Applied Microbiology and Biotechnology
https://doi.org/10.1007/s00253-018-9329-2
MINI-REVIEW
Marine-derived Phoma—the gold mine of bioactive compounds
Mahendra Rai 1 & Aniket Gade 1 & Beata Zimowska 2 & Avinash P. Ingle 1,3 & Pramod Ingle 1
Received: 31 May 2018 / Revised: 12 August 2018 / Accepted: 13 August 2018
# Springer-Verlag GmbH Germany, part of Springer Nature 2018
Abstract
The genus Phoma contains several species ubiquitously present in soil, water, and environment. There are two major groups of
Phoma, viz., terrestrial and marine. After 1981 researchers all over the world have focused on marine-derived Phoma for their
bioactive compounds. The marine Phoma are very rich sources for novel bioactive secondary metabolites, which could potentially be used as drugs. Recently, a large number of structurally unique metabolites with potential biological and pharmacological
activities have been isolated from the marine Phoma species particularly Phoma herbarum, P. sorghina, and P. tropica. These
metabolites mainly include diterpenes, enolides, lactones, quinine, phthalate, and anthraquinone. Most of these compounds
possess antimicrobial, anticancer, radical scavenging, and cytotoxic properties. The present review has been focused on the
general background of Phoma, current approaches used for its identification and their limitations, difference between terrestrial
and marine Phoma species. In addition, this review summarizes the novel bioactive compounds derived from marine Phoma and
their biological activities.
Keywords Phoma . Marine . Secondary metabolites . Bioactive compounds . Biological and pharmacological activities
Introduction
In recent years, the main goal of both pharmaceutical and
agrochemical industries is the discovery of new natural products, which can be used as medicine as well as environmental
friendly agrochemicals. From 1981 to 2006, about 68% of
antibacterial compounds and 34% of chemotherapeutical
agents used in cancer therapy were either natural compounds
or their derivatives (Newman and Cragg 2007). These products are naturally derived metabolites from microorganisms,
plants, or animals (Garr et al. 2000). This encouraged many
investigators to discover structurally novel and/or biologically
active compounds. Fungi have been considered as a rich
* Mahendra Rai
mahendrarai@sgbau.ac.in; pmkrai@hotmail.com
1
Department of Biotechnology, S.G.B. Amravati University,
Amravati, Maharashtra 444602, India
2
Department of Plant Protection, Institute of Plant Pathology and
Mycology, University of Life Sciences in Lublin, 7 K. St.
Leszczyńskiego Street, 20-068 Lublin, Poland
3
Department of Biotechnology, Engineering School of Lorena,
University of Sao Paulo, Lorena, Sao Paulo, Brazil
source of interesting new natural bioactive compounds from
many decades, mainly due to their highly developed and diverse secondary metabolism. Being rich in bioactive secondary metabolites, fungi have attracted a great deal of attention
from the researchers (Elissawy et al. 2015).
The genus Phoma Sacc. emend. Boerema & G.J. Bollen
(Pleosporales) is a ubiquitously distributed taxon belonging to
Coelomycetes and always considered to be one of the largest
fungal genera (Aveskamp et al. 2008). Initially, it included more
than 3000 species (Monte et al. 1991). Such a large number of
species described within Phoma were related to the use of nomenclature mainly based on the characteristics of the host plant
and the marginalization of micro-morphological properties
(Aveskamp et al. 2008). Dutch mycologists studied the comparative morphology of different species of Phoma on different
culture media in constant conditions since 1992 led to their division into nine sections (Boerema 1997). As a consequence of
40 years of taxonomic research based on the morphological and
cultural characteristics of Phoma species, the number of species
was reduced to 223 (Boerema et al. 2004). The highly phylogenetic heterogeneity of the species in the Phoma sections result
negated the existing division of the genus into sections and generated the necessity to re-classify (De Gruyter et al. 2009, 2010,
2012; Aveskamp et al. 2010). Nowadays, the genus Phoma
sensu lato has been divided into clades rose to the rank of genera
Appl Microbiol Biotechnol
that comprise species with similar levels of relationships and
accommodated within Didymellaceae (Aveskamp et al. 2010;
Chen et al. 2015).
The terrestrial fungi belonging to Phoma sensu lato are
well known phytopathogens, including quarantine species that
cause significant loss in commercial crops (Rai and Misra
1981, Smith et al. 1992; Mendes-Pereira et al. 2003;
Zimowska 2012; Kövics et al. 2014; Zimowska et al. 2018).
These fungi produce structurally diverse secondary metabolites including highly selective as well as less specific (Pedras
et al. 1999; Pedras and Biesenthal 2000; Rai et al. 2009).
