ISSN 0003-6838, Applied Biochemistry and Microbiology, 2006, Vol. 42, No. 3, pp. 229–235. © MAIK “Nauka /Interperiodica” (Russia), 2006.
Original Russian Text © E.A. Tsavkelova, S.Yu. Klimova, T.A. Cherdyntseva, A.I. Netrusov, 2006, published in Prikladnaya Biokhimiya i Mikrobiologiya, 2006, Vol. 42, No. 3,
pp. 261–268.
Hormones and Hormone-Like Substances of Microorganisms:
A Review
E. A. Tsavkelova, S. Yu. Klimova, T. A. Cherdyntseva, and A. I. Netrusov
Faculty of Biology, Moscow State University, Moscow, 119992 Russia
e-mail: tsavkelova@mail.ru
Received January 19, 2005
Abstract—Data from the literature on the ability of microorganisms to form plant hormones have been
reviewed. The substances covered include abscisic acid, ethylene and other compounds with phytohormonelike properties (brassinosteroids, oligosaccharines) and analogues of animal neurotransmitters (biogenic
amines). Pathways whereby the substances are metabolized and their effects on the development and activity
(physiological and biochemical) of the microorganisms are considered. The role of phytohormones and hormone-like substances in the formation of association (microorganism–host) interactions are analyzed. The
potential utilities of microorganisms producing hormones and hormone-like substances are discussed.
DOI: 10.1134/S000368380603001X
The ability of microorganisms to synthesize phytohormones is widely known [1–3]. Producers with the
highest activity enter into association interactions with
plants, which may have pathogenetic or symbiotic consequences. Bacteria, micromycetes, and algae form
phytohormones of auxin, cytokinin, or gibberellin
nature [1]. On the other hand, microorganisms also synthesize other phytohormones and phytohormone-like
substances, including ethylene and abscisic acid
(ABA), brassinosteroids, oligosaccharines, salicylic
acid, and jasmonic acid. In this review, we discuss the
ability of microorganisms to synthesize these compounds, with an emphasis on their role in the formation
of association interactions with plants and the potential
utilities of such phytohormone producers.
drastic increased in the level of ABA [9]. Several explanations for this phenomenon have been proposed, for
example, plant stimulation of fungal ABA biosynthesis,
stimulation of plant ABA biosynthesis by pathogenic
fungi, and suppression of metabolic activity of the plant
host [9]. The first variant seems to have the greatest
likelihood, since many phytopathogenic fungi synthesize and excrete ABA into the medium, examples
include B. cinerea, Cercospora rosicola and C. cruenta,
Agrocybe praecox, Rhizoctonia solani, Ceratocystis
coerulescens, Schizophyllum commune, Monilia sp.,
Fusarium culmorum [5, 11–16]. ABA formation has
also been documented in Polyporus sp., Trametes versicolor, Aspergillus niger, Cladosporium cladosporioides [11], and micromycete Curvularia lunata, which
was isolated from marine sponges [17].
ABA AND ETHYLENE
ABA (figure) promotes phylloptosis, closure of stomata, and ageing; it maintains buds and seeds in the
state of quiescence; it also inhibits the syntheses of
DNA, RNA, and certain enzymes and suppresses plant
growth, when tested in biological assays [4]. ABA is
known to be involved in plant interactions with pathogenic fungi, as the level of ABA in the plant determines
its susceptibility to phytopathogenic microorganisms
[5]. Elevation of the level of exogenous ABA increases
plant sensitivity to such pathogenic fungi as Phytophthora infestans and Cladosporium cucumerinum [6],
P. megasperma (P. sojae) [7], Peronospora tabacina [8],
and Botrytis cinerea [5, 9]. While inoculation of pea
(Pisum sativum L.) roots with the symbiotic nodule
bacterium Rhizobium leguminosarum does not affect
the ABA content considerably [10], the infection of
tomato (Lycopersicon esculentum Mill.) plants, caused
by the pathogenic fungus Botrytis cinerea, produced a
ABA has been identified in cyanobacteria and representatives of green (Ulva sp.), brown Fucus sp., Laminaria sp., Ascophyllum sp., Cystoseira sp. and red
(Porphyra sp.) algae [18, 19].
