Professional Documents
Culture Documents
in Humans
and Animals
Second Edition
edited by
Dexter H. Howard
UCLA School of Medicine
Los Angeles, California
ISBN: 0-8247-0683-8
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Editor
J. W. Bennett
Professor
Department of Cell and Molecular Biology
Tulane University
New Orleans, Louisiana
Founding Editor
Paul A. Lemke
The major object of the first edition of Fungi Pathogenic for Humans and Animals
was a thorough review of the basic biology, host-parasite interactions, and current
method of detection and characterization of the zoopathogenic fungi. This is a
revision of the original book with a minor change in the title. Events since the
publication of the First Edition have made necessary the preparation of this sec-
ond edition.
Some chapters in the first edition remain adequate summaries of the topic
(e.g., ultrastructure, conidium formation, and subcellular particles) and will not
be repeated here. In other cases the original chapters have been expanded into
monographic treatments (e.g., dimorphism, antigens, and cell wall composition)
and a consideration of those topics would be inappropriate in a smaller context.
In many cases, knowledge in fields covered in the first edition has grown so much
that a single chapter is no longer adequate (e.g., nutrition, antifungal drugs, and
mycotoxins). Finally, the topics of immunology and pathogenesis have received
very recent coverage that makes inclusion of them in the second edition unnec-
essary. (The Mycota, VI, Human and Animal Relationship, D. H. Howard and
J. D. Miller, eds. New York: Springer Verlag, 1996; Fungal Pathogenesis, R. A.
Calderone and R. L. Cihlar, eds. New York: Marcel Dekker, Inc., 2002.)
The area of coverage from the first edition that has changed remarkably is
the topic of classification and nomenclature, for which there is not a current treat-
ment. In the years since the first edition many molecular techniques, upon which
taxonomic decisions are now based, have been introduced. Accordingly, Part
One of the second edition has been expanded to include peronosporomycetes, a
rearrangement of sections on the filamentous Ascomycetes, and a division of the
chapter on yeasts into two separate chapters—one on heterobasidiomycetes, and
a second covering both the endomycetes and the blastomyces.
iii
iv Preface to the Second Edition
The second edition has been further expanded to introduce a topic not con-
sidered in the first edition: fungal populations. Four topics are covered: Molecular
methods used in taxonomic decisions; Population genetics of Medically Impor-
tant fungi—phylogeny; population studies—DNA- and PCR-Fingerprinting of
Medically Important fungi; and population instabilities—the phenotyic variabil-
ity of Candida albicans.
Dexter H. Howard
Preface to the First Edition
PART A
v
vi Preface to the First Edition
PART B
The original plan for a comprehensive coverage of the zoopathogenic fungi called
for a division of the work into three parts. The first part was to include chapters
on the basic biology of the fungi with special consideration classification, mor-
phology, and physiology. The second part was to cover aspects of pathogenicity
such as mechanisms of pathogenesis, host responses (cellular and humoral), tox-
ins, and antigens. The last part was to have dealt with practical matters of de-
tecting the fungi in nature and in clinical materials and with certain applications
such as vaccines and antifungal drugs.
In gathering the material, it became clear that the topical divisions would
have produced volumes of exaggerated disproportion. Far too much on the basic
biology was at hand and some of the topics in pathogenicity required preparations
that exceeded practical deadlines. Therefore, rearrangements were made. The
third volume of the series, labeled Part B:II, now contains two sections and an
Addendum. The first of these sections contains chapters on pathogenesis, includ-
ing aspects of the basic biology that have a direct relation to mechanisms of
tissue invasion, namely, cell wall composition, subcellular particles, and enzymes
involved in in vivo survival or tissue destruction. In addition, the rearrangement
has allowed for an updated coverage of cellular defense mechanisms involving
Preface to the First Edition vii
Dexter H. Howard
Contents
ix
x Contents
Index 777
Contributors
xi
xii Contributors
Dexter H. Howard
UCLA School of Medicine, Los Angeles, California, U.S.A.
The subject of this book is the classification of zoopathogenic fungi. The basic
units in classification are the species, and these are arranged into hierarchal
groups of genera, families, orders, classes, phyla, and kingdoms. The categories
may be subdivided (e.g., subphylum, subclass, suborder) to indicate degrees of
relationships. Populations within a given species that have some characteristics
in common may be set apart as tribes or varieties or some other subset designa-
tion. The delineation of the zoopathogen Ajellomyces capsulatus, anamorph: His-
toplasma capsulatum, goes as follows (1):
Kingdom: Fungi
Phylum: Ascomycota
Class: Ascomycetes
Order: Onygenales
Family: Onygenaceae
Genus: Ajellomyces
Species: Ajellomyces capsulatus
Variety: the varietal state applies to the anamorph (2):
Histoplasma capsulatum var. capsulatum, H.
capsulatum var. duboisii, and H. capsulatum
var. farciminosum
1
2 Howard
contain animal pathogens (zoopathogens) and are covered in this book. The deci-
sions on coverage within these groups have been left up to the authors selected.
Phylum: Chytridiomycota
Class: Chytridiomycetes
Order: Neocallimasticales
Order: Blastocladiales
Order: Chytridiales
Order: Spizellomycetales
Order: Monoblepharidales
B. Zygomycota
The phylum Zygomycota (Table 3) contains those fungi that produce zygospores
as a result of sexual reproduction and consists of two classes: the class Trichomy-
cetes, which are obligate parasites of arthropods and will not be considered in
this book (3), and the class Zygomycetes, which contains several important patho-
gens. There are two orders in the class Zygomycetes—Mucorales and Ento-
mophthorales, both of which contain human and animal pathogens. The Mucor-
ales generally produce nonseptate hyphae, while the Entomophthorales are
usually septated.
1. Mucorales. (See Chap. 3.) The members of this order are grouped into
six families of agents of disease.
a. Mucoraceae. This family contains the genera Rhizopus, Absidia,
Apophysomyces, Mucor, and Rhizomucor, all of which are impor-
tant pathogens. These fungi reproduce asexually by means of spo-
rangia containing sporangiospores.
Phylum: Zygomycota
Class: Trichomycetes
Class: Zygomycetes
Order: Mucorales
Family: Mucoraceae
Family: Syncephalastraceae
Family: Mortierellaceae
Family: Saksenaeaceae
Family: Thamnidiaceae
Family: Cunninghamellaceae
Order: Entomophthorales
Family: Basidiobolaceae
Family: Entomophthoraceae
Family: Completoriaceae
Family: Ancylistaceae
Family: Meristacraceae
Family: Neozygitaceae
Introduction 5
C. Ascomycota
This phylum is made up of fungi that reproduce sexually by means of ascospores
contained in an ascus. The morphology and arrangement of ascospores within
the ascus and the morphology of an ascus-bearing structure (ascoma), when pres-
ent, is one approach to the hierarchal arrangement of ascomycetes. The group is
divided into two classes: the Endomycetes and the Ascomycetes. Asexual repro-
duction in the class Endomycetes is by budding or fission of somatic cells and in
the Ascomycetes by formation of blastic or thallic conidia. Molecular phylogeny
studies have allowed associations to be realized even when a known teleomorph
for a given anamorph has not been revealed. Some of these associations are sug-
gested throughout the coverage in this section.
1. Endomycetes
a. Saccharomycetales. Ascomata are not formed. Ascospores are of
various shapes. Asci are formed singly or in chains.
(1) Saccharomycetaceae. This family contains those yeasts that
reproduce by budding (blastoconidia). The colonies are ac-
cordingly mainly unicellular, though some species produce
pseudohyphae.
(2) Dipodascaceae. This family includes the genus Dipodascus,
which produces a Geotrichum anamorph with arthroconidia.
Other pathogenic yeasts that reproduce by fission (arthroconi-
dia) are included in this family. (See Chap. 8.).
2. Ascomycetes.
a. Onygenales. The order consists of four families. The members of
these families produce ascomata called cleistothecia, the peridium
of which is composed of a loose network of hyphae (2). The term
gymnothecium is sometimes applied to this type of cleistothecium.
(1) Arthrodermataceae. (See Chap. 5.) This family comprises
parasites known as the dermatophytes (ringworm fungi) and
saprophytes that are morphologically similar. The family is
represented by the single genus Arthroderma, whose asexual
states are in the genera Microsporum and Trichophyton. An
additional member of the group known only in its conidial
state is Epidermophyton.
(2) Onygenaceae. (See Chap. 6.) Two important systemic patho-
Introduction 7
Phylum: Ascomycota
Class: Endomycetes
Order: Saccharomycetales
Family: Saccharomycetaceae
Family: Dipodascaceae
Class: Ascomycetes
Order: Dothideales
Family: Didymosphaeriaceae
Family: Herpotrichiellaceae
Family: Piedraiaceae
Family: Dothideaceae
Family: Botryosphaeriaceae
Family: Mycosphaerellaceae
Order: Eurotiales
Family: Trichocomaceae
Family: Pseudoeurotiaceae
Family: Eremomycetaceae
Family: Thermoascaceae
Order: Microascales
Family: Microascaseae
Order: Onygenales
Family: Arthrodermataceae
Family: Onygenaceae
Family: Gymnoascaceae
Family: Myxotrichaceae
Order: Ophiostomatales
Family: Ophiostomataceae
Order: Hypocreales
Family: Hypocreaceae
Order: Pleosporales
Family: Leptosphaeraceae
Family: Pleosporaceae
Order: Sordariales
D. Basidiomycota
The distinctive feature of the members of the phylum Basidiomycota is the pro-
duction of basidiospores (sexual spores) on the outside of a club-shaped to elon-
gate structure called the basidium. The members of the basidiomycota considered
in this book will be the zoopathogenic yeasts found in the phylum and some rare
causes of infectious diseases found among the ‘‘mushrooms’’ (Table 5). Yeast
forms are found in all three main phylogenetic lines of basidiomycetes, namely
the Hymenomycetes (Cystofilobasidiales, Trichosporonales, Tremellales, and Fi-
lobasidiales), Urediniomycetes (Sporidiales), and the Ustilaginomycetes (Malas-
seziales). Medically important basidiomycetous yeasts belong to the genera
Cryptococcus, Trichosporon (Hymenomycetes), and Malassezia (Ustilaginomy-
cetes). Other basidiomycetous yeasts reported in clinical material occur in the
genera Rhodotorula and Sporobolomyces (Urediniomycetes). This topic is cov-
ered in Chap. 9.
The class Hymenomycetes also contains forms known colloquially as
mushrooms (e.g., the orders Agaricales and Aphyllophorales contain such fungi).
The former contains Coprinus cinereus, and the latter houses Schizophyllum com-
mune, both of which have been reported to cause rare infection in humans. It is
ordinarily the toxic or hallucinogenic aspects of mushrooms that involve human
disease. These topics were covered in the first edition of this work (5), but will
not be considered in the second edition. Two excellent references on the topics
are Arora (6) and Lincoff and Mitchell (7).
Phylum: Basidiomycota
Class: Hymenomycetes
Order: Cystofilobasidiales
Order: Trichosporonales
Order: Tremellales
Order: Filobasidiales
Order: Aphyllophorales
Order: Agaricales
Class: Urediniomycetes
Order: Sporidiales
Class: Ustilaginomycetes
Order: Malasseziales
Note: The fungi imperfecti, which produced only conidia were gathered in the past, into the phylum
Deuteromycota (3). This practice has been abandoned in recent taxonomic treatments of zoopatho-
genic fungi.
genic analysis by molecular means has confirmed earlier studies that indicated
the fungus belongs in the family Onygenaceae of the order Onygenales (Ascomy-
cota) (13).
V. KINGDOM PROTOCTISTA
Only the phylum Protista of the kingdom Protoctista will be considered. The
members of the class Plasmodiophoromycetes are characterized by zoospores
with two unornamented flagella that are of unequal length. A single genus in the
Introduction 13
Kingdom: Straminipila
Phylum: Heterokonta a
Class: Labyrinthista
Order: Thraustochytriales
Class: Peronosporomycetes
Subclass: Peronosporomycetidae
Order: Pythiales
Subclass: Saprolegniomycetidae
Order: Saprolegniales
Order: Leptomitales
Order: Salilagenidiales
Order: Myzocytiopsidales
Kingdom: Protoctista
Phylum: Protista b
Class: Plasmodiophoromycetes
Order: Haptoglossales
a
The only phylum in the kingdom Straminipila to be
considered here. The hierarchal considerations have
been simplified. See Tables 1 and 2 of Chap. 2 for a
complete treatment of this phylum.
b
The only phylum of the Protoctista to be considered.
VI. POPULATIONS
morph. It has been shown that the fungus spontaneously produces a high fre-
quency of chromosomal aberrations (16). Such alterations have been suggested
to be a means of achieving genetic variability in an organism that lacks a teleo-
morphic form (16). Such variation could be a basis for speciation in a group of
fungi like the unicellular yeasts in which taxonomic characters are limited and
depend to a large extent on utilization of various metabolites (17). Very recently
it has been shown that C. albicans can be induced to mate (18,19), but the extent
to which mating occurs in populations of C. albicans remains to be evaluated.
The genetic variability of C. albicans and the recent studies on mating will be
covered in Chap. 14.
GLOSSARY
REFERENCES
Michael W. Dick
School of Plant Sciences, University of Reading, Reading, England
I. BASIC BIOLOGY
There are two major phylogenetic lines of flagellate fungi: those with zoospores
having a single, posteriorly directed, smooth whiplash flagellum and those with
zoospores having two (heterokont and anisokont) flagella, one directed anteriorly
and clothed with two rows of tubular tripartite hairs (straminipilous ornamenta-
tion) and one directed posteriorly, smooth and with an acronema. The first line
(the Chytridiomycetes) constitutes a near-basal clade on the animal/mycote phy-
logeny; the second line (the Peronosporomycetes) is a major clade with the chro-
mophyte algae (Table 1). The Plasmodiophoromycetes (Haptoglossa) is charac-
terized by zoospores with two homokont but anisokont unornamented flagella.
The Peronosporomycetes are probably the largest and are certainly the most
diverse monophyletic class of flagellate fungi. Originally separated from other
flagellate fungi by their oogamous sexual reproduction, the Peronosporomycetes
are now primarily distinguished from other fungi by the distinctive biflagellation
of the zoospore. Peronosporomycetes are fungi on both physiological and mor-
phological criteria; that is, they are eukaryotic with uninucleate or coenocytic
protoplasts bounded by cell walls in their assimilatory states and are thus obli-
gately osmotrophic heterotrophs (1,7,8).
The peronosporomycete/chromophyte algae/straminipilous-heterotroph
monophyletic line includes gut commensals such as Blastocystis and Proteromo-
nas (Slopalinida), which are not fungi (2), and animal parasites such as Laby-
rinthuloides (Labyrinthista), which are occasionally treated as fungi but which
I do not regard as constituting a fungal class (3,8). A few organisms, such as
17
18 Dick
Kingdom: Mycota
Phylum: Chytridiomycota
Class: Chytridiomycetes
Order: Chytridiales
Order: Spizellomycetales
Order: Neocallimasticales: Neocallimaticaceae; Neocallimastix IB Heath, Caeco-
myces JJ Gold, Piromyces JJ Gold et al., Anaeromyces Breton et al., Orpino-
myces Barr et al.
Order: Blastocladiales: Coelomomycetaceae; Catenariaceae; Oedogoniomycetaceae
Coelomomyces Couch, Catenaria Sorokin, Oedogoniomyces Kobayasi & M.
Ôkubo
Order: Monoblepharidales
Kingdom: Straminipila (subkingdom Chromophyta)
Phylum: Heterokonta (other phyla omitted from consideration in this chapter)
Class: Labyrinthista
Order: Labyrinthulales (one doubtful species—L. thais)
Order: Thraustochytriales
Thraustochytriaceae: Labyrinthuloides F. O. Perkins
Subphylum: Peronosporomycotina
Order: Lagenismatales
Class: Hyphochytriomycetes
Class: Peronosporomycetes
Kingdom: Protoctista
Phylum: Protista (other phyla omitted from consideration)
Class: Plasmodiophoromycetes
Order: Plasmodiophorales
Order: Haptoglossales
Haptoglossaceae: Haptoglossa Drechsler
Peronosporomycetes
Subclass: Peronosporomycetidae
Order: Peronosporales
Order: Pythiales
Pythiaceae: Pythium Pringsh., Lagenidium Zopf
Subclass: Rhipidiomycetidae
Order: Rhipidiales
Subclass: Saprolegniomycetidae
Order: Saprolegniales
Saprolegniaceae: Saprolegnia Nees, Achlya Nees, Sommerstorffia Arnautov,
Hydatinophagus Valkanov, Couchia W. W. Martin
Leptolegniaceae: Leptolegnia de Bary, Aphanomyces de Bary
Order: Sclerosporales
Order: Leptomitales
Apodachlyellaceae: Eurychasmopsis Canter & M. W. Dick
Leptolegniellaceae: Aphanomycopsis Scherff., Nematophthora Kerry & D. H.
Crump
Order: Salilagenidiales
Salilagenidiaceae: Salilagenidium M. W. Dick (36)
Haliphthoraceae: Haliphthoros Vishniac, Atkinsiella Vishniac, Halodaphnea M.
W. Dick
Order: Olpidiopsidales
Order: Myzocytiopsidales
Myzocytiopsidaceae: Myzocytiopsis M. W. Dick, Gonimochaete Drechsler, Chla-
mydomyzium M. W. Dick
Crypticolaceae: Crypticola Humber et al.
Genera Incertae Sedis: Blastulidium Pérez, Ciliomyces I. Foissner & W. Foissner,
Endosphaerium D’Eliscu
although they occur elsewhere in the phylum and kingdom (e.g., Fucophyceae).
Diplomitotic ploidy cycles occur in the Blastocladiales (Chytridiomycetes).
Parasitism of aquatic animals and the saprobic existence of these fungi on dead
animals and sloughed animal remains has been recognized for 250 years (7,8).
However, the range of animals parasitized is both wide yet restricted, including
vertebrates, crustaceans, insects, and aschelminths (nematodes and rotifers). Para-
sites of crustaceans bridge the freshwater and marine environments, albeit with
different and possibly phylogenetically distantly related species.
Fungus/host-animal relationships are sometimes fairly tightly circum-
scribed, as with the Salilagenidiales parasitic in marine crustaceans and the Myzo-
cytiopsidales parasitic in aschelminths. However, in both groups there are well-
documented occurrences of parasitism outside this normal range. Myzocytiopsis
can infect tardigrades (9). Another species of the same genus has been reported
on a gasterotrich protoctist (see Table 3). One species of Halodaphnea has been
described from a marine rotifer rather than a crustacean (see Key in Section
IV,B,6), and other within-habitat/cross-host boundary parasitisms can be found
in the literature. On the other hand, animal groups are often parasitized by a range
of unrelated fungi: for example, nematodes by Ascomycetes, Peronosporomy-
cetes, and Plasmodiophoromycetes; insects (Diptera) by Peronosporomycetes
(Pythiales and Saprolegniales) and Chytridiomycetes (Blastocladiales).
By far the most noteworthy crustacean parasites are Aphanomyces (Sapro-
legniales) on freshwater crayfish (10,11,220) and Salilagenidium and Halodaph-
nea (Salilagenidiales) on marine crabs and prawns (12–14). Entire populations
of European crayfish have been eliminated from many river systems in Europe
following the introduction and spread of Aphanomyces astaci (Krebspest dis-
ease), and recovery is improbable (11,15,220). Mariculture of crabs, prawns, and
shrimps in Asian coastal waters is subject to epidemics caused by various species
of the Salilagenidales (12,13).
Although there are several examples of insect parasitism, Lagenidium
(Pythiales), which is endoparasitic in mosquito larvae, has received a consider-
able amount of research funding for biological control of mosquito populations
(see, e.g., 16–19), but Crypticola (Myzocytiopsidales), on mosquito and blackfly
larvae (see Ref. 14), and Leptolegnia chapmanii (Saprolegniales), also in mos-
quito larvae, have not been studied as widely (20,21). Coelomomyces (Blastoclad-
iales) was the subject of a number of papers in the early quest for biological
control of mosquitoes (22–24).
The disease of salmonid fish commonly referred to as UDN (ulcerative dermal
Table 3 Peronosporomycetes, Chytridiomycetes, and Plasmodiophoromycetes associated with Aschelminthes
Nematode hosts Rotifer hosts
some juveniles
Myzocytiopsis papillata (G. L. Barron) In Rhabditis terricola Dujardin (from barn-
(171) yard soil)
Myzocytiopsis parthenospora (Karling) In eggs and bodies of Distyla sp. and Phi-
(171) lodina sp.
Bodies of Heterodera sp. and eggs of Chae-
tonotus larus O. Müller (Gasterotricha
from a soil sample)
Myzocytiopsis subuliformis (E. Maupas) In Rhabditis teres Schn. and Rhabditis giar-
(171) dii E. Maupas
23
Note: listed in alphabetic order with nomenclatural citation (and reference number, page number appended for Sparrow, 1960) with the type host and habitats
25
where noted. Many of the species of Myzocytiopsidales and Haptoglossales can be transferred between nematodes and rotifers in laboratory culture.
26
Key to the Species of Salilagenidiaceae and Haliphthoraceae
1 Thallus more or less mycelial, branched, mean hyphal diam. ⬍24 µm, usually ⬍15 µm, septate or sparingly septate; non-
rhizoidal, culturable; eucarpic or holocarpic with time; sexual reproduction present or absent. 7
1′ Thallus more or less inflated, lobed, branches with mean diam. ⬎25 µm; septa rare or absent; rarely rhizoidal (in culture),
culturable; holocarpic with time (doubtfully eucarpic); sexual reproduction absent. 2
2(1′) Thallus irregularly and broadly tubular, rhizoids absent; sporangiogenesis not reported to have a centripetal contraction
phase; zoospores with lateral flagellar insertion; mean diameter of zoospore cysts ⬍6 µm (volume equivalent ⬍120
µm 3), or if greater then parasitic in mollusks [these species may be closer to Haliphthoros, but resemble A. dubia in
their habit and the long tapering exit tubes]. (Halodaphnea) 3
2′(1′) Thallus inflated, septa normally absent; sporangiogenesis intrasporangial, often with a late, marked centripetal contraction,
initials amoeboid at first on fine cytoplasmic strands; mean diameter of zoospore cysts ⬎7 µm (volume equivalent ⬎180
µm 3) [parasitic in eggs of crabs Pinnotheres pisum (L.) and other crustaceans (Crangon, Gonoplax, Leander, Macropo-
dia, Paguristes, Portunus, and Typton; sometimes regarded as saprobic); rhizoids cut off by septa occasionally present in
culture but not observed in natural substrata; thallus lobes stout, 27–50 µm, tips swollen, up to 100 µm diam., zoosporan-
gia 50–400 ⫻ 10–30 µm, with one or more exit tubes, distal part (up to 50 µm) hyaline; occasionally proliferous; zoo-
spores pyriform or slipper-shaped (with lateral flagellation?), diplanetic (but not dimorphic?), 10–12 µm long (4.0–6.0 ⫻
6.0–8.2 µm; (4.0)4.8(6.0) ⫻ 8.7(10.0) µm), first-formed cysts 7.0–8.0(9.0) µm (7.4 µm) diam., second-formed cysts
6.0–7.0 µm (6.8 µm) diam., germ tube 1.7 µm diam., gemmae present] [this genus may not belong in the Haliphthora-
ceae]. Atkinsiella dubia (D. Atkins) Vishniac (monotypic genus in this text)
3(2) Zoospore cysts approximately 5.0 µm diam. (volume equivalent ⬍75 µm 3); colonies more or less saccate with 1–3 zoospo-
rangial exit tube(s); optimum temperature for growth ⬎24°C [parasitic in various Crustacea]. 4
3′(2) Zoospore cysts 8.0 µm diam. (volume equivalent ⬎250 µm 3); colonies filamentous with 1 (rarely 2) exit tube(s) produced
from each zoosporangium; optimum temperature for growth 20°C (5–25°C) [parasitic in Haliotis sieboldii Reeve (aba-
lone); hyphae stout, irregular 16–41(140) µm diam., branched, nonseptate, becoming septate to delimit zoosporangia; zoo-
spores pyriform 4.0–8.0 ⫻ 7.0–12.0 µm, diplanetic, isokont; zoospore cysts germinating by means of a fine filament
62–295 µm long before broadening to form the thallus]. Halodaphnea awabi (N. Kitancharoen et al.) M. W. Dick
4(3) Zoosporangial exit tubes 1–3, always unbranched. 6
4′(3) Zoosporangial exit tubes normally single, sometimes branched. 5
Dick
5(4′) Colony pigmentated, gray to light brown; optimum temperature for growth 30–32°C; [parasitic in eggs of Scylla serrata
(Forsskål); hyphae (12)26(40) µm diam., zoosporangia 42–1150 ⫻ 5–15 µm; zoospores pyriform or slipper-shaped,
diplanetic but not dimorphic, (3.8)4.5(5.0) ⫻ (5.0)6.3(10.0) µm, cysts (4.5)5.0(7.5) µm diam.].
Halodaphnea hamanaensis (Bian & Egusa) M. W. Dick (type species)
5′(4′) Colony hyaline; optimum temperature for growth 25°C (15–30°C) [parasitic in Panulirus japonicus (von Siebold); holocar-
pic, hyphae stout, branched and septate, 10–22(64) µm diam., subthalli transformed into zoosporangia or gemmae; zoo-
spores pyriform or reniform 4.0–5.0 ⫻ 7.0–10.0 µm, diplanetic; zoospore cysts 5.0–7.0 µm diam., germinating by
means of a fine filament 14–253 µm long before broadening to form the thallus].
Halodaphnea panulirata (N. Kitancharoen & Hatai) M. W. Dick
6(4) Zoosporangia with 1-several broad discharge tubes, (6)8–9(10) ⫻ (40)200–300(510) µm containing several ranks of zoo-
spores [parasitic in Portunus pelagicus L.; holocarpic, hyphae stout, becoming septate with age, 10–38 µm diam., sub-
thalli transformed into zoosporangia or thick-walled gemmae, 22–190 µm diam.; zoosporogenesis intrasporangial; zoo-
spores pyriform or subglobose (4.0)4.7(6.5) ⫻ (5.0)6.3(8.0) µm, diplanetic; zoospore cysts (4.0)5.2(7.0) µm diam.,
germinating by means of a fine filament 5–190 µm long before broadening to form the thallus; optimum temperature for
growth 25°C (20–30°C)]. Halodaphnea okinawaensis (K. Nakam. & Hatai) M. W. Dick
6′(4) Zoosporangia with 1–2 infrequently-branched discharge tubes [discharge tubes straight, wavy or coiled, usually with a cone-
like base, 6–14 ⫻ 20–780 µm, parasitic in Brachionus plicatilis Müller (Rotifera); usually holocarpic (eucarpic with age
or in suboptimal growth temperatures), hyphae stout, saccate, becoming septate with age, 15–50 µm diam., subthalli
Peronosporomycetes and Other Flagellate Fungi
transformed into sporangia or developing into thick-walled gemmae, 40–200 µm diam.; zoosporogenesis intrasporangial;
zoospores pyriform (4.0)4.6(5.6) ⫻ (4.8)6.0(7.4) µm, monoplanetic, isokont; zoospore cysts (4.8)5.5(6.0) µm diam., ger-
minating by means of a fine filament 8–250 µm long before broadening to form the thallus; optimum temperature for
growth 25°C (20–30°C)]. Halodaphnea parasitica (K. Nakam. & Hatai) M. W. Dick
7(1) Thallus septate but not usually with endothallial contraction and new wall formation; zoospore size large (volume equiva-
lent ⬎275 µm3); sexual reproduction present or absent (Salilagenidium) 10
7′(1) Thallus elements rounding up to form new endothallial walls; zoospore size variable (volume equivalent ⬍250 µm3); sexual
reproduction absent. (Haliphthoros) 8
8(7′) Parasitic in crustaceans or mollusks; zoospore size medium-large (volume equivalent ⬎100 µm3); resting bodies not known.
9
27
Key to the Species of Salilagenidiaceae and Haliphthoraceae 28
8′(7′) Parasitic in larvae of mollusks (Venus); zoospore size small (volume equivalent ⬍75 µm 3); ‘‘resting bodies’’ 40 ⫻ 45 µm
up to 80 ⫻ 90 µm formed as lateral diverticula (oogonia?) [thallus initially filamentous, 10–15 ⫻ 82 µm, becoming both
inflated and with tapered extremities, resembling rhizoids; intrathallial walled bodies (31–33 ⫻ 46–56 µm); zoosporan-
gia intramatrical, 5 ⫻ 15–142 µm; zoospores 2.0 ⫻ 5.0 µm, anisokont, with a shorter straminipilous flagellum].
Haliphthoros zoophthorum (Vishniac) M. W. Dick
9(8) Parasitic in eggs of mollusks (Urosalpinx (U. cinerea (Say)), Haliotis), and crustaceans (Penaeus); sporangia with short
exit tubes (7.0)8.0(14.0) µm long; zoospores monoplanetic [holocarpic; hyphae (7.0)14.0–18.8(40.0) µm; zoospores pyri-
form, subspherical or elongate, (5.0)6.8–7.2(10.6) ⫻ (6.7)8.5(12.2) µm, monoplanetic, cysts (6.8)7.8–8.5(8.6–20.0) µm,
very slender germ tube 0.5(1.8–2.2) µm diam.]. Haliphthoros milfordensis Vishniac (type species)
9′(8) Parasitic in larvae of prawns (Penaeus monodon Fabricius); sporangia with long exit tubes 620 ⫻ (7.50)–(12.5) µm; zoo-
spores polyplanetic, dimorphic(?) [hyphae stout, branched, irregular, nonseptate (10.0)21.0(37.5) µm, intrathallial bodies
(190 ⫻ 100 µm) not disarticulating, remaining connected like beads; first-formed zoospores pyriform, subspherical or
elongate, with lateral flagellar insertion, 5.0–7.5 ⫻ 7.5–12.5 µm, second-formed zoospores slipper-shaped and slightly
shorter (10.0 µm), cysts 5.0–7.5(12.5) µm, very slender germ tube] Haliphthoros philippinensis. Hatai et al.
10(7) Sexual reproduction not known. 11
10′(7) Sexual reproduction known. 13
11(10) Zoospores of medium size (volume equivalent ⬍400 µm3). 12
11′(10) Zoospores of large size (volume equivalent ⬎500 µm3) [parasitic in eggs and larvae of crabs (Scylla serrata)].