Moreover, within Phoma spp. there are endophytes, which
are considered as a rich source of pharmacologically active
metabolites (Strobel et al. 2004; Wang et al. 2012; Nicoletti
and Fiorentino 2015). Furthermore, Phoma sensu lato complex comprises species and varieties that are recognized as
saprophytes (Morgan-Jones and Burch 1988), pathogens of
humans (H og et al. 2000; Balis et al. 2006; Rai et al. 2009,
2015), and other vertebrates such as cattle and fish (Costa et al.
1993; Faisal et al. 2007).
Different Phoma species occur on land and marine environment. A number of facultative marine species have been
reported to produce novel natural products (Sugano et al.
1991, 1994, 1995; H ller et al. 1999; Osterhage et al. 2000;
Yarden et al. 2007; Mohamed et al. 2009; Rai et al. 2013).
Pawar et al. (1967) described three species of Phoma, viz.,
P. multipora, P. capitulum, and P. ostiolata from the backish
water salt-marsh sediments near Bandra, Bombay coast, India,
where mangrove plants like Rhizophora mucronata Lamk.,
Pemphis acidula Forst. and Avicennia sp. grows. Estuarine
sediment inhabitants P. glomerata (Corda) Wollenw. &
Hochapfel and P. hibernica Grimes, O’Connor & Cummins
were also studied by Borut and Johnson (1962).
The intent of this review is to provide insights on the concept of identity, difference between terrestrial and marine
Phoma species, and most importantly on the production of
bioactive compounds by marine-derived Phoma species.
Current concept in identity of Phoma
Taxonomically, Phoma has always been considered as one
of the most problematic fungal genus by mycologists. As
mentioned earlier, initially, the taxonomy was based on host
with combination of micromorphological features, mainly
shape and size of pycnidia and pycnospores (Saccardo
1880, 1884; Aveskamp et al. 2010). This approach has resulted in the fact that the systematics of the genus has been
never fully understood (Aveskamp et al. 2008, 2010). In an
attempt to improve the classification, Boerema et al. (2004)
proposed to divide the genus into nine sections based on
cultural and morphological characteristics of strains, which
were studied on three standard media, including the
biochemical test (Dorenbosch 1970; Noordeloos et al.
1993). Such a conventional system of identification based
on morphological features in vitro conditions is still valid
but insufficient because micromorphological features depend
on strains, place of origin, and host plants. This results in
misidentifications and sometimes creates confusion in determination of identity. Therefore, for the authentic identification of Phoma sensu lato, molecular tools including analysis
of nucleotide sequences, protein profiling, and secondary
metabolites are considered as most important techniques
(Aveskamp et al. 2008, 2010; Rai and Tiwari 2014). The
sequencing tools were used to distinguish Boeremia strasseri
(Moesz) Aveskamp, Gruyter & Verkley (Basionym Phoma
strasseri Moesz) and Boremia exigua (Desm.) Aveskamp,
Gruyter & Verkley (Basionym Phoma exigua var. exigua
Desm.) isolated from medicinal and aromatic plants in
Poland (Zimowska et al. 2018). These two species were
primarily based on Boeremean classification and belonged
to Phyllostictioides section (De Gruyter et al. 2002).
B. exigua var. exigua is a plurivorous, cosmopolitan wound
and weakly parasitic fungus, which has been reported on
more than 300 hosts (Aveskamp et al. 2009). B. strasseri
is a causal agent of black stem-rot of rhizomes and stems of
peppermint (Boerema et al. 2004; Zimowska 2012). Based
on the assumption of the relatively strict host specificity,
appearance on standard media, and minute morphological
differences in vitro (de Gruyter et al. 2002; Boerema et al.
2004), it was difficult to distinguish these two species. Both
taxa form thin-walled pycnidia, glabrous but sometimes with
hyphal outgrowths, usually with a predominated opening or
ostiole. Conidia are mainly aseptate, but sometimes twocelled conidia also occur. Furthermore, application of alkaline reagents (KOH, NaOH) on fresh cultures in order to test
production of metabolites turned out to be not informative,
since in case of B. strasseri as well as B. exigua var. exigua,
some strains show positive E+ reaction while some react
negatively. Comparison of internal transcribed spacers
(ITSs) region sequence, which is widely used in taxonomy
and molecular phylogeny (Balmas et al. 2005; Aveskamp
et al. 2009; Rai and Tiwari 2014), showed insignificant nucleotide differences in case of B. strasseri and B. exigua var.
exigua isolates. The internal transcribed spacers (ITSs) of
the rDNA operon ITS (Druzhinina et al. 2005) have been
proposed as standard loci for use in DNA barcoding in fungi. However, various studies, including Polish one, indicated
on the low discriminatory potency of ITS sequences within
the Phoma sensu lato comlex (Abeln et al. 2002). Therefore,
the multilocus DNA sequence typing approach was performed, in three additional loci, LSU (partial large subunit
DNA 28S), tub 2 (gene region of β-tubulin), and act (gen
region of gamma-actin) to enhance the phylogenetic analysis. The most accurate barcode to identify B. strasseri and
B. exigua var. exigua was actin (Zimowska et al. 2018),
Appl Microbiol Biotechnol
which according to Aveskamp et al. (2009) has also been
shown to be useful in discriminating among closely related
Phoma taxa.
