PHYTOCHEMISTRY
Phytochemistry 67 (2006) 2686–2690
www.elsevier.com/locate/phytochem
Aromatic compounds produced by Periconia atropurpurea,
an endophytic fungus associated with Xylopia aromatica
Helder Lopes Teles a, Renata Sordi a, Geraldo Humberto Silva e, Ian Castro-Gamboa a,
Vanderlan da Silva Bolzani a, Ludwig Heinrich Pfenning c, Lucas Magalhães de Abreu c,
Claudio Miguel Costa-Neto b, Maria Claudia Marx Young d, Ângela Regina Araújo a,*
a
NuBBE-Núcleo de Bioensaio, Biossı́ntese e Ecofisiologia de Produtos Naturais, Instituto de Quı´mica, Universidade Estadual Paulista,
CP 355, CEP 14801-970, Araraquara, SP, Brazil
b
Departamento de Bioquı´mica e Imunologia, Faculdade de Medicina de Ribeirão Preto, Universidade de São Paulo,
CEP 14049-900, Ribeirão Preto, SP, Brazil
c
Departamento de Fitopatologia, Universidade Federal de Lavras, CP 37, 37200-000, Lavras, MG, Brazil
d
Secção de Fisiologia e Bioquı´mica de Plantas, Instituto de Botânica, CP 4009, CEP 01061-970, São Paulo, SP, Brazil
e
METABIO, Departamento de Quı´mica, Universidade Federal de Sergipe, CEP 49100-000, São Cristovão, SE, Brazil
Received 7 April 2006; received in revised form 21 June 2006
Available online 19 October 2006
Abstract
6,8-Dimethoxy-3-(2 0 -oxo-propyl)-coumarin (1) and 2,4-dihydroxy-6-[(1 0 E,3 0 E)-penta-1 0 , 3 0 -dienyl]-benzaldehyde (2), in addition to
the known compound periconicin B (3), were isolated from the ethyl acetate extract of Periconia atropurpurea, an endophytic fungus
obtained from the leaves of Xylopia aromatica, a native plant of the Brazilian Cerrado. Their chemical structures were assigned based
on analyses of MS, 1D and 2D-NMR spectroscopic experiments. Biological analyses were performed using two mammalian cell lines,
human cervix carcinoma (HeLa) and Chinese hamster ovary (CHO). The results showed that compound 1 had no effect when compared
to the control group, which was treated with the vehicle (DMSO). Compound 2 was able to induce a slight increase in cell proliferation of
HeLa (37% of increase) and CHO (38% of increase) cell lines. Analysis of compound 3 showed that it has potent cytotoxic activity
against both cell lines, with an IC50 of 8.0 lM. Biological analyses using the phytopathogenic fungi Cladosporium sphaerospermum
and C. cladosporioides revealed that also 2 showed potent antifungal activity compared to nystatin.
2006 Elsevier Ltd. All rights reserved.
Keywords: Periconia atropurpurea; Endophytic fungi; Coumarin; Benzaldehyde; Antifungal; Cell proliferation
1. Introduction
This study was conducted as part of our ongoing bioprospecting program Biota-FAPESP, that aims to discover
potential antitumor, antifungal and antioxidant agents produced by endophytic fungi associated with species of native
plants from the Brazilian Cerrado. Among sixty screened
fungi, Periconia atropurpurea, isolated from the leaves of
Xylopia aromatica, was chosen for detailed chemical inves*
Corresponding author. Tel.: +55 16 3301 6658; fax: +55 16 3322 7932.
E-mail address: araujoar@iq.unesp.br (Â.Regina Araújo).