Salilagenidium scyllae (Bian et al.) M. W. Dick
Salilagenidium thermophilum (K. Nakam. et al.) M. W. Dick
These two species are scarcely separable from the published descriptions:
Salilagenidium scyllae: hyphae thick, irregular, branched, 7.5–17.0(40.0) µm diam., sparingly septate, nonsegmented, thalloid ele-
ments becoming sporangia; zoosporangial discharge tubes short or long, 37–500 ⫻ 4–10 µm, apex dilating to form a deliquescent
vesicle; cytoplasm not filling vesicle prior to cleavage, vesicle not persistent, zoospores reniform, pyriform, ovoid or oblong,
(7.0)10.0(15.0) ⫻ (8.0)12.5(17.5) µm, released by deliquescence of vesicle or singly through a pore on the vesicle, monoplanetic;
cysts (7.5)10.0(15.0) µm diam., cyst wall 1.5 µm thick.
Salilagenidium thermophilum: hyphae thick, irregular, branched, 8.0–24.0(40.0) µm diam., nonseptate, becoming sporangia; zoospo-
rangial discharge tubes 34–440 ⫻ 6–14 µm, vesicular membrane not apparent; cytoplasic cleavage completed after discharge,
Dick
‘‘vesicle’’ 36–80 µm diam.; zoospores pyriform to subglobose, laterally biflagellate, 8.0–14.0 (mean 10.3) ⫻ 10.0–16.0 (mean
13.3) µm; monoplanetic; cysts 6.0–16.04 µm diam.; thermotolerant (15)30–40(45)°C.
12(11) Parasitic in muscles and swimmerets of crustaceans (shrimps) (Pandalus borealis Krøyer), holocarpic, culturable; hyphae
wide, irregular, branched, 7.0–10.0 µm diam., partial cleavage within the sporangium, discharge tube 86–240 ⫻ 7–10
µm, vesicle formed, zoosporogenic protoplasm not filling vesicle, zoospores released by rupture of vesicle, vesicle persis-
tent, 9.6 ⫻ 12.9 µm globose, reniform, pyriform or elongate, cysts 5.5–12.0 µm.
Salilagenidium myophilum (Hatai & Lawhav.) M. W. Dick
12′(11) Parasitic in stomach of crayfish (Penilia); mycelium nonseptate, of uniform diameter, 4.2–5.2(7.0) µm, with homogeneous
protoplasm; zoosporangia spherical or ellipsoidal, on short side branches, smooth walled; zoosporogenesis intrasporan-
gial, released through a pore over a period of 2 min, swimming away 30 min later; zoospores 30–50 in a zoosporan-
gium, of irregular shape, with an anteriorly inserted flagellum [known only from original locality].
‘Hyphochytrium peniliae N. J. Artemczuk & L. M. Zėlėzinskaja’ nom. illeg.
13(10′) Zoosporogenesis partly extrasporangial in a vesicle; antheridia absent; culturable. 14
13′(10′) Zoosporogenesis intrasporangial; zoospore initials in a single row distally; antheridia present, hypogynous [parasitic in eggs
of crabs (Mytilus edulis L.) and possibly lamellibranchs Barnea and Cardium; hyphae 7.5–20.0(40.0) µm diam.; zoospo-
rangia undifferentiated from hyphae, occasionally proliferous; zoospores pyriform, 8.0–14.0 µm long, cysts 6.0–11.0 µm
diam., diplanetic; oogonia rare, oospores single, nearly plerotic, 17.5–30.0(37.0) µm diam., oospore wall two layered, 7.5
µm thick]. Salilagenidium marinum (D. Atkins) M. W. Dick
14(13) Parasitic in eggs and larvae of crabs [Callinectes (C. sapidus Rathbun), Limulus], and barnacles (Chelonibia); hyphae spar-
ingly septate, extramatrical hyphae (5)8–14(50) µm diam., 1030 µm long, aseptate; zoosporangium with vesicle persis-
tent after discharge; tip of exit tube gelatinizing and contents flowing into the thick gelatinous envelope, never filling it,
Peronosporomycetes and Other Flagellate Fungi
vesicle persistent, zoospores 9.3 ⫻ 12.5 µm; cysts 8.0–10.0(11.3) µm diam., monoplanetic, germ tube 2.5 µm diam., oo-
gonia intercalary, oospores (18)25(36) µm diam., [wall 3 µm thick, subeccentric oil reserve].
Salilagenidium callinectes (Couch) M. W. Dick (type species)
14′(13) Parasitic in barnacles [Chthamalus (C. fragilis Darwin)]; hyphae stout, irregular, branched, highly vacuolate 10–18(39) µm
diam., becoming segmented, segments behaving as zoosporangia, zoosporogenesis within a vesicle formed from the swell-
ing of the exit tube apex, cytoplasm entering the vesicle only after the latter is completely developed, cytoplasm not fill-
ing the vesicle, vesicle disappearing immediately after discharge, zoospores reniform, 6.8–8.5 ⫻ 8.5–10.2 µm, oogonia
intercalary or terminal, 19–47 µm diam., oospores 1(2), aplerotic (16)21–25(27) µm diam.
Salilagenidium chthamalophilum (T. W. Johnson) M. W. Dick
Note: Supplementary information in brackets does not form part of the key dichotomy. For taxonomy see Refs. 14, 36, 37.
29
30 Dick
B. Disease Development
In fish, the disease most commonly encountered is an initially superficial ulcer-
ation, which rapidly becomes more deep-seated, causing histologically recogniz-
Table 4 Peronosporomycetes and Chytridiomycetes associated with Protozoan Protoctista
Aphanomyces acinetophagus (190, 37: 843) In Acineta flava Claparède & Lachmann (Suctoria)
Aphanomycopsis cryptica (Canter, in Ref. 201) In Ceratium hirundinella (O. F. Müll). Bergh. (Dinomastigota,
Gonyaulacales)
Aphanomycopsis peridiniella (Boltovskoy and Aramb, in Ref. In cysts of Peridinium willei Huitf.-Kass (Dinomastigota)
202)
Ciliomyces spectabilis (203) In cysts of Kahiella simplex (Horvath, Ciliat) from air-dried
meadow soil, after remoistening)
From fallen inflorescences of Cecropia sp. (Moraceae)
Endemosarca anomala (204) In Colpoda spp. (Ciliata)
From old fruits of Annona muricata L. (Annonaceae)
Endemosorca hypsalysis (205) In Colpoda spp. (Ciliata)
From fallen flowers of Althaea sp. (Malvaceae)
Endemosarca ubatubensis (205) In Colpoda spp. (Ciliata)
Eurychasmopsis multisecunda (Canter, in Ref. 42) In Podophrya sp. (Suctoria) parasitic in
Myzocytiopsis parthenospora (Karling, in Ref. 171) In eggs of Chaetonotus iarus O Müller (Gasterotricha; see also
Table 3)
Nucleophaga amoebae (206) In the hypertrophied nucleus of Thecamoeba verrucosa (Gläser;
Peronosporomycetes and Other Flagellate Fungi
Note: listed in alphabetic order with nomenclatural citation (expanded in References) with the type host and habitats where noted. (Page numbers in brackets
refer to Sparrow, 1960.) Note that the spelling of authorities for taxa may not correspond with that in the References list.
Dick
Peronosporomycetes and Other Flagellate Fungi 33
IV. CHARACTERIZATION
A. Methods for Taxonomic Decision Making Including MB
The morphology and the morphogenesis of the Peronosporomycetes are of taxo-
nomic and phylogenetic importance. The most obvious characters relate to thallus
form, but for identification to class and lower hierarchical levels zoospore mor-
phology and morphogenesis are normally essential. (Many of the pathogens do
not—or do not readily—reproduce sexually.) Transmission electron microscopy
(TEM) is diagnostic at class level, particularly with respect to mitochondrial pro-
files and vesicular inclusions. Several 18S rDNA sequences are now available
(21,36) for representatives of the Saprolegniales and Pythiales, but identification
probes for animal parasites have yet to be published. Diagnostic features are
summarized below under the subheads thallus morphology and protoplasmic fea-
tures, zoosporangia and zoosporogenesis, zoospore and zoospore cyst morphol-
ogy, sexual reproduction, biochemistry, and molecular biology.
cetes. Obligate parasites may be entirely confined within a single host protoplast
(endobiotic parasites of protozoa) or intercellular within tissues or in the haemo-
coel of arthropods and aschelminths.
In the Peronosporomycetes the vegetative thallus is bounded by a wall
membrane at maturity, but may be naked initially in some endobiotic parasites.
Septa are normally only present to delimit reproductive structures or act as retrac-
tion septa (as in old mycelia of Pythium). In the Saprolegniaceae there is fre-
quently excessive synthesis of wall material at the septum, resulting in the devel-
opment of an irregular peg or callus on one or both sides of the septum. Hyphae
may be of relatively narrow diameter (10–20 µm in Aphanomyces) or broad diam-
eter (20–40 µm in Saprolegnia). Generalized intussusception of wall material
occurs in older hyphae of Saprolegnia, and these hyphae may have diameters up
to 120 µm.
The appearance of the protoplasm, using light microscopy, can often pro-
vide distinctive diagnostic features to an experienced worker, but it is difficult—
and may be misleading—to describe these differences for a novice. Note should
be made of the presence and kind of cytoplasmic streaming and the granulation
of the cytoplasm, particularly the coarseness of the granulation and the ‘‘glassy’’
character of the groundplasm. (Contrast the gravelly appearance of the proto-
plasm in hyphae of Saprolegnia with the sparce large inclusions suspended in a
translucent matrix in Halodaphnea.)
The thallus is initiated from a uninucleate zoospore cyst or an aplanospore,
from a multinucleate asexual spore or propagule, or from a uninucleate sexually
produced oospore. In most of the endoparasitic fungi that have been studied by
TEM, an extremely fine penetration tube of approximately 0.1–0.2 µm in diame-
ter enters the host, and subsequent tip expansion enables the formation of the
first unit of the thallus.
At the ultrastructural level mitochondria are conspicuous in TEMs. Mito-
chondrial cristae of Peronosporomycetes appear either as longitudinal cylindrical
profiles with unconstricted connections to the inner mitochondrial membrane or
as transverse circular sections, while in the Chytridiomycetes (with the exception
of the obligately anaerobic Neocallimastigales) the cristae are platelike with vari-
ous oblique—but never circular—profiles. Dictyosomes (homologues of the
Golgi bodies of animals) are also well developed, but with relatively few cisternae
in each stack. Of the remaining vesicular systems, the two most abundant are
those of the lipid vesicles, and in the Peronosporomycetes, the Dense Body Vesi-
cles (DBVs), which constitute a ‘‘family’’ of vesicles of different appearence or
characteristic size. Dense body vesicles are implicated in diverse functions in the
life history of the Peronosporomycetes, and while they are often prominent in
reproductive morphogenesis, they can be found at all developmental stages.
Dense body vesicles are characterized by the possession of an electron-opaque
core or inclusion surrounded by a more electron-lucent zone, the boundaries be-
Peronosporomycetes and Other Flagellate Fungi 35
not present, but a few tonoplastlike vacuoles become apparent early in the prespo-
rangial stage and persist while the cleavage cisternae reach an advanced stage of
orientation (9). In Blastulidium and Eurychasmopsis planonts become parietally
rearranged prior to intrasporangial encystment (42). In the Salilagenidiales most
of the cytoplasm is peripheral at the midcleavage stage prior to discharge, and
large vacuoles probably merge with the cleavage cisternae so that the develop-
ment shares similarities with but is not identical to those of the Saprolegniaceae,
Leptolegniaceae, or Myzocytiopsidaceae. Coincident with this zoosporogenesis
is the presence or absence of a gelatinous matrix surrounding the planonts as
they are discharged (10,43). A ‘‘vesicle’’ develops from the exit tube apex as a
gelatinous matrix prior to the extrusion of the protoplasm. [See also some Myzo-
cytiopsidales (44).] In the Salilagenidiales, in contrast to Pythium, the protoplasm
does not fill this clearly defined vesicle. At maturity the gelatinous matrix (the
vesicle) becomes partially inverted and collapses down the outside of the exit
tube during zoospore maturation, often remaining as a sleeve after discharge. The
boundary of a gelatinous matrix can often be distinct, and in light microscopy it
may be difficult to distinguish between such a boundary and the presence of a
membranous vesicle. A ‘‘membrane’’ (a precipitative vesicle) may thus be
formed as a precipitation reaction between such a colloidal matrix and the envi-
ronment.
If hyphal regrowth and zoosporangial renewal takes place, it may be
through the zoosporangial septum (internal renewal ), with the successive
zoosporangial septa formed above or below the primary zoosporangial septum.
Zoosporangia may also be produced in sequence on the same determinate axis
(basipetal development) or by a lateral branch (cymose renewal ). Conversely,
sporangial development may be arrested to produce resting bodies (hyphal bodies
in Pythium or gemmae in Saprolegnia), which may either germinate to produce
zoospores after the manner of the species or germinate directly, producing a
hypha.
4. Sexual Reproduction
Peronosporomycetes have oogamous sexual reproduction in which the production
of an egg (oosphere or female gamete) in an oogonium (receptor gametangium)
is generally—but not necessarily—accompanied by an antheridium (donor gam-
etangium). Neither flagellate gametes nor flagellate zygotes are formed. Gametan-
gia may be developed terminally, subterminally, in an intercalary position on
main or branch hyphae, as terminal or lateral appendages to a nonmycelial thallus,
or from the entire thallus. When an antheridium is present and fertilization occurs,
there is the injection of a small part of the antheridial protoplasm into the oogo-
nium through a fertilization tube. In the Saprolegniaceae the fertilization tube
may be branched, although there is no evidence that the number of branches ever
equates with the number of apparently mature oospores; it is usually much less.
In the holocarpic, nonseptate and therefore heterothallic Eurychasmopsis a fertil-
ization hypha develops when each cell of a chain of endogenous cells within the
donor gametangium ‘‘germinates’’ to cross the space between noncontiguous
gametangia. However, the majority of species of most of the genera are homothal-
lic and heterothallism may be secondarily derived. In myceliar species having
antheridial production, the subtending antheridial branch grows toward the oogo-
nium under hormonal attraction (57–60) and the antheridium is differentiated
after contact with the oogonium. The oogonial initial develops as a swelling with-
out septation or by a transformation of a gametangial segment. The first trigger
Peronosporomycetes and Other Flagellate Fungi 39
homogeneous under light microscopy. Using TEM, the ooplast of the Pythiales
is electron-opaque with a dispersed electron-lucent phase. The phases are re-
versed in the Saprolegniales. In the Salilagenidiales the ooplast descriptions sug-
gest closer similarities to the Saprolegniales.
Parity between estimates of chromosome number as obtained from light
microscopical methods and pulsed gel electrophoresis might be difficult to estab-
lish because of the possibilities of autopolyploidy, polysomy, and chromosome
polymorphy (65).
Many Chytridiomycetes have no known sexual system (37). In the Blasto-
cladiales, however, the resistant sporangium functions as a meiosporangium, pro-
ducing haploid planonts (gametes). The haploid and diploid phases of the nuclear
cycle may occur in different hosts. (See Coelomomyces, below.)
5. Biochemistry
Cantino (66) was the first to incorporate a range of biochemical criteria into the
systematics of the flagellate fungi, emphasizing that the genetic loss of a biochem-
ical pathway or attribute was unlikely to be restored. Such pathway loss is still
considered to be of phylogenetic importance (7,8). Three kinds of organic synthe-
sis have diagnostic value.
The amount of fibrillar wall material is much less in the fungi, and in the
Peronosporomycetes cellulose (β-1,4-glucan) tends to be masked by the much
larger amounts of β-1,3- and β-1,6-glucans. The fibrillar component of the walls
of Chytridiomycetes is chitinous, but glucosamine also occurs in walls of the
Peronosporomycetes, and the presence of polymerized chitin has been confirmed
for Saprolegniaceae (67).
There are two fundamental lysine synthesis pathways (68). The Perono-
sporomycetes are characterized by possession of the DAP (α,⑀-diaminopimelic
acid) pathway, while the Chytridiomycetes possess the AAA (α-aminoadipic
acid) pathway. The evolution of the DAP pathway is thought to antedate that of
the AAA pathway (the occurrence of which correlates with chitinous cell walls)
because the DAP pathway interferes with that for chitin biosynthesis (69). Al-
though the AAA lysine synthesis is correlated with the presence of mitochondria
with flat, platelike cristae (and chitin synthesis), DAP lysine synthesis may be
associated with a range of mitochondrial ultrastructure.
Detailed requirements for exogenous sterols differ between genera, as does
the ability to make and utilize sterols with certain substituents. Similarities be-
tween Lagenidium and Phytophthora can be contrasted with the similarities be-
tween Salilagenidium, Achlya, and Plerogone (70). Sterol metabolism is consid-
ered to be an important factor in the survival of Lagenidium giganteum. Polyene
antibiotics act on Eumycota but not the Peronosporomycetes; since these antibiot-
ics are thought to function by acting on membrane-bound sterols, the selectivity
42 Dick
of the antibiotics suggests that there is a difference between these two groups of
heterotrophs with respect to their membrane-bound sterols (71–73).
6. Molecular Biology
Molecular biological investigations of animal parasites have yet to provide a
sufficient body of comparative data. However, comparisons of the data for the
saprobic and plant pathogenic taxa indicate that there will be considerable scope
for developing clear protocols for identification.
The total genomic contents vary widely: the length of the nuclear genome
has been shown to vary between approximately 60 and 250 Mb in Phytophthora
(74); the length of the mitochondrial genome has been shown to vary between
36.4 and 73.0 kb with the presence of an inverted repeat, ranging in length from
approximately 10 to 30 kb (75,76). Data for 18S rDNA (21) and mitochondrial
phylogeny (77) have confirmed the dichotomy of the subclasses Peronosporomy-
cetidae and Saprolegniomycetidae, but also indicate polyphyly at the genus level.
Existing genera have been defined solely by zoosporangial morphology and mor-
phogenesis. Restriction mapping has revealed variability in the intergenic regions
of the ribosomal DNA; both the position (within the NTS of the rDNA repeat
unit) and the occurrence of inverted copies of 5S rDNA genes show variation
within the subclass Peronosporomycetidae and within the subclass Saprolegnio-
mycetidae.
Molecular biological analyses are accumulating so rapidly that this sum-
mary is inevitably ‘‘dated.’’ Nevertheless, it is noteworthy that sequences for the
ribosomal gene alone may not be sufficient to clarify phylogenetic relationships
(21), even though these data will aid identifications.
The disease of salmonid fish was first reported by fly fishermen in the nine-
teenth century in Irish and Scottish river systems, where it caused periodic but
not always annual damage to game-fish stocks (salmon and trout). Accounts of
the disease have accumulated over a long period, and the disease has a large
bibliography. (See Refs. 31, 79, 80.) Saprolegnia parasitica is now a noteworthy
disease in fish farms and hatcheries in Europe, North America, and southeast
Asia (31). Subsequent to Coker’s description in 1923 of the species causing the
disease, several other related fish parasites (81–84) and fish hosts have been
reported (49,81,82,85–87). Of the additional genera reported, the more common
are Achlya and Aphanomyces. The species of Achlya are usually from the lacus-
trine, eccentric-oospored group (45). Aphanomyces is discussed separately below.
Other species of Saprolegnia (S. shikotsuensis Hatai et al.) (88,89) are also associ-
ated with the disease. Although the most common disease syndrome is of massive
superficial lesions as described in the introductory paragraphs, visceral mycoses
have also been reported (90,91). The geographic range is now worldwide (31),
with additional reports from India (93) and Australia (94).
One of the most difficult problems in the pathology of this disease is the
determination of those organisms that are causal and the dismissal of those organ-
isms that are opportunistic wound-site secondary invaders. Many of the associ-
ated saprolegniaceous fungi fall into the latter category or have not been unequiv-
ocally shown to be primary pathogens. The greatest confusion has arisen between
the disease-causing Saprolegnia parasitica and the opportunist saprobe S. diclina.
The distinctions between these two species have been discussed at the physiologi-
cal (48,95–98), ultrastructural (7,47,49), and molecular biological (99) levels.
The cyst ornamentation of the principal-form zoospore, consisting of tufts of
long, flexuous ‘‘boat hook’’ hairs, is distinctive and diagnostic (47,49), although
other Saprolegnia saprobes may have intermediate ornamentation (7) and not all
species of saprobic Saprolegnia species have yet been examined. Similarly, the
problem with molecular methodology will be the ability to screen the causal agent
from opportunists when so few species of the genus have been analysed.
Study of the environmental constraints on disease establishment has only
just been touched upon (100). Much work has still to be carried out on the mycotic
44 Dick
aspects of the disease when it is epidemic in fish-farm culture (101). For many
years the standard treatment for this disease has been the application of the toxic
Malachite Green (102), but a more sophisticated approach to fungicide applica-
tion is now being put forward (103).
Aphanomyces pisci [nom. illeg. (no Latin)] (104). Illustrations: (104).
Thallus mycelial with delicate, profusely branched hyphae, 7.2–9.0 µm
diam. Zoosporangia formed from undifferentiated lengths of mycelium,
filamentous, unbranched. Zoosporogenesis with up to 40 spores per zoo-
sporangium. Zoospores of the principal form. Zoospore cysts 7.0–7.5
µm diam. Gemmae abundant, elongate and lobed (reminiscent of lobulate
Pythium sporangia). Oogonia absent. Antheridia absent. Oospores absent.
Aphanomyces piscicida (105) [no illustrations].
Aphanomyces invadans Willoughby et al. (as ‘‘invaderis’’) (106) Illustra-
tions: (106)
Thallus mycelial, hyphae moderately branched, 11.7–16.7 µm diam.,
young hyphae narrower (8.3 µm diam.). Zoosporangia formed from un-
differentiated lengths of mycelium, filamentous, often complex, branched
systems, approximately 330–930 µm in length. Zoosporogenesis-
producing spores encysting at lateral orifices, cysts 6.7–10 µm diam.
Zoospores of the principal form. Oogonia unknown. Antheridia un-
known. Oospores unknown.
Aphanomyces frigidophilus (107). Illustrations: (107).
Thallus mycelial, hyphae moderately branched, 7–10 µm diam. Zoosporan-
gia formed from undifferentiated lengths of mycelium, filamentous, un-
branched. Zoosporogenesis incomplete at time of discharge, encysting
at mouth of zoosporangium. Zoospores of the principal form. Oogonia
abundant, lateral on short hyphae, pyriform or subspherical, 16–25 µm
diameter, with crenulate wall. Antheridia absent. Oospores single, 14–
22 µm diameter.
The first record of another fish disease caused by a straminipilous fungus
was in 1944 (108). The disease is apparently due to penetration from the gut
(compare Refs. 90, 91), presumably caused by ingestion of the pathogen spores.
The infected fish develops an abnormal dorsal hump and the abdominal cavity
becomes grossly swollen. This is followed by obvious mycelial development in
the dorsal musculature; eruption of hyphae to the outside has not been observed,
so the source of the infective unit has not been established. Fish-to-fish transfer
via fungal propagules apparently does not occur (106). It is possible that zoospo-
rogenesis only occurs after death and initial decay of the host, but such sporula-
tion, which has been sought, has not been found either; the source of infection
remains an enigma. More recent studies (109–111) of the disease syndrome have
revealed systemic granulomas.
Peronosporomycetes and Other Flagellate Fungi 45
substrata, a factor which adds to the complexity of the pathobiology of this fun-
gus, discussed in other sections of this chapter. The diversity of the egg-laying
behavior of the amphibian may affect the potential for pathogenicity (134).
8. Commentary
As a result of the search for methods of biological control of mosquitoes there
has been a significant amount of research into the basic biology and biochemistry
of these fungi, particularly Lagenidium giganteum (16–19), for which over 150
references have been cited (36), and Coelomomyces (148). Habitats for agents
of biological control have also been screened, and tree-hole and leaf reservoir
(phytotelemata) (142,154) mosquito habitats have yielded a number of new taxa.
Insect pathogens are reported from dipteran eggs (142–147), but with few corrob-
orative collections and little data on pathobiology.
It is characteristic that most of these pathogens infect the larval stages,
rapidly gaining access to the haemocoel, with extensive intramatrical growth re-
sulting in death followed by extramatrical sporogenesis. An extensive review
(148) of Coelomomyces summarized much of the information on this genus. Its
suitability for biological control was severely compromised by four major factors:
Peronosporomycetes and Other Flagellate Fungi 51
Species IF References
Species IF References
Note: Species, with authorities in recommended form, listed in alphabetic order after the type species,
with Index of Fungi (IF) references (up to vol. 6, part 17).
Source: Refs. 37, 135, 148–150.
It has rarely been found, and its affinities are unclear (36) in spite of ultrastructural
and taxonomic work that has been carried out (170).
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3
Zygomycetes
The Order Mucorales
I. INTRODUCTION
This chapter deals with the members of the Mucorales that cause mycotic diseases
in mammals and birds, with emphasis on identification of the species involved.
As the species are generally only identifiable when cultured, special attention has
been given to cultural characters, growth conditions, and mating, while the num-
ber of clinical data is limited, as these are treated in detail in various modern
handbooks (1–4).
Mycotic diseases caused by Mucorales are referred to as mucormycoses.
Two other terms occur in recent literature: zygomycoses, a broader term, which
also covers diseases caused by Entomophthorales (e.g., Basidiobolus, Conidiobo-
lus), the only other order of the Zygomycetes causing diseases in warm-blooded
vertebrates (see Chap. 4), and phycomycoses, which even include diseases caused
by Pythium and related species, which are currently classified in a different king-
dom, the Chromista (See Chap. 2.) Since the diseases caused by Mucorales are
fairly uniform with respect to epidemiology, clinical aspects, and pathology, and
are with very few exceptions clearly distinct from those caused by Entomophthor-
ales, the term mucormycoses is preferred here.
Mucormycoses cover a wide range of diseases, including cutaneous, gastro-
intestinal, pulmonary, rhinocerebral, and disseminated types. The causal agents
belong to the genera Absidia, Apophysomyces, Cokeromyces, Cunninghamella,
Mortierella, Mucor, Rhizomucor, Rhizopus, Saksenaea, Syncephalastrum, and
Thermomucor.
67
68 Schipper and Stalpers
II. HISTORY
Fürbringer (5) was the first to report on the pathogenic behavior of Mucorales.
Lichtheim (6) isolated two species of Mucorineae, which he suspected to be
pathogenic, and he inoculated both strains into rabbits to test this hypothesis.
The strains were identified as Mucor rhizopodiformis (⫽ Rhizopus microsporus
var. rhizopodiformis) and Mucor (Absidia) corymbifera. Barthelat (7) published
a review of all known pathogenic Mucorineae, including clinical reports, and
after testing the reaction of various animals, such as rabbits, guinea pigs, and
chickens, accepted the following species as pathogenic: Mucor corymbifer, M.
ramosus, M. truchisi, M. regnieri (all Absidia corymbifera), Mucor pusillus, Rhi-
zomucor parasiticus (both Rhizomucor pusillus), and Rhizopus cohnii (⫽ Rhizo-
pus microsporus). No pathogenicity could be reported for Mucor mucedo, M.
racemosus, M. alternans (M. circinelloides), and Rhizopus nigricans (⫽ Rh. sto-
lonifer).
Ainsworth and Austwick (8) reviewed the fungal diseases of animals, while
Ader and Dodd (9) reviewed the literature on mucormycoses up to 1978.
III. METHODS
A. Direct Examination
Material obtained from sputum, skin scraping, tissue preparation, or sinus aspi-
rates may give a fast clue to the presence of a mucormycosis, because in such
cases hyphae are often—but not necessarily—abundantly present, and these
broad (5–15 µm), irregularly branched, aseptate, or rarely septate hyphae are
quite diagnostic. They are only characteristic for mucormycosis, however; identi-
fication at family, genus, or species level from human material is generally impos-
Zygomycetes 69
1. Direct Smear
Direct observation can be made of the material mounted in 10% KOH. The slide
is gently heated. This method is fast, but not always sufficient (10).
3. Fluorescence
Uvitex 2B (Fungiqual, CIBA-Geigy, Basal, Switzerland). Uvitex 2B is
described by Kuyper et al. (11). It binds specifically to chitin of the cell walls
of fungi. The preparation takes about 30 min. The slide has to be examined at
400 nm.
Blankophor P (Bayer, Germany). Blankophor P is described by Monod
et al. (12). The preparation takes about 20 min, and observation is at 420 nm. A
similar stain is Fungi-Fluor (Polysciences).
Table 1 Summary of Culture Conditions for the Pathogenic Taxa of the Mucorales
material can give negative results, because the mycelium is coenocytic and the
methods may result in only damaged (dead) cells.
The viability of vegetative spores is often limited; subculturing should in-
clude transfer of pieces of substrate mycelium. Many species sporulate poorly
when oxygen concentrations are low. (Beware of closely fitting petri dishes.)
Mucorales are generally heterothallic and the occurrence of zygospores is
quite rare. Matings can assist in confirming a supposed identity, however. (See
Sec. V.B.)
The morphological study includes both macroscopical cultural characters
and microscopic morphology. Water mounts are preferred over other mounting
fluids, which may produce structural changes (swelling or shrinkage). The charac-
teristics of sporangiophores, sporangia (size), stolons, and rhizoids should be
studied in situ in undisturbed colonies with a stereomicroscope.
Zygomycetes 71
C. Preparation of Media
Media are sterilized by autoclaving at 121°C for 15 min, unless stated otherwise.
Formulae for extracts and additives (when complex) are given separately. All
media are for 1 liter and contain 15 g agar.
1. CMA (Cornmeal Agar). Add 60 g freshly ground cornmeal agar to
1 liter water, heat to boiling, and simmer gently for 1 hr. Squeeze and
filter through cloth. Fill up to 1 liter and sterilize.
2. Hay (hay-infusion agar). Sterilize 50 g hay for 30 min at 121°C,
filter, fill bottles, adjust to 1 liter and adjust pH to 6.2 with KH 2 PO 4.
Sterilize.
3. MA2 (Malt Agar). Dilute brewery malt with water to 10% sugar solu-
tion (level 10 on Brix saccharose meter). Sterilize. Fill 200 ml (2%)
or 400 ml (4%) up to 1 liter. Sterilize. There are also good commercial
MAs available.