Although the molecular techniques can greatly contribute
to the taxonomy of Phoma species, the secondary metabolite
profiling should also be evaluated as one of the relevant factors, which could be useful to distinguish fungi within Phoma
sensu lato complex (Rai and Tiwari 2014). A great number of
metabolites isolated from terrestrial species of Phoma have
been described as phytotoxins, antimicrobials and
mycoherbicides (Aldridge et al. 1967; Sugawara and Strobel
1986; Pedras and Biesenthal 2000; Cimmino et al. 2008;
Wang et al. 2012; Rai and Tiwari 2014).
Leptosphaeria maculans Ces. & De Not (Basionym
Phoma lingam (Tode) Desm), the causal agent of blackleg
disease of oilseed rape produces phytotoxic compounds. Up
to eight siredosmins have been detected in culture fluids of
this fungus (Koch et al. 1989), among which siredosmin Pl
(SPL) was the main component (Koch et al. 1989; Pedras and
Sguin-Swartz 1992). Siredosmins are non-host-selective and
cause chlorotic lesions on leaves and inhibit root growth of
host and non -host-plants of L. maculans (Badaway and
Hoppe 1989a, 1989b). This species produces a hostselective toxin phomalide (Pedras and Biesenthal 2000), and
stress-inducing metabolies, i.e., leptomaculins A and B,
diacetyl-leptomaculins A-E, and deacetylsirodesmin PL
(Pedras et al. 2008), which have already demonstrated antimicrobial activity.
Phoma herbarum Westend, has been typified for genus
Phoma (Boerema 1964) and synthesizes brefeldin A, which
has been reported as cytotoxic, antiviral, and antifungal agent
(Betina 1992). Moreover, two other phytotoxic metabolites—
herbarumin I and herbarumin II have been isolated (RiveroCruz et al. 2000).
Phytotoxic Phomin and dehydrophomin have been detected in culture filtrate of B. exigua var. exigua. The fungus also produces other cytochalasins i.e., deoxaphomin,
proxiphomin, protophomin, p-hydroxybenzaldehyde, cytochalasin A, B, F, Z2 and Z3 and ascosonchine, which were
found to be effective herbicidal agents (Scott et al. 1975;
El-Kady and Mostafa 1995; Cimmino et al. 2008).
Although, B. exigua var. exigua was reported from more
than 300 plant species as an opportunistic pathogen, it is
continuously being reported as a potential biocontrol agent
of different weeds such as Taraxacum officinalis
(dandelion) (Stewart-Wade and Boland 2004), Gaultheria
shallon (salal) (Zhao and Shamoun 2006), and Cirsium
arvense (Scop.) (Canada thistle) (Bithell and Stewart
2001). Furthermore, the isolation of cytochalasins from cultures of Phoma exigua var. heteromorpha (Schulzer &
Sacc.) Noordel. & Boerema (Vurro et al. 1997),
Coniothyrium multiporum (V.H. Pawar, P.N. Mathur &
Thirum.) Verkley & Gruyter (Basionym Phoma multipora
V.H. Pawar, P.N. Mathur & Thirum P. (Zhori and Swaber
1994), and Phoma spp. demonstrated these metabolites to
be typical for some species of Phoma sensu lato complex.
Plenodomus lindquistii (Frezzi) Gruyter, Aveskamp &
Verkley (Basionym Phoma macdonaldii Boerema) causes
black stem of the sunflower, a widely observed sunflower
disease in many countries responsible for economic damage
to early-drying sunflower plants (Roustaee et al. 2000). The
fungus produces zinniol, a phytotoxin responsible for sunken,
discolored lesion on leaves and stems of sunflower (Sugawara
and Strobel 1986).
Didymella macrostoma (Mont.) Qian Chen & L. Cai
(Basionym Phoma macrostoma Mont.) strain 94-44B was
isolated from Canada thistle causing shoot and root growth
inhibition and severe chlorosis (also called photobleaching) of
the foliar parts of many broad-leaved plant species (Bailey
et al. 2010). The most susceptible plants belonged to
Asteraceae, Brassicaceae, and Fabaceae; whereas, the most
resistant plant families were Poaceae, Pinaceae, and Linaceae
(Bailey et al. 2011). This fungal strain was targeted for development as a bioherbicide to control broadleaved weeds such
as turfgrass in agriculture and agroforestry due to its ability to
synthesize thaxtomin A, specific phytotoxin which represents
high toxicity to the wide spectrum of weed species (Wolfe
et al. 2016).