0031-9422/$ - see front matter 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.phytochem.2006.09.005
tigation due to its antifungal activity against Cladosporium
sphaerospermum and C. cladosporioides, i.e. as demonstrated by the ethyl acetate extract which in turn led to
isolation of two new compounds: 6,8-dimethoxy-3-(2 0 oxo-propyl)-coumarin (1) and 2,4-dihydroxy-6-[(1 0 E,3 0 E)penta-1 0 ,3 0 -dienyl]-benzaldehyde (2), as well as the known
compound periconicin B (3) (Kin et al., 2004). In this paper,
we report the isolation, structure elucidation and biological
evaluation of compounds 1–3 using two mammalian cell
lines, human cervix carcinoma (HeLa) and Chinese hamster
ovary (CHO), as well as two phytopathogenic fungi, Cladosporium sphaerospermum and C. cladosporioides.
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H.L. Teles et al. / Phytochemistry 67 (2006) 2686–2690
Table 1
1
H (500 MHz) and
Position
a
b
C (125 MHz) NMR spectroscopic data for compounds 1(1H, DMSO-d6;
1
1
1
2
3
4
5
6
7
8
9
10
10
20
30
40
50
1-COH
6-OCH3
8-OCH3
13
H (d)
C (d)
2.19 s
3.80 s
3.89 s
55.7
56.5
6.87 d (2.5)
3.68 s
C, CDCl3 + CD3OD)a and 2 (DMSO-d6)a
2
13
161.0 b
125.0b
142.1
100.0
156.0b
102.9
147.0b
139.0b
119.6
44.2
205.0b
29.6
7.80 s
6.76 d (2.5)
13
gHMBC
NOESY
1
13
H (d)
C (d)
111.2
165.3
101.4
165.1
105.8
143.7
6.18 d (2.5)
C-9
–
H-5, H-1 0
H-4, 6-OCH3
C-9
8-OCH3
C-2 0 , C-2, C-4
H-4, H-3 0
C-2 0
H-1 0
C-6
C-8
H-5
H-7
6.49 d (2.5)
7.16 d (15.5)
6.71 dd (10.5, 15.5)
6.27 ddd (0.5, 10.5, 15.0)
5.95 dq (6.5, 15,0)
1.80 dd (0.5, 6.5)
10.10 s
124.8
134.0
131.7
132.3
18.1
192.3
gHMBC
NOESY
C-1, C-2, C-4
–
C-3, C-4, C-6, C-1 0
H-2 0
C-5, C-6, C-3 0
C-6, C-4 0
–
C-2 0 , C-5 0
C-3 0
C-1, C-2, C-6
1-COH, H-3 0
H-5, H-4 0
–
H-2 0 , H-5 0
H-4 0
H-1 0
Chemical shifts (relative to TMS) are in (d) ppm, coupling constants in Hz in parentheses. Assignments were aided by 1H–1H gCOSY and gHMQC.
Chemical shifts obtained from gHMBC.
2. Results and discussion
The known compound periconicin B (3) was identified
by comparing its physical and spectroscopic data with literature values (Kin et al., 2004). It was described for the first
time from the fungus Periconia sp., and has not been
reported from any another fungal source.
The new compound 6,8-dimethoxy-3-(2 0 -oxo-propyl)coumarin (1), was obtained as a brown amorphous powder
and had a molecular formula of C14H14O5, as revealed by
analysis of the positive ion HRESI-MS data. The UV spectra showed four bands at 215, 231 (sh), 249 (sh) and
287 nm, with the latter being typical of an aromatic chromophore. The IR spectrum had bands at 1740 and
1630 cm 1, suggesting conjugated carboxyl and carbonyl
groups, respectively. In the 1H NMR spectrum (Table 1)
of 1, two methoxy moieties were identified by observation
of signals at d 3.80 (3H, s, 6-OCH3) and d 3.89 (3H, s, 8OCH3). A spin-system corresponding to a 1,2,3,5-tetrasubstituted benzene ring was also assigned on the basis of the
signals at d 6.76 (1H, d, J = 2.5 Hz, H-5) and d 6.86 (1H, d,
