instance,
most (60%) human pathogens were considered zoonoses
[41]. This included 113 fungi and 269 bacteria. Extrapolation from our random sample removes almost all the fungi
from consideration as zoonoses, along with many bacteria
and some protozoa. This is important for two reasons.
First, it challenges the hypothesis that most infectious
diseases of humans are transmitted from animals, as does
an analysis of the parasitic diseases that are prevalent
morbidity sources for humans [44]. Second, recognizing the
difference between sapronoses and zoonoses is important
because we can now direct attention to the environmental
sources for sapronoses.
Our tabulation of sapronoses allows us to generalize
about their pathology. Most of the randomly selected
sapronotic agents cause rare, opportunistic infections, targeting immunocompromised hosts. Some are so rare and
mild that they are nonpathogenic, such as Chlamydoabsinia padenii and Listeria weishimeri [45,46]. However, a few
of the sapronotic agents can infect immunocompetent
hosts, albeit rarely, leading to severe disease. These include Nocardia brasiliensis, [47] Acanthamoeba spp. [48],
nontuberculosis mycobacteria [49], and, occasionally, fungi, such as Scopulariopsis spp. [50]. Many cause nosocomial
infections or are found in a clinical setting. Often, human
infections caused by sapronotic agents require a hospital
setting to circumvent natural barriers to entry into the
body. Documented modes of transmission include inhalation of spores or contaminated, aerosolized water droplets,
ingestion (foodborne or waterborne), and traumatic wound
and/or abrasion inoculation, either accidental trauma or
insect bites [46,51–57], or nosocomial traumas, such as
catheterization, prosthetic insertion, or surgery, [47,58–
60] or insufflation [61]. A few sapronoses cause keratitis of
the eye following contact lens use [48]. For many sapronoses, the mode of transmission is unknown or unclear.
Some sapronotic agents are commensal, harmless, sometimes transient inhabitants. For example, trichosporon
fungi are ubiquitous inhabitants of a variety of habitats,
including soil, seawater, air, rivers, and bird droppings.
Eleven percent of 1004 healthy male volunteers were
colonized by Trichosporon spp. on normal perigenital skin
[62]. However, they can sometimes cause superficial or
deep infections in immunocompromised hosts.
Despite their rarity as pathogens, most sapronotic
organisms are common, even ubiquitous, in nature. Among
the 50 sapronoses recognized in our random sample of
human infectious agents, most were terrestrial (28 of
50), with the next most common habitat being fresh water
(nine of 50 were aquatic). The remainder could be found in
both habitats or their natural habitat was uncertain.
Several of the bacterial sapronotic agents, such as Legionella spp., Mycobacterium mucogenicum, and Chryseobacterium meningosepticum, can occur intracellularly within
aquatic amebae. This association might enable them to
resist disinfection in hospital settings [63,64]. An ameba
association could also offer a pre-adaptation toward acquiring the ability to invade human cells. For instance, in
Legionella pneumophila, the same genes are required to
invade ameba and human macrophages [65].
392
Trends in Parasitology August 2014, Vol. 30, No. 8
Concluding remarks: sapronoses and human health
The sporadic emergence of many sapronotic diseases
makes them difficult to investigate. Hence, they are underdiagnosed [6]. Sapronoses also enter into the discussion of
emerging diseases, not only due to improved diagnostics,
but also probably for the biological reason that human
populations increasingly occupy and use diverse habitats.
Recent barcoded pyrosequencing of diverse soil samples
has demonstrated that the diversity of protists in soil is
staggering [66]. The conjunction of great microbial diversity and expanding human habitat use presents an emerging disease opportunity, especially for sapronotic hazards.
Hence, the contact rate with potential sapronoses continues to expand. Although most sapronotic agents are
not threats to otherwise healthy people, some are virulent,
and often there is no effective treatment. Bioterrorism
security pays particular attention to sapronotic agents
(e.g., anthrax) because one can propagate many spores
or other infective stages on organic substrates in the
laboratory, then store them as resting stages.
Controlling sapronoses is not about treating infected
hosts. Risk of infection by sapronotic agents will not be
diminished because they can spring back from their freeliving sources. Whereas treating infected individuals will
remain the most important and urgent response to combat
sapronoses, controlling them requires reducing contact
with, or sterilizing or otherwise altering, the environments
where they proliferate.
Acknowledgments
We thank Ryan Hechinger and Sara Weinstein for discussions and
comments on the manuscript, and Wayne Getz and Holly Ganz for
unpublished information.
Disclaimer statement
Any use of trade, product, website, mythology, or firm names in this
publication is for descriptive purposes only and does not imply endorsement by the US Government.
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