Phoma sensu lato is currently considered as one of the most
prominent groups of endophytes and abundant source of novel
bioactive compounds with potential for application in medicine, agriculture, and industry (Nisa et al. 2015). So far, several bioactive compounds from endophytic Phoma spp. have
been reported. An endophytic Phoma species from guinea
(Saurauia scaberrinae) showed to produce important metabolites such as usnic acid, phomodione, and cercosporamide in
the culture broth. These compounds demonstrated remarkable
activity against Staphylococcus aureus, Pythium ultimum,
Sclerotinia sclerotiorum, and Rhizoctonia solani (Hoffman
et al. 2008).
Elissawy et al. (2015) surveyed literature from 2010 to
2014 for the biologically active secondary metabolites including terpenoids and prenylated polyketides, i.e., meroterpenes
obtained from marine-derived fungi. Cytochalasin derivatives
and cytochalasin B were isolated from Phoma sp. recovered
from jellyfish (Nemopilema nomurai) which showed cytotoxic activity against human solid tumor cell lines (A549, SKOV-3, SK-MEL-2, XF 498, and HCT15) and HeLa cell line,
respectively (Kim et al. 2012).
The endophytic Phoma species ZJWCFOO6 isolated from
Arisaema erubescens in China produce different metabolites
that possess strong and moderate antifungal and cytotoxic
activities. A compound (3 S)-3,6,7-trihydroxy-α-tetralone,
showed antifungal activities, while cercosporaminde, β –
Sitosterol trichodermin possess broadspectrum of antifungal
and antitumor activities (Wang et al. 2012).
Appl Microbiol Biotechnol
Difference between terrestrial and marine
Phoma and their bioactive compounds
Terrestrial Phoma spp.
A chemotaxonomic investigation of this genus showed that
marine-derived Phoma spp. differ significantly from the terrestrial counterparts with respect to their secondary metabolites (Osterage et al. 2002). Rai et al. (2009) reviewed different
secondary metabolites secreted by terrestrial Phoma spp. and
discussed their biomedical applications.
Some species of Phoma, viz., P. sorghina, P. herbarum,
P. exigua var. exigua, P. macrostoma, P. glomerata,
P. macdonaldii, P. tracheiphila, P. proboscis, P. multirostrata,
and P. foveata secrete weedicidal compounds such as
phytotoxin and anthraquinone pigments, and can be used for
the formulation of mycopesticides, agrophytochemicals, and
dyes. Singh et al. (1998) elucidated the structure of pharmaceutically important metabolites including phomenoic acid,
sirodesmins, Phomenolactone, phomactin A, phomasetin,
phomadecalins, squalestatin-1 (S1), and squalestatin-2 (S2).
The secondary metabolites such as equisetin and phomasetin
extracted from Phoma species were evaluated for their antitumor,
antimicrobial, and anti-HIV activities (Singh et al. 1998).
Moreover, another metabolite, brefeldin A with potential phytotoxic property was isolated from several fungi including
P. herbarum. Chemically, it is macrocyclic lactone exhibited
broad spectrum antifungal, antiviral, and cytotoxic activity. In
addition, it was also observed that Brefeldin A is a significant
inhibitor of intracellular protein transport, which plays an important role in structure and function of the Golgi apparatus in animal cells (Betina 1992; Cole et al. 2000). It also acts as inhibitor
of protein trafficking in endomembrane system of mammalian
cells (Sciaky et al. 1997).
Phoma betae isolated from Smallanthus sonchifolius of
Asteraceae family produces bioactive diterpenes like aphidicolin
(Ichihara et al. 1984; Lin et al. 2003) which inhibits DNA polymerase (Gallo et al. 2008). Shibazaki et al. (2004) isolated a
bioactive compound YM-215343 from strain of Phoma
QNO4621, which showed fungicidal activity against Candida
albicans, Cryptococcus neoformans, and Aspergillus fumigatus
(MIC values 2–16 μg/mL) as well as cytotoxicity against HeLa
S3 cells (IC50 of 3.4 μg/mL). The culture filtrates of Phoma
sorghina caused necrosis when spotted on pokeweed leaves and
eight other weed species, indicating a non-specific nature
(Venkatasubbaiah et al. 1992). Sordarin type diterpene glycosides isolated from various terrestrial Phoma species showed
potential efficacy towards inhibition of fungal protein synthesis
thereby interacting with the elongation factor 2 (EF2), but only
occasionally it was found in marine-derived fungi (Ebel 2010).
Benzoic acid derivative (altersolanol A and 2-hydroxy- 6methyl benzoic acid) produced by Phoma sp. recovered from
Taxus wallachiana (Himalayan Yew), Singhe-To,
Khatmandu, Nepal, showed activity against Bacillus subtilis
(Yang et al. 1994). Kong et al. (2014) studied endophytic
Phoma sp. OUCMDZ-1847 isolated from the fruits of the
mangrove plant Kandelia candel (Rhizophoraceae) occurring
in Wenchan, Hainan Province, China. The secondary metabolites (thiodiketopiperazinoids) obtained from Phoma sp.
