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Published in "Encyclopedia of Dietary Supplements" Nov. 2005: Dekker Encyclopedias, Taylor and Francis Publishing<br />

<strong>Cordyceps</strong><br />

John Holliday<br />

Matt Cleaver<br />

<strong>Aloha</strong> <strong>Medicinals</strong> <strong>Inc</strong>., Santa Cruz, California, U.S.A.<br />

Solomon P. Wasser<br />

Institute of Evolution, University of Haifa, Mt. Carmel, Haifa, Israel<br />

INTRODUCTION<br />

<strong>Cordyceps</strong> (sometimes spelled ‘‘cordiceps’’) is a rare<br />

and exotic medicinal fungus, and it has been a highly<br />

regarded cornerstone of Chinese medicine for centuries;<br />

one that reportedly has a number of far-reaching<br />

medicinal effects.<br />

Most people in the West have only come to know of<br />

<strong>Cordyceps</strong> within the last 20 years, during which time,<br />

modern scientific methods have been increasingly<br />

applied to the investigation of its seemingly copious<br />

range of medicinal applications, in an attempt to validate<br />

what Chinese practitioners have noted for centuries.<br />

NAME AND GENERAL DESCRIPTION<br />

A medicinal fungus of a long and illustrious history,<br />

<strong>Cordyceps</strong> sinensis is an Ascomycetes fungus.<br />

Although it is not actually a mushroom in the taxonomic<br />

sense, it has been regarded as a medicinal mushroom<br />

throughout history.<br />

The name <strong>Cordyceps</strong> comes from the Latin words<br />

‘‘cord’’ and ‘‘ceps,’’ meaning, ‘‘club’’ and ‘‘head,’’<br />

respectively. The Latin word-conjunction accurately<br />

describes the appearance of this club fungus, whose<br />

stoma and fruit body extend from the mummified carcasses<br />

of insect larvae, usually that of the Himalayan<br />

Bat Moth, Hepialis armoricanus.<br />

In historical and general usage, the term ‘‘<strong>Cordyceps</strong>’’<br />

normally refers specifically to the species C. sinensis.<br />

Also pertinent to the general term ‘‘<strong>Cordyceps</strong>’’ are<br />

a number of closely related species, found throughout<br />

the world. While C. sinensis may be the most well<br />

known variety, there are many other species in the<br />

genus <strong>Cordyceps</strong>, in which modern science may have<br />

uncovered potentially valuable medicinal properties.<br />

C. sinensis has been appreciated for many centuries<br />

in traditional Chinese medicine (TCM). In nature, it is<br />

found only at high altitudes on the Himalayan Plateau<br />

and is thus difficult to harvest. Because of such<br />

difficulties, <strong>Cordyceps</strong> has always been one of the most<br />

expensive medicinal ‘‘herbs.’’ Its high price had<br />

relegated its availability almost exclusively to members<br />

of the Emperor’s court and others among the Chinese<br />

nobility and historically beyond the reach of the<br />

average Chinese subject. Despite its cost and rarity,<br />

the unprecedented litany of medicinal possibilities for<br />

<strong>Cordyceps</strong> has made it a highly valued staple of the<br />

Chinese medical tradition.<br />

The medicinal value of this fungus has been recognized<br />

for more than 2000 years in China and the Orient.<br />

But knowledge of this reached Western scientific<br />

audiences only in 1726, when it was introduced at a<br />

scientific meeting in Paris. The first specimens were carried<br />

back to France by a Jesuit priest, who chronicled<br />

his experiences with the <strong>Cordyceps</strong> mushroom during<br />

his stay at the Chinese Emperor’s court. [1] While<br />

always a rarity in nature, modern technological<br />

advances in cultivation have made the prospect of<br />

affordable <strong>Cordyceps</strong> a reality, and its potential medicinal<br />

uses continue to augment conventional therapy<br />

and gain recognition as clinical trials proceed to probe<br />

the claimed efficacy of the <strong>Cordyceps</strong> mushroom.<br />

Mycological Data<br />

Place and System, Description, and Habitat<br />

Kingdom Fungi<br />

Phylum Ascomycota<br />

Class Ascomycetes<br />

Order Hypocreales<br />

Family Clavicipataceae<br />

Genus <strong>Cordyceps</strong><br />

Species C. sinensis (Berk.) Sacc.<br />

Basionym: Sphaeria sinensis Berk.<br />

Anomorphs: Cephalosporium donqchongxiacao, C. sinensis,<br />

Chrysosporium sinense, Hirsutella sinensis, Mortierella hepiali,<br />

Paecilomyces hepiali, Scytalidium sp., Scytalidium hepiali, Tolypocladium<br />

sinensis, and others<br />

English names: <strong>Cordyceps</strong> mushroom, caterpillar fungus<br />

Japanese names: Totsu kasu, tochukasu<br />

Chinese names: Hia tsao tong tchong, dongchongxiacao [chongcao],<br />

literal translation: ‘‘winter worm,’’ ‘‘summer plant’’ old Chinese:<br />

modern Chinese<br />

Encyclopedia of Dietary Supplements DOI: 10.1081/E-EDS-120024882<br />

Copyright # 2005 by Taylor & Francis. All rights reserved. 1<br />

C


2 <strong>Cordyceps</strong><br />

Description<br />

The ascocarp or fruitbody of the C. sinensis mushroom<br />

originates at its base, on an insect larval host [usually<br />

the larva of the Himalayan bat moth, Thitarodes<br />

(Hepialis) armoricanus, although occasionally other<br />

insect hosts are encountered] and ends at the club-like<br />

cap, including the stipe and stoma. The fruitbody is<br />

dark brown to black; and the ‘‘root’’ of the organism,<br />

the larval body pervaded by mycelium, appears yellowish<br />

to brown.<br />

Habitat<br />

<strong>Cordyceps</strong> is a fungus with an annual appearance. The<br />

normal harvesting period is between the months of<br />

April and August. Fruiting off of moth larvae, <strong>Cordyceps</strong><br />

thrives only at altitudes above 3800 m above sea<br />

level, in cold, grassy, alpine meadows on the mountainous<br />

Himalayan Plateau of modern day Tibet, Nepal,<br />

and Chinese provinces of Sichuan, Gansu, Hubei,<br />

Zhejiang, Shanxi, Guizhon, Qinghai, and Yunnan.<br />

Edibility<br />

While not usually considered edible, because of its<br />

small size and rarity as well as its tough texture, <strong>Cordyceps</strong><br />