ABA belongs to isoprenoid compounds of the sesquiterpene series (ë15). In plants ABA may be formed
from mevalonic acid or during carotenoid oxidation [4].
However at present time, direct ABA biosynthesis (via
mevalonate) is not believed to be characteristic of
plants; this is largely encountered in phytopathogenic
fungi [20]. In higher plants ABA may be viewed as the
product of specific degradation of carotenoids, particularly violoxanthine, which is cleaved into two unequal
fragments, ë15 (xanthoxin) and ë25; the latter undergoes rapid degradation [4]. The final stages of ABA
biosynthesis remain obscure. Being an unstable compound, xanthoxin presumably undergoes spontaneous
conversion into ABA-aldehyde, further oxidation of
which results in the formation of ABA. The formation
229
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TSAVKELOVA et al.
OH
COOH
O
1
OH
OH
HO
HO
O
H
O
2
COOH
O
OH
COOH
4
3
HO
OH
O
OH
OH
O
H C
(CH2)5
C H
C H
(CH2)5
CH3
O
NHAc
NHAc
NHAc
NH
CO
C H
CH2OSO3H+
O
OH
OH
CH2OH
O
CH2OH
O
CH2OR
O
5
HO
CH2COOH
CH2CH2NH2
N
H
N
H
6
7
Structural formulae of hormones and hormone-like substances: 1, abscisic acid; 2, brassinolide; 3, salicylic acid; 4, jasmonic acid;
5, oligosaccharine [nodulation factor of Rhizobium melliotii (R = H)]; 6, serotonin (5-hydroxytryptamine); 7, indole-3-acetic acid
[4, 5, 45].
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of an ester with glucose, a biological activity of which
is considerably lower than that of ABA, serves as a
means of transportation and detoxification of the phytohormone [21].
Using phytopathogenic fungi of the genus Cercospora as an exemplary case, direct ABA biosynthesis
(via mevalonic acid oxidation) was shown to involve
ionylidene acetate as an immediate precursor (in C. rosicola and C. cruenta) [16]. The operation of the mevalonate pathway of ABA formation in certain phytopathogenic fungi was confirmed by other researchers
[20]. Direct ABA biosynthesis (via the terpenoid pathway) also takes place in the green alga Dunaliella sp.
[18].
Exogenous ABA is known to stimulate in vitro the
growth and development of several phytopathogenic
and saprophytic fungi (Aspergillus niger, Fusarium culmorum, Cylindrocarpon destructans, Schizophyllum
commune, Monilia laxa, Gloeosporium album, Botrytis
cinerea, and Monilia fructigena [11, 22]. There are
researchers who believe that the ability of phytopathogens to synthesize ABA (which, in turn, stimulates the
growth of its producers) may be viewed as a factor of
pathogenicity in plant infections [11].
Other researchers view ABA as a signal molecule
that controls metabolic processes taking place in symbiotic nitrogen-fixing nodules of leguminous plants.
Exogenous ABA decreased the content of leghemoglobin, which is required for protecting nitrogenases from
oxygen during the fixation of atmospheric oxygen, and
the rate of nitrogen fixation in pea nodules; in both
cases the net effect appeared as a decrease in the content of organic nitrogen in the plant host [23]. Other
researchers, however, detected a considerable increase
in the activity of the nitrogenase complex in Azotobacter chroococcum and the diazotrophic cyanobacterium Nostoc muscorum [24].
Ethylene is another inhibitor of plant growth. Ethylene slows down growth and cell extension, disrupts
geotropism, promotes phylloptosis, and accelerates
fruit maturation and ageing [4]. Ethylene production is
activated in plants under stress conditions. Being a gaseous compound, ethylene may be transported throughout the plant only by diffusion (i.e., within short distances); its immediate precursor, aminocyclopropane
carboxylic acid (ACA) is capable of migrating throughout the whole plant [4].