OUCMDZ-1847 showed cytotoxicity against the K562, HL60, and HCT-116 tumor cell lines by the MTT method and
against the A549 and MGC-803 tumor cell lines by the SRB
method. The authors concluded the necessity of α,β-unsaturated ketone moiety for cytotoxicity and the development of
potent thiodiketopiperazinoid anticancer agents. The
structurally diverse secondary metabolites such as
phytotoxic depsipeptide phomalide, and dioxopiperazines
were described by Pedras and Taylor (1993) and (Pedras and
Biesenthal 2001), respectively. Further, host-specific sesquiterpene phomalairdenone from terrestrial Phoma sp. which are
less common in marine environment were reported (Pedras
et al. 1999). This differentiation between marine and terrestrial
Phoma sp. and their metabolite contents were confirmed by an
HPLC study (Osterhage et al. 2000).
Marine Phoma
The phylogenetic studies on Phoma spp. have provided evidence of vast differences in marine-derived fungi and their
terrestrial counterparts (Vijaykrishna et al. 2006; Jones et al.
2009). Morphological and cultural studies showed that the
marine fungi and their terrestrial partners are taxonomically
related (Höller et al. 2000; Raghukumar 2008; Wang et al.
2008; Jones et al. 2009). Nonenolides herbarumin I and
herbarumin II (Fig. 1(I, II), with 10-membered heterocyclic
ring were isolated from Phoma herbarum (West.) which
inhibited growth of Amaranthus hypochondriacus (RiveroCruz et al. 2000).
Phytotoxic activity of cell-free culture filtrate of
P. herbarum FGCC#75 was reported by Vikrant (2002) and
Vikrant et al. (2006), against Parthenium hysterophorus,
which is due to a chemical 3-nitro-1,2-benzenedicarboxylic
acid (3-nitrophthalic acid). In another study, Phomactins
(diterpenes) were isolated from a marine Phoma sp. These
novel diterpenes inhibited the binding of platelet activating
factor (PAF) with its receptors at low concentration (Chu
et al. 1992, 1993).
Severe phytotoxicity with symptoms of chlorosis, curling,
and finally complete collapse of leaves after 2 days of treatment was noted on Lantana camara using cell-free filtrate of
P. herbarum FGCC#3 and 4. Highest phytotoxicity was recorded with the benzene extracted thermostable and
thermotolerant compounds from P. herbarum FGCC#3
(Kalam et al. 2014). Zhang et al. (2013) studied the proliferative response of IgM antibodies in B-cells by YCP (YCP is
the acronym of Yancheng and polysaccharide), a
Appl Microbiol Biotechnol
Fig. 1 Chemical structures of
bioactive compounds recovered
from P. herbarum. (I) Herbarumin
I and (II) Herbarumin II
homogeneous polysaccharide, derived from mycelium of marine fungus Phoma herbarum YS4108. Direct, saturable, and
reversible binding of YCP to murine splenic B cells through
Toll-like receptors, i.e., TLR2 and TLR4 were reported. This
activates intracellular ERK, p38, and JNK along with the nuclear translocation of NF-kB. This study demonstrated the efficient
immunomodulatory function of YCP in oncological immunotherapy through TLR-mediated activation of signaling pathways
like MAPK and NF-kB (Zhang et al. 2013). YCP, purified from
the mycelium of marine P. herbarum YS4108, was responsible
for induction of NO production in macrophages through binding
of YCP to TLR 4 and CR3 pathways (Chen et al. 2009).
Anticancer activity of diphenyl ether analogues and their derivatives derived from marine Phoma sp. CDZ F-11 were evaluated against H1975 cells.
Sugano et al. (1991) identified PAF antagonistic activities
of Phomactin A (l-O-alkyl-2(R)-(acetyIglyceryl)-3phosphorylcholine) (Fig. 2(I)) present in Phoma sp. (SANK
11486) isolated from the shell of a crab Chionoecetes opilio
and collected from the coast of Fukui prefecture, Japan. PAF is
responsible for platelet aggregation, chemotaxis and degranulation of polymorphonuclear leukocytes, smooth muscle
Fig. 2 Chemical structures of bioactive metabolites recovered from marine Phoma species. (I) Phomactin A. (II) Phomactin B & B1. (III) Phomactin B2.
(IV) Phomactin C. (V) Phomactin D
Appl Microbiol Biotechnol
Fig. 3 Chemical structures of bioactive metabolites recovered from marine Phoma species. (I) Phomactin E (II) Phomactin F. (III) Phomactin G
contraction, vascular permeability, and hypotension. They
have also reported other PAF-antagonists such as
Phomactins B, B1, B2, C, and D (Fig. 2(II–V)) (Sugano
et al. 1994) and Phomactins E, F and G (Fig. 3(I–III))
(Sugano et al. 1995).