has, however, been consumed traditionally as a<br />

medicine with a variety of meats in the form of a<br />

medicinal soup, with the type of meat used dependent<br />

upon the target medical condition. [12]<br />

HISTORY AND TRADITIONAL USES<br />

Both resilient and rare, Chinese legends and myths of<br />

this revered healing mushroom and its chameleonic<br />

characteristics span the course of millennia. The first<br />

written record of the <strong>Cordyceps</strong> mushroom comes<br />

from China, in the year A.D. 620, at the time of the<br />

Tang Dynasty (A.D. 618–A.D. 907), bringing substance<br />

to the once intangible allegorical narrative, which<br />

spoke of a creature, whose annual existence alluded<br />

to a transformation from animal to plant in summer,<br />

and then again from plant to animal in winter. Tibetan<br />

scholars wrote of the healing animal=plant through the<br />

fifteenth to eighteenth centuries, and, in 1757, the<br />

earliest objective and scientifically reliable depiction<br />

of the <strong>Cordyceps</strong> mushroom was written by Wu-Yiluo<br />

in Ben Cao Congxin (‘‘New Compilation of Materia<br />

Medica’’), during the Qing Dynasty.<br />

A member of the largest subdivision of true fungi,<br />

Ascomycotina, <strong>Cordyceps</strong> finds itself among other<br />

well-known fungi such as Penicillium, from which the<br />

antibiotic penicillin is derived, the most potent<br />

hallucinogen, L.S.D., derived from the plant-parasitic<br />

ergot fungus (Claviceps purpurea), and the most<br />

highly prized and rare fungal delicacies (truffles and<br />

morels). To date, hundreds of species of <strong>Cordyceps</strong><br />

have been identified on six continents, in a variety of<br />

habitats, and with equally varied food sources.<br />

The <strong>Cordyceps</strong> organism was discovered by yak<br />

herders in the Himalayas of ancient Tibet and Nepal<br />

who, recognizing the ardent behavior of their animals<br />

after grazing on <strong>Cordyceps</strong> at high altitudes in the<br />

spring, sought the causal agent. The cap-less mushroom<br />

they eventually found has been used in traditional<br />

Chinese medicine ever since to treat kidney,<br />

lung, and heart ailments, male and female sexual dysfunction,<br />

fatigue, cancer, hiccups, and serious injury,<br />

to relieve pain, and the symptoms of tuberculosis and<br />

hemorrhoids, to restore general health and appetite,<br />

and to promote longevity. More potent than Ginseng<br />

and worth four times its weight in silver in ancient<br />

times, <strong>Cordyceps</strong> has held, and continues to hold, a<br />

highly esteemed position in the vast ranks of Chinese<br />

pharmacopeia, which the West has only recently begun<br />

to incorporate into medical practices. Although it was<br />

once a rather exclusive medicine, modern cultivation<br />

techniques have made the mycelium of this caterpillarborne<br />

fungus more readily available, lowering its cost<br />

on the world market, and allowing for more indepth<br />

research into its healing potential.<br />

RELATED SPECIES AND ARTIFICIAL<br />

CULTIVATION<br />

There are currently more than 680 documented species<br />

of <strong>Cordyceps</strong>, found on all six inhabited continents<br />

and in many climatic zones and habitats, and feeding<br />

off a range of hosts, including plants, insects,<br />

arachnids, and even other fungi, such as truffles. These<br />

figures are subject to rapid change, as what we know of<br />

this genus, and the life cycles of its constituents<br />

expand. As studies of related species continue, it has<br />

become increasingly apparent that the potential medicinal<br />

benefits of C. sinensis are, in fact, not related to<br />

only one species. Of the many different varieties of<br />

<strong>Cordyceps</strong>, those presently being cultivated for medicinal<br />

purposes and use in health supplements include<br />

C. sinensis, C. militaris, C. sobolifera, C. subsessilus,<br />

C. ophioglossoides, and others.<br />

Because of the rarity and high prices of the wild<br />

collected variety, attempts have long been made to<br />

cultivate <strong>Cordyceps</strong>. By the mid-1980s, the majority<br />

of <strong>Cordyceps</strong> available in the world’s marketplace<br />

were artificially cultivated. [2] Because of the development<br />

of modern biotechnology-based cultivation<br />

methods, the availability of this previously rare health<br />

supplement has greatly increased in the last 20 years.


<strong>Cordyceps</strong> 3<br />

The demand for <strong>Cordyceps</strong> has also compounded<br />

exponentially, in this same time frame, partly because<br />

of the opening of China to trade with the West in the<br />

1970s, exposing many more people around the world<br />

to the concepts and practices of TCM. As <strong>Cordyceps</strong><br />

has always been highly revered in TCM, it is reasonable<br />

that, with increased exposure to TCM, the<br />

demand for this herb has also increased. Such an<br />

increase has lead to overharvesting of the wild stocks<br />

and a subsequent shortage of wild collected varieties<br />

of <strong>Cordyceps</strong>. [2–4]<br />

Many companies now produce artificially cultivated<br />

<strong>Cordyceps</strong> products, both from the mycelium and<br />

from the fruit body. The increase in supply has given<br />

rise to variations in purity and quality, creating a situation<br />

in which there are a large number of counterfeit<br />

and adulterated products being sold. [4] Recently, new<br />

methods for assaying the quality of <strong>Cordyceps</strong><br />

products have been introduced. [2]<br />

Another issue has been raised regarding the quality<br />

of <strong>Cordyceps</strong>: lead contamination. <strong>Inc</strong>idents of lead<br />

poisoning from consumption of <strong>Cordyceps</strong> by people<br />

in China and Taiwan have been reported. [5] A practice<br />

of adulteration, long practiced by the collectors of<br />

natural <strong>Cordyceps</strong>, introduces excessive lead into the<br />

organism. As found in its natural state, <strong>Cordyceps</strong> is<br />

attached to the mummified body of the caterpillar,<br />

from which it arises. It is harvested whole in this form,<br />

dried, and supplied into the market. Because <strong>Cordyceps</strong><br />

is sold by weight, the collectors have historically<br />

inserted a small bit of twig into many of the caterpillars,<br />

resulting in an increase in weight. [2] Better quality<br />

Fig. 1 Wire and twigs inserted into <strong>Cordyceps</strong> to increase<br />

weight.<br />

<strong>Cordyceps</strong> traditionally had fewer inserted sticks; however,<br />