J = 2.5 Hz, H-7). In addition, the 1H NMR spectrum displayed an isolated olefinic hydrogen signal at d 7.80 (1H,
s, H-4) and resonances at d 3.68 (2H, s, H-1 0 ) and d 2.19
(3H, s, H-3 0 ) attributable to a 2 0 -oxo-propyl group. These
data were consistent with the corresponding 13C NMR
spectroscopic data (Table 1) and with similar information
from analogues published in the literature (Dittmer et al.,
2005), which suggested that 1 could possess a coumarin
skeleton. This was inferred by signals at d 142.1 (C-4), d
100.0 (C-5), d 102.9 (C-7) and d 119.6 (C-10) observed in
the 13C NMR spectrum, and additional resonances at d
161.0 (C-2), d 125.0 (C-3), d 156.0 (C-6), d 147.0 (C-8)
and d 139.0 (C-9) observed in the gHMBC spectrum. In
addition, two signals at d 55.7 (6-OCH3) and d 56.5 (8OCH3), and three at d 44.2 (C-1 0 ), d 205.0 (C-2 0 ) and d
29.6 (C-3 0 ) were observed and attributable to methoxy
and oxo-propyl groups, respectively. Data from the
gHMBC and NOESY experiments (Table 1) supported
these conclusions and enabled completion of the structure
of 1. Correlations of the H-1 0 protons with olefin (C-4)
and carboxyl (C-2) carbons supported the location of a
2 0 -oxo-propyl group at C-3. NOESY experiments were
conducted on all hydrogens of 1 and showed a NOE correlation between 6-OCH3/H-5, H-5/H-4, H-4/H-1 0 , H-1 0 /H3 0 and H-7/8-OCH3 thereby confirming unambiguously
5'
4'
3'
2'
5
H3CO
4
1'
7
2
9
2'
3'
O
O
5
HO
1'
H
3
1
O
OCH3
OH
1
O
2
O
OH
H
O
H
H
HO
3
Fig. 1. Compounds isolated from the ethyl acetate extract of Periconia
atropurpurea.
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H.L. Teles et al. / Phytochemistry 67 (2006) 2686–2690
the positions of the methoxy and oxo-propyl groups
(Fig. 1).
2,4-Dihydroxy-6-[(1 0 E,3 0 E)-penta-1 0 ,3 0 -dienyl]-benzaldehyde (2) was obtained as a colorless amorphous powder
and was assigned the molecular formula of C12H12O3, via
analysis of the negative ion HRESI-MS. The UV spectra
showed bands at 261, 294 and 339 nm, assuring the presence of an aromatic ring. The IR spectrum had bands at
3470 and 1629 cm 1 accounting for the aromatic hydroxyl
and carbonyl groups, respectively. The 1H NMR spectrum
(Table 1) of 2 displayed a signal at d 10.10 (1H, s, 1-COH)
attributable to an aldehyde group. The spin-system corresponding to a tetra-substituted benzene ring was identical
to that obtained for 1 and was observed at d 6.18 (1H, d,
J = 2.5 Hz, H-3) and d 6.49 (1H, d, J = 2.5 Hz, H-5). The
spectrum also displayed four resonances at d 7.16 (1H, d,
J = 15.5 Hz, H-1 0 ), d 6.71 (1H, dd, J = 10.5, 15.5 Hz, H2 0 ), d 6,27 (1H, ddd, J = 0.5, 10.5, 15.0 Hz, H-3 0 ) and d
5.95 (1H, dq, J = 6.5, 15.0 Hz, H-4 0 ) attributable to olefinic
hydrogens in an S-trans arrangement, suggesting the presence of a conjugated diene with a trans/trans configuration
(E/E). In addition, a signal at d 1.80 (3H, dd, J = 0.5,
6.5 Hz, H-5 0 ) was attributable to a vinyl methyl moiety in
a vicinal coupling with H-4 0 and allylic coupling with H3 0 . The 13C NMR spectrum showed 12 signals (Table 1),
including one for the aldehyde group at d 192.3 (1-COH).