4. OA (Oatmeal Agar). Wrap 30 g oatmeal flakes in cloth and hang in
pan. Bring to the boil and simmer gently for 2 hr. Squeeze and filter
through cloth. Sterilize.
5. PCA (potato–carrot agar). Add 20 g pealed and chopped carrots and
20 g scrubbed and diced potatoes to 1 liter water and boil and simmer
for 1 hr. Boil again for 5 min and filter. Sterilize.
6. PDA (potato-dextrose agar). Add 200 g scrubbed and diced potatoes
to 1 liter water and boil for 1 hr. Let it pass through a fine sieve, add
20 g glucose, and boil until dissolved. Sterilize. Avoid new potatoes.
7. SNA (synthetischer nährstoffarmer agar, Synthetic poor medi-
um). Add 1 g K 2 HPO 4 , 1 g KNO 3 , 0.5 g MgSO 4.7H 2 O, 0.5 g KCl,
0.2 g glucose, and 0.2 g saccharose to 1 liter distilled water. Sterilize.
Pieces of filter paper may be added as carbon source.
8. YPSS (yeast powder-soluble starch agar). Boil 1 g K 2 HPO 4, 0.5 g
MgSO 4.7H 2 O, 15 g soluble starch, and 4 g yeast extract (Difco) in 1
liter of water until the ingredients are dissolved. Fill up to 1 liter.
For the suppression of bacterial growth, 1 ml of one of the following antibiotic
solutions is added to the petri dishes before pouring out the agar, to give final
concentrations (in parentheses) of: penicillin-G (50 ppm); streptomycin (30–50
ppm); aureomycin (10–50 ppm) neomycin (100 ppm); and novobiocin (100 ppm)
or vanomycin (10 ppm). Chloramphenicol (50 ppm) is resistant to autoclaving
and can be added before sterilization.
72 Schipper and Stalpers
IV. MUCORMYCOSES
Generally, the immune system prevents infections with the Mucorales, but in
immunocompromised patients (e.g., AIDS, diabetes, hepatitis, after trans-
plantations and immunosuppression, intravenous drug abuse, leukemia), infec-
tions can be acute and serious (13,14). Characteristic is vascular invasion by
hyphae, leading to thrombosis, infarction, and necrosis of tissue.
Invasion by the fungus generally occurs through
Inhalation of the spores
Ingestion
Traumatic implantation
Surgery
Contamination of burn wounds
Traumatized skin
Ears, nose, nails, and eyes
The frequent occurrence of the spores in the air (especially Mucor and Rhizopus)
explains reported laboratory infection; for example, from the use of contaminated
ectoplast bandages, postoperative wound infection, and infected protheses.
In particular the use of deferoxamine incurs an increased risk for mucor-
mycosis. Dialysis patients having an iron overload based on a history of frequent
transfusions and treated with deferoxamine frequently developed severe mucor-
mycoses (15). Rhizoferrin, a siderophore isolated from Rh. microsporus, may
mediate the infection (16), while Seeverens et al. (17) stressed the role of oxygen
radicals. Boelaert et al. (18) advised against the prolonged use of deferoxamine
therapy because of the increased risk of mucormycosis.
V. IDENTIFICATION
A. Morphological Characters
Characters observed in microscopical slides include the following.
1. Vegetative Characters
Mycelium: total of aerial and submerged hyphae produced. In the Zygomy-
cetes the hyphae are in principle aseptate, except in two cases: to separate
reproductive structures and to separate dead or damaged parts from the
active mycelium.
Stolons: creeping aerial hyphae from which rhizoids and sporangiophores
are produced (Fig. 1).
Rhizoids: short, rootlike hyphae, which can be simple or branched (Fig. 1).
2. Reproductive Characters
Sporangiophores: branched (Fig. 2) or unbranched structures bearing spo-
rangia. When branched, the development is sequential. Sporangiophores
can be hyphoid or specialized, and then often terminating with a swollen
structure on which the sporangia are more or less simultaneously pro-
duced (Figs. 3, 4). The branches can be monopodial (a persistent axis
produces more fertile branches) or sympodial (continued growth after
the main axis has produced a terminal sporangium; Fig. 2). Sporulation
is indeterminate when the conidiophore length increases with continuing
sporulation, or determinate when new sporangia are produced below the
older ones.
Sporangia: collective term for a reproductive cell whose contents become
transformed into asexual spore(s). An axial part of the mature sporan-
gium can remain sterile and is called a columella (Fig. 5). The apophysis
74 Schipper and Stalpers
Figure 1 Schematic representation of Rhizopus groups; (a) Rh. stolonifer group, (b) Rh.
oryzae group, (c) Rh. microsporus group.
Figure 5 Columella types (from Ref. (84): (a) with distinct collar (M. ramosissimus),
(b) globose (M. hiemalis, (c) ovoid (M. silvaticus), (d) pyriform (M. mucedo), (e) hemis-
phaerical (Zygorhynchus vuilleminii), (f ) hemisphaerical with apophysis and apical projec-
tion, (g) hemisphaerical with broad apophysis (Rhizopus sp.).
B. Mating
As a rule Zygomycetes produce hyphae without regular septation, resulting in
tubes filled with cytoplasm in which the nuclei can move freely. Conditions for
mating species of Mucorales are given in Table 2. Septa are only produced near
Zygomycetes 77
Figure 8 Cunninghamella bertholletiae (from Ref. 71): (a) conidiophore, (b) conidia,
(c–d) zygospores.
disintegrate and that only one suspensor was fully developed. Under the scanning
electron microscope the azygospores in interspecific matings resembled normal
zygospores arrested at an early stage of development (25).
Although zygospores are a characteristic of Zygomycetes, they are not
known from many species. There are several reasons for this situation: the cir-
cumstances for zygospore production are more critical than those for sporangio-
spore production, homothallic strains are relatively rare, and the mating types of
heterothallic species are only rarely isolated from the same locality. The germina-
tion of zygospores is slow (often after a resting period), and zygospores are thus
an unlikely source of contamination.
VI. TAXONOMY
A. Zygomycetes
The division Zygomycota contains two classes: the Trichomycetes with obligate
parasites on arthropods (not considered here) and the Zygomycetes. They are
mainly characterized by their sexual reproduction; the fusion of coenocytic gam-
etangia (zygogamy) results in a thick-walled zygote, the zygospore.
The Zygomycetes include two orders that are of interest to medical mycol-
ogy, Mucorales and Entomophthorales, which differ mainly in asexual, but to some
extent also sexual reproduction. In the Mucorales, nonmotile sporangiospores are
formed in sporangia, or else in the subdivisions of sporangia usually called meros-
porangia when they are elongate and contain sporangiospores in one row, and spor-
angioles when they are globose and contain clusters of a few (or a single) sporangi-
ospores: Single-spored sporangioles occurring in some families are recognized as
conidia when they are discharged in toto and when their membrane is coalescent
with the wall of the spore. The zygospores develop directly from the fused gametan-
gia. The ornamentation and color of the zygospore wall, the equality or inequality
of the size of the suspensors, and the presence or absence of projections originating
from the suspensors may contribute to the definition of families and genera. The
pathogenic Entomophthorales are treated in Chap. 4.
Relevant literature includes refs. 28 and 29.
B. Mucorales
The hyphae are thin-walled, nonseptate (septa only occurring near reproductive
organs or in old, necrotic hyphae), coenocytic, and 3 to 12 µm wide. The sporan-
giospores are produced in sporangia or sporangioles.
The order Mucorales contains 13 families. Many species are not known to
form zygospores, but their systematic position is easily established by their simi-
lar asexual characteristics.
Most of the Mucorales grow rapidly on culture media. Characteristics are
generally optimally produced on MA, OA, or potato-dextrose agar; they may be
less expressed on common medical media such as Sabouraud dextrose agar
(SDA), maltose agar (MA), or synthetic mucor agar (SMA). The members of
most families are free-living saprophytes in soil, on decaying vegetable matter
such as stale bread and other food, manure from various mammals, and so on,
whereas those of only a few families can be facultative parasites on other fungi
or higher plants. They are not aquatic. Many species, including those capable of
producing disease in humans or mammals, are widely distributed, and their asex-
ual spores are prevalent in the air. Pathogenicity to vertebrates is an exceptional
feature in the life of these fungi and is determined essentially by predispositions
of the host (diabetes, malignant hemopathia, immunosuppression, etc.). In the
host tissues, only a vegetative mycelium is usually formed, the morphology of
which is characteristic of the Mucorales and indistinguishable among all the spe-
cies of the order.
1. Mucoraceae
All sporangia are globose or pyriform, rarely dumbbell-shaped, contain few to
many sporangiospores, and are provided with a columella. The columella may
or may not show an apophysis. The sporangium membrane is usually not cu-
tinized and is persistent or diffluent; in the latter case it may leave a ‘‘collar.’’
Merosporangia, sporangioles, or conidia are always absent. The morphology of
the sporangium is important for the definition of genera.
Rhizopus Present Single or in Globose; gray, Subglobose to Present Angular to glo- Rough; mostly 1, 22
tufts; usually or brown slightly elon- bose orna- between un-
unbranched; gated or pyri- mented; stri- equal sus-
mostly brown form ate to globose pensors
Absidia Present Branched; often Pyriform Hemispherical; Present; conspic- Globose to cy- Smooth to 3, 9
in corymbs; often with uous; conical lindrical; slightly
almost hya- projection(s) smooth roughened;
line with equato-
rial ridges;
suspensors al-
most equal
Rhizomucor Present Monopodially or Globose; gray; Subglobose to Absent Globose to sub- Rough; between 17, 18
sympodially opaque and slightly pyri- globose; equal sus-
branched; glittering form; brown small; smooth pensors
dark brown
Mucor Absent Branched or un- Globose Various forms Absent Globose to cy- Rough; between 4a–d, 7,
branched; (e.g., glo- lindrical equal sus- 13–16
mostly hya- bose, de- pensors
line pressed, pyri-
form,
elongated)
Thermomucor Present Monopodially or Globose; gray; Subglobose to Present Globose to sub- Smooth; suspen- 20, 21
sympodially opaque and slightly pyri- globose; sors unequal
branched; glittering form; brown small; smooth
dark brown
87
88 Schipper and Stalpers
Absidia. All sporangia are pyriform. The columella, which is always pro-
vided with a conspicuous, conical apophysis, is usually hemispherical on its top
and often bears one or more projections. The sporangiophores may originate from
stolons in the intervals between rhizoids or from a finely branched aerial myce-
lium. (The latter is the case for the pathogenic species.) In the zygosporogenic
species the suspensors may carry projections enveloping the zygospore, but these
are not found in the pathogenic species, A. corymbifera.
Type species: A. repens
Relevant literature: Hesseltine and Ellis (30–32); Ellis and Hesseltine.
(33,34); Scholer and Müller (35); and Nottebrock et al. (36).
Mycelium is rapid-growing, very high, and light dirty gray to almost white in
some strains, but comparatively low (3–4 mm), whitish to dark grayish-brown,
depending on the spore production. The complicated pattern with many superim-
posed ramifications bearing sporangia is basically the same in all strains. Stolons
(distinct horizontal hyphae) are narrow, producing radially diffusing hyphae (rhi-
zoids) for adherence to the substratum. Sporangiophores are finely branched, bot-
ryose (grapelike) to racemose (corymb), usually without a septum beneath the
sporangium, and subterminally slightly brownish. Sporangia pyriform, which are
10–120(⫺150) µm in diameter, are transparent and almost colorless when young,
becoming opaque (sometimes glittering) and grayish-brown to greenish-beige;
the sporangium membrane is diffluent. Apophysis is long, and conical, often bear-
ing a collar. Columella are hemispherical to short-ovoidal above the apophysis
and 5–70(⫺85) µm in diameter, often with one to two mamilliform projections.
Sporangiospores are smooth, slightly yellow to greenish, and globose to long-
ellipsoid. The mean diameters in typical ‘‘globose strains’’ are 3.2–4.0 ⫻ 3–3.5
90 Schipper and Stalpers
Figure 16 Mucor hiemalis f. hiemalis: (a) sporangiophores, (b) columellae, (c) sporan-
giospores M. hiemalis f. luteus, (d) sporangiophores, (e) columellae, (f) sporangiospores.
Maximum
temperature
Species of growth (°C) Sporangiophores Sporangia Columellae Sporangiospores
Zygomycetes
µm
102 Schipper and Stalpers
zoids, with comparatively small sporangia (diameter up to 100 µm) with opaque,
glittering walls. Columellae are small, subglobose to slightly pyriform, without
or with a minute apophysis. Sporangiospores are subglobose. Zygospores are
globose, covered with blunt projections, formed in the aerial mycelium between
smooth, isogamous opposite suspensors. Growth starts at 22–24°C, optimal tem-
perature is 37–40°C, and the maximum temperature ⬎50°C.
Type species: Rhizomucor parasiticus (Lucet & Cost.) Schipper
Relevant literature: Schipper (44)
[Note: not included are: Rh. nanitalensis Joshi (45) with deformed sporangio-
spores and Rh. variabilis R.Y. Zheng & G.Q. Chen (46), which does not belong
in Rhizomucor, because it is not thermophilic, has pale colored sporangia, and
the sporangiophores have a different branching pattern.]
Key to the Species of Rhizomucor [on MEA, 36°C, After Schipper (44)]
1a. Poor growth, hardly any sporulation, sporangiophores up to 35
µm wide; osmophilic Rh. tauricus
1b. Good growth and sporulation; sporangiophores up to 15 µm
wide; osmotolerant 2
2a. Zygospores absent or when present more than 50 µm in diam-
eter Rh. pusillus
2b. Zygospores present, less than 50 µm in diameter Rh. miehei
Figure 19 Rhizomucor miehei: (a) sporangiophores, (b) rhizoids, (c) columellae, (d)
sporangiospores, (e) zygospore between suspensors.
Key to the Species [after Schipper (54); Schipper and Stalpers (55)]
1a. Sporangiophores often more than 1
mm long; rhizoids relatively long,
branched or not; sporangia over 100
µm in diameter; no growth at 45°C 2
1b. Sporangiophores up to 0.5(⫺0.8) mm;
rhizoids short, simple; sporangia up to
100 µm in diameter; usually growth at
45°C; Rh. microsporus group 3
2a. Rhizoids usually branched; sporangia
up to 275 µm in diameter; no growth
at 36°C Rh. stolonifer
2b. Rhizoids simple; sporangia up to
200(⫺240) µm in diameter; growth at
36°C Rh. oryzae
3a. Zygospores or azygospores present in
single-spore isolates 4
3b. No zygospores produced in single-
spore isolates 5
4a. Zygospores present Rh. homothallicus
4b. Azygospores present Rh. azygosporus
5a. Sporangiophores in clusters of up to
9(⫺10) 6
Zygomycetes 109
ter) on all media, the poor production of sporangia (and thus a paler
color) and negative mating results with the mating types of Rh. mi-
crosporus. The species was isolated from bronchial wash and lung speci-
mens from a patient with myeloma (62) (Table 7).
2. Mortierellaceae
The sporangia are from one- to many-spored and globose. The columella are
absent or very small, and never protrude into the sporangium. The mycelium is
often unusually fine.
Mortierella species rank among the commonest of soil fungi. They are fast grow-
ing and freely sporulating in nature. On 2% MA they often produce abundant
aerial mycelium but few sporangia. On poorer media, such as Soil Extract Agar
or SNA, sporulation is enhanced and much more differentiated. These media,
however, are not suitable to isolate the fungus.
Type species:
Relevant literature: Gams (63), Domsch et al. (64)
112
Rhizopus mi- Pale brownish-gray Up to 400 ⫻ 10 Grayish-black; up (Sub)globose to Angular to broadly 46°C: good growth;
crosporus var. µm (mostly swol- to 80 µm conical ellipsoid, up to 50°C: no growth
microsporus len); brownish; 6–5 (7–5) µm;
often in pairs distinctly striate
var. rhizopodi- Dark grayish- Up to 500 ⫻ 8 Bluish to grayish- Distinctly pyriform (Sub)globose; up to 50°C: good growth
formis brown µm; brownish; black; up to 100 columella seem 5(-6) µm in diam-
1–4 together µm indicative for rhi- eter; minutely
zopodiformis but spinulose
absence is not
conclusive
var. oligosporus Pale yellowish- Up to 300 ⫻ 15 Blackish, up to 80– (Sub)globose to (Sub)globose; up to At 40°C: good
brown to gray µm; brownish; 100 µm (av. 50– conical 9 µm in diameter growth and spor-
1–3 together 60 µm) ulating; at 45°C:
restricted growth
var. chinensis Pale brownish-gray Up to 500(-700) ⫻ Blackish; up to Subglobose-conical Globose-ellipsoid; At 45°C good
10(-12) µm; 1–3 75(-80) µm some slightly an- growth, but im-
together gular; up to 7–5 mature; at 50°C:
µm diam no growth
Schipper and Stalpers
Rhizopus homothal- Dark brownish- Up to 850 ⫻ 15 Blackish-gray; up Enlarged conical Angular globose; 46°C: good growth;
licus gray; zygospores µm; brownish; to 100(-125) µm up to 7–5(-8) 50°C: no growth
present 1–3 together µm
Rhizopus azy- Morphologically in-
gosporus termediate be-
Zygomycetes
tween ‘‘mi-
crosporus’’ and
‘‘rhizopodi-
formis’’; azygo-
spores present in
single sporan-
gium isolates
Rhizopus caespito- Gray Up to 200–500 µm Brownish-black up (Sub)globose to Angular to broadly 15–36°C: sporula-
sus ⫻ 10 µm; brown- to 60(-75) µm in conical; ellipsoid; up to tion; 45–50°C:
ish; 1–9 together diameter brownish 6–8 µm growth, no sporu-
lation
Rhizopus schip- Grayish-white 100–460 ⫻ 5–15 Grayish-black; up Subglobose to coni- Subglobose to 23–45°C: good
perae µm; brown on to 80 µm cal; hyaline to ovoid; 5.8–6.8 growth
stolons; single or pale tan ⫻ 4.8–5.8 µm;
in pairs on rhi- (faintly) striate
zoids; up to 10
113
114 Schipper and Stalpers
Key to the Sections and Relevant Species of Mortierella [After Gams (63)]
1a. Colonies velvety, not exceeding 3 mm in height;
sporangia mostly ochraceous or vinaceous, often
with a small columella; without distinctive odor. subgen. Micromucor
1b. Aerial mycelium consisting of longer, ascendent,
or prostrate hyphae, white, cottony, or arachnoid;
sporangia usually not pigmented, without or with
a rudimentary columella; mostly with a garliclike
odor. subgen. Mortierella 2
2a. Only chlamydospores present (recognizable as
Mortierella by colony habit and odor) sect. Stylospora
2b. Sporangiophores and sporangia (sporangioles)
present 3
3a. Sporangiophores always unbranched 4
3b. Sporangiophores branched (at least sometimes) 6
4a. Sporangiophores usually exceeding 200 µm in
length Sect. Simplex
4b. Sporangiophores less than 150 µm in length 5
5a. Sporangia, at least partly, many-spored; sporangio-
phores with distinctly widening base Sect. Alpina
5b. Sporangia one-spored; very slender sporangio-
phores arising in dense rows from the aerial hyphae Sect. Schmuckeri
6a. Branches arising mainly from the lower part of the
sporangiophore (basitonous) 7
6b. Branches arising from the middle or upper part of
the sporangiophore (mesotonous or acrotonous) 10
7a. Sporangia containing many, or at least several,
smooth or ornamented spores Sect. Hygrophila
7b. Sporangia one-spored, often ornamented Sect. Stylospora
8a. Sporangia with 1 to 2 spores; sporangiophores
short, with broad base, strongly tapered in the mid-
dle part and arising in dense rows from the aerial
hyphae Sect. Haplosporangium
8b. Sporangia many-spored 12
9a. Branches arising from the uppermost part of the
sporangiophore in clusters from an inflated region,
chlamydospores absent (when chlamydospores
present; Compare M. wolfii under 24a) Sect. Actinomortierella
9b. Branching in another way 13
10a. Sporangiophores racemosely branched with a thick
main stem and thin, short branches; Sect. Mortier-
ella 11
10b. Sporangiophores often bent upwards above an as-
cendent basal part and with a minute columella;
Sect. Spinosa 14
Zygomycetes 115
Figure 24 Mortierella wolfii (from Gams in Ref. 64): sporangiophores with acrotonous
branching, sporangiospores, and chlamydospores, smooth or with pseudopodiform orna-
mentation.
Zygomycetes 117
M. wolfii is not known with certainty as a human pathogen but was proved
to be a common agent of bovine mycotic abortion in New Zealand (66–70). A
significant number of the cows were also affected by pneumonia caused by the
same fungus. Previously reported cases from New Zealand, which were first at-
tributed to M. alpina and M. zychae, are probably also due to M. wolfii. More
recently, the latter species was also found as an agent of bovine mycotic abortion
in Great Britain and the United States.
M. polycephala has been mentioned as the causal agent of lung mycosis
and mycotic abortion of cattle (64), but as the maximum temperature of growth
of this species is 26°C, this is probably a misidentification; it most likely is M.
wolfii.
3. Cunninghamellaceae
The family contains only one genus, Cunninghamella Matr. It is characterized by
monosporous sporangioles on short pedicels, arising simultaneously on swollen
globose to obovoid vesicles, borne apically on branched or unbranched sporan-
giophores.
lar, but incompatible mating partners. Moreover, the clinical isolates grew well
at 42°C, while the other strains did not. They concluded that C. elegans and
C. bertholletiae are distinct species. Elders (unpublished, 1986) confirmed the
morphological similarity. She also found close serological relationships. She dis-
covered that saprophytic isolates did not grow at 40°C, while the clinical isolates
displayed good growth. Their maximum growth temperature was 46°C. Mating
incompatibility was found as indicated by Weitzman and Crist, with one excep-
tion: C. elegans CBS 657.85 (origin unknown), which could be successfully
mated with various strains of both C. bertholletiae and C. elegans.
Cunninghamella bertholletiae Stadel (Fig. 28). Growth is rapid. Myce-
lium is high, light gray to brownish. Hyphae are up to 20 µm wide. Conidiophores
have verticillate or solitary branches. The vesicles are subglobose to pyriform.
The apical ones are up to 40 µm in diameter, and those on the lateral branches
are 10 to 30 µm in diameter. Conidia are globose, ovoid, or ellipsoid, 7 to 11
µm in diameter, or 6–10 ⫻ 9–13 µm, short echinulate, subhyaline, and brownish
in mass. The zygospores, are brown, tuberculate, 18–28 ⫻ 25–35 µm, and hetero-
thallic. C. bertholletiae has been isolated from several cases of mucormycosis
in man.
4. Saksenaeaceae
The family contains only a single genus, Saksenaea Saksena, with only one spe-
cies, Saksenaea vasiformis Saksena (Fig. 25).
The Mycelium is well developed and fast-growing. The sporangia are sin-
gle or more rarely in groups of two, with basal, dichotomously branched rhizoids.
The sporangiophores are erect, 24–65 ⫻ 6.5–9.5 µm. The sporangia are terminal.
They are flask-shaped with a spherical venter, 22–52 ⫻ 16–44 µm, with a long
neck, 54–200 ⫻ 6.5–11 µm, with expands apically, 8–14.5 µm in diameter. The
columellae are distinct, and hemispherical. The sporangiospores are subcylindri-
cal, smooth, and 2.8–4.2 ⫻ 1.5–2 µm.
Maximum temperature: 44°C
Relevant literature: Saksena (74)
When isolated, S. vasiformis does not sporulate on routine mycological media
and thus is likely to be discarded as a contaminant. Sporulation can be obtained
by growing the species on hay infusion agar (20 ml per petri dish) and 28–30°C
in the dark. Padhye and Ajello (75) placed blocks of SDA–agar containing the
fungus on a plate with 20 ml sterile distilled water with 0.2 ml of filter-sterilized
10% yeast extract solution in the dark at 37°C. After 7 days abundant sporulation
was obtained.
The species was recorded to cause cutaneous and subcutaneous infections,
necrotizing cellulitis, osteomyelitis, cranial and rhinocerebral infections, and dis-
Zygomycetes 119
seminated infections (3,76,77). In most cases the infection was acquired through
traumatized skin (78).
5. Syncephalastraceae
The family contains one genus with one species and is characterized by the forma-
tion of numerous cylindrical merosporangia with 3 to 18 spores in a single row
on a globose vesicle. The sporangial wall is deliquescent.
Syncephalastrum racemosum Cohn (Fig. 3). The colony is up to 15 mm
high, and is olive gray. The sporangiophores are typically racemosely branched.
They are up to 15 µm in diameter; with terminal vesicles up to 40 µm in diameter.
They are brownish, often subtended by septa and bearing numerous merosporan-
gia and are up to 80 µm in diameter. The merosporangia are cylindrical-clavate,
about 25 ⫻ 5 µm, with 3 to 18 spores (average 7). The sporangiospores are
globose to subglobose, verruculose, and 3 to 5 µm in diameter. The maximum
temperature is 40°C. For relevant literature see Schipper and Stalpers (79).
S. racemosum has once been reported from a cutaneous infection (80) and
as causal agent of bovine mycotic abortion (81).
120 Schipper and Stalpers
6. Thamnidiaceae
Sporangia and sporangioles are borne on the same or separate (but morphologi-
cally similar) sporangiospores (or only sporangioles present). Sporangiospores
are thin-walled and smooth.
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47. W Lindt. Mitteilungen über einige neue pathogene Schimmelpilze. Arch Exp Pathol
Pharmakol 21:269–298, 1886.
48. JL Nicod, C Fleury, J Schlegel. Mycose pulmonaire double à Aspergillus fumigatus
Fres. et à Mucor pusillus Lindt. Schweiz Z Allg Pathol Bakteriol 15:307–321,
1952.
49. MS Erdos, K Butt, L Weinstein. Mucormycotic endocarditis of the pulmonary valve.
JAMA 222:951–953, 1972.
50. RD Meyer, MH Kaplan, M Ong, D Armstrong. Cutaneous lesions in disseminated
mycomycosis. JAMA 225:737–738, 1973.
51. BS Kramer, AD Hernandez, RL Reddick, AS Levine. Cutaneous infection, manifes-
tation of disseminated mucormycosis. Arch Derm 113:1075–1076, 1977.
52. A Subrahamanyam, BS Mehrotra, MJ Thirulamachar. Thermomucor, a new genus
of Mucorales. Ga J Sci 35:1–4, 1977.
53. MAA Schipper. Thermomucor (Mucorales). Antonie van Leeuwenhoek 45:275–
280, 1979.
54. MAA Schipper. A revision of Rhizopus. I. The Rh. stolonifer group and Rhizopus.
Stud Mycol 25:20–34, 1984.
55. MAA Schipper, JA Stalpers. A revision of Rhizopus. II. The Rh. microsporus group.
Stud Mycol 25:20–34, 1984.
124 Schipper and Stalpers
Shung-Chang Jong
American Type Culture Collection, Manassas, Virginia, U.S.A.
Frank M. Dugan
USDA-ARS Western Regional Plant Introduction Station, USDA,
Pullman, Washington, U.S.A.
I. INTRODUCTION
127
128 Jong and Dugan
ties (12). Conidiobolus coronatus afflicts humans and other higher mammals,
especially in the tropics. Infection of the nasal passages (rhinoentomophthoro-
mycosis) is typical (4). The majority of case reports are from tropical rainforest
areas in west Africa. Adult agricultural and outdoor workers are the usual victims
(13). Conidiobolus coronatus typically inhabits decaying vegetation. C. incon-
gruus has also been recovered from that substrate. Basidiobolus ranarum is most
commonly isolated from gastrointestinal tracts or dung of amphibians or other
animals, but also from soil or decayed vegetation (1,10).
(both gametangia from the same individual) is typical of the order. Azygospores
are formed in some species of Entomophthora; these spores are formed without
the prior production of gametangia (6).
The mycelium (vegetative hyphae) of entomophthorales may be composed
of short segments, which Thaxter termed ‘‘hyphal bodies’’ (14); or true hyphae
may be present. In some species of Conidiobolus, vegetative growth is restricted
to coenocytic mycelium (15).
Entomophthoraceae
Conidiophores simple to dichotomously or digitately branched, with conidiogenous
cells apical on each branch.
Primary conidia unitunicate or bitunicate, forcibly discharged (except Massospora)
by papillar eversion, or by propulsion of conidiophore contents.
Nuclei typically 5–12 µm, staining readily with aceto-orcein or bismark brown; no
prominent nucleolus.
Pathogens of insects or other arthropods.
Batkoa, Entomophaga, Entomophthora, Erynia, Eryniopsis, Furia, Massospora, Pan-
dora, Strongwellsea, Tarichium, Zoophthora.
Completoriaceae
Conidiophores simple, short, with no separate conidiogenous cells.
Conidia unitunicate, forcibly discharged by papillar eversion.
Nuclei large, with condensed, ‘‘granular’’ chromatin at interphase.
Obligate intercellular parasites of fern gametophytes.
Completoria
Ancylistaceae
Conidiophores simple or infrequently branched, bearing a single terminal conidium
per branch.
Primary conidia unitunicate, forcibly discharged by papillar eversion.
Nuclei small (3–5 µm), not condensed (‘‘granular’’) at interphase, not staining
strongly with aceto-orcein or bismark brown.
Saprobes in soil or pathogens of insects or other invertebrates, or facultative para-
sites of vertebrates.
Ancylistes, Conidiobolus, Macrobiotophthora
Meristcraceae
Conidiophores unbranched, each bearing several conidia.
Primary conidia unitunicate, forcibly discharged by papillar eversion or passively dis-
charged.
Nuclei small (3–5 µm), with prominent nucleolus, no significant ‘‘granular’’ nucleo-
plasm in interphase, not staining strongly with aceto-orcein or Bismark brown.
Obligate pathogens of soil invertebrates, especially nematodes and tardigrades.
Ballocephala, Meristacrum, Zygonemomyces.
Neozygitaceae
Conidiophores typically simple, cylindrical to clavate, with apical conidiogenous
cell.
Conidia unitunicate, melanized, multinucleate, with small or truncate papilla, dis-
charged by papillar eversion.
Nuclei small (3–5 µm), condensed chromatin inconspicuous, staining poorly with
aceto-orcein or other nuclear stains.
Obligate pathogens of mites and insects, especially homopterans.
Neozygites, Thaxterosporium.
The Order Entomophthorales 131
Table 1 Continued
Basidiobolaceae
Conidiophores simple or seldom branched, with a swollen apex.