the practice has been so widespread for so long<br />

that it is virtually impossible to find wild collected <strong>Cordyceps</strong><br />

without these fillers inserted (Figs. 1 and 2).<br />

This is probably a harmless practice, as long as the<br />

object inserted is derived from a nontoxic source.<br />

Fig. 2 Inserted twigs and telltale holes.<br />

C


4 <strong>Cordyceps</strong><br />

But modern collectors have found that more weight<br />

can be gained if a bit of wire is inserted into the caterpillar,<br />

rather than the traditional twig. As long as the<br />

wire is steel, such a practice, as is the case with the<br />

aforementioned wood insertion, is probably not too<br />

harmful. Unfortunately, the wire of choice is now lead<br />

solder. A careful examination of the ends of the caterpillars<br />

will often reveal the holes where the sticks or<br />

wire have been inserted (Fig. 2), and anyone who<br />

chooses to use the wild collected <strong>Cordyceps</strong>, rather<br />

than the cultivated variety, would be well advised to<br />

break each one of the caterpillars in half before use,<br />

so that any bits of foreign matter can be readily<br />

discerned and removed.<br />

Cultivated cordyceps appears to offer far less risk of<br />

lead contamination than the wild type. The presence<br />

of lead or other substances in the growth medium<br />

certainly could be absorbed by any growing organism.<br />

We have conducted chemical analysis on many thousands<br />

of <strong>Cordyceps</strong> samples over the years and observed<br />

that <strong>Cordyceps</strong> does not have any more tendency to<br />

accumulate lead or other heavy metals than do any other<br />

fungi.<br />

GENERAL NUTRITIONAL COMPONENTS<br />

OF CORDYCEPS<br />

Chemical Constituents<br />

<strong>Cordyceps</strong> contains a broad range of compounds, which<br />

are considered nutritional. [1,2] It contains all of the essential<br />

amino acids, vitamins E and K, and the water-soluble<br />

vitamins B1, B2, and B12. In addition, it contains many<br />

sugars, including mono-, di-, and oligiosaccharides, and<br />

many complex polysaccharides, proteins, sterols, nucleosides,<br />

and trace elements (K, Na, Ca, Mg, Fe, Cu, Mn,<br />

Zn, Pi, Se, Al, Si, Ni, Sr, Ti, Cr, Ga, V, and Zr).<br />

Potentially bioactive constituents<br />

Cordycepin [3 0 -deoxyadenosine] and cordycepic acid<br />

[D-mannitol] were the initial bioactive compounds first<br />

isolated from C. militaris. Chen and Chu [6] announced<br />

the characterization of cordycepin and 2 0 -deoxyadenosine,<br />

using nuclear magnetic resonance (NMR) and<br />

infrared spectroscopy (IR) in an extract of C. sinensis.<br />

Other components found included various saccharides<br />

and polysaccharides, including cyclofurans, which are<br />

cyclic rings of five-carbon sugars, whose function is<br />

yet unknown, beta-glucans, beta-mannans, crosslinked<br />

beta-mannan polymers, and complex polysaccharides<br />

consisting of both five- and six-carbon sugars joined<br />

together in branching chains, employing both alphaand<br />

beta-bonds. Many other nucleosides have been<br />

found in <strong>Cordyceps</strong>, including uridine, several distinct<br />

structures of deoxyuridines, adenosine, 2 0 3 0 -dideoxyadenosine,<br />

hydroxyethyladenosine, cordycepin [3 0 -<br />

deoxyadenosine], cordycepin triphosphate, guanidine,<br />

deoxyguanidine, and altered and deoxygenated nucleosides,<br />

which were not found anywhere else in nature<br />

(Fig. 3). Of particular note are various immunosuppressive<br />

compounds found in <strong>Cordyceps</strong>, including<br />

cyclosporin, a constituent of the species C. subsessilis<br />

[anamorph: Tolypocladium infalatum]. [29] Other immunosuppressant<br />

compounds have also been found in<br />

Isaria sinclairii, a species closely related to <strong>Cordyceps</strong>. [7]<br />