Microorganisms are also capable of synthesizing
ethylene. The producers include heterotrophic bacteria
(Escherichia coli [25, 26], Cryptococcus albidus,
Pseudomonas syringae [27–29], Chromobacterium
violaceum [26], and Ralstonia solanacearum [30]),
phototrophic cyanobacteria (of the genera Synechococcus, Anabaena, Nostoc, Calothrix, Scytonema, and
Cylindrospermum [18]), mycorrhizal fungi (Cenococcum geophilum, Hebeloma crustuliniforme, and Laccaria laccata [31]), phytopathogens (Botrytis cinerea
[29] and Fusarium oxysporum [31]), and other microAPPLIED BIOCHEMISTRY AND MICROBIOLOGY
231
mycetes (Acremonium falciforme [32] and Penicillium
digitatum [33]). Using Pseudomonas syringae it was
shown that strains within the same species may widely
vary in ability to form ethylene (ranging from an
absence of this trait to a formation of considerable
amounts) [28].
Ethylene was also detected in many algal species;
the most active producers belong to the genera Porphyra, Acetabularia, Codium, and Dunaliella [18].
Plants synthesize ethylene primarily from methionine, via the ACA pathway. However, ethionine, β alanine, and linolenic acid may also undergo a conversion
into ethylene. Methionine reacts with ATP in the formation of S-adenosylmethionine, which is further converted into ACA by ACA synthase. Thereafter, ACA
oxidase catalyzes ACA oxidation by oxygen, with the
formation of ethylene [4, 21]. The presence of ACA
was also demonstrated in red alga Porphyra perforata
[18].
Two pathways of ethylene biosynthesis are known
to operate in microorganisms, which involve 2-oxo-4methylthiobutyrate (OMTB) or 2-oxoglutarate [29].
The first pathway was detected in bacteria of the genera
Escherichia, Cryptococcus, Ralstonia, Chromobacterium, Aeromonas, Rhizobium, and Corynebacterium [25,
26, 29, 34]. The OMTB pathway presumably operates
in Pseudomonas syringae, the yeast Saccharomyces cerevisiae, and the fungi Penicillium digitatum and Botrytis cinerea [29, 30, 34, 35].
The genes responsible for the synthesis of ethyleneforming enzymes in phytopathogenic Pseudomonas spp.
(efe) are structurally similar in various strains and
localize to plasmid(s) [30, 35]. It is hypothesized that
efe genes undergo a horizontal transfer among various
pathogenic strains of Pseudomonas syringae [30]. However, these genes may not be universal, because neither
efe activity nor genes that would be homologous to efe
could be identified in the other pathogenic bacterium,
R. solanacearum [30].
The activity of efe genes depends on the presence in
the medium of methionine [29, 31, 34], the nitrogen
and carbon source [26]. For example, in the absence of
NADPH, the formation of OMTB in cell-free extracts
of E. coli was stimulated by supplementation with glucose [25].
The amount of ethylene in plants increases when
they are infected with pathogenic microorganisms [29].
This is viewed as a defense reaction against pathogen
invasion, even though ethylene itself may a have a certain role in disease development. Many phytopathogens
form ethylene in vitro, as well as in vivo in the tissues
of infected plants. Thus, the biosynthesis of ethylene in
vivo was recorded in B. cinerea [29] and P. syringae
[28]. It is believe that the increase of ethylene in plants
results from its production by microorganisms [28].
Inoculation of gnotobiotic spruce (Picea abies)
seedlings with mycorrhizal fungi (Cenococcum sp.,
Hebeloma sp., and Laccaria sp.) demonstrated that the
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appearance of ethylene coincides with the formation of
mycorrhyza [31]. On the other hand, the infection
caused in these seedlings by the phytopathogen Fusarium oxysporum was associated with excretion of considerably higher amounts of ethylene than in the seedlings with mycorrhyza; this observation may indicate
that the role of ethylene in the development of symbiotic and pathogenetic fungus–plant interactions is
ambiguous [31].
Inoculation with RGPR strains of rhizobacteria is
used for improving the growth and development characteristics of plants. These strains decrease the level of
excreted ethylene by forming ACA deaminase
(ACAD), an enzyme that cleaves ACA (ethylene precursor) [36]. The enzyme was found in many rhizospheric bacteria of the genera Pseudomonas, Alcaligenes, Rhodococcus, and Rhizobium [37, 38]. Moreover, certain bacteria (e.g., Rhizobium japonicum and
Streptomyces spp.) synthesize phytotoxic antibiotics
that inhibit ethylene formation in plants (aminoethoxyvinylglycine and rhizobitoxin) [4]. A decrease in the
amount of ethylene synthesized by the plant is of particular importance for nodule bacteria, because ethylene suppresses nodule formation [38]. The authors of
this report believe that bacterial ACAD may, in spite of
its low affinity for ACA, efficiently compete with the
plant enzyme ACA oxidase, the affinity of which is
higher. This may likely be accounted for by the differences in the content of the enzymes, because the
amount of ACAD exceeds by two or three orders of
magnitude that of the plant ACA oxidase.