Primary conidia unitunicate and uninucleate forcibly discharged with circumsessile
rupture of conidiophore.
Nuclei large (typically ⬎10 µm), with no condensed ‘‘granular’’ chromatin during
interphase, not staining strongly with aceto-orcein or Bismark brown.
Saprobes in soil, colonizers of the guts of amphibians or reptiles, or facultative para-
sites in vertebrates.
Basidiobolus.
2. Taxonomy
Modern literature on basidiobolomycocis most frequently uses the names Basidi-
obolus ranarum or B. haptosporus. We prefer B. ranarum, with synonyms as
follows (23):
Basidiobolus ranarum Eidam, 1887
⫽ B. meristosporus Drechser, 1955
⫽ B. heterosporus Srinivasan & Thirumalachar, 1965
⫽ B. haptosporus Drechsler, 1947
⫽ B. haptosporus var. minor Srinivasan & Thirumalachar, 1965
Basidiobolus is the sole genus of the Basidiobolaceae (Table 1). In addition
to characters listed in Table 1, the production of ‘‘beaked’’ zygospores (Fig. 1d)
is diagnostic for the genus. The large nuclei, with prominent nucleoli, are also
distinctive (17,24,25,26). King (6) found the traditional morphological and other
criteria used for species separation less than satisfactory: odor and the texture
of the zygospore wall, both primary characters for species separation, were not
132 Jong and Dugan
consistently reliable, nor was optimum temperature for growth. Kwon-Chung and
Bennett reviewed attempts at species separation via antigenic studies, restriction
analysis of rDNA, and isozyme banding (1). They concluded that ‘‘the problem
of speciation of Basidiobolus is still unresolved,’’ but that ‘‘it is reasonable to
accept B. ranarum as the pathogen that infects man.’’ Species other than those
in the above synonymy are B. magnus, B. philippinensis, and B. microsporus.
King (6) considered B. microsporus—but not B. philippinensis—distinct from
B. haptosporus. He did not place B. ranarum or B. magnus into synonymy with
B. haptosporus (6). Natural infection of mammals other than humans is rare (6).
B. Conidiobolus
1. Biology
King extensively described the taxonomy of the genus Conidiobolus (15,31,32).
All species display forcible discharge of conidia via pressure developed within
the conidium. Conidia are produced atop unbranched conidiophores (Figs. 2a,
2b). After discharge, each conidium displays a papillum (Figs. 3c, 3b) because
of eversion of the wall adjacent to the condiophore. Multiplicative conidia (Fig.
3c) are common to several species, including C. incongruus. As many as 40
are produced from a single conidium. They are forcibly discharged but are not
phototropic. Only Conidiobolus coronatus produces villous conidia (Fig. 2d).
These conidia may be produced from primary or replicative conidia by the pro-
duction of the thick wall and villous appendages. Chlamydospores (Fig. 2e) are
134 Jong and Dugan
Figure 3 Conidiobolus incongruus. Bars ⫽ 20 µm. (a) Almost mature primary conid-
ium on conidiophore arising from vegetative mycelium; (b) globose discharged conidium;
note pointed shaped of papillum (see Fig. 2c); (c) Multiplicative conidia on radially proj-
ecting sterigmata (⫽ microconidiophores) arising from a discharged primary conidium;
(d) mature zygospore. The zygospore lies within the persistent wall of one of the gametan-
gia. The other gametangium is not visible. (Source: Ref. 6.)
2. Taxonomy
There is general consensus on the identity of the agents of conidiobolomycosis
in humans: Conidiobolus incongruus and the more common C. coronatus. Our
nomenclator for these agents follows King (5):
Conidiobolus incongruus Drechsler, 1960
⫽ Conidiobolus gonimodes Drechsler, 1961
Conidiobolus coronatus (Costantin) Bakto, 1964
⫽ Boudierella coronata Costantin, 1897
⫽ Delacroixia coronata (Costantin) Saccardo & Sydow, 1899
⫽ Entomophthora coronata (Costantin) Kevorkian, 1937
⫽ Conidiobolus coronatus (Costantin) Srinivasan & Thirumalachar,
1964
⫽ C. villosus Martin, 1925
Conidiobolomycosis in horses usually results from infection by C. coro-
nata, but C. lamprauges has also been implicated in infection of horses:
Conidiobolus lamprauges Drechsler, 1953
⫽ C. nanodes Drechler, 1955
In classic taxonomy, Conidiobolus was separated from Entomophthora by
the saprophytic habit of the former and the insect-pathogenic habit of the latter.
C. coronata, being at least occasionally isolated from insects, was placed in Ento-
mophthora, but more species of Entomophthora have been cultured, and more
species of Conidiobolus have been isolated from insects. Although characters of
the primary conidiophore (macronematous for Entomophthora versus micronem-
atous for Conidiobolus) were proposed as useful for separation of these genera
(33), King regarded the criteria as unreliable (26). Humber proposed cytological
critera (Table 1) (17). Recent investigations of sterol content suggest separation
of C. coronatus (as Delacroixia coronatus) from other fungi in Entomophthora,
Basidiobolus, and Conidiobolus (34).
Conidiobolus coronatus is a common saprophyte in plant debris, an occa-
sional pathogen of insects, and a well-known pathogen of horses and humans,
especially in the tropics (1,35,36). Although most reports address infections of
horses or humans, C. coronatus has also caused infection in chimpanzees (37,38).
There is evidence that C. coronatus can sporulate in host tissue (39). Recent
research has focused on proteases and lipases, which may be of importance with
regard to pathogenesis (13,40,41).
Conidiobolus incongruus, also a saprophyte in plant debris, is a pathogen
of humans, and has now been diagnosed as causing rhinocerebral and nasal zygo-
mycosis in sheep (42). Infections in humans are very rare (9,43,44). C. lamp-
rauges Dreschler, found in plant debris and occasionally isolated from insects,
has been isolated from a nasopharyngeal nodule of a horse (45). King provided
a key to 26 species of Conidiobolus (32).
The Order Entomophthorales 137
REFERENCES
Dexter H. Howard
UCLA School of Medicine, Los Angeles, California, U.S.A.
Irene Weitzman
Columbia University College of Physicians and Surgeons, New York,
New York, and Arizona State University, Tempe, Arizona, U.S.A.
Arvind A. Padhye
National Center for Infectious Disease, Centers for Disease Control
and Prevention, Atlanta, Georgia, U.S.A.
I. INTRODUCTION
141
142 Howard et al.
The development of knowledge about the ringworm fungi parallels that of medi-
cal mycology in general, for these microorganisms were among the first to be
identified as human and animal pathogens (11). The story, with variations, has
been told on several occasions (11–13). Briefly, recognition of the dermatophytes
began in 1837 with the work of Robert Remak, who found arthroconidia and
hyphae in the hair shafts of a child with favus. Remak did not publish his findings
at this time but allowed them to be incorporated into the thesis of a close friend,
Xavier Hube (11, 12). It has been said that Remak did not recognize the impor-
tance of his discovery (12) and that it remained for Lucas Schoenlein to claim
favus as a mycotic disease (14). In doing this Schoenlein was strongly influenced
by Bassi’s classic work on the fungal nature of the muscardine disease of silk-
worms (12). In 1840, Remak published his observations on the ‘‘plant-like na-
ture’’ of the structures he had observed in the hair shafts of patients with favus
(15), and he subsequently showed that the infection was contagious by success-
fully inoculating himself (16). In 1845, he described the fungus of favus more
completely and named it in honor of Schoenlein (12, 17). Some have interpreted
this as an effort to curry favor with Schoenlein in order to obtain a university
chair, an appointment which at that time was generally denied to Jews (18). If
this were the motivation for the somewhat unusual behavior of Robert Remak,
the effort was not totally successful, for he was appointed ‘‘extraordinary profes-
sor’’ (but not full professor, which he wanted) at the University of Berlin. To
his credit he eschewed the obvious alternative of a certificate of baptism to
achieve his goal (12).
David Gruby also refused to buy a university chair with a certificate of
baptism (12). Gruby published his thesis in Vienna and then settled down in
Paris. From 1841 to 1844 he published a series of papers that are generally ac-
knowledged to have established him as the founder of medical mycology (11,
13, 19). In the first two papers of this series Gruby described, independently of
Remak and Schoenlein, the fungal nature of favus (20, 21). The next year he
gave an account of an ectothrix dermatophytosis of the beard (22), and although
he did not name the fungus, it was subsequently described as Microsporon (Tri-
chophyton) mentagrophtes by Charles Robin (23). In 1843, Gruby (24) published
Onygenales: Arthrodermataceae 143
his account of classic epidemic ringworm of the scalp and named the etiologic
agent Microsporum audouinii in honor of Victor Audouin, director of the Paris
Natural History Museum. His final published work on dermatophytes was one
in which he established the etiologic relation of T. tonsurans Malmsten, 1848 to
endothrix dermatophytosis (25). Although extraneous to the subject of this chap-
ter, it should be noted that Gruby also described the fungal nature of thrush (26).
Interestingly, Gruby made no further mycological observations after 1844, but
concentrated on his medical practice in Paris and attended many notables, includ-
ing George Sand, Alexander Dumas (both father and son), Frederic Chopin, Franz
Liszt, and Heinrich Heine (27).
In the middle of the nineteenth century there arose a concept that caused
considerable confusion for a number of years. The work of Anton De Bary (28)
and that of the Tulasne brothers (29) had established the fact of polymorphism
among certain fungi, notably the parasites of cereals. The term polymorphism
denoted that one fungus could appear in different forms in the various stages of
its life cycle. This concept came to be widely and often inappropriately applied
with the disastrous consequences that all fungi and bacteria were thought to be
much the same and simply developmental stages of one another (28).
The result of this extension of the concept of polymorphism to those fungi
in which it played no role for a time obscured the specific etiology of infectious
diseases (30). The one person who was important in rescuing the idea of the
specificity of cause in the mycoses was Raimond Sabouraud, who insisted that
there were different species of dermatophytes, which he placed in four genera:
Achorion, Epidermophyton, Microsporum, and Trichophyton (31). In spite of the
firm foundation laid by Sabouraud, however, the literature on dermatophytes sub-
sequently became confused by investigators who went too far in the opposite
direction and based species identification on small variations in the clinical ap-
pearance of lesions or on slight differences in colonial morphology. The situation
became so muddled that in 1935 some 118 species of dermatophytes were de-
scribed by C. W. Dodge in his monographic consideration of medical mycology
(32).
Emmons proposed the basis for the current taxonomic treatment of the
dermatophytes (33). He adopted a rigorous approach, based on accepted rules of
nomenclature, to the classification of the ringworm fungi and established three
genera (Microsporum, Trichophyton, and Epidermophyton) to contain all the spe-
cies considered legitimate. Emmons’s proposal is widely accepted as valid (1,
2), although alternative schemes are suggested from time to time.
The existence of a sexual phase of growth among certain dermatophytes
was indicated by the observations of a number of early workers. (See Ref. 34
for a review of the literature.) Nannizzi (35) described cleistothecia in a strain
of Sabouraudites (Microsporum) gypseum. He named the isolate Gymnoascus
gypseus. Nannizzi’s work was generally discredited because it was thought that
144 Howard et al.
2. Identification
The dermatophytes are identified primarily on the basis of their appearance in
materials from the host and in culture (1, 40, 45–47).
The Appearance of Dermatophytes in the Tissues of the Host. Direct ex-
amination of materials from a host infected with a dermatophyte not infrequently
reveals the fungus. Specimens of skin, nails, and hair from suspicious lesions
are placed on a slide in a drop of 10–20% potassium hydroxide (KOH) or in KOH
with Calcofluor white (47). A coverslip is placed over the drop. The preparation is
heated gently over a low flame and flattened before being examined microscopi-
cally. The various species of dermatophytes look alike in skin scales and nail
scrapings (1). The appearance is that of septate, branching hyphae that may break
up into barrel-shaped or rounded arthroconidia (1). Invasion of the hair may be
Onygenales: Arthrodermataceae 145
Anamorphs Teleomorphs
Epidermophyton Unknown
E. floccosum Unknown
Microsporum Arthroderma
M. audouinii Unknown
M. canis var. canis A. otae
M. canis var. distortum A. otae
M. cookei A. cajetani
M. equinum Unknown
M. ferrugineum Unknown
M. fulvum A. fulva
M. gallinae Unknown
M. gypseum A. gypseum
M. gypseum A. incurvatum
M. nanum A. obtusum
M. persicolor A. persicolor
M. praecox Unknown
M. racemosum A. racemosum
M. vanbreuseghemii A. grubyi
Trichophyton a Arthroderma
T. concentricum Unknown
T. equinum var. equinum Unknown
T. equinum var. autotrophicum Unknown
T. gourvilii Unknown
T. megninii Unknown
T. mentagrophytes var. erinaceae A. benhamiae
T. mentagrophytes var. interdigitale A. benhamiae, A. vanbreuseghemii
T. mentagrophytes var. mentagrophytes A. benhamiae
T. mentagrophytes var. quinckeanum A. benhamiae
T. rubrum Unknown
T. schoenleinii Unknown
T. simii A. simii
T. soudanense Unknown
T. tonsurans var. tonsurans Unknown
T. tonsurans var. sulfureum Unknown
T. verrucosum var. album Unknown
T. verrucosum var. ochraceum Unknown
T. verrucosum var. discoides Unknown
T. violaceum Unknown
T. yaoundei b Unknown
a
T. raubitschekii (42) and T. kanei (43) would appear to be variants of T. rubrum which ‘‘is a highly
variable species’’ (1). T. krajdenii (44) is excluded because some consider it to be T. mentagrophytes
var. nodulare. This variety of T. mentagrophytes has not been validated, but isolates of T. krajdenii
mate with A. benhamiae (A. A. Padhye, unpublished data).
b
Not validly described.
146 Howard et al.
either of the ectothrix or endothrix sort (1). Details of the appearance of different
species of dermatophytes in and on the surface of hair will be given with the
description of individual species. (For further details on direct microscopic exam-
inations see Refs. 40, 45–47.)
Wood’s Light. A Wood’s lamp emits ultraviolet light at approximately
365 nm. Hairs invaded by some species of Microsporum emit a greenish-yellow
fluorescence. Hairs involved by most species of Trichophyton do not fluoresce,
but T. schoenleinii-infected hairs emit a dull bluish-white fluorescence. Epider-
mophyton spp. ordinarily do not invade hair. (See discussion of E. floccosum,
Section IB1a.) Infected skin scales and nails do not fluoresce.
Cultures. Specimens from lesions suspected of being tinea are cultured.
Several recipes for suitable media are available (40). Some variation of glucose
peptone agar with inhibitors is generally employed. One such recipe that is com-
monly used is Sabouraud peptone glucose agar (Emmons’s modification) with
cycloheximide and chloramphenicol (40). The colonial appearance will form a
part of the description to be given for each species considered. (For other useful
culture media see Refs. 40, 45–48.)
Generally the dermatophytes are identified solely on the basis of their colo-
nial and microscopic morphology, and this will be the approach taken in the
description of taxonomy to follow. Physiological tests may also be of great value
in their identification, however. For example, it was recognized early on that the
inability of M. audouinii to grow on rice grains served to distinguish it from M.
canis and M. gypseum (49). The classic work of Lucille Georg and her colleagues
led eventually to the development of a series of nutritional tests that could be
used to augment species recognition among the Trichophyton spp. (40, 41, 46,
47). A series of Trichophyton agars for distinguishing among Trichophyton spp.
is available. (For a discussion see Refs. 40, 47.) Ancillary diagnostic approaches
include (1) the ability to perforate hair in vitro (40), (2) urease production (46),
and (3) growth at various temperatures (e.g., T. verrucosum grows optimally at
37°C). More recently the techniques of molecular biology have been applied to
taxonomic decisions. (For a review see ref. 40.)
3. Epidemiology
The natural occurrence of dermatophytes varies among the species. Typical asso-
ciations are generally recognized, although it is not always easy to describe a
species as belonging to only one category (1, 2). Anthropophilic species are obli-
gate parasites of humans. Zoophilic species infect humans but are predominantly
found on other animals (cattle, cats, dogs, etc). Geophilic species are commonly
found in soil (1, 2). Among the geophilic species are those of Microsporum,
Epidermophyton, and Trichophyton, which have not been found to cause disease.
Onygenales: Arthrodermataceae 147
Anamorphs Teleomorphs
Epidermophyton Unknown
E. stockdaleae Unknown
Microsporum Arthroderma
M. amazonicus A. borellii
M. boullardii A. corniculatum
M. magellanicum Unknown
M. ripariae Unknown
Microsporum sp. A. cookiellum
Trichophyton Arthroderma
T. ajelloi a A. uncinatum
T. fischeri Unknown
T. flavescens A. flavescens
T. georgiae A. ciferrii
T. gloriae A. gloriae
T. longifusum Unknown
T. mariatii Unknown
T. phaseoliforme Unknown
T. terrestre A. insingulare,
A. lenticularum,
A. quadrifidum
T. vanbreuseghemii A. gertleri
a
There are reports of infections caused by T. ajelloi, but these
isolations remain doubtful.
4. Taxonomy
Prior to 1961 the taxonomy of the dermatophytes was based on the anamorphic
forms. The practical needs of the clinical laboratory also involve observations
on this stage for identification. The customary arrangement of a discussion of
the dermatophytes is thus based on the conidia of the asexual phase of growth
even when comprehensive coverage is also given the teleomorphic forms (1, 2,
40, 41, 45).
148 Howard et al.
Cosmopolitan
E. floccosum M. canis var. canis M. cookei
M. audouinii M. equinum M. fulvum
T. mentagrophytes M. gallinae M. gypseum
var. interdigitale T. equinum M. nanum
T. rubrum T. mentagrophytes M. persicolor
T. tonsurans var. mentagrophytes T. ajelloi
var. tonsurans T. verrucosum
var. sulfureum var. album
var. ochraceum
var. discoides
Limited
T. concentricum M. canis var. distortum M. praecox
M. ferrugineum T. equinum M. racemosum
T. gourvilii var. autrophicum M. vanbreuseghemii
T. megninii T. mentagrophytes T. simii
T. schoenleinii var. erinacei
T. soudanense var. quinckeanum
T. violaceum
T. yaoundei
Figure 1 Spore types in the three genera of dermatophytes. Source: From Ref. 33,
p. 337.
curreyi, enough differences in the appearance of the peridium and its appendages
warranted creating a new genus. In 1986, Weitzman et al. (52) concluded after
a careful study of additional species within the genera Arthroderma and Nanniz-
zia that the two taxa were congeneric. The differences originally observed by
Stockdale now overlapped and represented a continuum and no longer warranted
two separate genera. Owing to priority, Nannizzia is a later synonym of Arthrod-
erma. Recent molecular studies by Kawasaki (53) supported the conclusion by
Weitzman et al. (52) that the two are congeneric.
c) T. gourvilii
d) T. megninii
e) T. rubrum
f) T. schoenleinii
g) T. soudanense
h) T. tonsurans var. tonsurans; T. tonsurans var. sulfur-
eum
i) T. verrucosum var. ochraceum; T. verrucosum var. al-
bum; T. verrucosum var. discoides
j) T. violaceum
k) T. yaoundei
II. Saprophytic nonpathogens
A. Teleomorphs (anamorphs)
1. Arthroderma (Microsporum and Trichophyton)
a) A. borellii (M. amazonicum)
b) A. ciferrii (T. georgiae)
c) A. cookiellum (Microsporum sp.)
d) A. corniculatum (M. boullardii)
e) A. flavescens (T. flavescens)
f ) A. gertleri (T. vanbreuseghamii)
g) A. gloriae (T. gloriae)
h) A. insingulare (T. terrestre)
i) A. lenticularum (T. terrestre)
j) A. quadrifidum (T. terrestre)
k) A. uncinatum (T. ajelloi)
B. Anamorphs (teleomorph unknown)
a) E. stockdaleae
b) M. magellanicum
c) M. ripariae
d) T. fischeri
e) T. longifusum
f ) T. mariatii
g) T. phaseoliforme
ial hyphae hyaline (Fig. 2c), pale yellow or buff, septate, usually unci-
nately, verticillately, or dichotomously branched; outer peridial hyphal
cell walls echinulate, densely asperulate, or verruculose, with 1–3 slight
to moderate constrictions, or deeply constricted in the middle, symmetri-
cally or asymmetrically dumbbell-shaped; peridial appendages consist
of tightly to loosely coiled spiral hyphae, which may be terminal or lat-
eral, some species producing additional terminal appendages consisting
of elongate, slender, tapered hyphae, or macroconidia; gymnothecial ini-
tials composed of a clavate antheridium surrounded by a coiled ascogo-
nium; asci globose, subglobose, or oval, evanescent, eight-spored (Fig.
2d), 3.9–8 ⫻ 3.5–7.5 µm; ascospores oval (Fig. 2d), lenticular, oblate,
smooth, hyaline, yellow in mass, 1.5–6 ⫻ 1.4–4 µm; homothallic or
heterothallic; Chrysosporium, Microsporum, or Trichophyton ana-
morphs.
I. Arthroderma benhamiae Ajello & Cheng, Sabouraudia 5:232, 1967
A. Conidial state
Trichophyton mentagrophytes (Robin) Blanchard, sensu lato,
Traite de pathologie general, vol. 2, Masson et Cie, Paris, 1896,
p. 811.
Distinctive varieties:
Trichophyton interdigitale Priestley, Med. J. Aust. 4: 417–475,
1917.
Trichophyton quinckeanum (Zopf) MacLeod & Muende, Prac-
tical Handbook of the Pathology of the Skin. 2nd ed. London:
H. K. Lewis & Co. Ltd., 1940, p. 383.
Trichophyton erinacei (Smith & Marples) Padhye & Carmi-
chael, Sabouraudia 7: 178–181, 1969.
B. Description
Heterothallic. Ascocarp globose, pale white, 250–450 µm in
diameter, excluding appendages. Peridial hyphae hyaline, sep-
tate, dichotomously branched, thin-walled. Cells dumbbell-
shaped, echinulate, asymmetrically constricted, 8–12 ⫻ 4.5–
5.2 µm. Appendages of two sorts: (1) elongated, smooth-walled
hyphae tapering at the apex, 60–200 µm long; (2) smooth-
walled, spiral hyphae. Asci globose to ovate, 4.2–7.2 ⫻ 3.6–
6.6 µm, thin-walled, evanescent, eight-spored. Ascospores
hyaline, smooth, oblate, 1.5–1.8 ⫻ 2.5–2.8 µm, yellow in
mass.
Colonies develop rapidly on glucose peptone agar; floc-
cose powdery to granular, cream, yellowish to peach-colored.
Reverse pale yellow to brown to reddish-brown. Microconidia
(Fig. 3a) clavate, borne laterally on undifferentiated hyphae in
154 Howard et al.
Figure 3 Micro- and macroconidia (a, ⫻850) and spiral hyphae (b, ⫻640) of Trichophy-
ton mentagrophytes.
Figure 6 Macroconidia of Microsporum canis var. canis (a, ⫻875) and M. canis var.
distortum (b, ⫻450).
(2, 86). Both species have been isolated from soil and from the
hair of animals that did not display lesions (79, 87).
A fascinating attribute of A. simii is that it induces a form
of stimulated growth of the mycelium of several different spe-
cies of dermatophytes (89). This stimulation occurs in strains
of mating type opposite that of the tester A. simii type. The
interaction, of course, never goes on to formation of fertile as-
cospores within asci except in opposite mating types of A. simii
itself, but the observation of stimulated growth has been used
to presume the juxtaposition of opposite mating types. In some
instances isolates of species not known to engage in a sexual
form of growth have been identified as being of a single mating
type. For example, all isolates of T. rubrum were shown in
this manner to be the (⫺) mating type (90). Such observa-
tions strengthen the argument that the reason certain species
cannot be induced to reveal a sexual phase of growth is that
they are all of one mating type. Thus, if virulence were associ-
ated with mating type, one could imagine the evolutionary dis-
appearance of a mating type. This would be especially likely
to happen if the environment were highly restricted. It is inter-
esting to reflect on the fact that only one of the anthropophilic
species (A. vanbreuseghemii) has been shown to have a perfect
state.
The chromosome number of A. simii is 4 (59), and the in-
compatibility system has been subjected to a comprehensive
study (91). At one time it was suggested that A. simii was one of
the ‘‘three’’ teleomorphs of the T. mentagrophytes complex (92).
Although this concept has been reiterated on one recent occasion
(93), it would appear that the results of careful studies affirm the
distinctness of T. simii as the single anamorph of A. simii (57, 94,
95). The relationships are, however, close (57, 95).
XII. Arthroderma vanbreuseghemii Takashio, Ann Soc Belge Med Trop
53:427, 1973
A. Conidial state
Trichophyton mentagrophytes (Robin) Blanchard, Traite de pa-
thologie generale, vol. 2. Paris: Masson et Cie, 1896, p. 811.
B. Description
Heterothallic. Ascocarps are globose, 300–650 µm in diameter,
straw- or buff-colored. Peridial hyphae are hyaline or slightly
buff, septate, interwoven, dichotomously branched, and thin-
walled. Cells dumbbell-shaped, echinulate, asymmetrically con-
stricted, 8–12 ⫻ 4.5–5.2 µm. Appendages of two sorts: (1) elon-
168 Howard et al.
B. Discussion.
This species was isolated from a pustular, vesicular tinea lesion
on the wrist from an adult (45), from tinea capitis (77), from
saprophytic sites associated with horses (76), and from a tinea
capitis in a patient with sickle cell anemia (78).
Trichophyton Malmsten, Trichophyton tonsurans harskararde Mogel, 1845
(transl.), Arch Anat Physiol Wiss Med 1–19, 1848.
The genus is characterized on the basis of the macroconidia, which are elongate,
clavate, to fusiform, generally thin-walled, smooth, and have 0–10 septa. The size
ranges from 8–50 ⫻ 4–8 µm. Smaller one-celled microconidia are usually pro-
duced. These cells are globose, 2.5–4 µm, or clavate, to pyriform, and 2–3 ⫻ 2–
4 µ. Spiral hyphae and chlamydospores may be produced. The type species is Tri-
chophyton tonsurans Malmsten, 1845.
XIX. Trichophyton concentricum Blanchard, Traite de pathologie generale.
vol. 2. Paris; Masson et Cie, 1895, pp. 811–926
A. Description
Colonies on glucose peptone agar are very slow-growing and are
raised deeply folded, smooth and white, becoming cream to
amber or brown, and covered with short, gray hyphae. The re-
verse is cream to brown. Macroconidia not observed. Microscopi-
cally similar to T. schoenleinii. The hyphae are swollen, bearing
chlamydospores and aborted branches. Microconidia have been
reported (45).
B. Discussion
The fungus causes tinea imbricata [i.e., a form of tinea corporis
in which concentric rings of scales occur on the skin (1, 2)]. The
disease has been reported in the South Pacific islands, Guatemala,
southern Mexico, and central Brazil (1).
XX. Trichophyton equinum (Matruchot & Dassonville) Gedoelst, Les
champignons parasites de l’homme et des animaux domestiques. Jo-
seph Van In & Cie, Lierre, 1902, p. 88
A. Description
Colonies grow rapidly on glucose peptone agar and are flat, de-
veloping folds with age, surface white, cottony with yellow color
in the edge around the new growth. The reverse is bright yellow,
becoming dark pink to brown with age. Macroconidia are rarely
found in cultures grown on glucose peptone agar but may be
produced on wort agar (101). They are slightly clavate, thin-
walled, smooth, with 3–4 septa. Microconidia are nearly spheri-
cal to slightly pyriform, borne laterally along the hyphae, sessile
or on short pedicels and in clusters.
B. Discussion
This species—considered by some as being synonymous with or
Onygenales: Arthrodermataceae 173
A. Description
Colonies on glucose peptone agar are cottony and white, later
becoming velvety. The reverse side is reddish to rose-purple.
Macroconidia elongate, cylindrical, thin and smooth-walled,
with 3–8 septa. Generally, these are scarce on glucose peptone
agar but are formed in cultures on heart infusion tryptose agar
(15, 57). Microconidia (Fig. 8) numerous, clavate, 2–3 ⫻ 3–5
µm, borne singly along the hyphae. Chlamydospores, racquet
hyphae, and nodular bodies may be seen in primary cultures. A
wide variety of colonial types has been described (1).
B. Discussion
This species is worldwide in distribution and clinically is among
the most important dermatophyte pathogens. It produces tinea
corporis (see Ref. 104 for a recent report on invasive infections),
tinea pedis, tinea cruris, and tinea unguium. Nail lesions have
been refractory to treatment, but newer drugs have succeeded in
producing a clinical and mycological cure. The fungus rarely
causes disease in animals, but instances are recorded (41). Tri-
chophyton rubrum does not perforate autoclaved hair, a test use-
ful in distinguishing isolates of it from T. mentagrophytes (105).
Mating studies with A. simii (90) have revealed that all
XXIX. Trichophyton yaoundei, Cochet & Doby-Dubois, Sem Hop Paris 33:
26–30, 1957.
A. Description
Colonies are very slow growing on glucose peptone agar, gla-
brous, raised, folded, white to cream in color at first, becoming
tan to brown with age. The pigment diffuses into the medium.
Sectoring variants devoid of diffusible pigment on the reverse
occur regularly. Macroconidia are not formed. Microconidia
rare, but when seen are pyriform and borne laterally on the
hyphae. Chlamydospores are present.
B. Discussion
This species produces endothrix-type tinea capitis and is found
in equatorial Africa (1).
C.Discussion
This fungus has been reported from the soil and on animal hair
from several states of the United States (45).
XXXVII. Arthroderma insingulare Padhye & Carmichael, Sabouraudia 10:47,
1972
A. Conidial state
Trichophyton terrestre, sensu lato Durie and Frey, Mycologia
49:401, 1957.
B. Description
Heterothallic. Ascocarp globose, white to pale yellow, 250–500
µm in diameter, excluding appendages. Peridial hyphae pale yel-
low, hyaline, septate, uncinately branched, usually on the outside
of the main hypha. Cells thick-walled, echinulate, asymmetri-
cally dumbbell-shaped, 8–12 µm long, 5–6 µm wide at enlarged
ends and 3–4 µm wide at the internode. Appendages spiral, sep-
tate, smooth-walled, terminal hyphae, which vary considerably
in length and number of turns. Asci subglobose, thin-walled, eva-
nescent, 4–6 ⫻ 3.5–5 µm, eight-spored. Ascospores hyaline,
smooth, oblate, 2.5–3 ⫻ 2.2–2.5 µm, yellow in mass.