Polysaccharides<br />

In the fungal kingdom, and particularly in <strong>Cordyceps</strong>,<br />

polysaccharides are perhaps the best known and<br />

understood of the medicinally active compounds. [8,9]<br />

A number of polysaccharides and other sugar derivatives,<br />

such as cordycepic acid [D-mannitol], have been<br />

identified. Research has shown that these polysaccharides<br />

are effective in regulating blood sugar, [10] and<br />

have antimetastatic and antitumor effects. [11]<br />

Proteins and nitrogenous compounds<br />

<strong>Cordyceps</strong> contains proteins, peptides, polyamines,<br />

and all essential amino acids. In addition, <strong>Cordyceps</strong><br />

contains some uncommon cyclic dipeptides, including<br />

cyclo-[Gly-Pro], cyclo-[Leu-Pro], cyclo-[Val-Pro],<br />

cyclo-[Ala-Leu], cyclo-[Ala-Val], and cyclo-[Thr-Leu].<br />

Small amounts of polyamines, such as 1,3-diamino<br />

propane, cadaverine, spermidine, spermine, and putrescine,<br />

have also been identified.<br />

Sterols<br />

A number of sterol type compounds have been found<br />

in <strong>Cordyceps</strong>: ergosterol, Delta-3 ergosterol, ergosterol<br />

peroxide, 3-sitosterol, daucosterol, and campeasterol,<br />

to name a few. [12]<br />

Other constituents<br />

Twenty-eight saturated and unsaturated fatty acids<br />

and their derivatives have been isolated from C. sinensis.<br />

Polar compounds of <strong>Cordyceps</strong> extracts include<br />

many compounds of alcohols and aldehydes. [12] Particularly<br />

interesting are the range of polycyclic aromatic<br />

hydrocarbons produced by C. sinensis as secondary<br />

metabolites. These PAH compounds react with the<br />

polypropylene used in common mushroom culture<br />

bags, resulting in the production of byproducts toxic<br />

to <strong>Cordyceps</strong> that stunt its growth as time progresses.<br />

Eventually, these polypropylene=PAH byproducts will<br />

kill the organism. For extended periods of growth,


<strong>Cordyceps</strong> 5<br />

Fig. 3 Some of the unique nucleosides found in <strong>Cordyceps</strong>.<br />

C. sinensis must be grown in glass or metal containers. [2]<br />

The PAH compounds are present in the living culture,<br />

but are volatile compounds and are lost upon drying.<br />

THERAPEUTIC APPLICATIONS, INDICATIONS,<br />

AND USAGE<br />

The range of therapeutic uses claimed for <strong>Cordyceps</strong><br />

species is far reaching; and most of them have yet to<br />

be sufficiently investigated. In TCM, <strong>Cordyceps</strong> has<br />

been used to treat conditions including respiration<br />

and pulmonary diseases, renal, liver, and cardiovascular<br />

diseases, hypo sexuality, and hyperlipidemia. It is<br />

also used in the treatment of immune disorders and<br />

as an adjunct to modern cancer therapies (chemotherapy,<br />

radiation treatment, etc.). [12] <strong>Cordyceps</strong> is believed<br />

by many, particularly in and around Tibet, which is<br />

its place of origin, to be a remedy for weakness and<br />

fatigue, and it is often used as an overall rejuvenator<br />

for increased energy while recovering from a serious illness.<br />

Many also believe it to be a medicine for the<br />

treatment for impotence, acting as an aphrodisiac in<br />

both men and women. <strong>Cordyceps</strong> is often prescribed<br />

for the elderly to ease general aches and pains. Practitioners<br />

of TCM also recommend the regular use of<br />

<strong>Cordyceps</strong> to strengthen the body’s resistance to infections,<br />

such as colds and flus, and to generally improve<br />

the homeostasis of the patient. <strong>Cordyceps</strong> is traditionally<br />