HORMONE-LIKE COMPOUNDS
Phytohormone-like compounds (brassinosteroids,
oligosaccharines, salicylic acid, and jasmonic acid)
were only discovered at the end of the 20th century, this
being the reason for the insufficient information on
their structure, mechanisms of biosynthesis, and properties. Nevertheless, there is increasing evidence that
microorganisms are also capable of producing these
substances [4].
Brassinosteroids. The first brassinosteroid was isolated in 1979 from the pollen of rape (Brassica napus
L.) and thus got the name brassinolide (figure). More
than 60 compounds of a related structure have been
identified thus far. In plants brassinosteroids increase
the content of chlorophyll, stimulate protein synthesis,
activate certain enzymes, and regulate processes of cellular differentiation. An addition of exogenous brassinolide increases plant resistance to adverse external factors and phytopathogen-induced diseases [4, 39]. This
was demonstrated for rice (Oryza sativa L.) and
tobacco (Nicotiana tabacum L.) plants grown in vitro,
which exhibited increased resistance to tobacco mosaic
virus, phytopathogens (P. syringae and Xanthomonas
oryzae), and fungi (Oidium sp. and Magnoporthe
grisea) [39]. The causative agent of peanut cercosporosis (the fungus Cercospora arachidicola) is itself a
brassinosteroid producer [4]. The unicellular green alga
Chlorella vulgaris L. is also capable of synthesizing
these phytohormone-like compounds [40].
In plants brassinosteroids are synthesized via the
mevalonate pathway (as other terpenoids), with the formation of a variety of intermediates (isopentenyl pyrophosphate, geranyl pyrophosphate, farnesyl pyrophosphate, and squalene). No mevalonate pathway of isopentenyl pyrophosphate formation has been identified
in C. vulgaris [40].
It is believed that endogenous brassinosteroids are
required for the normal development of C. vulgaris in
the light; this conclusion was made based on two observations: (1) brassinozole, an inhibitor of brassinosteroid biosynthesis, suppressed the growth of this microorganism; and (2) suppression was prevented by the
addition into the medium of brassinosteroids [40]. On
the other hand, brassinosteroids are known to inhibit
the growth of certain phytopathogenic fungi [4].
Salicylic and jasmonic acids. These compounds
are endogenous inhibitors of plant growth and seed germination. Salicylate (figure) is also known to prolong
the life of flowers, inhibit ethylene biosynthesis, and
facilitate (via thermogenesis) pollination of certain
plants. Jasmonate (figure) activates processes of ageing, phylloptosis, tuber formation, fruit ripening, and
pigment formation [4]. Both compounds stimulate the
synthesis of several factors that protect plants from the
effects of pathogens (e.g., tobacco mosaic virus and
phytopathogenic fungi of the genera Botrytis and
Fusarium) [41, 42].
Jasmonic acid facilitates the development of symbiotic bacteria. Jasmonate activates the expression of nod
genes in Bradyrhizobium japonicum and Rhizobium
leguminosum; the genes are responsible for the formation of nodules at a stage when these nitrogen-fixing
microorganisms have formed associations with plant
hosts [43, 44]. Conversely, salicylic acid, which is a
phenolic compound, inhibits the expression of nod
genes in R. leguminosarum [43].
Jasmonic acid was detected in cyanobacteria (Spirulina sp.) and green algae (Chlorella sp.) [18].
Oligosaccharines. These biologically active oligosaccharides (represented by fragments of β-D-glucan, chitin and chitosan of cell walls of phytopathogenic fungi, fragments of polygalacturonic acid and
xyloglucan of plant-cell walls, and lipooligosaccharides synthesized by symbiont bacteria) perform signaling functions in plants [45]. In certain cases oligosaccharines are found to contain inositol (a polyhydric
alcohol), the residue of which originates in membrane
glycolipids [1]. Oligosaccharines are formed during
partial cleavage of cell-wall polysaccharides (of plants
or phytopathogenic micromycetes); the lytic enzymes
catalyzing the cleavage may originate either in the plant
itself or in microorganisms (bacteria or fungi).