Colonies on glucose peptone agar are white and fluffy, be-
coming pale yellow, and downy to granular. Reverse yellowish-
brown. Some strains develop a red pigment on the reverse. Micro-
conidia elongate, pyriform, borne singly or in groups, 3–6.5 ⫻
1.5–3.5 µm. Macroconidia cylindrical or rarely clavate, smooth,
thin-walled, sessile, 8–52 ⫻ 4–5 µm, with 2–6 septa. Intermedi-
ate forms present. Terminal or intercalary chlamydospores, spi-
rals, racquet hyphae, antler-like hyphae, and nodular bodies oc-
casionally seen. The colonial description of T. terrestre given at
this point for convenience should more properly have been intro-
duced under Arthroderma quadrifidum, where it was first used.
C. Discussion
This species has been isolated from soil, hair, and feathers. The
fungus is known to occur in Canada, the United States, Hun-
gary, and Czechoslovakia.
XXXVIII. Arthroderma lenticularum Pore, Tsao & Plunkett, Mycologia 57:
970–971, 1965
A. Conidial state
Trichophyton terrestre, sensu lato Durie & Frey, Mycologia
49:401, 1957.
B. Description
Heterothallic. Ascocarp globose, pale buff, 300–600 µm in di-
ameter, excluding appendages. Peridial hyphae pale yellow, hy-
184 Howard et al.
A. Description
Colonies grow fairly rapidly on glucose peptone agar, flat, with
a slightly umbonate center, powdery to granular, and buff
cream-colored. The reverse is yellow, becoming ferruginous
to blush ferruginous. Macroconidia numerous, smooth-walled,
clavate, or cylindrical, borne laterally or terminally, 20–50 ⫻
3.8–12.9 µ, with 2–9 septa. Microconidia not formed. Degen-
erate macroconidia such as those seen in A. simii are observed.
B. Discussion
This species was isolated from soil in Szezecin, Poland.
XLII. Microsporum magellanicum Coretta & Piontelli, Sabouraudia 15:
1–10, 1977
A. Description
Colonies on glucose peptone agar are finely granular, powdery,
cream to yellowish in color; reverse yellow to ochre. Macroco-
nidia are hyaline, ovate or clavate, rarely cylindrical, measuring
14.4–21.6 ⫻ 4.8–7.2 µm, verrucous and pedicillate-walled also
verruculose, with 1–2 or rarely 4–6 septa, borne singly. Micro-
conidia not seen, but young macroconidia are pyriform or cla-
vate with a truncate base, lightly verruculose, measuring 2.4–
3 ⫻4.8–5.8 µm, sessile or pedunculate often with a septum.
Chlamydospores observed rarely.
B. Discussion
This keratinophilic fungus was isolated from soil collected in
the extremity of Chile, in southern Shetland, and the Antarctic
continent. It has only been described in this saprophytic situation.
XLIII. Microsporum ripariae Hubalek & Rush-Munro, Sabouraudia 11:
287–289, 1973
A. Description
Colonies on glucose peptone agar are densely powdery to vel-
vety and floccose with some zonate growth. Reverse is light
yellow or lemon yellow and brownish in the center. Macroco-
nidia are produced in limited numbers, borne singly, hyaline,
relatively thin-walled, verrucose to verruculose, fusiform to
cigar-shaped or almost cylindrical, 27–47 ⫻ 6.3–11 µm, with
4–6 septa. Microconidia are numerous, unicellular, hyaline,
smooth, thin-walled, and sessile or borne on short, lateral
branches, often in bunches. They are pyriform and on the aver-
age 3.2 ⫻ 2.1 µm. Arthroconidia and terminal chlamydospores
are occasionally observed.
B. Discussion
This fungus has only been reported one time. It was isolated
Onygenales: Arthrodermataceae 187
During the last revision of the manuscript for this chapter, a review article on
tinea capitis appeared in the literature. Since the review contained 354 references
and dealt predominantly with therapy, it is included here as an addendum which
will interest some readers of this chapter (121).
REFERENCES
du cuir chevelu decrite sous le nom de tiegne tondante (Mahon), Herpes tonsurans
(Cazenave). C R Acad Sci 18:583–585, 1844.
86. S Tanaka, RC Summerbell, R Tsuboi, T Kaaman, T Matsumoto, TL Ray. Advances
in dermatophytes and dermatophytosis. J Med Vet Mycol 30 suppl 1:29–39, 1992.
87. AA Padhye, MJ Thirumalachar. Isolation of Trichophyton simii and Cryptococcus
neoformans from soil in India. Hindustan Antibiot Bull 9:155–157, 1967.
88. T Matsumoto, L Ajello. Current taxonomic concepts pertaining to the dermato-
phytes and related fungi. Int J Dermatol 26:491–499, 1987.
89. PM Stockdale. Sexual stimulation between Arthroderma simii Stockdale, Macken-
zie and Austick and related species. Sabouraudia 6:176–181, 1968.
90. CN Young. Pseudocleistothecia in Trichophyton rubrum. Sabouraudia 6:160–162,
1968.
91. KJ Kwon-Chung. Genetic study of the incompatibility system in Arthroderma simii.
Sabouraudia 10:74–78, 1972.
92. M Takashio. The Trichophyton mentagrophytes complex. In: K Iwata, ed. Recent
Advances in Medical and Veterinary Mycology. Proceedings of the Sixth Congress
of the International Society for Human and Animal Mycology. Tokyo: University
of Tokyo Press, 1977, pp. 271–276.
93. M Heronga, S Watanabe. Mating behavior of 334 Japanese isolates of Trichophyton
mentagrophytes. Mycologia 72:1159–1170, 1980.
94. M Takashio. Taxonomy of dermatophytes based on their sexual states. Mycologia
71:968–976, 1979.
95. I Weitzman, AA Padhye. Is Arthroderma simii the perfect state of Trichophyton
quinckeanum? Sabouraudia 14:65–74, 1976.
96. M Flammia, P Vannini, EM Difonzo. Tinea capitis in the Florence area between
1985 and 1993. Mycoses 38:325, 1995.
97. NF Conant. Studies in the genus Microsporum. III. Taxonomic studies. Arch Der-
mat Syphilol 36:781–808, 1937.
98. AA Padhye, I Weitzman, L Ajello. Mating behavior of Microsporum equinum with
Nannizzia otae. Mycopathologia 69:87–90, 1979.
99. L Ajello. Natural history of the dermatophytes and related fungi. Mycopath Mycol
Appl 53:93–110, 1974.
100. R Vanbreuseghem, C DeVroey, M Takashio. Production of macroconidia by Mi-
crosporum ferrugineum Ota 1922. Sabouraudia 7:252–256, 1970.
101. LK Georg, W Kaplan, LB Camp. Trichophyton equinum—A reevaluation of its
taxonomic status. J Invest Derm 29:27–37, 1957.
102. LK Georg, W Kaplan, LB Camp. Equine ringworm with special reference to Tri-
chophyton equinum. Amer J Vet Res 18:798–810, 1957.
103. JMB Smith, RD Jolly, LK Georg, MD Connole. Trichophyton equinum var autotro-
phicum: Its characteristics and geographical distribution. Sabouraudia 6:296–304,
1968.
104. ME Grossman, AS Pappert, MC Garzon, DN Silvers. Invasive Trichophyton ru-
brum infection in the immunocompromised host: Report of three cases. J Amer
Acad Derm 33 Number (2, part 1):315, 1995.
105. AA Padhye, CN Young, L Ajello. Hair perforation as a diagnostic criterion in the
identification of Epidermophyton, Microsporum, and Trichophyton species. Pro-
194 Howard et al.
Lynne Sigler
University of Alberta, Edmonton, Alberta, Canada
I. INTRODUCTION
The ascomycete order Onygenales is important from the medical perspective be-
cause it includes the sexual stages of the true fungal pathogens of humans and
animals (i.e., the dermatophytes and the dimorphic fungi capable of causing dis-
ease in an otherwise healthy host). The Onygenales includes three families: the
Arthrodermataceae, including dermatophytes (treated in this volume, Chap. 5);
the Onygenaceae, including the dimorphic fungi; and the Gymnoascaceae. Al-
though a prior version of this volume (1) treated the Onygenaceae as part of the
Eurotiales, the most recent treatment of the ascomycetes (2) maintains it within
the order Onygenales separately from the Eurotiales. This chapter describes the
pathogenic members of the Onygenaceae as well as some nonpathogenic species
that may resemble them and that are rare to common contaminants in clinical
specimens. A few members of the Gymnoascaceae are also treated. A fourth
family, the Myxotrichaceae, formerly included within the Onygenales (3, 4), ap-
pears instead to have affinities to the inoperculate discomycetes (5). Notwith-
standing its probable disparate relationship to onygenalean fungi, some members
of the Myxotrichaceae are included here for convenience.
Although phylogenetic relationships of many of the true pathogenic fungi
are known, most medical mycologists continue to use the name of the anamorph
195
196 Sigler
(asexual or mitotic stage) rather than the name of the teleomorph (sexual or mei-
otic stage). The reasons are because a vast body of literature has been published
in which these names are used and because the majority of these fungi are hetero-
thallic in compatibility. The anamorph is the stage commonly encountered in
primary isolation from the specimen, and the teleomorph is seldom seen.
The species described in this chapter are ones with known or inferred place-
ment within the order Onygenales. A few nonpathogenic ‘‘look-alikes’’ of uncer-
tain affinity are included for convenience. Species are described under the name
in common use (i.e., usually the name for the anamorph). Table 1 lists the species
in the order in which they are covered and provides comments on their known
or inferred teleomorphs and occurrence as pathogens.
Figure
Anamorph Teleomorph Family affinity Occurrence as a pathogen number
Figure
198
Anamorph Teleomorph Family affinity Occurrence as a pathogen number
anamorph of Aphanoscus
fulvescens
Chrysosporium carmichaelii Not known Not known Nonpathogenic; uncommon but 12
regular contaminant of cutane-
ous specimens; compare C.
undulatum
Chrysosporium lobatum Not known Not known Nonpathogenic; uncommon but 13
regular contaminant of cutane-
ous specimens
Malbranchea Uncinocarpus reesii Onygenaceae Nonpathogenic; uncommon con- 14
taminant; shown for compari-
son with C. immitis
Malbranchea gypsea Not known Not known ?Pathogenic; status as agent of 15
onychomycosis not confirmed
Onychocola canadensis Arachnomyces nodosetosus Gymnoascaceae Pathogenic; uncommon agent of 16
onychomycosis
anamorph absent Gymnascella dankaliensis Gymnoascaceae Pathogenic; uncommon agent of 17
onychomycosis
Ascomycetes: Onygenaceae and Other Fungi
ochraceum fection
200 Sigler
the ascomata (ascocarps, sexual fruiting bodies) and their cell walls lyse at or
near maturity, allowing for passive discharge of the ascospores. Ascomata have
varied morphologies ranging from nonostiolate, usually globose, pseudoparen-
chymatous structures (i.e., cleistothecia) to a loose network of differentiated hy-
phal cells or of branched hyphae (i.e., often called gymnothecia) that sometimes
extend into elaborate hooked, spiralled, or branched appendages; to clusters of
more or less naked asci and ascospores. Under cultural conditions, the ascomatal
appendages are sometimes found associated with the anamorph. Anamorphs are
solitary, single-, or multicelled aleurioconidia or alternate arthroconidia in which
part or all of the subtending or intervening cell lyses to release the conidium.
Characters that have been used to separate families include features of the as-
cospore wall ornamentation, correlated to some extent with ascospore shape,
habitat, capacity to degrade keratinous or cellulosic substrates or lacking these
enzymatic capacities, and features of the anamorph. Members of the Arthroder-
mataceae and Onygenaceae (Table 2) are often keratinolytic, and these families
are distinguished by their ascospore wall morphologies (smooth in the former
and punctate or punctate-reticulate in the latter) and conidial types. The key char-
acters for the Onygenaceae are described below.
A. Family Onygenaceae
Members of the Onygenaceae have an ability to degrade keratinaceous substrates,
and are often associated with mammals. Ascospore walls are ornamented with
small pits or depressions (also called puncta), with netlike ridges (reticulate) or
a combination of both, or with minute spiny projections (muriculate). Anamorphs
are aleurioconidia that are predominantly single-celled and placed in the genera
Histoplasma, Blastomyces, Emmonsia, Paracoccidioides, and Chrysosporium, or
are alternate arthroconidia and placed in the genus Malbranchea (Table 2). It
should be noted, however, that the latter two anamorph genera are not monophy-
letic; some species are of uncertain affinity.
Anamorphs
Onygenales
Conidial and ascomatal types in the Onygenales
Ascomycetes: Onygenaceae and Other Fungi
Figure 1 Ajellomyces species ascocarp and ascospores (Note that these structures are
drawn to different scales; ascospore scale bar approx 1 µm.) Source: ascocarp R. S.
Currah (with permission).
Histoplasma capsula- Soil associated with Narrow hyphae form- Ajellomyces capsulatus Intracellular, rarely ex- Convert to yeast form 15, 16, 17, 18, 19, 20,
tum var. capsulatum dung of birds & ing solitary sessile tracellular, small using enriched me- 21, 23, 26
bats. microconidia and tu- yeast cells, 3 to 5 dia (brain heart infu-
North America in areas berculate macroco- µm in length, with sion or blood agar
along Mississippi, nidia at the ends of single narrow based with added cysteine)
Missouri & Ohio unswollen stalks. bud at 37°C; multiple
River valleys, rarely Microconidia sub- subculture may be
in Central & South globose or broadly required for com-
America, Asia, Eu- pyriform, 4–5 µm plete conversion. Ex-
rope long & 3–4 µm oantigen shows spe-
wide. Macroconidia cific m, or h and m,
broadly pyriform, precipitin bands
8–17 µm long & 8– DNA probe test.
13 µm wide, or glo-
bose, 8–13 µm in
diameter, bearing tu-
berous projections
2–6 µm long and
0.5–2 µm wide.
Histoplasma capsula- Rarely isolated from Similar to var. capsula- Ajellomyces capsulatus Extracellular, thick- Convert to yeast form 15, 16, 17, 18, 19, 26,
tum var. duboisii soil, intestinal con- tum walled yeast cells, using enriched me- 27
tents of bats, aard- 12–15 µm in length, dia) at 37°C. Differ-
varks, baboons; habi- with single narrow entiate from var. cap-
tat poorly known. based bud, occasion- sulatum by larger
Central Africa, Mada- ally in short chains size of yeast cells.
gascar
Sigler
Histoplasma capsula- Isolated from equines. Similar to var. capsula- Not known. Relation- Intracellular, rarely ex- Convert to yeast phase 15, 16, 17, 26, 28, 29
tum var. farcimino- Africa, Asia, Eastern tum but very slow ship to Ajellomyces tracellular, small on brain heart infu-
sum Europe growing and not spor- inferred. yeast cells, 3 to 5 sion agar (with or
ulating on rich me- µm in length, with without blood) at
dia. single narrow based 37°C; several subcul-
bud tures may be re-
quired.
No specific exoantigen
test available.
Blastomyces dermati- River & forest soil, bea- Narrow hyphae form- Ajellomyces dermati- Large yeast cells, 10 to Convert to yeast form 6, 8, 9, 15, 16, 18, 19,
tidis ver dams, habitat ing solitary sessile tidis 12 µm in diameter, on enriched (brain 21, 23, 30, 32, 33,
poorly known. conidia and 1, rarely with thick, double heart infusion agar) 34, 36
North America in areas 2, conidia at the ends contoured wall and at 37°C or on conver-
along Mississippi & of narrow, usually un- single broad-based sion media (Kane) at
Ohio River valleys, swollen stalks. Co- bud. 37°C or lower; serial
eastern & central nidia mostly pyri- subculture may be re-
Canada, rarely Af- form, 4–5 µm quired.
rica & Asia long & 3–4 µm wide Exoantigen shows spe-
cific A precipitin
band.
DNA probe test.
Emmonsia crescens Many animal hosts Narrow hyphae form- Ajellomyces crescens Oval or globose adi- Maximum growth 8, 9, 10, 15, 23, 38, 42,
Ascomycetes: Onygenaceae and Other Fungi
(about 118 species of ing solitary sessile aspores, 50 to 500 temperature 37°C 43
rodents, lago- conidia and 1–3 co- µm, commonly 300 (lower for some
morphs, carnivores, nidia at the ends of µm in diameter, strains); forming adi-
insectivores, marsu- narrow, often slightly walls 10–70 µm aspores (enlarged
pials), rarely recov- swollen stalks. Co- thick chlamydospore-like
ered from soil or nidia subglobose, of- structures) measur-
other habitats. ten slightly broader ing 20–140 µm
Worldwide except Af- than long, 2.5–4 µm Exoantigen tests may
rica, Australia long & 3–5 µm show non-specific
wide, smooth to precipitin lines
finely roughened. against B. dermati-
tidis and H. capsula-
tum antisera
207
208
Table 3 Continued
Ecology & Parasitic form Confirmatory Selected
Distribution Mycelial form Teleomorph in vivo tests refs
Emmonsia parva Few animal hosts Narrow hyphae form- Not known Oval or globose adi- Maximum growth tem- 8, 9, 10, 15, 23, 38, 42,
(about 21 species of ing solitary sessile aspores, 10 to 40 perature 40°C, form- 43a
rodents, lago- conidia and 1–3 co- Relationship to Ajello- µm in diameter, ing adiaspores mea-
morphs, carni- nidia at the ends of myces inferred walls thinner suring 8–20 µm
vores & marsupi- narrow, often dis- diameter.
als), rarely tally swollen stalks. Exoantigen tests may
recovered from soil Conidia subglo- show non-specific
or other habitats. bose, often slightly precipitin lines
Geographically re- broader than long, against B. dermati-
stricted (parts of 2.5–4 µm long & tidis and H. capsula-
US, Kenya, Europe, 3–5 µm wide; tum antisera
Australia) smooth to finely
roughened.
Emmonsia pasteuriana Known only from Italy. Narrow hyphae form- Not known Small and large yeast- Conversion to yeast 8, 39, 44
ing solitary sessile like cells; oval to glo- phase at 37°C on en-
conidia and 1–8 co- Relationship to Ajello- bose with narrow riched media; no adi-
nidia at the ends of myces inferred based buds. aspores formed.
narrow, distally swol-
len stalks. Conidia
subglobose to oval,
often slightly broader
than long, 2 µm
long & 3–4 µm
wide; smooth to
Sigler
finely roughened.
Paracoccidioides bra- Rarely isolated from Narrow hyphae, often Not known. Thick walled central On enriched media 9, 10, 14, 15, 16, 18,
siliensis soils (coffee planta- remaining sterile; oc- Relationship to Ajello- cell up to 30 µm in (brain heart infusion 19, 45, 46, 47, 48
tion, rain forest), ar- casionally forming myces inferred. diameter, bearing 1 agar or blood agar),
madillos, habitat con- lateral or terminal to many daughter converts to yeast
sidered to be forest pyriform conidia and cells of varying size stage at 37°C.
areas of moderate cli- solitary intercalary and joined to mother Exoantigen test shows
mate, medium to arthroconidia that are cell by narrow pedi- specific 1, 2, 3 pre-
High annual rainfall. often slightly swol- cel, occasionally oc- cipitin bands.
Central and South len (2–5.5 ⫻ 2–3.5 curring in short
America. µm). chains.
Coccidioides immitis Soil of arid regions, ani- Hyphae forming alter- Not known Spherules 30 to 60 µm In vitro conversion not 15, 16, 18, 19, 33, 49,
mal burrows, has nate arthroconidia. with walls 2 µm recommended and 50, 51, 52, 53, 54,
been found in mixed Arthroconidia cylin- Relationship to Uncino- thick and containing rarely done. 55, 56, 57
infections with E. drical 3–8 µm long carpus (Onygena- endospores 2–5 µm Exoantigen test shows
parva in lungs of ro- and 3–5 µm wide. ceae) inferred in diameter. specific F precipitin
dents & other bur- band. DNA probe
rowing animals. test.
Geographically re-
stricted to arid re-
gions of southwest
U.S. & parts of Cen-
tral & South
Ascomycetes: Onygenaceae and Other Fungi
America
1
Modified from Sigler (38).
209
210 Sigler
Figure 7 Aphanoascus fulvescens (note conidia and ascospores are not drawn to the
same scale). Bar approx 5 µm. Source: ascomata R. S. Currah (used with permission).
4. Malbranchea Saccardo
Type species: M. pulchella Saccardo & Penzig.
Teleomorphs. Teleomorphs of keratinolytic species of Malbranchea are
placed in the genera Aphanoascus, Auxarthron, and Uncinocarpus and
some other genera of the Onygenaceae. Some cellulolytic species have
known or inferred affinities within the genus Myxotrichum.
Comments. There is no evidence to confirm a pathogenic role for any species
of Malbranchea. A few species are seen occasionally as clinical contami-
nants. It has been shown that the arthroconidia of some species survive
in and may be recovered from animal tissue after inoculation (50). The
genus encompasses species producing alternate arthroconidia, (i.e., arthro-
conidia that are separated from each other by one or more cells that un-
dergo lytic dehiscence). Sigler and Carmichael (50) divided the species
into two groups: one containing species in which the fertile hyphae are
strongly curved or arcuate and the other in which they are straight. Species
among the latter group show closest morphologic similarity to Coccidi-
oides immitis, and two of the species described were based on isolates that
had previously been thought to represent atypical isolates of C. immitis. In
a key to the species, the Malbranchea anamorph of Uncinocarpus reesii
was placed in a couplet with C. immitis as the most similar species, and
a close phylogenetic relationship between these species has subsequently
been demonstrated by molecular methods (11, 54).
Notes on Saprophytic Species.
a. Malbranchea anamorph of Uncinocarpus reesii Sigler & Orr, Myco-
taxon 4:462, 1976 (Fig. 14). Colonies are moderately fast growing,
flat, dense, velvety to powdery, yellowish-white to buff. Growth is
strongly to moderately inhibited at 37°C. Arthroconidia are separated
by one or more cells of irregular length, and the intervening cells often
show signs of collapse (23, 50, 57). Arthroconidia are cylindrical to
slightly barrel-shaped, club or slightly wedge-shaped if terminal, and
measure 3.5 to 6 (8) by 2.5 to 3.5 (4) µm. Thick-walled, brown uncinate
(curved at the tip) appendages develop from the vegetative hyphae in
many isolates. U. reesii is heterothallic and when compatible strains are
226 Sigler
B. Family Gymnoascaceae
Members of the Gymnoascaceae are a diverse group (3), and Currah (4) has
suggested that some taxa may belong outside the family. They are not keratino-
lytic and not or only weakly cellulolytic as determined by in vitro methods. Asco-
spores are smooth or ornamented with thickened knobs and are oblate or discoid,
sometimes with one or two longitudinal ridges. Anamorphs are lacking for many
species or are arthroconidia or aleurioconidia. (See also Table 1.)
Figure 17 Gymnascella dankaliensis ascospores. (Note that ascospores shown here are
drawn to a different scale than conidia shown in other figures.) Bar approximately 3 µm.
Source: R. S. Currah (used with permission).
Ascomycetes: Onygenaceae and Other Fungi 229
Figure 18 Gymnascella hyalinospora ascospores (Note that ascospores shown here are
drawn to a different scale than conidia shown in other figures.) Bar approximately 3 µm.
Source: R.S. Currah (used with permission).
C. Family Myxotrichaceae
Members of the Myxotrichaceae have fusiform or ellipsoidal ascospores that are
striate or smooth; they degrade cellulosic substrates, and some have Geomyces
or Malbranchea anamorphs (3, 50). (See also Table 1.)
ter at 18°C than at 25°C and failing to grow at 37°C. The species is distin-
guished by short, slender conidiophores that branch acutely at the tip to form
three to four verticillate branches (23, 30, 50). The septate fertile branches
develop basipetally into short chains of slightly swollen conidia that are sepa-
rated from each other by a short cell. Conidia may also develop on the sides
of the branch (sessile). Conidia are cuneiform (wedge-shaped) or barrel-
shaped, smooth or roughened, and measure 2 to 5 by 2 to 4 µm. G. pannorum
is a common fungus found in temperate soils worldwide. It is a regular con-
taminant, especially of nails, but it has not been substantiated as a cause of
onychomycosis (23). No teleomorph is known for isolates recognized as G.
pannorum. Geomyces vinaceus encompasses isolates with similar micro-
scopic features, but having colonies that are purplish-red or vinaceous; the
teleomorph is Pseudogymnoascus roseus (23, 50).
2. Myxotrichum deflexum Berkeley, Ann. Nat. Hist. 1:260, 1838 (Figs. 20, 21).
Colonies are slow growing, yellowish-white to light grey, often developing
patches of pink or wine red, and expressing a pink diffusible pigment on
some media. With development of ascomata on media such as oatmeal salts
and Takashio or Leonian’s agars (35), colonies darken to grey or black. Asco-
mata are discrete or confluent and are composed of a meshlike network of
branched dark brown to black hyphae (3). Commonly the lateral branches
of the ascomatal hyphae are bent downwards (deflexed) and terminate in
hyaline filaments that eventually disintegrate. Ascospores are ovoid to fusi-
form, slightly striate, and measure 4 to 5.5 by 2.5 to 3.5 µm. Alternate arthro-
conidia are formed by some isolates. M. deflexum is uncommonly isolated
from nails, but has not been substantiated as a cause of onychomycosis.
3. Ovadendron sulphureo-ochraceum (van Beyma) Sigler & Carmichael, My-
cotaxon 4:392, 1976 (Fig. 22). Colonies are moderately slow growing, yel-
lowish-white to yellowish-green, and velvety. Narrow curved or loosely heli-
Ascomycetes: Onygenaceae and Other Fungi 231
cally coiled lateral branches arise from the narrow vegetative hyphae. These
fertile branches become basipetally septate and develop into a chain of
slightly swollen arthroconidia separated by short cells. Mature arthroconidia,
released by lytic dehiscence, are barrel-shaped and measure 2.5 to 4 by 1.5
to 2.5 µm (50). O. sulphureo-ochraceum is a rare fungus that has been re-
ported as an agent of eye infection following lens implantation (70). It has
been isolated several times from a patient with suspected mycotic keratitis
and incidentally recovered from sputum. It is moderately cellulolytic and
has been recovered from decayed wood. Although it has been reported to
be slightly keratinolytic (50), this capability requires retesting with additional
available isolates.
REFERENCES
31. CAN Van Oorschot. A revision of Chrysosporium and allied genera. Stud Mycol
20:1–89, 1980.
32. AF Di Salvo. Blastomyces dermatitidis. In: L Ajello, R Hay, eds. Topley & Wilson’s
Microbiology and Microbial Infections. vol. 4. London, UK: Edward Arnold, 1998,
pp. 337–355.
33. AA Padhye, G Smith, PG Standard, D McLaughlin, L Kaufman. Comparative evalu-
ation of chemiluminescent DNA probe assays and exoantigen tests for rapid identi-
fication of Blastomyces dermatitidis and Coccidioides immitis. J Clin Microbio 32:
867–870, 1994.
34. J Kane. Conversion of Blastomyces dermatitidis to the yeast form at 37°C and 26°C.
J Clin Microbio 20:594–596, 1984.
35. J Kane, RC Summerbell, L Sigler, S Krajden, G Land. Laboratory Handbook of
Dermatophytes: A Clinical Guide and Laboratory Manual of Dermatophytes and
Other Filamentous Fungi from Skin, Hair and Nails. Belmont, CA: Star, 1997.
36. J Domer. Blastomyces dermatitidis. In: P Szaniszlo, ed. Fungal Dimorphism. New
York: Plenum 1985, pp. 51–67.
37. ES Dowding. The pulmonary fungus Haplosporangium parvum, and its relationship
with some human pathogens. Can J Res E, 25:195–206, 1947.
38. L Sigler. Agents of adiaspiromycosis. In: L Ajello, R Hay, eds. Topley & Wilson’s
Microbiology and Microbial Infections. vol. 4. London, UK: Edward Arnold, 1998,
pp. 571–583.
39. E Drouhet, E Guého, S Gori, M Huerre, F Provost, M Borgers, B Dupont. Mycologi-
cal, ultrastructural and experimental aspects of a new dimorphic fungus Emmonsia
pasteuriana sp. nov. isolated from a cutaneous disseminated mycosis in AIDS. J
Mycol Med 8:64–77, 1998.
40. ME Kemna, M Weinberger, L Sigler, R Zeltser, I Polachek, IF Salkin. A primary
oral blastomycosis-like infection in Israel. Amer Soc Microbio Annu Mtg Abstr F75,
1994.
41. KJ Kwon-Chung. Genetic analysis on the incompatibility system of Ajellomyces
dermatitidis. Sabouraudia 9:231–238, 1971.
42. DM England, L Hochholzer. Adiaspiromycosis: An unusual fungal infection of the
lung. Amer J Surg Path 17:876–886, 1993.
43. A de Almeida Barbosa, AC Moreira Lemos, LC Severo. Acute pulmonary adiaspiro-
mycosis: Report of three cases and a review of 16 other cases collected from the
literature. Rev Iberoam Micol 14:177–180, 1997.
43a. E Echaverria, EL Cano, A Restrepo. Disseminated adiaspiromycosis in a patient
with AIDS. J Med Vet Mycol 31:91–97, 1993.
44. S Gori, E Drouhet, E Guého, M Huerre, A Lofaro, M Parenti, B Dupont. Cutaneous
disseminated mycosis in a patient with AIDS due to a new dimorphic fungus. J
Mycol Med 8:57–63, 1998.
45. B Wanke, AT Londero. Paracoccidioides brasiliensis. In: L Ajello, R Hay, eds.
Topley & Wilson’s Microbiology and Microbial Infections. vol. 4. London, UK:
Edward Arnold, 1998, pp. 395–407.
46. B Bustamante-Simon, JG McEwen, AM Tabares, M Arango, A Restrepo. Character-
istics of the conidia produced by the mycelial form of Paracoccidioides brasiliensis.
Sabouraudia: J Med Vet Mycol 23:407–414, 1985.
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matitis in captive brown tree snakes (Boiga irregularis). J Zoo Wildl Med 30:111–
118, 1999.