A vast range of secondary metabolites have been isolated
from marine Phoma spp. with antimicrobial potential. These
include phomadecalins A, B, C, and D, phomapentenone A
(Fig. 4(I–III)) (Che et al. 2002), 5-hydroxyramulosin
(C 1 0 H 1 2 O 4 ), and 7-methoxycoumarin (C 1 0 H 1 2 O 4 )
(Osterhage et al. 2002), YM-202204 (Fig. 5(I)) (Nagai et al.
2002), Dibutyl phthalate and ono (2ethylhexyl) phthalate (Fig.
5(II–III)) (Bhimba et al. 2012), (7-(γ,γ)-dimethylallyl
oxymacrosporin) (Fig. 5(IV)) (Huang et al. 2017), etc. have
been recovered. In addition, certain other metabolites having
herbicidal activity (e.g., herbarumin I and herbarumin II)
(Rivero-Cruz et al. 2000), phagocytic activity (e.g., YCP)
(Yang et al. 2005), cytotoxic activity [e.g., epoxyphomalin A
and B (Fig. 6(I–II)); phomazines A, B, and C; (Fig. 6(III–V)]
(Mohamed et al. 2009; Kong et al. 2014) and PAF antagonistic activities (Sugano et al. 1991, 1994, 1995; Goldring and
Pattenden 2004), etc., were also isolated from various marine
Phoma species.
Moreover, Liu et al. (2003) reported novel metabolites
with promising bioactivities from marine Phoma spp.
(strain CNC-651). These secondary metabolites mainly include phomoxin, phomoxide, and eupenoxide (Fig. 7(I–
III)). Nenkep et al. (2010) also reported the easy recovery
of different haloquinones and benzoquinones (e.g.,
bromochlorogentisylquinones A and B; chlorogentisyl alcohol and gentisyl alcohol; Fig. 8(I–III)) from marine
P. herbarum having potential radical scavenging activity.
Recently, another secondary metabolite, Cyperin-2-O-®-Dglucoside (Fig. 8(IV)) was isolated from marine Phoma
sp. CZD F-11 which showed promising anticancer and
antiaromatase activities (Wu et al. 2018).
The mangrove endophytic fungus Phoma sp. L28 produces a
new anthraquinone, 7-(γ, γ)-dimethylallyloxymacrosporin, along
with five known analogues, macrosporin, 7-methoxymacrosporin,
tetrahydroaltersolanol B, altersolanol L, and ampelanol, which
were isolated for the first time from Phoma sp. L 28. These bioactive secondary metabolites demonstrated remarkable antifungal
Fig. 4 Chemical structures of bioactive compounds isolated from marine Phoma sp. NRRL 25697. (I) Phomadecalins A, B & D. (II) Phomadecalin C.
(III) Phomapentenone A
Appl Microbiol Biotechnol
Fig. 5 Chemical structures of secondary bioactive metabolites isolated from marine Phoma sp. Q60596: (I) YM-202204; from P. herbarum VB7: (II)
Dibutyl phthalate (III) Mono (2ethylhexyl) phthalate, and from Phoma sp. L28 (IV) 7-(γ,γ)-dimethylallyl oxymacrosporin
activity against Colletotrichum musae (Berk. & M. A. Curtis)
Arx., Fusarium graminearum Schw., C. gloeosporioides (Penz)
Sacc., Penicillium italicum Wehme, F. oxysporum Schlecht. f. sp.
lycopersici (Sacc.) W.C. Snyder & H. N. Hansen, and Rhizoctonia
solani Kuhn (Huang et al. 2017). Table 1 summarizes the secondary metabolites secreted by different marine Phoma spp. and their
wide array of habitats and bioactivities.
Mechanism of synthesis of some secondary
metabolites
Phomactin A
A complete mechanism for the synthesis of phomactin A was
proposed by Tang et al. (2009), which starts with the
Fig. 6 Chemical structures of bioactive metabolites recovered from marine Phoma sp. (I) Epoxyphomalin A. (II) Epoxyphomalin B; and from Phoma
sp. OUCMDZ-1847. (III) Phomazine A. (IV) Phomazine B. (V) Phomazine C
Appl Microbiol Biotechnol
Fig. 7 Chemical structures of bioactive metabolites recovered from marine Phoma spp. (strain CNC-651). (I) Phomoxin. (II) Phomoxide. (III)
Eupenoxide
intramolecular oxa-[3 + 3] annulation by construction of the
ABD-tricycle. To date, two elegant total syntheses of (± ) and
(+)-phomactin A have been reported (Goldring and Pattenden
2002; Diaper et al. 2003; Foote et al. 2003; Mohr and
Halcomb 2003). They assembled the Diels-Alder cycloaddition reaction and communicated total synthesis of Phomactin
A. Further, they were able to oxidize C3-3a olefin of ABD-
tricycle and Diels-Alder cycloaddition for the singlet-oxygen,
which was achieved selectively to give endoperoxide.