The penta-1 0 ,3 0 -dienyl moiety was confirmed by assignment
of the carbon resonances at d 124.8 (C-1 0 ), d 134.0 (C-2 0 ), d
131.7 (C-3 0 ), d 132.3 (C-4 0 ) and d 18.1 (C-5 0 ), these being
substantiated by the gHMQC correlations observed. Data
from the gHMBC experiment (Table 1) also supported
these conclusions. Correlation of the 1-COH hydrogen
with C-2 and C-6, and between H-2 0 /C-6 and H-5/C-1 0
confirmed the linkage of the aldehyde at C-1 and of the
penta-dienyl unit at C-6, respectively. 1D-TOCSY experiments, showed a complete set of sequence correlations
for the penta-dienyl unit. 1D-NOE experiments were also
conducted showing NOE between 1-COH/H-1 0 , H-1 0 /H3 0 , H-5/H-2 0 , H-2 0 /H-4 0 and H-4 0 /H-5 0 corroborating the
E/E suggested arrangement (Fig. 1). To the best of our
knowledge, this is the first report of an endophytic fungus
from Xylopia aromatica (Annonaceae) and the first isolation of this class of compounds from P. atropurpurea.
Compounds 1–3 were evaluated against Cladosporium
sphaerospermum and C. cladosporioides using direct bioautography (Rahalison et al., 1991). Only compound 2 exhibited strong antifungal activity against both fungi, showing
a detection limit of 1.0 lg, comparable to nystatin (used as
a positive control). Compound 1 did not show any antifungal activity, and 3 showed a relatively weak detection
limit of 25.0 lg.
Compounds 1–3 were also evaluated for cytotoxicity
using HeLa and CHO mammalian cell lines. Compound
1 showed no activity to either cell lines, when compared
to the vehicle-treated cells. Compound 2 was able to induce
proliferation of HeLa cells (maximum of 37% of increased
proliferation at 2.0 lM) and CHO cells (maximum of 38%
of increased proliferation at 20.0 lM). Results obtained
with compound 3 showed that it is a potent cytotoxic agent
against the two mammalian cell lines analyzed. Compound
3 decreased cell viability of HeLa and CHO cells, with an
IC50 of 8.0 lM, showing potency similar to that of cisplatin, a well known antineoplastic agent (IC50 5.0 lM),
which was used as a cytotoxic positive control.
3. Experimental
3.1. General experimental procedure
UV spectra were recorded using a Perkin Elmer UV–Vis
Lambda-14P spectrophotometer. IR spectra were recorded
using a Nicolet Impact-400 spectrophotometer. 1H
(500 MHz) and 13C (125 MHz) NMR spectra were
recorded using a VARIAN DRX-500 spectrometer, with
TMS as an internal standard. HRESI mass spectra were
obtained using a Bruker Daltonics (UltroTOF-Q) mass
spectrometer. Analytical HPLC was performed with a Varian Pro Star 230 using a Phenomenex C-18 column
(250 mm · 4.6 mm). Column chromatography (CC) was
performed over reversed-phase silica gel 230–400 mesh
and normal-phase silica gel G60 (Merck). TLC was performed using Merck silica gel 60 (>230 mesh) and precoated silica gel 60 PF254 plates. Spots on TLC plates
were visualized under UV light and by spraying with anisaldehyde-H2SO4 reagent followed by heating at 120 C.
Preparative HPLC was performed on a Varian Prep-Star
400 system using a Phenomenex C-18 (250 mm · 21.2 mm)
preparative column.
3.2. Plant material
Authenticated Xylopia aromatica (Lamarck) Martius
plant material was collected in ‘‘Estação Experimental de
Araraquara’’, Araraquara, São Paulo, Brazil, in 2001.
The botanical identification was made by Professor Maria
Cláudia Marx Young and a voucher specimen was deposited at the Herbarium of the Botanic Garden of São Paulo,
Brazil (Voucher No SP 142.360).