63. RC Summerbell, L Sigler, A Li, JA Pare. Chrysosporium anamorph of Nannizziopsis
vriesii: An agent of mycotic infection in reptile and human hosts. Atlanta, Amer
Soc Microbio Annual Mtg F-107, 1998.
64. J Guarro, J Cano, Ch de Vroey. Nannizziopsis (Ascomycotina) and related genera.
Mycotaxon 42:193–200, 1991.
65. L Sigler, SP Abbott, A Woodgyer. New records of nail and skin infection due to
Onychocola canadensis and description of its teleomorph Arachnomyces nodoseto-
sus sp. nov. J Med Vet Mycol 32:275–285, 1994.
66. SP Abbott, L Sigler, RC Currah. Delimitation, typification and taxonomic placement
of the genus Arachnomyces. Systema Ascomycetum 14:79–85, 1996.
67. AK Gupta, CB Horgan-Bell, RC Summerbell. Onychomycosis associated with Ony-
chocola canadensis: Ten case reports and a review of the literature. J Amer Acad
Derm 39:410–417, 1998.
68. RC Summerbell. Nondermatophytic molds causing dermatophytosis-like nail and
skin infection. In: J Kane, RC Summerbell, L Sigler, S Krajden, G Land. Laboratory
Handhook of Dermatophytes: A Clinical Guide and Laboratory Manual of Dermato-
phytes and Other Filamentous Fungi from Skin Hair and Nails. Belmont, CA: Star,
1997, pp. 213–259.
69. PC Iwen et al. Pulmonary infection caused by Gymnascella hyalinospora in a patient
with acute myelogenous leukemia. J Clin Microbio 38:375–381, 2000.
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gery. Am J Ophthalmol 119:307–312, 1995.
7
Ascomycetes
Aspergillus, Fusarium, Sporothrix, Piedraia, and
Their Relatives
Richard Summerbell
Centraalbureau voor Schimmelcultures, Utrecht, The Netherlands
This chapter also includes pathogenic and opportunistic members of the Eu-
rotiales, Hypocreales, Ophiostomatales, and Pseudeurotiaceae ss. str., plus the
families Didymosphaeriaceae and Piedraiaceae of the order Dothideales and
mycetoma-causing members of the genus Leptosphaeria (Pleosporales).
I. INTRODUCTION
The hierarchical classification of organisms into taxa begins with the species,
and then advances to the genus, family, order, class, phylum or division, and
kingdom. Each of these major levels may also contain some recognized subtaxa
(e.g., species may contain varieties). In the years immediately prior to the advent
of molecular phylogeny, the families, orders, and classes of fungi in the phylum
Ascomycota were in disrepute. It was realized that they were partially based on
relatively uncomplicated form characteristics that could easily have evolved con-
vergently, so that to some extent they represented artificial groups rather than
naturally biologically related groups. Fortunately, studies based on sequencing
genes such as the 18S and 26S ribosomal subunits have allowed more natural
groupings of ascomycetous fungi to be clarified. To a large extent, the traditional
taxonomy of these organisms is retained, while the correct assignment of species
in groups long suspected of heterogeneity, such as the Pseudeurotiaceae (1), is
237
238 Summerbell
expanded concept of the Eurotiales. In fact, this concept coincides with some
older concepts that unified these two groups, such as the concept used by de
Vries (3). This expanded concept is not followed here, but the close relationship
between these two medically important groups is noted with interest. Possibly
in the future additional phylogenetic studies will generate sufficient supporting
evidence that the two groups can comfortably be combined.
ous statements such as ‘‘this species has been isolated from infected skin’’ or
‘‘this fungus has been reported from peritonitis,’’ which, despite their apparent
promise of etiologic relevance, may well contain no medical information whatso-
ever and in some cases may further the accumulation of a pseudo-literature sup-
porting and promoting diagnostic error.
Mycology is entering an era in which molecular identification will greatly
increase the accuracy of case reports involving unusual organisms. It is therefore
useful to know which elements of the past 100 years of medical literature are
suitably reliable, based on standard criteria of taxonomic documentation and re-
producibility, in order to be meaningfully compared with the results that will be
generated in upcoming decades. Also, since more accurate identification methods
can in some cases simply generate better quality, spurious reports imputing etiologic
status to incidental organisms, the basic gold standards of medical fungal ecology
that are used in the reliable confirmation of cases are rather rigorously adhered
to in the text below. For the sake of accuracy, no charity is given to ambiguity.
II. EUROTIALES
The order Eurotiales, as roughly defined here, contains three families: Eremomy-
cetaceae, Thermoascaceae, and Trichocomaceae. By far the greatest number of
fungal pathogens is in the last-named family. Eremomycetaceae are represented
in medical mycology only by Arthrographis kalrae, the anamorph of Eremo-
myces langeronii. It is dealt with in Chap. 11. The family Thermoascaceae con-
tains Thermoascus and Byssochlamys species, as well as some related Paecilo-
myces anamorphs, by far the most biomedically prominent of which is P. variotii.
Another medically important Paecilomyces species, P. lilacinus, is completely
unrelated, with affinities in the order Hypocreales, family Clavicipitaceae, rather
than Eurotiales. It is therefore included in the section of this chapter devoted to
Hypocrealean fungi rather than being retained with P. variotii. The major human
and animal pathogens in the Eurotiales consist of medically important aspergilli,
as well as Penicillium marneffei and P. variotii.
organization is that it highlights the biological patterns that emerge when Asper-
gillus species are considered in the context of their natural relationships. These
are as outlined by Samson (5), with some modifications to reflect recent molecular
studies (6). Within each natural subgroup, teleomorphic species are considered
before anamorphic species, and within formal taxonomic sections of the genus,
the namesake and type species of the section is treated first, then related species
are listed in alphabetical order beneath it (e.g., A. versicolor is listed first in the
section Versicolores). In the section Aspergillus, where there is no such name-
sake, species are just listed alphabetically.
To make species easy to find, Table 1 displays the species in the order in
which they appear in this chapter. At the same time, it summarizes the teleo-
morphs most closely corresponding to common anamorphs seen in the clinical
lab. See also the rapid ‘‘Aspergillus finder’’ (Table 2).
An overview of the clinically important aspergilli and their characteristic
features is presented in Table 3.
In nature, aspergilli are diversely competent, mostly generalist saprobes,
usually possessing most (but not all) of the following capabilities: thermotoler-
ance, osmotolerance, cellulose degradation, opportunistic human/animal patho-
genesis, plant seed pathogenesis/degradation, insect pathogenesis/degradation,
and hydrocarbon degradation. Some species are particularly strongly specialized
for osmotolerance; that is, growth on materials of low water activity. Although
aspergilli are commonly called ‘‘soil fungi,’’ in biomedical literature they are
common in soil only in tropical or subtropical areas, deserts, some grasslands,
and indoor plantings. In any case, soil is only one of their many characteristic
niches.
In general the anamorph genus Aspergillus consists of fungi that have no
melanized elements, excepting black conidia in some species. They generally
form erect, aseptate, thick-walled conidiophores with an expanded vesicle at the
apex and a thick-walled ‘‘foot cell’’ integrating more or less at a 90° angle into
the subtending hypha in the growth medium at the base. On the apical vesicle,
fertile elements are formed synchronously (not sequentially, as in members of
the genus Penicillium); that is, primordia of fertile elements in the initial stages
of formation can be seen to be all the same size on each individual vesicle. Fertile
elements may consist of phialides alone or of short branches (metulae) bearing
clusters of phialides apically. Conidia are formed in interconnected chains and
are strongly hydrophobic. Conidia en masse may be black, white, or ‘‘brightly
colored’’ (e.g., green, blue, yellow, sandy-brown, ochraceous).
Aspergillus subtaxon
Raper/Fennell Species:
Teleomorph Subgenus Section group teleomorph, (anamorph)
Eurotium Aspergillus Aspergillus A. glaucus grp. Eurotium amstelodami/(Aspergillus vitis)
E. chevalieri/(A. chevalieri)
E. herbariorum/(A. glaucus)
E. repens/(A. reptans)
E. rubrum/(A. rubrobrunneus)
Restricti A. restrictus grp. (A. restrictus)
(A. caesiellus)
(A. conicus)
(A. penicillioides)
Emericella Nidulantes Nidulantes A. nidulans grp. Emericella nidulans/(A. nidulans)
E. dentata/(A. nidulans var. dentatus)
E. echinulata/(A. nidulans var. echinulatus)
E. quadrilineata/(A. tetrazonus)
E. rugulosa/(A. rugulovalvus)
E. unguis/(A. unguis)
Versicolores A. versicolor grp. (A. versicolor)
(A. granulosus)
(A. janus)
(A. sydowii)
(A. varians)
Usti A. ustus grp. (A. ustus)
(A. deflectus)
Summerbell
Fennellia Nidulantes Flavipedes A. flavipes grp. Fennellia flavipes/(A. flavipes)
F. nivea/(A. niveus)
(A. carneus)
Terrei A. terreus grp. (A. terreus)
‘‘Circumdati’’ a Candidi A. candidus grp. (A. candidus)
Ascomycetes
Table 2 Continued
Related Page
Name teleomorph group number
are rough or smooth, oblate, usually with at least one of the following: equatorial
crests, an equatorial furrow, or a distinct flattened equatorial band. The anamorphs
are members of Aspergillus subgenus Aspergillus section Aspergillus, formerly
considered the A. glaucus series (7). They have uniseriate conidiophores.
Species with a Known Teleomorph and with Anamorphs in A. Subgenus
Aspergillus Section Aspergillus (Formerly Aspergillus glaucus Group). This
is a highly unified and distinct group of species, in which most isolates readily
form the teleomorph homothallically in culture on common media, and do so
even more reliably on concentrated media used for osmotolerant fungi. In ecol-
ogy, members of this group are osmotolerant colonizers of dry substrates or other
substrates with low water activity due to high solute concentrations (e.g., salted
materials, high-sugar substrates). They are thus often encountered in food my-
cology, and are also major colonizers of household dust, where they may
grow on relatively dry shed-skin scales. Growth on leather stored in slightly hu-
mid conditions, as well as other semidry surfaces, is common. Their isolation
Table 3 Laboratory Characters of the Medically Important Aspergilli and Species Frequently Confused with Them
Aspergillus
246
Species head structure Typical colony surface color Stipe Special features
Uniseriate group
Eurotium amstelodami Uni a Dull green with yellow tufts Smooth Ascospores with central
(Aspergillus vitis) (ascomata) groove and rough valves
E. chevalieri (A. Uni Dull green with yellow tufts Smooth Ascospores with central
chevalieri) (ascomata) groove and two broad sur-
rounding ridges; valves
smooth
E. herbariorum Uni Dull green with yellow, red, Smooth Ascospores with shallow
(A. glaucus) and orange tufts (ascomata groove and sometimes
and sterile hyphae) small ridges; valves smooth
E. rubrum Uni Dull green with yellow, red, Smooth Ascospores with shallow
and orange tufts (ascomata groove, valves smooth;
and sterile hyphae) growth rate on special me-
dia differs from E. herbari-
orum
E. repens Uni Dull green with yellow to Smooth Ascospores with flat equato-
orange tufts (ascomata rial band; valves smooth
and sterile hyphae)
A. restrictus Uni Dark green Smooth Small colonies; small vesicles
with persistent chains of
long-ellipsoidal conidia; no
growth at 42°C
A. fumigatus Uni Blue-green to smoky blue- Smooth, greenish Conidial masses in upright col-
green umns; good growth at 42°C
A. fumigatus Uni or Dirty white to pale green Poorly formed No conidiation, or aberrant,
(dysgonic) irregular small heads; conidia also
Summerbell
Aspergillus
Species head structure Typical colony surface color Stipe Special features
be detected
A. carneus Bi Pinkish to pinkish brown Smooth, hyaline or faint Metulae from upper 2/3 of
brown vesicle; irregularly disposed
phialides may be seen; aleu-
rioconidia in substrate myce-
lium
A. terreus Bi Sandy brown Smooth Metulae from upper 2/3 of
vesicle in nearly parallel ar-
Ascomycetes
Aspergillus
Species head structure Typical colony surface color Stipe Special features
b
A. japonicus is given a second entry to facilitate comparison with A. niger.
Ascomycetes 251
and growth are favored by high-solute media not used in medical mycology, such
as Czapek’s ⫹ 20% sucrose agar and dichloran 18% glycerol agar, but most
isolates will grow and sporulate, at least to some degree, on common medical
mycology sporulation media such as potato dextrose agar. In secondary metabo-
lism, the members of the group investigated so far form a similar spectrum of
compounds, including physcion and echinulin, which are not considered myco-
toxins in the strict sense of Frisvad and Thrane (8).
The species in this group have often not been distinguished from one an-
other, and the group as a whole—or A. glaucus used as a general term—has a
pathogenic record that cannot be attributed to individual species. In some cases
authors have attributed responsibility to A. glaucus, but lack of detail—and in
larger surveys, failure of more common Eurotium species to appear—leads one
to suspect that all Eurotium anamorphs were lumped under this name. Nonethe-
less, such attributions will be discussed under E. herbariorum (anamorph A. glau-
cus) below. All species in Aspergillus subgenus Aspergillus produce small asper-
gilli with uniseriate heads, leading to possible confusion with dysgonic (poorly
and aberrantly sporulating), host-adapted isolates of A. fumigatus, as is illustrated
in several definite examples of mistaken identity mentioned under A. subgenus
Aspergillus, section Restricti below. Only a small number of records contain suf-
ficient detail to allow verification that the identification was correct.
Young et al. (9) ascribed three cases of pathologically verified systemic
aspergillosis in immunocompromised patients to members of the A. glaucus
group, not further identified. These cases made up 5% of total aspergilloses seen
in a 39-patient survey (7.7% of the patients seen were attributed A. glaucus infec-
tion; the difference between the two percentages arises from the occurrence of
mixed aspergilloses in the patient population). One attributed A. glaucus group
infection was pulmonary, one disseminated, and one affected the spleen concomi-
tant with an A. fumigatus pulmonary infection. No identification details were
given. This report came from a prestigious institution (the National Institutes of
Health) and may well be legitimate, despite its absence of taxonomic documenta-
tion and its indefinite identifications. It raises, however, the question of why A.
glaucus group members did not continue to cause a similar proportion of invasive
aspergilloses through the swell of well-documented opportunistic mycoses of the
later 1970s and onward. In fact, as can be seen in the present writing, a high
proportion of the reports of invasive opportunistic mycoses caused by Aspergillus
species with small, green aspergilli, potentially confused with host-adapted A.
fumigatus (i.e., Aspergillus subgenus Aspergillus, and for workers experiencing
the initial difficulties of distinguishing biseriate and uniseriate structures, the sec-
tion Versicolores) are indeed from more than 25 years ago. This finding is difficult
to explain except by postulating at least a degree of influence arising from a shift
from less accurate to more accurate identification. The inclusion of the ‘‘A. glau-
cus group’’ in the bibliographically unsupported list of invasive aspergilloses
252 Summerbell
originated by Rinaldi (10) and reproduced and extended by Rippon (11) appears
to derive from the report of Young et al. (9), based on a comparison of the body
sites listed. Well-verified examples of comparable cases must be documented
before these records can be accepted.
Table 4 gives statistics on the number of reports obtained in the online
Medline database with keywords designed to roughly determine the proportion
of aspergilloses caused by different species in immunocompromised patients as
of August 8, 2000. (See the footnote in Table 4 for the keywords used.) The
records obtained were scanned to eliminate inappropriate entries, but no attempt
was made to enumerate multiple cases recorded in individual reports or to detect
overlap. None of the 435 accepted Medline reports on aspergillosis in immuno-
compromised patients featured A. glaucus or other members of section Aspergil-
lus in their searchable text. In comparison, the roughly predicted number of re-
ports based on a hypothetical 5% ratio of cases [as per Young et al. (9)] is 22;
that is, approximately the level of reporting found for A. niger. This crude pre-
diction ignores the possible tendencies for interestingly rare causal agents to
be disproportionately frequently reported and for highly prevalent opportunists
to be treated as too quotidian to report except in novel cases or in series. Such ten-
dencies would cause the expected number of reported section Aspergillus cases
to rise. Although species are certainly reported in some omnibus papers without
their names entering the text searchable in Medline, it is presumed that in most
if not all cases in which species identifications are given more than desultory
attention, the names will appear in summary material. There is no obvious reason
why an identification of A. glaucus from invasive aspergillosis should elude ab-
stracting more frequently than one of, for example, A. niger. The Fischer exact
probability that the Young et al. (9) data and the above Medline data on section
Aspergillus case frequencies are drawn by chance from the same population is
⬍0.005. On the other hand, the p value derived from χ 2 testing for A. fumigatus
in a comparison of both data sets is 0.466, indicative of high homogeneity. This
suggests that some or all of the ‘‘A. glaucus group’’ cases recorded by Young
et al. (9) were based on misidentifications.
identified as E. amstelodami today. The rough ascospores also have very minute
equatorial crests or ridges, consistent with this species. (See the discussion of E.
chevalieri below.)
A report of A. amstelodami causing human hypopyon corneal ulcer subse-
quent to puncture by a bamboo stick (15) contains no identification details, but
since this specific identification cannot be attempted without at least seeing asco-
spores, this case, in which corneal scrapings were positive for fungal elements,
is tentatively accepted. The original description of Aspergillus montevideensis
Tal. & Mack., a name long considered and now molecularly supported (6) as
a synonym of E. amstelodami, includes a convincing case report describing
the postsurgical eardrum colonization from which the isolate was obtained (16).
The isolate is available in several culture collections [e.g., Centraalbureau voor
Schimmelcultures (CBS)], American Type Culture Collection (ATCC)]. A later
report of causation of human otitis by Wadhwani and Srivastava (17) is not ac-
cepted for reasons mentioned under Fennellia nivea below. A report by Grigoriu
and Grigoriu (18) that the fungus was among the most common agents of nonder-
matophytic onychomycosis in Switzerland must be regarded as dubious. (See the
discussion of that report under Emericella unguis, below, along with the discus-
sion of A. glaucus onychomycosis records.)
An unusual case report by Janke (19) records A. vitis (as A. amstelodami) as
the purported cause of a large, psoriasislike scalp lesion causing diffuse hair loss
in an otherwise healthy woman. The paper’s histologic report states ‘‘in epithelium,
especially of the hair follicle, fungal spores were visible by gram stain’’ (transl. W.
Gams). This species, however, would be expected to form typical Aspergillus tissue
filaments if it were causing infection. If conidia were formed, vesiculate conidio-
phores should also be seen. It is possible dermatophyte substrate arthroconidia or
artifacts were seen in this study rather than A. vitis conidia, especially as the struc-
tures seen are not described. Aspergillus species, apart from A. terreus, do not pro-
duce structures resembling conidia within infected tissue. (Conidia formed in colo-
nizing infections such as aspergilloma are not formed within tissue, but rather after
mycelium breaks through a substrate/air interface.) The reason this seemingly mis-
interpreted case of ‘‘aspergillosis capitis’’ (19) is mentioned is that the present
author was also once sent three successive scalp specimens from a similar case in
which a pronounced scalp lesion on a child gave rise to E. amstelodami each time it
was cultured, even though definitive direct microscopic corroboration of infectious
status could not be found. The unresolved etiology of the case precluded publica-
tion. It might be proposed that E. amstelodami, which saprobically colonizes shed-
skin flakes in house dust, may do the same to a limited extent on lesions in which
sufficient dead keratinous material has accumulated. If so, however, filamentation
and conidiophore formation should again be seen, as mentioned above for infection.
Comparable cases may provide clues as to the origin of such ‘‘scalp aspergilloses.’’
A case involving a heavily outgrowing Penicillium species also repeatedly showed
256 Summerbell
most likely genuine human case examined so far is that of da Fonseca (22), who
grew a pure culture of a Eurotium species from eight separate biopsy-derived
mycetoma grains from a foot infection. The fungus was originally identified as
E. chevalieri according to the concepts of Thom and Church (23), and the detailed
descriptions and illustrations accord well; however, according to da Fonseca, the
isolate was then examined by prominent French mycologist Paul Vuillemin, who,
following M. L. Mangin’s original diagnosis of A. amstelodami as a species with
smooth-valved ascospores, reidentified the smooth-ascospored case isolate as A.
amstelodami. It has been carried forward in subsequent review literature under
this name. In more recent times, E. amstelodami has been neotypified as a rough-
ascospored species [see discussion by Pitt (24)], and da Fonseca’s fungus now
clearly best fits E. chevalieri. Unfortunately, the isolate seems not to have been
preserved for confirmation, but it appears likely that E. chevalieri or a very similar
Eurotium may rarely cause mycetoma.
Most other case literature mentioning this species appears unreliable. Three
cases of cutaneous infection attributed by Naidu and Singh (25) are based only
on the results of outgrowth from a single dermatologic mycology scrape in each
case. These appear to be typical cases of tinea manuum, in which the causal
dermatophyte failed to grow out in an initial evaluation and a surface contaminant
was taken to be an etiologic agent. Confirmation of this interpretation is obtained
from a related paper in which E. chevalieri and a large number of additional
contaminating species are interpreted as skin pathogens by Naidu (26). Implica-
tion of E. chevalieri in otitis by Wadhwani and Srivastava (17) is not accepted
for reasons given under Fennellia nivea below.
E. chevalieri is similar in ecology and morphology to E. amstelodami, but
differs by having strongly pulley-shaped, smooth-valved ascospores with two
prominent equatorial crests (Fig. 3).
is given that could confirm this species or rule out other members of the genus.
This appears to be the most strongly confirmed case involving E. herbariorum
published to date. An authoritative study on keratitis in the region of Mumbai,
India, reported 23 cases involving A. glaucus among 327 cases in which fungal
etiology was confirmed by direct microscopy (28). Three hundred of these cases
were also reconfirmed by reculture from scrapings taken the day after the initial
examination. Unfortunately, no identification information was given, although
differential organisms such as A. fumigatus (43 cases) and A. flavus (36 cases)
were significantly more common than A. glaucus, as would be expected. This
general indication of accuracy suggests that at least group-level identification for
the reported A. glaucus isolates is likely to be correct, although there is no means
of determining whether A. glaucus itself was encountered. An analogous report
from climatologically distinct north India mentions three mycologically unveri-
fiable A. glaucus cases etiologically confirmed either by direct microscopy or
repeated culture (29).
In south Florida, A. glaucus has also been included without mycological
elaboration in a list of fungi isolated from keratitis by Rosa et al. (30). Direct
microscopy was done in this series, but results were not reported, except in gen-
eral statements indicating that fungal elements were seen in connection with
about one-third of the tabulated cases.
One of 13 well-established invasive orofacial aspergilloses in leukemia pa-
Ascomycetes 259
tients is attributed to A. glaucus by Dreizen et al. (31); the lack of case and con-
firmatory identification detail, plus the failure of the laboratory to identify 4/12
aspergilli cultured from the remaining cases (possibly indicating a low level
of familiarity with the genus, as is also suggested by the lack of a name in Euro-
tium for the case isolate) makes this report difficult to accept. (In the present
author’s experience, the great majority of clinically encountered aspergilli are
among the easiest fungi for a relatively experienced laboratorian to identify;
therefore, publication of numerous genus-level identifications for etiologic Asper-
gillus isolates strongly suggests reliance on a mycologically unspecialized labora-
tory.) An A. glaucus strain isolated from cellulitis in an HIV-infected child by
Shetty et al. (32) is not etiologically connected by direct microscopy and is re-
ported as an unsupported identification in a table in which three of seven Aspergil-
lus isolates from cases are not identified to species. A similar pattern is again
found in a report on aspergillosis in children with cancer; an unsubstantiated A.
glaucus isolation from a traumatized skin site (armboard or intravenous site) of
a 16-year-old leukemia patient is reported without explicit evidence of causality
in a survey in which 15 of 66 reported aspergilli remained unidentified (33). The
authors stated that only five of the six skin infections reported were histopatholog-
ically examined, but four of these five showed fungal filaments. Whether or not
the A. glaucus case drew one of the two short straws is not discernible. The report
by Weingarten et al. (34) that two of three successive cases of fulminant nasal
and paranasal sinus aspergillosis in immunocompromised patients were caused
by A. glaucus (the third did not yield a culture) appears highly unlikely to be
correct, given the statistical anomaly posed by the coincidence of rare events and
absence of common events, the incomplete (no Eurotium name) and undocu-
mented identifications, and the highly aggressive nature of the pathogen, which
disseminated and caused death in one case. Since sinuses, like bronchi, pulmo-
nary cavities, and outer ear canals, are classic sites for ongoing A. fumigatus and
A. flavus establishment and for generation of atypical host-adapted isolates, it
seems highly probable that such isolates were misidentified in this report.
A well-established case of a fungal frontal bone lesion in an Indian farmer
(35) gives no written details for identification of A. glaucus as the causal agent,
but includes a nondescript photograph that could represent numerous Aspergillus
species, including host-adapted A. fumigatus, as well as members of Penicillium
subgenus Aspergilloides. No structures resembling the characteristic ascomata of
E. herbariorum are described or depicted. A report of mycotic keratitis by Venu-
gopal et al. (36) is not confirmed by demonstration of fungal filaments in corneal
scrapings; indeed, the authors state that such elements were only seen in 19.6%
of cases attributed fungal etiology. Such diagnostic leaps of faith, justifiable clini-
cally in rapidly progressing eye infections, unfortunately do not provide mycolog-
ical documentation.
Gage et al. (37) diagnosed A. glaucus endocarditis after a man recently
260 Summerbell
Figure 7 Emericella nidulans, conidiophore, conidia and sheath of hülle cells at margin
of an ascoma.
upright chains, usually massed into short, upright columns, greenish in transmit-
ted light, subglobose to globose, distinctly roughened with verrucose ornamenta-
tion, and 3 to 3.5 µm in diameter.
Although homothallic in pure culture, in subspecific population structure
this species appears to outcross to a small extent in nature (75). There is therefore
no evidence of extended clonal populations, and diverse genetic subtypes may
occur among relatively closely related isolates. There are a number of heterokar-
yon incompatibility subgroups within A. nidulans, and parasexual recombination
is largely—but not completely—restricted to within the genetic boundaries of
these groups (76).
Emericella dentata (Sandhu & Sandhu) Horie, Anamorph A. nidulans
var. dentatus Sandhu & Sandhu. The original ex-type isolate of this species
was, according to its collectors Sandhu and Sandhu (77), ‘‘isolated from diseased
human fingernails.’’ No argument was made, however, nor any evidence given
for a causal connection between the isolated organism and the infection. The
species is distinguished from E. nidulans by the conspicuously dentate (toothed
or starlike) morphology of the two equatorial crests on its ascospores (Fig. 9).
Emericella echinulata (Fennell & Raper) Horie, Anamorph A. nidulans
var. echinulatus Fennell & Raper. Until recently this species was considered
a variant of E. nidulans. It was obtained from disseminated infection of a child
with chronic granulomatous disease (78).
comata arise as small, spheroidal tufts, at first yellowish to brownish, then scat-
tered on surfaces of mature (usually 7–20-day-old) colonies, sometimes massing
densely and turning the colony center yellowish to purple-brown overall. The
reverse is usually pale to intense orange-brown to red-brown.
Ascomata in microscopy are seen as cleistothecia, 100 to 200 µm in diame-
ter, globose, with thick reddish walls, surrounded by subglobose to globose yel-
lowish, thick-walled hülle cells. (See genus description.) Asci contain eight red-
brown, lens-shaped ascospores, 5–6.5 ⫻ 3.0–4.5 µm, with heavily roughened
walls and two parallel, flat, equatorial ridges approximately 1 µm wide (Fig. 12).
Conidiophores are 60 to 100 µm high, with thick, brown, smooth walls.
They are aseptate and biseriate (i.e., bearing metulae and phialides). Conidia are
in dry, upright chains, usually massed into short, upright columns, subglobose
to globose, distinctly roughened, and 3 to 4 µm in diameter.
and exudate associated with this form, it is tentatively included under A. sydowii
in the present work pending molecular resolution.
Like Aspergillus glaucus, A. versicolor is a name that may sometimes be
loosely used to signify the former Raper and Fennell (7) group concept rather
than the species as recognized currently. Therefore, unless colony characters,
especially conidial mass color, are specified, it may be difficult to know that this
species per se has been identified. For example, a review of agents of onycho-
mycosis by Torres-Rodrı́guez and López-Jodra (85, p. 128, Fig. 9) depicts a nail-
infecting ‘‘A. versicolor’’ isolate that is clearly ‘‘greyish-turquoise’’ on Sabour-
aud agar [colors 24 D-E 3-4 in the Methuen color monograph (86)]. This is well
within the published Methuen color range for typical A. sydowii isolates (87),
but is not normally consistent with A. versicolor, whether live or in photos. Com-
pare similar published color photos of A. sydowii on Sabouraud agar in St. Ger-
main and Summerbell (88, p. 77) and Summerbell (89, p. 233), in contrast to quite
different photos of A. versicolor on pp. 76 and 236, respectively, of the same works.
Conidial mass color is the main feature distinguishing these species; Pitt (87)
recommends Czapek yeast extract (CYA) medium as best for clear separation.
Non-onychomycosis case reports involving A. versicolor are very rare, and
some are inadequately evidenced. An isolate from an intracranial lesion in an
otherwise healthy male (90) appears etiologically well connected and well iden-
tified (by R. Vanbreuseghem), despite atypical descriptive notes mentioning
slightly roughened conidiophores and smooth conidia (features which, if taken
at face value, would indicate A. flavus). A record from an etiologically well-
documented mycotic osteomyelitis of the sacrum by Liu et al. (91) does not
substantiate the identification of A. versicolor in any way; a microphotograph
claiming to represent the culture appears to show only filaments. The identifica-
tion is uncredited. Fungal names are repeatedly misspelled in the paper, giving
an impression of unfamiliarity with mycology. A record from a localized lung
infection of a 16-year-old leukemia patient contains no verification either of spe-
cies identification or causality. In particular, no direct microscopic result is men-
tioned for lung lobe tissue resected in handling the case, and the patient, who
had been treated with amphotericin B and itraconazole, was negative for fungus
at autopsy (33). A case of keratitis was well documented by Anderson et al. (92).