Oligosaccharines are actively involved in regulating
growth and differentiation of plant tissues (processes
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associated with partial cleavage of polysaccharide
polymers of cell walls). The oligosaccharine XG9 (a
nonasaccharide fragment of xyloglucan) exhibits antiauxin activity [45]. Oligosaccharines stimulate fruit
ripening in vivo and cell division in vitro; they are
involved in plant defenses (from pathogenic fungi and
bacteria) and in regulating plant interactions with bacterial symbionts.
Certain oligosaccharide fragments formed during
enzymatic hydrolysis of cell walls (of plants or pathogenic fungi, such as Phytophthora) act as elicitors, i.e.,
inducers of specific plant immune responses. Such oligosaccharide elicitors stimulate the lignification of
plant cell walls and the formation of enzymes that
cleave cell walls of pathogens; they also increase synthesis of protease inhibitors in plants, which halts the
degradation of host proteins at infection sites and facilitates the production of phytoalexins (low-molecularweight substances toxic to microorganisms) [45].
Extracellular β-D-glucan, which is formed by the
phytopathogen Botrytis cinerea in the form of a capsule
or film, may be used by the fungus itself as an extracellular source of energy and carbon (after the pool of
nutrients in the medium has been exhausted) [46].
The role of oligosaccharines in the differentiation of
plant tissues makes itself most evident during the formation process of symbioses between leguminous
plants and rhizobia (symbiotic nitrogen-fixing bacteria). These specific oligosaccharines involved in this
process (known as Nod factors) do not result from cellwall degradation; rather, they are products of targeted
biosynthesis taking place within the bacteria [45]. Nod
factors are produced in response to the appearance in
the medium of flavones and isoflavones (synthesized by
plant roots). Each Nod factor is a glucosamine, the
reducing and nonreducing ends of which carry, respectively, a strongly polar substituent in the form of a sulfate residue and an unsaturated fatty acid with two double bonds (figure).
Lipochitinoligosaccharides of similar structure
were found in Bradyrhizobium japonicum and other
rhizobia. Nod factors cause deformation of the root hair
of the plant host, facilitate nodule formation, and act as
substances that determine the specificity of the interaction taking place between a particular plant host and its
symbiont [45]. It was found that Bacillus circulans
forms a lipochitinoligosaccharide similar to that of
B. japonicum, which deforms root hair in leguminous
plants [47]. Nod factors may affect the hormonal status
of a plant: within 24 h, the lipochitinoligosaccharide of
Rhizobium leguminosarum bv. viciae decreases the
polar transport of auxins (from the leaves and the apex
of a shoot to its base, and from the base to the roots) in
its plant host, Vicia sativa subsp nigra [48].
Oligosaccharines resemble “classic phytohormones” in that they lack species-specificity and multiplicity of effects; nevertheless, unlike typical phytohorAPPLIED BIOCHEMISTRY AND MICROBIOLOGY
233
mones, oligosaccharines are active at considerably
lower concentrations.
Bioamines. In addition to phytohormones, microorganisms also synthesize other signal molecules conserved in evolution (e.g., animal hormones). Microorganisms are capable of synthesizing acetylcholine, biogenic amines (dopamine, serotonin, norepinephrine),
and metabolites thereof. These substances, which act as
neurotransmitters in animals, are also found in certain
plants, where they are involved in the regulation of
growth and development [49]. Serotonin, which is a
major neuromediator, is a structural analogue of auxins
(figure) found in Enterococcus faecalis [50], Rhodospirillum rubrum [51], Bacillus cereus, and Staphylococcus
aureus [52]. Norepinephrine is detected in representatives of the genus Bacillus, Proteus vulgaris, Serratia
marcescens, the yeast Saccharomyces cereviseae and
the microscopic fungus Penicillium chrysogenum [52].
Moreover, the quantitative content of biogenic amines
is species-specific, differing in dissociants of the same
bacterium (R- and M-dissociants of B. subtilis; R- and
S-dissociants of P. aeruginosa) [52].