3.3. Isolation of the endophytic fungus
For isolation of the endophytic fungus, adult and
healthy leaves were selected and subjected to surface sterilization. They were first washed with water and soap, and
then immersed in a 1% aqueous sodium hypochlorite solution for 5 min and aqueous ethanol (3:7, %) for 1 min. A
second washing with water and soap was performed and
finally the leaves were immersed in sterile water for
10 min. The sterilized leaves were cut into 2 cm2 pieces
and deposited on a Petri dish containing PDA (potato-dextrose-agar) and gentamicin sulfate (0.5 mg/ml) with
approximately 3–4 pieces on each dish. The material was
incubated at 25 C for 10 days and the endophyte P. atro-
H.L. Teles et al. / Phytochemistry 67 (2006) 2686–2690
purpurea was isolated by replication and preserved in sterile
water (Maier et al., 1997). The fungus was identified by Dr.
Ludwig H. Pfenning using rRNA internal transcribed
spacer (ITS) region and deposited in the (Coleção Micologica de Lavras, at the Universidade Federal de Lavras fungal herbarium with the accession number CML 631).
3.4. Growth and production of the crude extract
The fungus was cultivated using three different culture
media: PDB (4.0 g of potato extract, 20.0 g dextrose/1.0 l
H2O), Czapek (30.0 g saccharose; 3.0 g NaNO3; 1.0 g
K2PO4; 0.5 g MgSO4; 0.5 g KCl; 0.01 g Fe2(SO4)3/1.0 l
H2O) and Czapek + polystyrene resin XAD-2. For the first
medium, were used 2 Erlenmeyer flasks (500 ml), each containing 0.8 g of potato extract, 4.0 g dextrose and 200 ml
distilled water which were autoclaved at 125 C for
15 min. Approximately 10 small pieces (1 cm2) of PDA
(potato extract, dextrose and agar) medium from the Petri
dish containing biomass of the P. atropurpurea isolated
were inoculated into each flask and the flasks were sealed
with cotton to permit aerobic growth. After incubation
for 28 days at 25 C on rotary shakers at 150 rpm, the
mycelia biomass accumulated in the flasks was separated
from the aqueous medium by filtration, and the filtrate
was partitioned with EtOAc (3 · 200 ml). Collection and
evaporation of the organic phase in vacuo yielded a brown
solid residue (129 mg). The above process was scaled up
(4.0 l of PDB in 20 Erlenmeyer flasks) after the antifungal
bioactivity against Cladosporium cladosporioides and C.
sphaerospermum was detected, affording 1.44 g of EtOAc
extract (A). For the other two culture media the process
described was directly scaled up, using 5.0 l of Czapek medium [affording 200 mg of EtOAc extract (B)] and 1.0 l of
Czapeck + 50.0 g of XAD-2. After incubation, the resin
XAD-2 was separated from medium by flotation and
extracted with MeOH affording 700 mg of MeOH extract
(C).
3.5. Antifungal assay
C. cladosporioides (Fresen) de Vries SPC 140 and C. sphaerospermum (Perzig) SPC 491 were used in the antifungal
assay, and were maintained at the Instituto de Botânica,
São Paulo, SP, Brazil. Compounds 1–3 were applied on
pre-coated Si-gel TLC plates using solution (10 ll) containing 100.0, 50.0, 25.0, 10.0, 5.0 and 1.0 lg. After eluting with
CHCl3–CH3OH (9:1), they were sprayed with spore suspensions of the fungi (Homans and Fuchs, 1970). Nystatin
was employed as positive control.
3.6. Biological assays using mammalian cell lines
Biological assays aiming to determine cell viability after
treatment with the compounds were performed as
described previously (Teles et al., 2005). Briefly, HeLa
and CHO cells were cultured using Dulbecco’s modified
2689
Eagle’s medium (DMEM, Life Technologies Inc., Gaithersburg, MD) supplemented with 10% Fetal Calf Serum
(FCS, Life Technologies Inc., Gaithersburg, MD). A stock
solution (20.0 mM) was prepared by dissolving compounds
1–3 in DMSO (vehicle). The final concentrations (200.0,
20.0 and 2.0 lM) were achieved by direct dilution into
the cell medium. The compound 3 was also diluted in the
following concentrations: 5.0, 10.0, 15.0 and 50.0 lM.