No identification characters were given, but Duke University, the site of the study,
was a major mycology center at the time and a likely source of complex identifi-
cations that were given in connection with other cases in the same paper. A recent
case report connecting A. versicolor to nodular dermal lesions in an Argentinian
patient treated with corticosteroids was likewise etiologically well attested, but
included no details supporting the species identification (93). A somewhat similar
case, however, involving a single subcutaneous granuloma in the lip of a horse
was accompanied by extensive descriptive notes confirming A. versicolor (94),
probably not contradicted by an uncharacteristic microphotograph used as an
illustration. A recent record by Ponikau et al. (44) connecting A. versicolor with
Ascomycetes 277
allergic fungal sinusitis (AFS) cannot be accepted. In that study, all fungi growing
from loosened mucus in nasal washings were interpreted as ‘‘colonizing the mu-
cus’’ and ‘‘associated with AFS.’’ It was noted, however, that all healthy control
volunteers were also ‘‘colonized’’ by similar organisms. Clearly, the majority
of ‘‘colonizers’’ were trapped propagules from air. The list of species given is
recognizably a list of common air spora in the area in which the study was done—
including species not growing at or near body temperature—mixed with a small
proportion of isolates probably originating in genuine infections. ‘‘Aspergillus
versiforme,’’ also mentioned in the same publication, is a name that cannot be
traced to a known Aspergillus species and may be based on a verbal error. An
isolation from otomycosis is mentioned by Yassin et al. (95). Unfortunately, even
though the authors did direct microscopy on each specimen, they did not publish
the results or mention an interpretation policy (e.g., ‘‘isolation of an organism
was considered significant if compatible elements were seen in direct micros-
copy’’). Their results are therefore uninterpretable, particularly for infrequently
isolated species not elsewhere well confirmed as agents of otomycosis.
Natural and anthropogenic habitats of A. versicolor appear to be similar to
those of A. sydowii, q.v. Its principal mycotoxin is the hepatotoxin and carcinogen
sterigmatocystin.
Description. Colonies are moderately slow-growing, 1 to 1.5 cm after 7
days, beginning whitish but soon characteristically dusty grey-green, emerald
green, orange-brown, or pinkish-brown (the first two colors based on masses of
conidia, the last two strongly influenced by mycelial color), typically with a pale
colony reverse.
Conidiophores are mostly up to 500 (occasionally to 700) µm high, with
thick, hyaline (clear) walls. They are aseptate and biseriate (i.e., bearing metulae
and phialides) (Fig. 15). Reduced uniseriate conidiophores resembling structures
of the genus Penicillium are also frequently seen, and may predominate in some
cultures. These structures may be shorter than 25 µm. Conidia are in dry, upright
chains, usually massed into short, upright columns, greenish in transmitted light,
subglobose to globose, distinctly roughened with verrucose ornamentation, and
2 to 3.5 µm in diameter. Uncommonly, colonies form subglobose, thick-walled
hülle cells similar to those seen in E. nidulans.
of two distinct types of aspergilli, one tall (2000 to 2500 µm long), with clavate
vesicles and white conidia, and the other shorter (300 to 400 µm long), with
ovoid vesicles and dark green conidia, as well as some heads of mixed character,
and (2) regular production on Czapek’s agar of masses of cream to yellow hülle
cells at 24°C. According to Raper and Fennell (7), it varies considerably ac-
cording to the exact media and temperatures used in identification, and is best
identified under the conditions outlined in their monograph. Whether any of its
distinctive features might be produced on any media commonly used in medical
mycology has not been investigated. A recent molecular study indicates that it
is not in fact closely related to A. versicolor, despite its phenotypic similarities (6).
Aspergillus {aff. Emericella} sydowii (Bain. & Sart.) Thom & Church.
This fungus is primarily significant in medical mycology as an agent of opportu-
nistic onychomycosis (46, 47), usually in the elderly patient. It is an abundant
airborne contaminant and colonizer of poorly stored medical specimens, so attri-
280 Summerbell
fication. An isolate linked with some hesitation to A. varians has been a validly
attributed causality of a case of onychomycosis by Torres-Rodrı́guez et al. (101).
A later publication by the same research group (84) refers to this isolate as A.
versicolor.
Anamorphic Species in A. Subgenus Nidulantes, Section Usti Gams et al.
(Formerly A. ustus Group).
Aspergillus {aff. Emericella} ustus (Bain.) Thom & Church. This spe-
cies rarely causes human or animal disease, but some cases of pulmonary, dis-
seminated, or primary cutaneous infection in immunocompromised patients have
recently been well documented (102–107). A. ustus formed part of a mixed fun-
gal community growing in grossly visible patches on burn eschar that had been
coated with therapeutic emulsion. The depth of penetration of the organism was
not determined, but there was no evidence of penetration into living tissues (108).
282 Summerbell
Endocarditis connected with a prosthetic cardiac valve has been well demon-
strated (109). Causation of onychomycosis has been suggested by Walshe and
English (46), and probably occurs but has not yet been well confirmed [i.e., by
successive repeat isolation, rather than the relatively unreliable (110) counting
of positive inoculum fragments employed by Walshe and English (46)]. A report
by Wadhwani and Srivastava (17) alleging causation of otitis must be discounted
for reasons mentioned in the discussion of Fennellia nivea below.
In nature, A. ustus is most common in soils and on seeds, especially grains
and peanuts (111). Its characteristic secondary metabolites, austamide, austdiol,
austins, and austocystins, are considered significant mycotoxins (8).
Description. The colonies are moderately rapidly growing (30 to 50 mm
in 7 days). They are velvety to slightly floccose, beginning whitish but soon
characteristically greyish-brown, typically with a yellow to yellow-brown colony
reverse and yellowish soluble pigment.
Conidiophores are 75 to 350 µm high, with thick brown walls. They are
aseptate and biseriate (i.e., bearing metulae and phialides) (Fig. 19). Conidia are
in dry, upright chains, usually seen as radiating or forming short columns, brown-
Ascomycetes 283
Species with a Known Teleomorph (Which May Not Form in Every Culture)
Anamorphs in Aspergillus Subgenus Nidulantes Section Flavipedes Gams et al.
(Formerly A. flavipes Group)
Fennellia flavipes Wiley & Simm., Anamorph Aspergillus flavipes
(Bain. & Sart.) Thom & Church. Barson and Ruymann (114) reported a fatal
A. flavipes infection in a teenaged leukemic bone marrow transplant patient. It
began as a palmar skin infection after brief contact with an armboard during
catheter placement. No confirmatory identification details or mycological credit
were noted. Apart from this reference to A. flavipes per se causing disease, there
are also a small number of references to members of the ‘‘A. flavipes group’’
doing so. Roselle and Baird (115) received an identification of ‘‘A. flavipes
group’’ from the Centers for Disease Control (CDC) in Atlanta, for a fungus
well demonstrated as causing osteomyelitis in the lumbar vertebrae subsequent
286 Summerbell
Figure 22 Fennellia flavipes CBS 260.73, conidiophore apex. Apparent dark color of
vesicle is an artifact of staining.
the report of A. niveus, has a subglobose vesicle with metulae all around and an
untapered stipe attachment point. It may be A. candidus or A. ochraceus. A. niveus
has spathulate to hemispheral vesicles with only the upper 1/2 to 2/3 bearing
metulae. The vesicle tapers gradually into the stipe in many of its conidiophores.
A record from sinusitis by Vennewald et al. (43) cannot be accepted for reasons
given above under E. herbariorum.
F. nivea is predominantly a soil fungus, especially in tropical to midtemper-
ate parts of the globe (74).
Description. Colonies are moderately slow-growing (20 to 30 mm in 7
days). They are deeply powdery with dense conidiophores, characteristically
white, sometimes at least in part pale yellow or cream, with or without beads of
yellowish or reddish exudate, and with yellow-brown, red-brown, dark green, or
nearly black reverse colors.
Ascomata are seldom formed in culture and are not described in detail here.
[See Wiley and Fennell (120).] Conidiophores are mostly 100 to 600 (⫺1000)
µm high, with smooth hyaline walls. They are biseriate (i.e., bearing metulae
and phialides), with metulae arising from the upper 1/2 to 2/3 of the subglobose
vesicle, and tightly packed together toward an apical concentration (Fig. 23).
Conidia are in dry, short, upright columns, and hyaline. They are white to dull
whitish-buff en masse, globose or subglobose, smooth, and 2 to 3.5 µm in diame-
ter. In the submerged mycelium of some isolates, conidia of a second type, aleuri-
288 Summerbell
oconidia, are found attached to hyphae by short pegs. These conidia, which may
be sparsely or densely produced, are refractile, globose to ovoid, and 3 to 5 µm
long. Hülle cells, if present, are present as tufted, yellow masses of globose to
elongate, thick-walled cells.
Anamorphic Species in A. subgenus Nidulantes, Section Flavipedes Gams
et al. (Formerly the Aspergillus flavipes group).
Aspergillus {aff. Fennellia} carneus Blochw. This fungus was isolated
on several successive occasions from a patient described only as having pneu-
monia (121). No direct microscopic examination of either fluids or tissues was
reported. Possibly an allergic bronchopulmonary colonization was involved, al-
though incidental sources (e.g., contamination due to continuous exposure to an
environmental source) cannot be completely ruled out. In nature, this fungus
mostly derives from tropical soils (122).
Ascomycetes 289
Aspergillus {aff. Fennellia} terreus Thom. This species is one of the five
prominent and regularly encountered opportunistic fungi in the genus Aspergillus,
along with A. fumigatus, A. flavus, A. nidulans, and A. niger. It and A. nidulans,
however, are generally much less commonly encountered than the other three
species listed. A. terreus causes the full range of known aspergilloses, including
pulmonary and disseminated aspergillosis in the immunocompromised patient
(69, 123), allergic bronchopulmonary aspergillosis (124), otomycosis (27, 125),
onychomycosis (47, 49, 126), and various other infections (69). In the immuno-
compromised patient, it appears to cause higher morbidity and to be significantly
less responsive to amphotericin B therapy than other aspergilli (127). The occur-
rence of aleurioconidia in histopathology may facilitate rapid diagnosis when the
pathologist is aware of their significance (128). A. terreus may cause serious in-
fections in both birds (69) and dogs (129, 130). In nature and the anthroposphere,
A. terreus is a fungus of composts, soils, seeds, and foodstuffs (74, 124). It pro-
duces as major mycotoxins the mutagen patulin, the nephrotoxin citrinin, and the
neurotoxin citreoviridin (8).
Description. The colonies are moderately rapidly growing (25 to 65 mm
in 7 days). They are deeply powdery with dense conidiophores, and characteristi-
cally medium sandy brown. The reverse is pale to pale brownish.
Conidiophores are 100 to 250 µm high, with smooth, hyaline walls that
are straight or gently undulate (Fig. 25). They are aseptate and biseriate (i.e.,
bearing metulae and phialides), with metulae arising from the upper one-half to
two-thirds of the subglobose vesicle and conspicuously appressed against one
another in a nearly parallel orientation. Conidia are in dry, upright columns, in
wet microscopic mounts hyaline to slightly yellow in transmitted light, globose
to ellipsoidal, smooth, and 2 to 2.5 µm in diameter. In the submerged mycelium,
conidia of a second type, aleurioconidia, are found attached to hyphae by short
pegs. These conidia, which may be sparsely or densely produced, are refractile,
globose to ovoid, and 4 to 6 µm long.
Host-adapted (dysgonic) isolates of A. terreus may have few or no aspergil-
lary heads and produce only aleurioconidia, yielding a colony reminiscent of the
filamentous morph of Blastomyces dermatitidis (89, 131). Colonies will be whit-
ish, dense, and often radially furrowed, as with dysgonic A. fumigatus.
Anamorphic Species Currently in A. subgenus Circumdati, Section Candidi
Gams et al., but with Greater Biological Affinities to Teleomorph Genus Fennellia
(Formerly the Aspergillus candidus Group).
its fertile elements covering the whole vesicular surface, as opposed to only the
upper half to two-thirds in A. niveus. Subsurface aleurioconidia can also often
be found to confirm an identification of A. niveus.
(Petromyces) muricatus (Udagawa et al.) Frisvad & Samson (140, 141). Ana-
morphs are members of Aspergillus subgenus Circumdati section Circumdati,
formerly considered the A. ochraceus series (7) (excluding the anamorph of Pe-
tromyces alliaceus Malloch & Cain). They have biseriate conidiophores. The sole
species forming the teleomorph has no record as a human or animal pathogen.
Anamorphic Species in A. subgenus Circumdati, Section Circumdati Gams
et al. (Formerly the Aspergillus ochraceus Group).
Aspergillus {aff. Neopetromyces} ochraceus Wilhelm. This species has
been well documented as an agent of one case of allergic bronchopulmonary
aspergillosis (142) and in one case of suppurative otitis media (142a). A ‘‘sulfur
yellow’’ Aspergillus described as ‘‘probably A. ochraceus’’ was well docu-
mented from keratitis in rural Bangladesh by Williams et al. (143). Wierzbicka
et al. (144) isolated and correctly identified A. ochraceus on a single occasion
Ascomycetes 295
globose vesicle, which bears biseriate fertile elements (i.e., metulae and phialides)
in larger heads, with these elements all around the perimeter in a radial orientation
(Fig. 30). Conidia are in dry, radiating chains, smooth to finely roughened, glo-
bose, and mostly 2.5 to 3.0 µm in diameter. The sclerotia are white to buff, mostly
1 to 1.5 mm in diameter.
This species must be distinguished from A. ochraceus, which often has no
sclerotia but may have pale pink to purple sclerotia, distinct from the creamy
sclerotia of A. sclerotiorum. A. sclerotiorum is also distinct in conidial color from
A. ochraceus. The former is pale yellow, whereas the latter is a deeper color,
described as ranging through wheat, ochraceous, buff, or amber-yellow (122).
500–700 µm, at first whitish, but soon maturing grey and then black, with an
outer sclerenchymatous layer composed of thick-walled angular to subglobose
cells. Ascomata develop as globose chambers within the ascostromata. Asci are
eight-spored, globose, and evanescent. Ascospores are ellipsoidal, with smooth
walls and an equatorial furrow scarcely visible in young spores only, 5.5–9 ⫻
5.0–7.0 µm. The description is based on P. alliaceus. (See below.) Anamorphs
are now considered members of Aspergillus subgenus Circumdati section Flavi
(8), based on biochemical and genetic evidence; they were previously placed in
the A. ochraceus group by Raper and Fennell (7).
(Fig. 32). The walls are generally parallel, but with a slight funnel-like expansion
at the apex supporting the globose to subglobose vesicle. The aspergillary heads
of both biseriate (i.e., bearing metulae and phialides) and uniseriate (phialides
only) character are often found, with larger heads generally more complex. Metu-
lae or phialides are attached around the whole vesicle perimeter or at least the
apical three-quarters in a radial orientation. Conidia are in dry chains. They are
radiate, green, finely roughened or rarely smooth, globose to subglobose, and 3.5
to 5.0 µm in diameter. Although common in isolates from the environment, scle-
rotia are rare in clinical isolates except from nail and skin, but when seen are
stony-hard, usually red-brown to black, roundish, mostly 400 to 800 µm in diam-
eter.
Specific polymerase chain reaction (PCR) primers for identification or di-
rect detection of A. flavus have been published in recent years. For example,
primer pairs based on genes related to aflatoxin biosynthesis (151) detect only
A. flavus and A. parasiticus. Sandhu et al. (152) devised a specific 28S rDNA-
based probe for A. flavus to be used after PCR amplification of clinical specimens
or unknown fungal cultures using universal fungal 28S primers. Primers based
on alkaline protease genes for detection of A. flavus were published by Tang et al.
(153). Walsh et al. (154) found that single-strand conformational polymorphism
analysis could distinguish among 18S rDNA-based PCR products from A. flavus,
A. fumigatus, and selected other medically important fungi.
In subspecific population structure A. flavus consists of two genetically
isolated groups, one (group I) with considerably more genetic variation than the
other (group II) (155). Although the species is largely clonal, there is some evi-
dence of past or ongoing recombination in population genetics statistical tests.
A. flavus should be distinguished from the closely related A. parasiticus,
which differs by having mostly or entirely uniseriate aspergilla, strongly rough-
ened conidia, and a more somber color described as ‘‘dark yellow-green’’ by
Samson et al. (111) as opposed to ‘‘green’’ for A. flavus (111, p. 54, Table 3),
and ‘‘dark olive or deep dark green’’ by Klich and Pitt (122) as opposed to ‘‘olive
green, olive or parrot green’’ [color names from Kornerup and Wanscher (86)].
The distinction is best made after having seen authentic cultures of each species.
A. parasiticus produces aflatoxins of the B and G series—the latter are never
produced by A. flavus—and does not produce cyclopiazonic acid. A. parasiticus
has little record as a human and animal pathogen, but this may be due to inatten-
tion; that is, failure to distinguish it from A. flavus.
(i.e., metulae and phialides) and uniseriate heads (phialides only) may both be
found, in both cases with fertile elements all around the perimeter in a radial
orientation. Conidia are in dry, radiating chains, globose to subglobose, with
thick, heavily roughened walls, mostly 5.0 to 8.0 µm in diameter. Sclerotia, if
formed, are red-purple, brown, or black.
This fungus is very similar to A. flavus in morphology but is distinguished
by its considerably browner conidial masses and the thick, heavily roughened
walls of its conidia.
Anamorphic Species in A. Subgenus Circumdati, Section Nigri Gams et al.
(Formerly the Aspergillus niger Group).
Aspergillus {aff. Petromyces/Neopetromyces} niger van Tieghem. This
species is arguably the least virulent of the regularly seen opportunistic aspergilli,
and is also an abundant contaminant both of body surfaces and laboratories. It
Ascomycetes 305
by the patient. A. japonicus in nature is a soil and leaf litter decay fungus, mostly
from the tropics, but occurring in the temperate zone occasionally as an invader
of grapes and rarely as a medical specimen contaminant. [For a description see
Klich and Pitt (122) and de Hoog et al. (69).]
often limited to a single site such as a lung lobe, may be caused in people who are
apparently immunocompetent or only weakly immunocompromised. AIDS pa-
tients, although relatively rarely affected unless secondarily neutropenic due to
cancer or immunosuppressive therapy (e.g., ganciclovir), may develop unusual as-
pergillosis presentations, such as primary cutaneous lesions (179). A. fumigatus also
causes various chronic colonizing infections of people with certain predispositions.
For example, it is the major agent of chronic bronchopulmonary aspergillosis, a
disease featuring an exacerbated allergic response to aspergilli growing on upper
respiratory surfaces, mostly in long-term asthmatic and cystic fibrosis patients
(150). Other colonizing infections include pulmonary aspergilloma (fungus ball)
in the lungs of persons with pre-existing cavitation, chronic mycotic sinusitis, and
otomycosis (outer ear canal surface infestation) (11). The species also causes the
full spectrum of opportunistic mycoses of specially vulnerable body sites (e.g.,
ocular infections subsequent to traumatic introduction, otomycosis, onycho-
mycosis, dialysis-related peritonitis, and endocarditis). It causes many animal in-
fections, most notably pulmonary infections of birds—it is, for example, a well-
known risk for penguins in zoos (180)—as well as potentially fatal infections of
dogs, especially the notably susceptible German shepherd breed, in which it often
becomes established as an invasive mycotic sinusitis.
In nature and anthropogenic habitats, it is a thermotolerant compost organ-
ism, growing in self-heating decaying vegetation, warm soils, and warm building-
related habitats, especially organically enriched (e.g., with bird dung) warm venti-
lation ducts or ledges, as well as indoor composters and potted plants (74, 124).
It also commonly invades seeds, especially grains, and warmth-dried spice and
smoking materials. Its principal mycotoxins include gliotoxin, verruculogen, fu-
mitremorgens, fumitoxins, and tryptoquivalins (8).
Description. The colonies are fast-growing (70 to 85 mm in 7 days at
25°C). They are powdery and dull blue-green with a whitish margin. The reverse
is pale to slightly greenish.
Conidiophores have phialides directly attached (uniseriate) over the upper
two-thirds of the surface. They are greenish, with clavate vesicles and smooth
stipes. Conidia are borne in interconnected dry chains cohering above conidio-
phores as compact upright columnar masses. When seen individually, they are
subglobose, finely roughened, and 2.5 to 3.0 µm in diameter.
Most isolates grow well at 45°C; a few have maximum growth temperatures
around 43°C.
A common host-adapted ‘‘dysgonic’’ (conidiation-impaired) variant usu-
ally lacks conidiation on initial outgrowth. It is typically isolated from long-term
colonization habitats such as aspergillomas, or bronchopulmonary, nasal sinus,
or outer ear colonizations. It can be distinguished preliminarily by good growth
at 45°C, and dense, matted, whitish colonies with radial folds. Conidiation can
often be reinitiated by growing colonies on modified Leonian’s agar (4) at 37°C
312 Summerbell
and making subcultures from the small conidial tufts or faint haze of surface
conidiation that may develop. When formed, conidiophores, are often aberrant
and strongly reduced in size, sometimes with only one to five phialides. Com-
pletely nonsporulating isolates may be identified by exoantigen (181) or specific
molecular studies. (See below.)
The difficulty of detecting invasive aspergillosis by culture has led to exten-
sive development of molecular direct detection methods. Many of these involve
amplifications using primers detecting all aspergilli or a wider range of fungi
followed by posttreatment with nested PCR, specific probes, restriction digests,
sequencing, or single-strand conformational studies to yield species-level identi-
fications. These techniques have predominantly utilized ribosomal DNA amplifi-
cations, especially the 18S subunit (154, 182–186), the large subunit (152, 187),
and the internal transcribed spacer region (188). In a few cases, ribosomal primers
specific to A. fumigatus have been used directly (189, 190). In other cases, they
are used in tandem with general primers (186, 187). Random primers have been
designed specifically for A. fumigatus (191) or for A. fumigatus and closely re-
lated Neosartorya species (192). The strategy of relatively broad-based amplifi-
cation for various aspergilli followed up by additional analysis for species deter-
mination has also been pursued using alkaline protease (153) and mitochondrial
(193) primers. A. fumigatus-specific and Aspergillus genus-specific primers based
on the aspergillopepsin PEP gene (194) have been published. In addition, primers
based on an 18-KD immunoglobulin E-binding protein (195) specific to A. fumi-
gatus are available. In the latter study, the authors’ claim that their primers also
amplify A. restrictus DNA appear to be based on A. fumigatus isolates misi-
dentified under that name. (See discussion under A. restrictus above.) Their tech-
nique is highly specific to A. fumigatus, not amplifying even the closely related
Neosartorya fischeri. Recently a plate-hybridization technique (196) and a quan-
titative Light Cycler PCR protocol (197) specific for A. fumigatus have been
reported.
A. fumigatus is a predominantly or entirely clonal organism (198) that may
be biotyped using various molecular techniques (171). Patients with colonizing
infections may carry several genotypes, while patients with invasive aspergillosis
generally are infected by a single genotype (124).
Investigators carrying out epidemiological studies on A. fumigatus need to
keep certain ecological possibilities in mind that have not always been considered
in published studies.
1. Even in a small focus, A. fumigatus growing in a hospital or other envi-
ronment need not consist of a single genotype. It is very common for
conducive fungal habitats to support mosaics of multiple genotypes of
the same species. Therefore if a small sample size of environmental iso-
lates contains only genotypes different from the one found in an in-
fected patient, this does not mean the patient was not infected by a local
Ascomycetes 313
endocarditis by Opal et al. (200). Two case records from otomycosis by Yassin
et al. (95) are regarded as unsubstantiated for reasons mentioned above under A.
versicolor. A. clavatus is widely distributed in nature, especially in the tropics,
and is common in these areas on decaying foodstuffs, especially grains (122). It
is also common in settings connected with the brewing industry (111).
Description. Colonies are moderately fast-growing (30 to 45 mm in 7
days at 25°C), and are granular or deeply and evenly powdery with a dense felt
of long conidiophores. They are dull blue-green with a whitish margin. The re-
verse is uncolored to pale yellow-brown.
Conidiophores are mostly 500 to 1000 µm long, with phialides directly
attached (uniseriate) over the surface of dramatically elongated vesicles up to
250 µm long, and mostly 40 to 60 µm wide (Figs. 39 and 40). Stipes are smooth.
Conidia are ellipsoidal, smooth, and 3.0–4.5 ⫻ 2.5–4.5 µm.
and are most prominent ecologically in cooler areas, although they are by no
means absent in the tropics. The majority of species grow poorly or not at all at
37°C in vitro, and in keeping with this, are not reported from human and animal
disease. The prominent exception is Penicillium marneffei, which, like other ther-
mally dimorphic fungi probably adapted to infect animals as a means of perenna-
tion, has evolved a particulate assimilative phase specialized for growth and dis-
persal in host tissues and fluids. This particulate phase, analogously with that of
Coccidioides immitis, is ontogenetically unique in the fungal kingdom, despite
its superficial similarity to fission cells of Schizosaccharomyces, and indicates an
independent evolutionary path to thermally dimorphic facultative pathogenicity.
Penicillium is an amalgam of anamorphs corresponding to two prominent
teleomorphic genera, Eupenicillium and Talaromyces. These will be dealt with
separately. The Penicillium species in this chapter are presented in a conventional
arrangement according to their taxonomic subgenera and teleomorph affinities.
The arrangement can be seen at a glance in Table 5.
Penicillium
Teleomorph subgenus Species
1. Identification Techniques
Penicillium species are among the most difficult hyphomycetous fungi to identify
morphologically, and the means to identify most molecularly are at this writing
in a very preliminary state of development. Many species do, however, readily
yield to rationalization if the special growth conditions outlined by Pitt (87, 202)
are adhered to. The system involves a special inoculation pattern (three points,
one at the halfway point of each of three radii dividing the 85-mm plate into
three equal 120° sectors) and technique (mashing inoculum in a separately con-
tained small quantity of agar medium prior to use in order to adsorb dry conidia
into wet material and prevent the formation of satellite colonies on inoculated
plates), use of CYA, malt extract agar (MEA), and 25% glycerol nitrate agar
(G25N) at a standard 25°C, and CYA at 37° and 5°. All incubations are carried
out for 7 days, and then colony diameters are measured at 90° to the petri plate
radius across the original inoculation point, which is now the colony center. Some
members of Penicillium subgenus Penicillium may require additional inoculation
onto creatine sucrose agar (111), and especially for some atypical isolates may
require the preparation of mycotoxin profiles (111). None of the necessary media
or techniques is standard in biomedical laboratories, and apparently etiologically
significant Penicillium species are best sent for professional expert identification.
318 Summerbell
fied species. A detailed review is not appropriate here, but the scope of such
infections includes keratitis (28), onychomycosis (203, 204), localized pulmonary
infection (205, 206), duodenal colonization as a side effect of carbenoxolone and
cimetidine therapy (207), dialysis-related peritonitis (208, 209), and endocarditis
(210, 211). Two cases of nasal disease with turbinate invasion in dogs were well
confirmed (four more were partially evidenced) by Harvey et al. (212); a photo-
graph shows a fungus that could be Penicillium citrinum, P. chrysogenum, or a
close relative of either. Disseminating Penicillium invasive sinusitis in a cat has
also been established (213). There are a number of older papers linking—in some
cases—well-documented mycoses to penicillia identified with now untraceable
species concepts [e.g., a well-documented urinary bladder colonization linked in
1911 to a ‘‘penicillium glaucum or common mold’’ (sic)] (214) that produced
yellow exudate in culture (suggesting, in light of current knowledge, P. citrinum
or P. chrysogenum, the first of which has been explicitly reported from urinary
tract colonization). The present author has not attempted to mine all these papers
for currently relevant information.
Many of the reports of Penicillium sp. in opportunistic mycosis suffer from
the same epistemologic problems as reports with named species [e.g., lack of
confirmatory direct microscopy in otomycotic, sinus, pulmonary, and ocular (215)
infections and lack of compatible direct microscopy ⫹ confirmatory later re-
isolation in onychomycosis]. In any case, it is scarcely possible to correlate two
successive Penicillium isolations from nails when they have not been identified
to species, since the isolations may simply be of two different species. Also,
many Penicillium sp. reports lack published substantiation for the genus-level
identification. Penicillium sp. identifications without substantiation or with non-
specific characterization may well be token misidentifications of host-adapted A.
fumigatus or Paecilomyces variotii, or isolates of Aspergillus section Versicolores
with unusually high proportions of simplified, Penicillium-like phialides, espe-
cially on inappropriate media such as Sabouraud agar. For example, an uncharac-
terized ‘‘Penicillium sp.’’ from olecranon bursitis that was resistant to amphoteri-
cin B but susceptible to ketoconazole in vitro (216) would be strongly suspected
to be a polyene-resistant Hypocrealean Paecilomyces such as P. lilacinus. On
the other hand, a ‘‘Paecilomyces sp.’’ depicted by Leigheb et al. (217) from
a toe abscess (negative for direct microscopic signs of mycosis) is clearly an
etiologically insignificant Penicillium. It should be noted that P. lilacinus was
often called Penicillium lilacinus prior to the mid-1970s.
the genus. Although none of the cases appears to have been published (meaning
that insufficient detail is available to establish or refute etiology), the list of fungi
given may provide some indication of possible emerging opportunistic pathogens.
Most are members of P. subgenus Biverticillium and the related teleomorph genus
Talaromyces. Some of the records, such as a Penicillium piceum isolate listed
only as having ‘‘human nail’’ as a source, seem unlikely to be significant. All of
the isolations but two are from normally contaminated bodily materials, such as
respiratory secretions.
4. Eupenicillium F. Ludwig
Anamorphic Species in Penicillium Subgenus Aspergilloides Dierckx.
Penicillium {aff. Eupenicillium} citreonigrum Dierckx. This species
may be linked to the teleomorph Eupenicillium euglaucum, as proposed by Stolk
and Samson (219); however, the matter requires molecular clarification.
In 1929, Talice and Mackinnon (220) meticulously described a case of
repeated cultivation of a Penicillium species from clumps of mycelium expecto-
rated by a 58-year-old, tuberculosis-free pulmonary disease patient in Uruguay.
The species, described as Penicillium bertai n. sp., was synonymized with P. ci-
treonigrum by Pitt (202) on the basis of its detailed characterization, even though
a representative culture no longer exists. The case was diagnosed as bronchopul-
monary mycosis caused by the Penicillium, although fungus ball was not ex-
cluded. (No X rays were reported.) No similar cases have been reported since,
but since few Penicillium isolates from human disease are identified to the species
level, this absence of reports may not be significant. The description of a species
with bright orange-yellow soluble pigment is certainly incompatible with P. de-
cumbens, the only other member of P. subgenus Aspergilloides well linked to
human disease. The case isolate was described as growing weakly at 37°C, a
property compatible with some isolates of P. citreonigrum.