most often used in the treatment of health issues<br />

related to or stemming from the kidneys and the lungs.<br />

For example, it is used to ease a range of respiratory<br />

ailments: cough and phlegm, shortness of breath,<br />

bronchial discomfort, chronic obstructive pulmonary<br />

disease (COPD), and asthma. Modern science is<br />

attempting to confirm the efficacy of <strong>Cordyceps</strong> for<br />

most of its traditional uses; however, most medical<br />

studies regarding its efficacy remain incomplete.<br />

Today in the West, <strong>Cordyceps</strong> is most widely used<br />

by two groups of people: athletes and the elderly.<br />

The use of <strong>Cordyceps</strong> by athletes stems from the publicity<br />

surrounding the performance exhibited by the<br />

Chinese women’s track and field team at the Chinese<br />

National Games in 1993. In this competition, nine<br />

world records were broken by substantial margins.<br />

At first, governing sports authorities suspected that a<br />

performance-enhancing drug had been used, but the<br />

team’s coach attributed their success to <strong>Cordyceps</strong>. [50]<br />

An increase in cellular ATP [13,46] results in an<br />

increase in useful energy, in contrast to the perceived<br />

increase in energy, which occurs from the use of CNS<br />

stimulants, such as caffeine, ephedrine, and amphetamines,<br />

ultimately resulting in an energy deficiency.<br />

However, it should be noted that in a recent study with<br />

highly trained professional athletes, C. sinensis was<br />

shown to have no appreciable effect in enhancing the<br />

performance in this group of people. [15] We are not<br />

aware of any test that has been conducted showing a<br />

difference in the energy increase potential between<br />

highly trained athletes and normal healthy adults using<br />

<strong>Cordyceps</strong>.<br />

FATIGUE<br />

Inhabitants in the high mountains of Tibet and Nepal<br />

consume <strong>Cordyceps</strong>, claiming that it gives them energy<br />

and offsets the symptoms of altitude sickness. The<br />

proposed reason for the alleged increase in energy is<br />

an increase in cellular ATP, as previously mentioned;<br />

likewise, increased oxygen availability has been posited<br />

as the primary agent in combating the effects of<br />

altitude sickness.<br />

In a placebo-controlled clinical study of elderly<br />

patients with chronic fatigue, results indicated that<br />

C


6 <strong>Cordyceps</strong><br />

most of the subjects treated with C. sinensis reported a<br />

significant clinical improvement in the areas of fatigue,<br />

cold intolerance, dizziness, frequent nocturia, tinnitus,<br />

hypo sexuality, and amnesia, while no improvement<br />

was reported in the placebo group. [1,7,16–18] Another<br />

study involving healthy elderly volunteers, with an average<br />

age of 65, tested the output performance and oxygen<br />

capacity of subjects while exercising on stationary<br />

bicycles. A portion of the volunteers consumed C.<br />

sinensis for six weeks, while others consumed a placebo.<br />

The results demonstrated that the group that consumed<br />

<strong>Cordyceps</strong> had a significant increase in energy output<br />

and oxygen capacity over the other group after six<br />

weeks. [47]<br />

Among the simplest and most reliable tests used to<br />

determine a compound’s ability to increase the energy<br />

output of a subject or decrease fatigue is the mouse<br />

swim test. In this test, two groups of mice (or other<br />

animals) are used. One group receives a standard diet,<br />

while the other receives the same diet with the addition<br />

of the test compound. In this case, the test compound<br />

is <strong>Cordyceps</strong>. After a period of time, the two groups<br />

are put into a steep-sided container filled with water,<br />

from which escape is not possible. In this way, the<br />

animals are forced to swim. The time-to-exhaustion is<br />

measured for each group, which was compared and<br />

contrasted with that of the other. If the group receiving<br />

the test compound swims longer than the group on the<br />

standard diet without the test compound, then it has<br />

been determined that they had increased energy output=decreased<br />

fatigue when compared with the control<br />

group. Trials of this nature have been conducted using<br />

<strong>Cordyceps</strong> as the test compound and have invariably<br />

shown that the use of <strong>Cordyceps</strong> significantly increases<br />

the time-to-exhaustion in laboratory animals when<br />

compared with the control groups. [7]<br />

PRECLINICAL AND CLINICAL DATA<br />

Therapeutic applications of <strong>Cordyceps</strong> and its extracts<br />

are hypothesized to be centered primarily on the key<br />

effects of increased oxygen utilization, increased ATP<br />

production, and the stabilization of blood sugar metabolism.<br />

[12] The presence of Adenosine, Cordycepin,<br />

and Cordycepic acid [D-Mannitol] (Chen and Chu [6] ),<br />

polysaccharides, vitamins, and trace elements may be,<br />

at least partially, the cause for such effects. Because<br />

of the historically high cost of the fungus and the only<br />

recently developed methods for artificial cultivation,<br />

preclinical and clinical trials of <strong>Cordyceps</strong> and its<br />

extracts are still relatively new endeavors. Earlier trials,<br />

although few in number, have set the precedent from<br />

which modern trials are building, expanding, and<br />

cementing our understanding of <strong>Cordyceps</strong>.<br />

CANCER<br />

A possibly valuable therapeutic application of <strong>Cordyceps</strong><br />

is in the treatment for cancer, as an adjunct to<br />

chemotherapy, radiation, and other conventional and<br />

traditional cancer treatments.<br />

Animal Studies<br />

The survival time of mice inoculated with murine B16<br />

melanoma cells and treated with a combination of<br />

water extracts from C. sinensis and the conventional<br />

agent, methotrexate, has been shown to be significantly<br />

longer than that of either the untreated control group<br />

or those treated with methotrexate alone, indicating<br />

that some water extracts of C. sinensis may be beneficial<br />

in the prevention of tumor metastasis. [19]<br />

Antitumor and immuno-stimulating activities were<br />

observed in the treatment of mice inoculated with<br />

Sarcoma 180 tumor cells, when treated with an ethanol<br />

extract of C. sinensis [20] (the reference refers to Paecilomyces<br />

japonica, which is believed to be an anamorph<br />

of C. sinensis), while a study using murine<br />

models verified that oral administration of a hot water<br />

extract of C. sinensis consequently resulted in the activation<br />

of macrophages, thereby increasing the production<br />

of GM-CSF and IL-6, which act on the systemic<br />

immune system. [21] In a study of mice subcutaneously<br />

implanted with lymphoma cells, oral administration<br />

of an extract of C. sinensis led to a decrease in tumor<br />

size and a prolonged survival time. [30] Furthermore,<br />

mice treated with cyclophosphamide, which suppresses<br />

immune function, also treated with the same hot water<br />

extract saw their immune function return to normal,<br />

as measured by the IgM and IgG response and macrophage<br />

activity. [30] Further evidence of the immunoenhancing<br />

action of C. sinensis was provided by<br />

another study treating mice inoculated with Erhlich<br />

ascites carcinoma (EAC) cells with a warm water<br />

extract of <strong>Cordyceps</strong>. The median survival time of the<br />

treated mice compared to untreated controls was over<br />

300%, and the lack of activity of the extract against<br />

EAC cells grown in vitro indicated that the antitumor<br />

effect in the mice may be mediated through immunoenhancing<br />

activity, rather than directly. [31]<br />

Oral administration of polysaccharide fractions<br />

CI-P and CI-A, derived from C. sinensis, in doses of<br />

1–10 mg=kg=day, demonstrated antitumor activities<br />

in mice inoculated with Sarcoma 180. Similar results<br />

were observed with an alkali soluble polysaccharide<br />

(CI-6P), derived from the species C. sobolifera, when<br />

administered in doses of 10 mg=kg=day. [7] In a related<br />

study, B-(1-3)-D-glucan, fraction CO-1 and the galactosaminoglycan<br />

fraction CO-N, derived from C. ophioglossoides,<br />

inhibited the growth of ascitic Sarcoma 180.