Fig. 8 Chemical structures of secondary bioactive metabolites isolated
from P. herbarum. (I) Bromochlorogentisylquinones A. (II)
Bromochlorogentisylquinones B. (III) Chlorogentisyl alcohol and
gentisyl alcohol; and from marine Phoma sp. CZD F-11. (IV) Cyperin2-O-®-D-glucoside
Herbarumin I
Fürstner et al. (2002) synthesized herbarumin I and II, which
are effective herbicides with 10-membered ring lactone.
Different marine Phoma derived secondary metabolites and their bioactivities
S. Phoma spp
N.
Source of Phoma sp.
Class of compound
Bioactive compound and molecular formula
Type of biological activity
References
1
Marine Phoma
spp.
Shell of a crab
Chionoecetes opilio,
coast of Fukui
prefecture, Japan
Diterpenes
Phomactins A, B, B1, B2, D, C, E, F, and G
PAF antagonist
Sugano et al.
(1991,
1994,
1995)
2
P. herbarum
Enolides
3
P. tropica
Necrotic lesions on
dandelion foliage, Zea
mays, MichoacaÂn,
Mexico, 1998
Inner tissues of marine
brown alga Fucus
spiralis
Inhibition of radicle growth of
(7S,8S,9R)-7,8-dihydroxy-9-propyl-5-nonen-9-olide (herbarumin I),
seedlings of Amaranthus
(2R,7S,8S,9R)-2,7,8-trihydroxy-9-propyl-5-nonen-9-olide (herbarumin
hypochondriacus (herbicidal
II)
agents)
Antimicrobial
5-hydroxyramulosin (C10H12O4)
7-methoxycoumarin,
(C10H12O4)
Osterhage
et al.
(2002)
4
Phoma sp.
NRRL 25697
Isolated from the stromata
of Hypoxylon stromata
–
Phomadecalins A, B, D and C
Phomapentenone A
Che et al.
(2002)
5
Phoma sp.
Q60596
–
Lactone
YM-202204
6
Marine Phoma
spp. (strain
CNC-651)
Marine Phoma
spp.
Marine microbial mat
Eleuthera Island
Bahamas
Synthetic
Cyclic carbonates and
oxygenated
Polyketide
Quinine
Phomoxin (C15H22O6),
Phomoxide (C14H20O4)
Eupenoxide (C14H22O4)
Phomactin G (2,3-Dichloro-5,6-dicyano-1,4-benzoquinone)
8
Phoma
herbarum
YS4108
–
Mitogenic
polysaccharide
YCP (Yancheng and
Polysaccharide), 2.4 × 103 kDa, EPS2
9
Marine Phoma
sp.
–
Prenylated
polyketides
Epoxyphomalin A and B
10 P. herbarum
From edible marine red
alga Gloiopeitis tenax
Haloquinones,
benzoquinones
Bromochlorogentisylquinones
A and B (C7H4BrClO3),
Chlorogentisyl alcohol and gentisyl alcohol
11 Phoma sp.
SK3RW1M
Roots of Avicennia marina Lactone and
(Forsk.) Vierh. Of
Xanthone
Shankou mangrove,
derivatives
Guangxi, P. R. China
7
–
Antibacterial against
B. subtilis 200 lg/disk (18, 12, 10,
9 mm zones respectively) S. aureus 200 lg/disk
(10, 8, 8 mm zones respectively)
Antifungal Antibiotic
–
Rivero-Cruz
et al.
(2000)
Nagai et al.
(2002)
Liu et al.
(2003)
Platelet activating factor (PAF) antagonist
Goldring and
Pattenden
(2004)
Increase phagocytic activity of mice Yang et al.
in vitro and in vivo, i.e.,
(2005)
immunomodulator, free radical
scavenging (antioxidant)
Cytotoxicity at nanomolar
Mohamed
concentrations
et al.
(2009)
Radical scavenging activity
1,8-dihydroxy-10-methoxy-3-methyldibenzo[b,e] oxepine-6,11-dione Cytotoxic acitivity
(C16H12O6, 300.0634),
1-hydroxy-8-(hydroxymethyl)-6-methoxy-3-methyl-9H-xanthen-9-one
(C16H14O5, 286.0841),
1-hydroxy-8-(hydroxymethyl)-3-methoxy-6-methyl-9H-xanthen-9-one
(C16H14O5, 286.0841)
Nenkep
et al.
(2010)
Pan et al.
(2010)
Appl Microbiol Biotechnol
Table 1
Table 1 (continued)
S. Phoma spp
N.
Source of Phoma sp.