After addition of the compound or the vehicle, cells (104
cells/well plated 24 h before) were analyzed after a period
of 48 h using the MTT assay (Mosmann, 1983; Rubinstein
et al., 1990).
3.7. Extraction and isolation
EtOAc extract A (1.44 g) was fractionated by CC using
silica gel and eluted with a CHCl3–MeOH gradient
(95:5 ! 100% MeOH) affording 15 fractions. Fraction 01
(290 mg) was fractionated by CC using Sephadex LH-20
and eluted with hexane-CH2Cl2 (1:4, 200 ml); CH2Cl2-acetone (3:2, 200 ml), CH2Cl2-acetone (1:4, 200 ml), acetone
(150 ml) and MeOH (150 ml), affording six sub-fractions.
Sub-fraction 01 (11 mg) was further purified using
reversed-phase prep. HPLC [k = 235 nm, 10.0 ml/min,
CH3CN–H2O (9:1)] affording 1 (2.8 mg, Rt = 17 min).
EtOAc extract B (200 mg) was fractionated by CC using
reversed-phase silica gel and eluted with a MeOH–H2O
gradient (25:75 ! 100% MeOH) affording four fractions.
Fraction 4 (80.5 mg) was purified by HPLC using phenyl–hexyl phase in preparative column [k = 220 nm,
15.0 ml/min, MeOH–H2O (6:4)] affording 3 (16 mg,
Rt = 20 min). The MeOH extract C (700 mg) was fractionated by CC using reversed-phase silica gel and eluted with a
MeOH-H2O gradient (20:80 ! 100% MeOH) affording 05
fractions. Fractions 4 (160 mg) and 3 (41 mg) were purified
by HPLC using a phenyl–hexyl phase preparative column
and using the following chromatographic conditions:
[k = 225 nm, 15.0 ml/min, MeOH–H2O (63:37)] and
[k = 233 nm, 15.0 ml/ min, MeOH–H2O (50:50)], affording
2 (20.0 mg, Rt = 22 min) and an additional sample of compound 1 (6.4 mg, Rt = 20 min), respectively.
3.7.1. 6,8-Dimethoxy-3-(2 0 -oxo-propyl)-coumarin (1)
Brown amorphous powder. Rf 0.78 on SiO2-TLC
[CHCl3–MeOH (9:1)]; UV (MeOH) kmax(log e) 215 (3.65),
231 (sh) (3.59), 249 (sh) (3.51) and 287 (3.31) nm; IR
(KBr)mmax 2930, 1740, 1630, 1380 and 1070 cm 1; For 1H
NMR (DMSO-d6) and 13C NMR (CDCl3 + CD3OD) spectra, see Table 1; HRESI-MS m/z 285.0753 [M + Na]+ Calc.
for C14H14O5Na, 285.0739.
3.7.2. 2,4-Dihydroxy-6-[1 0 E,3 0 E)-penta-1 0 ,3 0 -dienyl]benzaldehyde (2)
Colorless amorphous powder. Rf 0.50 on SiO2-TLC
[CHCl3–MeOH (9:1)]; UV (MeOH) kmax(log e) 261
(3.75), 294 (3.67) and 339 (3.43) nm; IR (KBr)mmax 3470
and 1629 cm 1; For 1H NMR and 13C NMR (DMSO-d6)
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H.L. Teles et al. / Phytochemistry 67 (2006) 2686–2690
spectra, see Table 1; HRESI-MS m/z 203.0722 [M
Calc. for C12H11O3, 203.0708.
H]
Acknowledgements
This work was funded by grants from the São Paulo
State Research Foundation (FAPESP) within the BiotaFAPESP – The Biodiversity Virtual Institute Program
(www.biota.org.br); Grant # 03/02176-7 awarded to Dr.
Bolzani, principal investigator. H.L. Teles, R. Sordi and
G.H. Silva also acknowledge CAPES (Coordenação de
Aperfeiçoamento de Ensino Superior), FAPESP and
CNPq (Conselho Nacional de Desenvolvimento Cientı́fico
e Tecnológico), for Ph.D. fellowships, respectively.
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