When added into the culture medium, exogenous
bioamines affect microorganism development. Serotonin stimulates the growth of both the yeast Candida
guilliermondii and the bacteria S. faecalis [50], Escherichia coli, and R. rubrum [51]. Serotonin facilitates cell
aggregation and myxospore formation in myxobacteria
(Polyangium sp.) and inhibits the formation of thymine
dimers in the DNA of C. guilliermondii (by forming an
intercalated-type complex with nucleotides) [53].
Norepinephrine is also capable of accelerating the
growth if bacteria (e.g., representatives of Enterobacteriaceae and Pseudomonadoceae [54], Actinomyces
naeslundii, Actinomyces gerenscseriae, Eikenella corrodens, and Campylobacter gracilisi [55]). Norepinephrine inhibits insignificantly the development of Porphyromonas gingivalis and Bacteroides forsythus [55].
Norepinephrine causes the formation of adhesin and
shiga-like toxins in pathogenic strains of E. coli and
Yersinia enterocolitica.
Pathways of the biosynthesis and metabolism of
serotonin (which is an indole derivative) in microorganisms remain to be clarified. In mammals serotonin is
formed from tryptophan, by hydroxylation into
5-hydroxytryptophan (by tryptophan hydroxylase) and
its decarboxylation into 5-hydroxytryptamine (serotonin) [56]. Monoamine oxidase converts serotonin into
5-hydroxy-indoleacetic acid. In plants tryptophan is
first decarboxylated into tryptamine, which is then
hydroxylated into serotonin [49]. Plant metabolism of
serotonin leads to the formation of indoleacetic acid
(IAA).
Certain bacteria were found to contain 5-hydroxyindoleacetic acid [52]. Experiments with the yeast
C. guilliermondii demonstrated that p-chlorophenylalanine, an inhibitor of tryptophan hydroxylase, suppresses serotonin formation, which is indicative of the
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TSAVKELOVA et al.
operation in microorganisms of the animal-type biosynthetic pathway [53]. However, p-chlorophenylalanine did not affect the growth dynamics of E. coli,
seeming to suggest that a plant-type biosynthetic pathway, which does not require tryptophan hydroxylase,
operates in this bacterium [51].
Biogenic amines are found primarily in the extracellular matrix of bacteria [52]. The matrix is responsible
for cell–cell communications; it serves to assemble
cells into colonies (unified populations) and concentrates nutrients, regulators, ions, and signaling molecules [57]. Phytohormones and hormone-like substances of a bacterial origin may also accumulate in the
matrix, thereby increasing their concentrations and
availability (e.g., to macroorganism hosts, with which
the bacteria are associated).
The role of hormones and hormone-like substances
is not limited to intracellular signaling in plants and animals; they also mediate interactions between macrooganisms (of plant or animal origin) and microorganisms. Stimulators and inhibitors of plant growth,
formed by phytopathogenic fungi and bacteria, govern
early stages of pathogenesis and thereby determine the
success or failure of a pathogen invasion [1, 2, 58, 59].
Moreover, phytohormones and hormone-like compounds play an important role in the development of
symbiotic relations between plants on one hand, and
mycorrhyzal fungi and association-forming microorganisms (such as nodule bacteria) on the other. Such
relations may be critical for successful seed germination or normal growth of mature plants [1–3]. Microorganisms that form ACAD, the enzyme that decreases
the level of endogenous plant ethylene, exert beneficial
effects on plant growth. There is evidence that bacterization of a cabbage seed by ACAD-positive strains
decreases the level of ACA and stimulates the growth of
the plant roots [36]. A European orchid seed requires
mycorrhyzal fungi for the successful germination and
cessation of quiescence (induced by ABA at the onset
of winter) [60].
Industrial microbiology and medicine use not only
phytohormone-producing microorganisms, but also
phytohormone degraders. Thus, this ability of certain
mycobacteria to cleave and modify steroids (including
compounds with brassinosteroid substituents) is used in
the production of human steroid hormones [61].
In conclusion, the foregoing data reflect the increasing interest in studies of microorganisms producing
phytohormones and hormone-like substances, which
determine the formation and development of relationships within natural communities. Studies of the biosynthetic pathways of these substances and their effects
on pro- and eukaryotes may identify regulators of interactions between macroorganisms (animals or plants)
and their associated microorganisms.
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