<strong>Cordyceps</strong> 7<br />

<strong>Inc</strong>reased immune function was noted as well, quantified<br />

by an increase in carbon clearance activity. [22,23]<br />

It is well established that numerous fungal derived<br />

simple- and protein-bound polysaccharides exert a<br />

significant potentiation of immune function. [9] This is<br />

thought to be one of the major mechanisms of antitumor<br />

activity in <strong>Cordyceps</strong>. Among the multiple polysaccharides<br />

produced by C. sinensis, beta-d-glucans are<br />

one class of polymers that have been shown to increase<br />

both innate and cell-mediated immune response. These<br />

polysaccharides increase the production of such cytokines<br />

as TNF-a, interleukins, interferons, NO, and antibodies<br />

by the activated immune cells. This activation of<br />

immune response may be triggered by polysaccharide<br />

binding to specific receptors on the surface of the<br />

immune systems cells, called the CR3 receptor. [24]<br />

They are also thought to be involved in cell-to-cell communications,<br />

perhaps acting as messenger molecules.<br />

There is evidence of another mechanism at play in the<br />

antitumor response of <strong>Cordyceps</strong>, as well, pertaining to<br />

the structure of at least one, and possibly more, of the<br />

altered nucleosides found in some species of <strong>Cordyceps</strong><br />

and exemplified by the compound cordycepin [3 0 -<br />

deoxyadenosine] (Fig. 1). These deoxynucleosides interfere<br />

with DNA replication in tumor cells. Such interference<br />

is reduced in normal healthy cells by the operation of a<br />

DNA repair mechanism, which is absent in tumor cells,<br />

and by the fact that tumor cells generally multiply at a<br />

rate well in excess of that of normal cells.<br />

Clinical Trials<br />

Clinical studies have been conducted in China and<br />

Japan involving cancer patients, [25] yielding positive<br />

results. In one study of 50 patients with lung cancer<br />

who were administered C. sinensis at 6 g=day in conjunction<br />

with chemotherapy, tumors were reduced in<br />

size in 23 patients. A trial involving cancer patients<br />

with several different types of tumors found that<br />

C. sinensis, taken over a two-month period at 6 g=day,<br />

day, improved subjective symptoms in the majority of<br />

patients. White blood cell counts were kept at<br />

3000=mm 3 or higher; even with radiation or chemotherapy,<br />

other immunological parameters showed no<br />

significant change, while tumor size was significantly<br />

reduced in approximately half of the patients observed,<br />

indicating an improved tolerance for radiation and=or<br />

chemotherapy. [12]<br />

A serious side effect of the use of conventional<br />

cancer chemotherapy and radiation therapy is the<br />

suppression of the patient’s immune system. The use<br />

of C. sinensis in combination with conventional chemotherapy<br />

appears to have an immuno-stimulatory<br />

effect, which enhances the effectiveness of conventional<br />

chemotherapy by balancing its side effects.<br />

The belief in the efficacy of C. sinensis against<br />

cancer is widespread in the Orient, and many cancer<br />

patients in Japan, Korea, and China are taking<br />

<strong>Cordyceps</strong> or some other mushroom-derived immunomodulator<br />

(such as PSK, PSP, Lentinan, AHCC, and<br />

Arabinoxylane [MGN3 TM ]) while undergoing conventional<br />

treatment. [12,25,26]<br />

Immunomodulating Effects<br />

Immuno-enhancing effects of C. sinensis have already<br />

been described. It is of interest to note that the fungus<br />

which produces the immuno-suppressive drug, cyclosporin,<br />

Tolypocladium inflatum, was discovered in<br />

1996 to be the asexual stage of yet another <strong>Cordyceps</strong><br />

species, C. subsessilus. [29] Thus, the same genus of fungus,<br />

having been used for centuries to provide immune<br />

stimulation, was now known to provide an immune<br />

suppressant valuable in organ transplantation surgery.<br />

Other such experiments demonstrating both inhibiting<br />

and potentiating effects of <strong>Cordyceps</strong> are controversial;<br />

and the effects observed are possibly the<br />

result of differing experimental conditions and variables.<br />

However, with such evidence of a possibly<br />

bidirectional immunomodulating effect, [28]<br />

further<br />

research is in order.<br />

While the drug cyclosporin has allowed some<br />

advances in medicine, facilitating the transplant of<br />

organs, there has been a drawback to its use. The high<br />

toxicity of cyclosporin has caused many patients<br />

suffer from serious kidney damage, related to the use<br />

of the drug. In 1995, a study was undertaken in China<br />

in which 69 kidney-transplant patients were given<br />

either cyclosporin alone or in conjunction with C.<br />

sinensis,at3g=day. After 15 days it was clearly evident<br />

that the group receiving C. sinensis in addition to<br />

cyclosporin had a much lower incidence of kidney<br />

damage than the group receiving only cyclosporin, as<br />

measured by the levels of urinary NAG, serum<br />

creatinine, and blood urea nitrate. [27]<br />

KIDNEY AILMENTS<br />

Traditional views of the <strong>Cordyceps</strong> mushroom held<br />

that its consumption strengthened the kidneys. Studies<br />

have shown that much of <strong>Cordyceps</strong>’ kidneyenhancing<br />

potential stems from its ability to increase<br />

17-hydroxy-corticosteroid and 17-ketosteroid levels in<br />

the body. [12]<br />

Chronic renal failure is a serious disease, one often<br />

affecting the elderly. In a study among 51 patients<br />

suffering from chronic renal failure, it was found that<br />

the administration of 3–5 g=day of C. sinensis significantly<br />

improved both the kidney function and overall<br />

C


8 <strong>Cordyceps</strong><br />

immune function of treated patients, compared to the<br />

untreated control group. [32]<br />

Patients with chronic renal failure or reduced<br />

kidney function often suffer from hypertension, proteinuria,<br />

and anemia. In a study with such patients, it<br />

was found that after one month on C. sinensis, a<br />

15% reduction in blood pressure was observed. Urinary<br />

protein was also reduced. Additionally, increases<br />

in superoxide dismutase (SOD) were seen. The increase<br />

in SOD, coupled with an observed decrease in serum<br />

lipoperoxide, suggests an increase in the oxygen free<br />

radical scavenging capacity, resulting in reduced oxidative<br />

cellular damage. [33]<br />

In another human clinical study, 57 patients with<br />

gentamicin-induced kidney damage were either treated<br />

with 4.5 g of <strong>Cordyceps</strong> per day or by other, more conventional<br />