Class of compound
Bioactive compound and molecular formula
Type of biological activity
References
12 Phoma
herbarum
VB7
From mangrove plant
leaves
Phthalate
Dibutyl phthalate,
mono (2ethylhexyl) phthalate
(C16H22O4, 278 kDa)
Antibacterial activity, weakly
cytotoxic activity
Bhimba
et al.
(2012)
13 Phoma sp.
OUCMDZ-1847
Mangrove plant Kandelia Thiodiketopiperazines Phomazines
Phomazine A (C19H18N2O3S),
candel, Wenchan,
Hainan Province, China
Phomazine B (C20H22N2O3S2),
Phomazine C (C18H20N2O8S2)
Mangrove plant roots of
Anthraquinone
7-(γ,γ)-dimethylallyl oxymacrosporin (C21H20O5) and derivatives
Myoporum bontioides A
derivative
A & C inactive,
B moderately cytotoxic
Kong et al.
(2014)
Antifungal activity
Huang et al.
(2017)
Anticancer and antiaromatase
Wu et al.
(2018)
14 Phoma sp. L28
15 Marine Phoma Zhoushan Archipelago,
sp. CZD F-11
China
Diphenyl derivative
Cyperin-2-O-®-D-glucoside
Appl Microbiol Biotechnol
Appl Microbiol Biotechnol
Usually, these pigments are secreted by P. herbarum. They
selected the readily accessible D-ribonolactone acetonide derivative starting material, which was converted into tosylate.
This tosylate was then treated with NaOMe in THF which
leads to some intermediates, followed by trans-esterification
and release of some molecules like oxygen and closure of ring
structure. These intermediate products were then exposed to
EtMgBr and CuBrâMe2S in THF giving about 60% yield of
lactone. Finally, 90% yield of herbarumin I was obtained after
the cleavage of acetyl group using dilute aqueous HCl.
Herbarumin II
Ribose-derived alcohol was used for the synthesis of herbarumin
II. The precursor carboxylic acid synthon was prepared by Rhydroxylation of the sodium enolate derivative (Evans et al.
1985). Resulting acid was esterified with alcohol and ruthenium
indenylidene complex as a catalyst in refluxing CH2Cl2. This
resulted in the lactone about 79% yields. The final treatment of
lactone with diluted aqueous HCl resulted in about 84% yield
(Fürstner et al. 2002).
5-hydroxyramulosin and 7-methoxycoumarin
Islam and colleagues (Islam et al. 2007) presented the concise
and lucid description of the synthesis mechanism of isocoumarin
derivatives. They further reported one pot synthesis of different
isocoumarin derivatives including ramulosin. Esterification of
(R,E)-5-hydroxyhex-2-enal with diketene was catalytically promoted by 4-(dimethylamino)pyridine to give β-keto ester at
room temperature. The β-keto ester was then treated with potassium carbonate, and 18-crown-6 at room temperature, hemiacetal
was obtained. The resulting bicyclic compound was formed after
ring opening and aldol condensation. Finally, after the completion of the reactions (−)-mellein, (+)-ramulosin, (−)-Omethylmellein, (−)-6-hydroxymellein, (−)-6-methoxymellein,
and (+)-6-hydroxyramulosin were synthesized in short steps as
optically active forms.
Phomactin G
The mechanism of in vitro synthesis of phomactin G is not fully
elucidated and therefore, biosynthesis by Phoma species may
provide some clues about the underlying the mechanism. The
first phase, i.e., cyclase phase of synthesis, where transformation
of geranylgeranyl diphosphate (GGDP) into phomacta1(14),3,7-triene, was proposed by Tokiwano et al. (2004). The
synthesis mechanism was based on the series of C-labelling experiments and DFT analysis. The reaction starts with the
macrocyclization of GGPP to give carbocation, followed by series of methyl and hydride migrations, transforming carbocation
into phomacta-1(14),3,7-triene. Transformation includes concurrent transannulation and elimination of carbocation.
Conclusions
The concept on taxonomy of the genus Phoma has been a problem. However, it has been always a very important genus not
only in taxonomic point of view but also as excellent producer of
bioactive secondary metabolites. Phylogenetically, the terrestrial
Phoma spp. differs from their marine counterparts. There are
many secondary metabolites secreted by marine fungi, which
have already demonstrated antiviral, antifungal, antibacterial,
antiprotozoal, and weedicide activities, and therefore, can be
harnessed for the biological control of harmful weeds and also
against different microbes. The secondary metabolites may be
formulated for different microbial pathogens, and thus may open
up new vistas in the field of biocontrol strategy.
Funding information This review received financial assistance in the
form of Basic Science Research Faculty Fellowship grant No F 18-1/
2011 (BSR); 30/12/2016 from the University Grants Commission, New
Delhi, India.
Compliance with ethical standards
Conflict of interest The authors declare that they have no conflict of
interest.
Ethical approval This article does not contain any studies with human
participants or animals performed by any of the authors.
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