methods. After six days, the group that<br />

received <strong>Cordyceps</strong> had recovered 89% of their normal<br />

kidney function, while the control group had recovered<br />

only 45% of normal kidney function. The time-torecovery<br />

was also significantly shorter in the <strong>Cordyceps</strong><br />

group when compared with that of the control group. [12]<br />

HYPOGLYCEMIC EFFECT<br />

Another area of particular interest is the effect of<br />

<strong>Cordyceps</strong> on the blood glucose metabolism system.<br />

<strong>Cordyceps</strong> has been tested on animals and humans<br />

to investigate its potential as an agent in blood sugar<br />

regulation. In one randomized trial, 95% of patients<br />

treated with 3 g=day of C. sinensis saw improvement<br />

in their blood sugar profiles, while the control group<br />

showed only 54% improving with treatment by other<br />

methods. [34]<br />

In animal studies, isolated polysaccharides have<br />

been shown to improve blood glucose metabolism<br />

and increase insulin sensitivity in normal animals, [35]<br />

to lower blood sugar levels in genetically diabetic animals,<br />

[36] and to positively affect blood sugar metabolism<br />

in animals with chemically induced diabetes. [37]<br />

The common thread throughout all these trials is the<br />

increase in insulin sensitivity and hepatic glucoseregulating<br />

enzymes, glucokinase and hexokinase.<br />

In one unpublished trial conducted by us on nondiabetic<br />

patients treated with 3 g=day of <strong>Cordyceps</strong>, it was<br />

found that blood sugar levels vary throughout the day;<br />

the increase in blood glucose levels after eating and the<br />

dropping of glucose levels between meals were significantly<br />

dampened in the <strong>Cordyceps</strong> group. This indicates<br />

an increase in the efficiency of the blood sugar<br />

regulation mechanism. Furthermore, it was found that<br />

the subjects who happened to be alcoholic tended to<br />

lose their desire for alcohol within 48 hr after the<br />

commencement of this study. Subsequent unpublished<br />

and ongoing studies by us have confirmed this effect of<br />

reduction in alcohol craving. Further research into this<br />

area is clearly needed.<br />

LUNG AILMENTS<br />

Chinese medicine has characterized C. sinensis as a<br />

guardian of respiratory health for more than a<br />

thousand years. There have been trials on humans,<br />

using <strong>Cordyceps</strong> to treat many respiratory illnesses,<br />

including asthma, COPD, and bronchitis, either alone<br />

or as an adjunct to standard antibiotic therapy, and<br />

in many studies that have been conducted, it appears<br />

to be useful for all of these conditions. [14,48,49,51–55]<br />

Much of its reputation for protecting the lungs,<br />

again, is believed to stem from its ability to promote<br />

enhanced oxygen utilization efficacy. In environments<br />

lacking sufficient oxygen, mice treated with <strong>Cordyceps</strong><br />

were able to survive up to three times longer than those<br />

left untreated, demonstrating a more efficient utilization<br />

of the available oxygen. This provides support<br />

for <strong>Cordyceps</strong>’ long history of use in preventing and<br />

treating altitude sickness. [14] Such efficacy alludes to<br />

the use of <strong>Cordyceps</strong> as an effective treatment for<br />

bronchitis, asthma, and COPD. Extracts of C. sinensis<br />

have been shown to inhibit tracheal contractions,<br />

especially important in asthma patients, as it allows<br />

for increased airflow to the lungs. In addition, its<br />

anti-inflammatory properties may prove to bring<br />

further relief to asthma patients, whose airways<br />

become obstructed, because of an allergic reaction<br />

resulting in the swelling of the bronchial pathways.<br />

[1,12,38] In an unpublished clinical trial conducted<br />

at the Beijing Medical University involving 50 asthma<br />

patients, symptoms among the group treated with <strong>Cordyceps</strong><br />

were reduced by 81.3%, within an average of<br />

five days; while among those treated with conventional<br />

antihistamines, the symptom reduction averaged only<br />

61.1%, and took an average of nine days for symptoms<br />

to subside. [48,38]<br />

HEART AILMENTS<br />

<strong>Cordyceps</strong> is also a medication used in stabilizing the<br />

heartbeat and correcting heart arrhythmias in China.<br />

While the exact mechanism responsible for <strong>Cordyceps</strong>’<br />

reputation with regard to controlling arrhythmias is<br />

not completely understood, it is thought to be at least<br />

partially because of the presence of adenosine, [39] of<br />

which <strong>Cordyceps</strong> often has a significant quantity,<br />

along with deoxyadenosine, related adenosine-type<br />

nucleotides, and nucleosides. It has been shown that<br />

these compounds have an effect on coronary and cerebral<br />

circulation. [40,41] While no single drug or herb is<br />

equally effective in all patients, it appears rare for a


<strong>Cordyceps</strong> 9<br />

patient’s arrhythmia to remain unaffected by the addition<br />

of <strong>Cordyceps</strong> to the treatment regimen. <strong>Cordyceps</strong><br />

has been used traditionally to treat patients with heart<br />

disease and those recovering from stroke. [1]<br />

In studies of patients suffering from chronic heart<br />

failure, the long-term administration of <strong>Cordyceps</strong>, in<br />

conjunction with conventional treatments—digoxin,<br />

hydrochlorothiaside, dopamine, and dobutamine—<br />

promoted an increase in the overall quality of life. This<br />

included general physical condition, mental health,<br />

sexual drive, and cardiac function, compared to the<br />

control group. [18]<br />

LIVER AILMENTS<br />

Another area of considerable research interest is the<br />

relation of <strong>Cordyceps</strong> and liver function. <strong>Cordyceps</strong><br />

has been shown in nearly all such studies to enhance<br />

the efficient functioning of the liver. For example, in<br />

the Orient today, <strong>Cordyceps</strong> is commonly used as an<br />

adjunct in the treatment of chronic hepatitis B and<br />

C. In one study, <strong>Cordyceps</strong> extract was used in combination<br />

with several other medicinal mushroom extracts<br />

as an adjunct to lamivudine for the treatment of hepatitis<br />

B. Lamivudine is a common antiviral drug used in<br />

the treatment of hepatitis. In this study, the group<br />

receiving <strong>Cordyceps</strong> along with other medicinal<br />

mushroom extracts had much better results in a shorter<br />

period of time than the control group who received<br />

only lamivudine. [42]<br />

In another study using 22 patients who were diagnosed<br />

with posthepatic cirrhosis, [43] after three months<br />

of consuming 6–9 g of <strong>Cordyceps</strong> per day, each patient<br />

showed improvement in liver function tests.<br />

HYPERCHOLESTEROLEMIA<br />

While hypercholesterolemia is not typically considered<br />

a disease, it is a clear indicator of metabolism dysfunction<br />

and an indicator of increased cardiovascular risk.<br />

In both human and animal studies, administration of<br />

<strong>Cordyceps</strong> has been associated with cholesterol and triglyceride<br />

reduction and an increase in the ratio of<br />

HDL to LDL cholesterol. [1,12,13] Whether the causative<br />

mechanism for this lipid-balancing effect is through<br />

blood sugar stabilization, from enhancing liver function,<br />

or because of some other as yet unknown cause<br />

remains to be seen.<br />

USES AGAINST MALE/FEMALE SEXUAL<br />

DYSFUNCTION<br />

<strong>Cordyceps</strong> has been used for centuries in traditional<br />

Chinese medicine to treat male and female sexual<br />

dysfunction, such as hypolibidinism and impotence.<br />

Preclinical data on the effects of C. sinensis on mice<br />

showed sex-steroid-like effects. [1,7] Human clinical<br />

trials have demonstrated similarly the effectiveness of<br />

<strong>Cordyceps</strong> in combating decreased sex-drive and<br />

virility. [14,44]<br />

OTHER USES<br />

Many species of <strong>Cordyceps</strong> and other entomopathogenic<br />

fungi have been mentioned in scientific discourse<br />

in relation to their potential as biological control<br />

agents. [57]<br />

DOSAGE<br />

Because clinical data on <strong>Cordyceps</strong> is relatively new,<br />

and even more so in Western countries, recommended<br />

dosage requirements may vary, depending on the<br />

source. In general, clinical trials have been conducted<br />

using 3–4.5 g of C. sinensis per day, except in cases<br />

of severe liver disease, where the dosage has usually<br />

been higher, in the range of 6–9 g=day. [1,7] There are<br />

some practitioners known to us, who keep their cancer<br />

patients on 30–50 g of <strong>Cordyceps</strong> per day. While this<br />

may seem excessive, the clinical results seen with this<br />

treatment regimen are promising, and <strong>Cordyceps</strong>related<br />

toxicity has never been reported.<br />

It has been traditionally taken in tea or eaten as<br />

whole, either by itself or cooked with a variety of<br />

meats. Today, in addition to the established traditional<br />

means of consumption, powdered mycelium and<br />

mycelial extracts are also available in capsulated<br />

and noncapsulated forms. At present, there are no reliable<br />

standards by which to compare different brands,<br />

but in general, the quality of <strong>Cordyceps</strong> is improving,<br />

as methods of more efficient cultivation are investigated;<br />

and as more clinical trials are conducted, a<br />

clearer picture of recommended dosages for a particular<br />

condition will become more standardized. Considering<br />

the quality of cultivated <strong>Cordyceps</strong> on the<br />

market today and the risk of lead exposure as well as<br />

the cost of the wild <strong>Cordyceps</strong>, use of natural <strong>Cordyceps</strong><br />

over the artificially cultivated variety is not recommended.<br />

Obtaining <strong>Cordyceps</strong> from a reliable source,<br />

with complete analytical data provided, is the safest<br />

way to purchase <strong>Cordyceps</strong>.<br />

Safety Profile<br />

Contraindications: none known.<br />

C


10 <strong>Cordyceps</strong><br />

Drug Interactions<br />

We have observational evidence that the alteration of<br />

the body’s blood glucose metabolism, in patients<br />

consuming <strong>Cordyceps</strong>, often results in the reduction<br />

of oral or injected antidiabetic medications. It is also<br />

posited that the naturally occurring antiretroviral<br />

compounds found in <strong>Cordyceps</strong> (2 0 3 0 -dideoxyadenosine<br />

for example, which is found in C. sinensis, and<br />

which is marketed as a major anti-HIV drug under<br />

the name Videx TM and Didanosine TM , as well as 3 0 -<br />

deoxyadenosine which has the same or at least similar<br />

activity) could increase the effectiveness or decrease the<br />

dosage requirements for patients undergoing concurrent<br />

therapy with other antiretroviral drugs. Caution<br />

should be exercised in these patients, especially considering<br />

the newer, more potent hybrid strains of <strong>Cordyceps</strong><br />

being developed, and the targeted medicinal<br />

compounds being selectively cultivated. Many antiretroviral<br />

drugs currently on the market have quite<br />

considerable toxicity, and it is hoped that the incorporation<br />

of <strong>Cordyceps</strong> into the treatment regimen of<br />

those patients undergoing such therapy might result<br />

in a reduction of the toxic effects of some of these more<br />

toxic synthetic drugs, while sacrificing none of their<br />

efficacy. While no detrimental drug interactions have<br />

yet been noted in the scientific literature, caution is<br />

advised, as both the fields of pharmaceutical discovery<br />

and <strong>Cordyceps</strong> cultivation are rapidly expanding.<br />

As with any substance of considerable bioactivity,<br />

some drug interaction is always a possibility.<br />

SIDE EFFECTS<br />

Very few toxic side effects have been demonstrated<br />

with <strong>Cordyceps</strong> use, although a very small number of<br />

people may experience dry mouth, nausea, or diarrhea.<br />

[12] One study reported that a patient had developed<br />

a systemic allergic reaction after taking Cs-4; [56]<br />

however this type of reaction is not common. There<br />

are little published data on the use of <strong>Cordyceps</strong> in<br />

pregnant or lactating women, or in very young children,<br />

but appropriate precautions should be taken with<br />

these types of patients.<br />

TOXICITY<br />

<strong>Cordyceps</strong> has proven to be a nontoxic fungal substance<br />

with wide-ranging physical and chemical effects<br />

on the body. No human toxicity has been reported,<br />

and animal models failed to find an LD50 (median<br />

lethal dose) injected i.p. in mice at up to 80 g=kg per<br />

day, with no fatalities after seven days (Wang and<br />

Zhao, unpublished report; Xu, unpublished report).<br />

Given by mouth to rabbits for three months, at 10 g=kg<br />

per day (n ¼ 6) no abnormalities were seen from<br />

blood tests or in kidney or liver function. [45]<br />

REGULATORY STATUS<br />

Still relatively new to the scrutiny of modern science,<br />

<strong>Cordyceps</strong> remains, in many nations throughout the<br />

world, an unrecognized substance. Other than<br />

import=export taxes and restrictions, which vary from<br />

country to country (many of which ban the import of<br />

any such substance), most governments do not require<br />

a prescription to purchase or use <strong>Cordyceps</strong>. There<br />

are a few countries that do require a doctor’s prescription:<br />

Portugal, Romania, and Austria, to name a few.<br />

Many governments require that vendors obtain a special<br />

license to distribute any product relating to human<br />

health.<br />

In the U.S.A., <strong>Cordyceps</strong> is marketed privately and<br />

considered by the FDA as a dietary supplement.<br />

Generally Recognized As Safe (GRAS) applications<br />

referring to <strong>Cordyceps</strong>’ status as a food additive are<br />

unavailable; however, a premarket notification to the<br />

FDA regarding <strong>Cordyceps</strong>, containing in-depth information<br />

relating to preclinical trials and toxicology<br />

studies has been available to the public on the FDA<br />

website, since 1999 at http:==www.fda.gov=ohrms=<br />

dockets=dockets=95s0316=rpt0039.pdf.<br />

CONCLUSIONS<br />

<strong>Cordyceps</strong> is a medicinal substance of long history and<br />

promising potential. Once so rare that only the<br />

emperor of China could afford to use it, modern biotechnology<br />

techniques have brought it within the reach<br />

of the common man. Western medicine is finally starting<br />

to realize some of the value of the Eastern system<br />

of medicine. This Oriental medicine, so perfectly typified<br />

by TCM, is really the result of thousands of years<br />

of human observation. And people are good observers.<br />

They are especially good observers about important<br />

issues such as health. Generations untold have been<br />

observing what happens when you eat this or that<br />

herb, and passing that information along from one<br />

generation to the next. Today, we have become so<br />

jaded that we think observations are not valid unless<br />

someone ‘‘proves’’ it in a lab. And in the last few years,<br />

our potential to prove has become incredible. We have<br />

developed ways to prove statistically if, how and why<br />

medicines work. <strong>Cordyceps</strong> is one of those ancient<br />

observational wonders that have passed the litmus test<br />

of long periods of observation and is now gaining<br />

scientific proof. It is clear from our studies, that we<br />

know only a little of the wonders of these strange


<strong>Cordyceps</strong> 11<br />

<strong>Cordyceps</strong> creatures. <strong>Cordyceps</strong> yet has many secrets<br />

in store for us.<br />

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