This species in nature is a soil and compost fungus.
Colonies on CYA grow 20 to 27 mm in 7 days. They are mostly velvety
in texture, often with some yellow mycelium and with greenish-grey conidiation.
The reverse is usually bright yellow, or occasionally yellow-brown, with typically
yellow-soluble pigment. Colonies are on MEA 22 to 26 mm, velutinous or floc-
cose, with whitish and/or yellowish mycelium and greenish-grey conidiation and
with pale to red-brown reverse, sometimes with yellow to brown soluble pigment.
G25N colonies are 11 to 14 mm in diameter. Growth occurs at 5°C but may only
be microscopically visible after 7 days. Growth at 37°C is nil or colonies up to
10 mm are formed.
Conidiophores often arise from aerial hyphae. The stipes are mostly 60 to
100 µm long, smooth-walled, and typically monoverticillate, but with a minority
with two or three metulae in some isolates, typically lacking an apical vesicle
322 Summerbell
(Fig. 41). The phialides are ampulliform and mostly 5 to 12 µm long. The conidia
are globose to subglobose, smooth or with finely roughened walls, and 1.8 to
2.8 µm.
The description of P. bertai was based on a purely monoverticillate isolate.
P. citreonigrum isolates with metulae are most readily distinguished from P.
citrinum by their significantly faster growth on MEA. The much more blue-tinted
conidial color of P. citrinum on CYA is also unmistakable for those who have
seen each species several times.
Penicillium {aff. Eupenicillium} decumbens Thom. A case of pulmo-
nary fungus ball caused solely by this Penicillium species in an otherwise healthy
Japanese farmer was elegantly demonstrated by Yoshida et al. (221). Confirma-
tory characters for the identification were not given, but a mycological reference
center was credited. P. decumbens has relatively few look-alikes that grow at
Ascomycetes 323
lium species that grows at 37°C in vitro, a distinction that may accord with its
occasional isolation from opportunistic infection.
echinulate conidia and rapid growth. The description is, however, entirely com-
patible with the expected organism from the infection in question, a host-adapted
A. fumigatus.
Anamorphic Species in Penicillium Subgenus Furcatum Pitt.
Penicillium {aff. Eupenicillium} citrinum Thom. A necrotizing P. citri-
num pulmonary mass in an immunocompromised lymphocytic leukemia patient
was thoroughly documented by Mori et al. (225). Another unidentified Penicil-
lium species not growing at 37°C was also cultured from the same lesion, but
may have been incidental. The case was also summarized in a later review of
human Penicillium infections (226). A neutropenic leukemia patient was well
demonstrated by Mok et al. (227) as having pulmonary and pericardial P. citrinum
infection. A report by Gilliam and Vest (228) exquisitely documenting a chronic
renal infection caused by P. citrinum in an otherwise healthy man gives no identi-
fication details, but credits an authoritative reference laboratory, the U.S. Depart-
ment of Agriculture Northern Regional Research Laboratory in Peoria (NRRL).
An influential paper by Jones et al. (229) about Fusarium keratitis incidentally
mentions a severe keratitis case attributed to P. citrinum, but gives no confirma-
tory clinical or identification information. The general quality of the paper and
the well-known mycological skill of one coauthor (G. Rebell) make the veracity
of this report highly probable, though not formally verifiable. A total of nine
corroborating cases of P. citrinum keratitis from Nigeria are well documented
etiologically and mycologically by Gugnani et al. (230, 231). A well-substanti-
ated case of continuous ambulatory peritoneal dialysis (CAPD)-related peritonitis
attributed to Penicillium sp. (232) includes a photo of a typical P. citrinum-like
penicillus. The accompanying description supports a likely identification of P.
citrinum, despite some anomalies (e.g., a statement that the typical ‘‘blue-green’’
Penicillium colony had conidia that under the microscope were ‘‘yellow-red’’—
not a spectrally possible color, except under the familiar name ‘‘orange’’). The
authors state that preserved slides were sent to mycologist M. R. McGinnis for
technical description. McGinnis, however, did not originate the expression
‘‘yellow-red’’ (personal communication, September 2000) and a transcription
error may be involved.
P. citrinum is an extremely common soil and vegetation decay organism.
Its principal mycotoxin, citrinin, is a nephrotoxin.
Colonies on CYA grow 25 to 30 mm in 7 days. They are densely velvety
to felt-like, blue-green. The reverse is yellow, yellow-brown, orange-brown, or
less commonly red-brown. Clear to pale yellow to reddish-brown exudate or
yellow-soluble pigment may be produced. Colonies on MEA are 14 to 18 mm,
powdery-granular, and characteristically blue-grey at the margin (but become
more greenish-grey centrally). G25N colonies are 13 to 18 mm in diameter.
Growth usually occurs at 37°C, but does not occur at 5°C.
326 Summerbell
It may be noted that the present case, unlike the Huang and Harris (236)
P. commune case discussed below, featured a contained pulmonary lesion rather
than a disseminated Penicillium infection. In such a case, it might seem logical
that an organism not growing at 37°C or fever temperatures but surviving at those
temperatures might be able to grow, at least in the more exposed parts of the
respiratory tract, during moments of inhalation when surface temperatures drop,
provided no molecules necessary for ongoing metabolism were rendered non-
functional by the temperature fluctuations. The most recent data and mathemati-
cal models indicate, however, that even though exhaled air is only 34.6°C, the
lungs have extensive heat recovery mechanisms so that the middle and lower
portions of the respiratory system remain close to 37°C (237). In the present case,
the author noted that ‘‘the fungi invaded blood vessels and bronchioles, forming
plugs.’’ Since pulmonary blood vessels are the primary respiratory heat source
(238) and are unlikely to drop below body temperature, this suggests that the
invader was in fact a thermotolerant organism, not P. brevicompactum. The stan-
dard of evidence must be raised for an allegation that a fungus not known to grow
at body temperature caused an infection. The gold standard would be professional
culture collection deposition to allow verification of the identity of the case iso-
late, plus differential immunohistochemistry or molecular study to certify the
same organism was present in the tissue. The case report as it stands is not ac-
cepted.
mycelia, but an admixture of penicilli arising as aerial side branches may need
to be distinguished from structures borne on rami as part of complex terverticillate
penicilli. This problem is exacerbated in heavily squashed slides. There are often
structures that could be interpreted either as an additional ramus arising one cell
lower on the stipe than the normal rami, or as an extra small biverticillate penicil-
lus diverging one cell beneath the classic terverticillate penicillus above. Stipes
are 200 to 300 (⫺500) µm long and smooth-walled. The phialides are ampulli-
form and 7 to 8 (⫺10) µm long, with a relatively wide and green-stained collula.
The conidia are ellipsoidal to subglobose, smooth-walled, and 2.5–4.0 ⫻ 2.5–
3.8 µm.
Typical isolates of this fungus are relatively easy to identify, particularly
when they show 37° growth. The bright yellow soluble pigment, dull turquoise
conidiation, rapid growth, and terverticillate penicilli with smooth stipes are dis-
tinctive. The greenish-tinted phialidic necks provide a subtle character that be-
Ascomycetes 333
comes increasingly useful with habituation. Oil droplets within stipes or adhering
to their surfaces must not be confused with roughening. Penicillium expansum,
which typically has orange-brown soluble pigment and exudate on CYA, must
be carefully distinguished in colonies that fail to grow at 37°C. Penicillium auran-
tiogriseum, another similar 37°-negative species, usually has finely roughened
stipes, but these may occasionally be smooth. Cultures may have clear or brown
exudate and/or brown soluble pigment.
Colonies of P. chrysogenum on MEA with closed but unsealed lids may
emit an aromatic odor sharply suggestive of pineapple. P. expansum smells of
apple, one of its characteristic substrates, while P. aurantiogriseum mixes the
pineapple odor of P. chrysogenum with a strong earthy-musty volatile.
long. The conidia are ellipsoidal to subglobose, smooth-walled, and 2.5 to 3.5 ⫻
2.0 to 2.5 µm.
Colonies on MEA with closed but unsealed lids may emit an aromatic odor
suggestive of mango.
lipsoidal to fusiform, smooth or finely roughened, and 2.2–4 ⫻ 2.0–2.5 µm. The
species grows well at 40°C.
Talaromyces thermophilus Stolk, Anamorph Penicillium dupontii Grif-
fon & Maublanc. This species was isolated from three cases of direct micro-
scopically verified bovine mycotic abortion by Knudtson and Kirkbride (81) and
identified at NRRL. In nature, the fungus is primarily a decomposer of compost-
ing materials.
There is no growth at 25°C. Colonies on CYA at 37° are 20 to 35 mm in
7 days. They are floccose or tufted, with whitish to pale pinkish-orange mycelium
producing greenish-grey areas of conidiation. The reverse is usually deep brown.
Colonies on MEA are 15 to 22 mm. The colors are as in CYA colonies except
paler or green on the reverse. G25N colonies are 1 to 3 mm. Growth does not
occur at 5°.
Ascomata are seldom formed except on sterile oat grains at 45°C (254).
340 Summerbell
They are cream colored, spherical, and 400 to 1300 µm in diameter, with a thick,
tightly interwoven, multilayered peridium. Asci are formed in chains. Ascospores
are ellipsoidal, with irregular ridges more or less longitudinally arranged on the
walls, 3.5–4.5 ⫻ 2.2–3.5 µm.
Conidiophores arise mainly from aerial hyphae (Fig. 52). They are biverti-
cillate, monoverticillate, or occasionally with a ramus, with stipes mostly 5 to
15 µm long and smooth. Phialides are acerose and 5 to 10 µm long. Conidia are
ellipsoidal, smooth or finely roughened, and 3–4 ⫻ 1.8–2.5 µm. Conspicuous chla-
mydospores are often present, often on short lateral stalks, and are 4.5 to 6.5 µm.
Anamorphic Species in Penicillium Subgenus Biverticillium.
Penicillium {aff. Talaromyces} marneffei Segr., Capp. & Sur. This spe-
cies is one of the six virulent, thermally dimorphic, systemic pathogens described
in medical mycology thus far (Figs. 53 and 54). The range of diseases it causes and
its overall presentation are roughly similar to histoplasmosis. It has, however, many
distinctive features, including a distinct endemic range extending eastward from
the Indian state of Manipur through mountainous areas of north Myanmar, the south
Chinese states of Sichuan, Yunnan, Guangxi, and Guangdong, and most notori-
ously, northern Thailand and adjacent areas of Laos and Vietnam. It also appears
Ascomycetes 341
Penicillium {aff. Talaromyces} piceum Raper & Fenn. This fungus was
reported without identification characters from two cases of mycotic abortion in
an omnibus overview of such infections by Austwick and Venn (260). The text
Ascomycetes 343
strongly implies but does not state outright that all cases had direct microscopi-
cally visible fungal filaments in the placenta, in fetal stomach contents, or in skin.
The pathognomonic significance of filaments in stomach contents, according to
the authors, had been confirmed in previous published and unpublished studies
of experimentally induced mycotic abortions. There is at least a small chance the
isolations were fortuitous, in that one case was ascribed to Polystictus (currently
Trametes) versicolor, a basidiomycetous wood-decay fungus with no pathogenic
record, and according to Austwick and Venn (260) themselves, not growing at
37°C in vitro.
A fungemia case involving P. piceum in an immunocompromised human
has been summarized (261); the case isolate is deposited as CBS 102383.
Colonies on CYA grow 15 to 25 mm in 7 days. They are velvety in texture.
The colonies are dull green in heavily conidial areas and show pale to straw-
yellow mycelial areas elsewhere. The reverse is red-brown or brown. Colonies
on MEA are 18 to 25 mm, often with clear to yellow exudate. The reverse is
yellow to orange. G25N colonies are 4 to 8 mm in diameter. Growth does not
occur at 5°, but usually exceeds 25 mm at 37°C.
Little is known about the organism’s habitat. Some isolates in collections
have come from animal tissues (e.g., the lung of a pig); however, collection rec-
ords lack etiologic indications.
Conidiophores are biverticillate, distinctively including an expanded, vesic-
ulate stipe apex (Fig. 55). Stipes are 15 to 22 µm long, smooth-walled, with
vesicle up to 6 µm in diameter. Phialides are acerose and 7 to 9 µm long. The
conidia are mostly broadly ellipsoidal to subglobose, smooth, and 3.0–3.5 ⫻
2.2–2.5 µm, with columns massing in conspicuously conelike clusters when
formed on relatively large conidiophores within the species’ size range.
C. Polypaecilum
1. Polypaecilum {aff. unknown} insolitum G. Smith
[Synonyms: Scopulariopsis divaricata Yamashita
(Invalidly Published)]
This unusual fungus has mainly been isolated from ears of patients with suspected
otomycosis (265, 266, 267, 268, 269). No case details were given in any of these
studies. More recently, a well-confirmed onychomycosis in an alcoholic patient
with dystrophic legs (a sequel of childhood poliomyelitis) and chronic dermato-
logical problems was shown to have P. insolitum as an apparent sole agent (270).
The identity of the fungus was confirmed by D. Minter at CABI, but the isolate
appears not to have been conserved there.
A fungus producing some similar, aberrant structures was isolated by
Coutelen et al. (271) from a well-confirmed pulmonary fungus ball and invalidly
published as Scopulariopsis insolita. No culture was preserved. In his species
description of P. insolitum, Smith (268) stated that the S. insolita isolate, which
he had not seen, was ‘‘identical’’ to P. insolitum. The isolate studied by Coutelen
et al. (271), which was extensively documented with illustrations, produced not
only the irregular polyphialidic structures apparently typical of P. insolitum, but
also numerous inflated structures suggesting aspergilla of the dysgonic, host-
adapted form of Aspergillus fumigatus. Such structures are not otherwise reported
in connection with P. insolitum. ‘‘S. insolita’’ grew rapidly at 37°C and had
compact, cerebriform colony morphology similar to that of atypical A. fumigatus.
An ad hoc investigation done for the present writing showed that the ex-type
isolate of P. insolitum, CBS 384.61, grows very slowly at 36°C and not at all at
40°C. Since dysgonic A. fumigatus forms various aberrant conidiogenous struc-
tures, and since pulmonary fungus ball is the source par excellence of such iso-
lates, the identity of Coutelen et al.’s isolate must be questioned. Smith (268)
described P. insolitum as producing annellides; however, Yamashita and Yama-
shita (269) and Piontelli et al. (270) published photographs revealing the apparent
annellations as a visual artifact of the conidiation process. Electron microscopy
done by Cole and Samson (272) and De Hoog et al. (69) leaves no doubt that
the conidiogenous cells of the ex-type are phialides. Smith also described the
fungus as grey-brown, in color, but Yamashita and Yamashita (269) showed that
on Sabouraud agar it became greenish, similar to their (regrettably unpreserved)
36 isolates from Japanese otomycosis. The nature of this fungus requires further
investigation. Regrettably, out of all the published isolates reported by various
authors, only the ex-type appears to be available for further studies.
Description. Colonies are 7.5 to 8.5 mm after 7 days at 25°C. They are
velvety and radially wrinkled to heaped, cerebriform, or cupulate. They are dirty
white to pale brownish-grey to pale grey-green, with the reverse beginning pale
348 Summerbell
olive and later becoming coffee brown to brownish-black, with yellow soluble
pigment. Conidiophores are erect and multiseptate with thin, smooth walls (Fig.
58). They are irregular in width, with occasional irregularly disposed branches,
and 6.6–47 ⫻ 2–4.2 µm. The main and side branches are terminated by a cluster
of 1 to 5, commonly 2, equal, short phialidic protuberances 2.8–9 (⫺13) ⫻ 1.2–
2.3 µm. The conidia in interconnected dry chains are ellipsoidal to subglobose,
nearly smooth, finely roughened or rugose, and 3.5–5 (⫺7.2) ⫻ 2.4–5 (⫺6) µm.
Chlamydospores are present. They are sometimes abundant, terminal or interca-
lary, thick-walled, smooth, globose to ellipsoidal or slightly curved, and 8–12 ⫻
6–11 µm. The rough, catenulate conidia with connectives indicate that this fungus
is likely of Eurotialean affinity.
several occasions (e.g., Refs. 6, 273). The discrepancies among the species are
particularly shown in their responses to antifungals (274, 275). The Eurotialean
P. variotii shows the usual susceptibility of members of its order to the polyenes
amphotericin B and natamycin/pimaricin (used in treating ocular infections),
while P. lilacinus shows the usual tendency of Hypocrealean fungi and their
derivatives to be resistant or poorly susceptible to this class of drugs. There are,
however, some commonalities that have made the name Paecilomyces as cur-
rently conceived useful; namely, a tendency for the species in this genus to be
relatively weak opportunists, most characteristically causing infections in the
presence of implanted avascular devices such as artificial heart valves and cor-
neas, Tenckhoff catheters, and shunts; a tendency for any invasion of tissue to
be localized rather than disseminated, except in connection with the most severe
neutropenia; a tendency for yeastlike elements, possibly actually conidia in most
cases, to be reported in histopathology in disseminated infections of apparently
immunocompetent dogs and cats; and a tendency for similar particulate elements
recently well verified as conidia (276) to be seen in histopathology of invaded
human tissues and bodily fluids. Also, the Paecilomyces species seen in medical
mycology share a tendency to associate ecologically with manufactured products,
especially creams, lotions, cosmetics, plastics, and diagnostic materials con-
taining antifungal inhibitors.
bility differences in this genus, a difference that has been widely written about
since the 1960s. Such reports, then, especially in publications, clearly signal sub-
optimal mycological awareness and must be treated with caution. Review litera-
ture should not accept such reports at face value. For example, a recent ‘‘lung
infection with paecilomyces [sic] species’’ in a child with chronic granulomatous
disease gives no mycological substantiation, nor are fungal elements in histopa-
thology mentioned for the biopsy sample that grew the organism (277). Although
such a report may be well based, it does not as published rule out: (1) growth
of a Paecilomyces species as a respiratory contaminant from a cultured biopsy
(P. variotii in particular is a common contaminant from respiratory sources) or
(2) the common misidentification of a Penicillium species occurring either as a
contaminant or as an etiologic agent. Close reading of a recent report on ‘‘dissem-
inated paecilomycosis’’ of a dog reveals isolation of a fungal colony described
as ‘‘dark green,’’ a color not found in any Paecilomyces species (except the
colony reverse of P. carneus, a species not known as a mammalian pathogen),
but common in Penicillium (278). Possibly the authors may be unconventionally
indicating the vivid olive-brown of P. variotii, which has caused similar cases.
Serum and bone marrow are stated to have tested positive for anti-Paecilomyces
immunoglobulin G in an exoantigen procedure, but as is common with such se-
roidentification reports, the authors do not state if the case isolate or a reference
isolate was used as the source of exoantigens. Use of the case isolate tends to
confirm that the isolate was etiologic, but does not confirm its identification. In
any case, since the genus Paecilomyces is heterogeneous, no single reference
isolate could legitimately be used to confirm or disconfirm genus identification
using such procedures.
As can be seen, the heterogeneity of the genus and the low reliability of
most genus-level reports make a compilation of diseases caused by Paecilomyces
sp. all but uninformative. The present author, therefore, has not attempted such
a compilation, and recommends that since there are now over 50 reports in the
literature based on identified Paecilomyces spp., these more informative reports
should be focused on as the best information sources about the pathogenicity of
these organisms.
F. oxysporum Macroconidia mostly four- Whitish to pale purple sur- ⫹ (or scarce) Phialides are monophialides,
to-five-septate; pointed; face; pale to deep pur- flask-shaped, (i.e., some-
microconidia in heads; el- plish or vinaceous re- what inflated and short),
lipsoidal to sausage- verse; cottony especially in aerial myce-
shaped lium; 8 to 14 µm long
F. proliferatum Macroconidia seldom seen; Whitish to pale purple sur- ⫺ Phialides are monophialides
pointed; three- to five- face; pale to deep pur- at first, then proliferate as
septate; microconidia in plish or vinaceous re- polyphialides, 11 to 32
long chains or in heads; verse; cottony µm long
club-shaped with truncate
bases
F. sacchari Macroconidia seldom seen; Whitish to pale purple sur- ⫺ Phialides are monophialides
pointed, three-septate; mi- face; pale to deep pur- at first, then proliferate as
croconidia in heads; ellip- plish or vinaceous re- polyphialides; 17 to 30
soidal, ovoid, or sausage- verse; cottony µm long
shaped
F. solani Macroconidia mostly 3 (-5), Whitish to medium brown ⫹ Phialides are monophialides,
septate; relatively broad or red-brown surface; distinctively long and
and blunt; microconidia pale to brown to red- thin, especially in aerial
in heads; ellipsoidal to brown or blue-greenish mycelium, 15 to 40 µm
nearly cylindrical or reverse; felty long
curved
F. verticillioides Macroconidia seldom seen; Whitish to pale purple sur- ⫺ Phialides are monophialides
pointed; three-to-five-sep- face; pale to deep pur- subulate (awl-shaped; i.e.,
tate; microconidia in long plish or vinaceous re- moderately long and ta-
chains (or in heads on in- verse; cottony pered), 11 to 32 µm
appropriate media); club-
Summerbell
grew P. variotii heavily in culture (291). No other fungus was grown. The etio-
logic status of P. variotii is thus strongly suggested, although additional isolation
attempts in order to elucidate a possible concomitant dermatophyte would be
ideal in such investigations. P. variotii onychomycosis was alleged by Contet-
Audonneau et al. (48), but the record is not accepted for the reasons mentioned
above in connection with Aspergillus glaucus.
The fungus is also one of the most common contaminants in medical isola-
tions, and is routinely seen from all nonsterile body sites as an insignificant
growth.
In nature P. variotii has been isolated from many types of warm soil and
plant litter (74). The fungus biodegrades many stored and preserved products,
such as foods, ‘‘optical lenses, leather, various chemical solutions, photographic
paper, synthetic rubber, creosoted wood, mouldy cigars and ink’’ (74). An affinity
for oils, cosmetic creams, and pharmaceutical emulsions has been noted (292).
The major mycotoxins produced by P. variotii are patulin and viriditoxin (111).
Description. Colonies are variable in growth rate, mostly fast-growing
(30 to 70 mm in 7 days at 25°C, most often ⬎45 mm), heavily powdery and
yellow-brown to olive-brown. The reverse is pale.
Conidiophores are mostly penicillate; that is, consisting of broomlike
branching structures with whorls of two to seven phialides on most branch tips.
The branches themselves may be solitary terminal or side branches, but are often
grouped in whorls (Fig. 59). Subterminal branches may appear in larger conidial
structures as a distinct whorl of Penicillium-like metulae. The apex of the branch
bearing these metulae in atypical isolates may become so swollen that conid-
ial measurement may be needed to completely rule out an atypical Aspergillus
terreus. [Compare relatively swollen structures depicted by Samson et al. (111,
p. 170)]. Occasional solitary phialides may be seen attached laterally on conidio-
phore branches, something that would be very unusual in Penicillium. Phialides
are mostly divergent, with a basal swelling and a prolonged, thin, tapered to
nearly parallel-sided neck (collula). They are 12 to 20 µm long. Conidia are borne
in interconnected, long, dry chains that tend to an unusually great extent to remain
intact even in squash microscopic mounts. They are smooth-walled, ellipsoidal
to fusiform (spindle-shaped), variable in size, and mostly 3.0–5.0 ⫻ 2.0–4.0 µm.
Chlamydospores are present in submerged mycelium. They are mostly subglo-
bose, with discernibly thick, brownish walls, solitary or in chains, and 4 to 8 µm
in diameter (Fig. 60). Most isolates grow well at 45°C and may grow up to 50°C.
The species should be distinguished from the much less commonly seen
Thermoascus crustaceus, which begins growth as its P. variotii-like Paecilo-
myces anamorph and then forms cleistothecia. It lacks chlamydospores. The pres-
ence of these structures can therefore be used to rule T. crustaceus out in examina-
tions of young P. variotii cultures. The converse should not be inferred (i.e.,
Ascomycetes 357
Phialides have a globose base and a thin, tapered neck (terminal phialides more
evenly tapered) 4 to 9 µm long. Conidia are smooth-walled, globose to subglo-
bose, and 2.5 to 3.2 µm in diameter. Chlamydospores are absent.
Despite the green conidial color of this species, which led to its inclusion
in this chapter subsection along with P. variotii, the verticillate conidiophores
and the affinity for reptilian disease suggest a closer biological affinity with P.
lilacinus.
III. HYPOCREALES
The best-known Hypocrealean fungi in the clinical laboratory are the Fusarium
and Acremonium species (Table 6). They are anamorphs of teleomorph genera
that are mainly only seen in agricultural, ecological, or biodiversity studies, such
as Gibberella, Nectria, and Bionectria. The order Hypocreales contains three
families that intersect with clinical mycology; namely the Hypocreaceae (com-
mon anamorph Trichoderma, teleomorph Hypocrea), the Nectriaceae (common
anamorphs Fusarium, Cylindrocarpon, teleomorphs Nectria, Gibberella), and the
family Bionectriaceae (common anamorphs Acremonium, teleomorph Emericel-
lopsis). Although typical Acremonia are Hypocrealean, a number of Acremonium
species are unrelated; for example, Acremonium alabamense is the anamorph of
a member of the genus Thielavia of the family Sordariaceae (296). For conve-
nience, and since the relationships of many Acremonium species are not yet well
known, all species known from human and animal disease will be treated in this
chapter.
Closely related to the Hypocreales is the family Clavicipitaceae, often
treated as the order Clavicipitales, within which the best-known genera are the
plant pathogen Claviceps and the insect pathogen Cordyceps. Phylogenetic stud-
ies have shown that this group appears to arise as an evolutionary offshoot within
the family Hypocreaceae, making the latter a heterogeneous evolutionary branch
(or to use the technical adjective from phylogenetic systematics, paraphyletic).
Taxonomists have not yet reached a consensus about whether or not they must
break up such a heterogeneous branch into small branchlets with new names, as
the core cladistic philosophy of Willi Hennig (297) argues; prominent evolution-
ists such as Ernst Mayr (298) and fungal taxonomists such as Seifert et al. (299)
have argued against this. Although a few miscellaneous Clavicipitalean anamor-
phic fungi such as Beauveria bassiana have proved to have some medical impor-
tance as marginal opportunists, the main intersection of this group with medi-
cal mycology appears to be Paecilomyces lilacinus and closely related species.
(Since this is not a book on toxic fungi, the famous toxic effects of Claviceps
purpurea, the ergot fungus, and of its artificially derivativized metabolite LSD
[lysergic acid diethylamide] will not be discussed, although they are certainly
360 Summerbell
considered medically important.) Since the first part of this chapter ended with
Eurotialean Paecilomyces, the next part will begin with the Hypocrealean/Clavi-
cipitalean Paecilomyces. Note that some Clavicipitalean genera, such as Beau-
veria and Engyodontium, are dealt with in Chap. 11 rather than in the current
chapter.
Hypocrealean and related medically important fungi have some common
factors making the above higher-level taxonomic information useful. Members
of this group of fungi have a strong tendency to be resistant to both polyene and
azole antifungal drugs, and have also shown resistance to many developmental
agents, such as echinocandins and pneumocandins (300, 301). Unlike most Euro-
tiales, in which conidiation is stimulated by emergence of the fungus through
the water–air interface, the conidiation of Hypocrealean fungi typically occurs
both in submersion and upon exposure to air. The present author and colleagues
pointed out in a 1988 review (302) that this explained the facility of isolating
these fungi from blood cultures in disseminated infections, a situation quite differ-
ent from that found in connection with aspergilloses. It concomitantly explains
the rapid seeding of these infections to numerous capillary beds, especially in
the skin, a process that gives rise to the widespread ecthyma gangrenosumlike
lesions that characterize disseminated Fusarium infections. Subsequently, several
studies by Wiley Schell, John Perfect, and collaborators have established that
this subaqueous conidiation may readily be seen in in vivo materials, potentially
allowing rapid identification of Hypocrealean infections by differential histopa-
thology (303–305). The pathologist may profitably learn to recognize the typical
phialides and conidia of these fungi in tissues and bodily fluids. Yeastlike states
composed of self-replicating phialoconidia may also uncommonly occur (303).
It should be noted that, as mentioned above, one Eurotialean fungus, P. variotii,
may also form copious phialoconidia in tissue (276). Another common feature
of many of the medically important Hypocrealean fungi is an ecological associa-
tion with growth in fluids and with dispersal in aqueous aerosols. Many, though
not all, of these fungi bear conidia in sticky heads. This makes them less likely
to produce opportunistic infection by contacting the lungs via dry, airborne dust,
but may make them more likely to produce opportunistic infection after exposure
via tap water, for example, or via contact lens cleaning fluid. An additional com-
monality that is noteworthy in veterinary mycology is that whereas Eurotialean
fungi, especially thermotolerant Aspergilli, are notoriously hazardous opportunis-
tic pathogens of birds, Hypocrealean fungi are notoriously hazardous opportunists
of reptiles. (See below.)
Since teleomorphs are rarely seen in connection with Hypocrealean species
in the medical laboratory, they are not discussed for most groups below, although
an exception is made for Neocosmospora vasinfecta, in which the teleomorph
does normally occur in cultures.
Ascomycetes 361
synnemata up to 3 cm long and 0.4 cm broad. They are septate, with a terminal
whorl of phialides as well as lateral structures that diverge at the septa and that
consist either of whorls of four to six phialides or of whorls of short side branches,
each bearing a terminal whorl of up to six phialides, or less commonly of single
side branches, single phialides, or mixed whorls containing both phialides and
side branches. Phialides are divergent. They are globose to ellipsoidal at the base,
but with a thin, tapered neck (collula). Overall they are 5.7–8 (⫺18) ⫻ 1–2 µm.
Very inflated phialides on synnemata may be up to 3.5 µm wide. Conidia are
borne in interconnected chains. They are smooth-walled, hyaline to pale pink, el-
lipsoidal to fusiform (spindle-shaped), variable in size, and mostly 3–4 ⫻ 1–2 µm
(taking into account slight variations occurring on different media).
As noted above, the inability of this fungus to grow above 30°C should be
confirmed when an identification is made.
as side branches also bearing whorls of phialides. In the most highly devel-
oped cases these structures may be arranged in compact, Penicillium-like heads
composed of a compact whorl of short metulae, sometimes with ramuslike side
branches below. In many isolates, however, more typical Paecilomyces structures
are more commonly seen, with conidiophores bearing several successive whorls
of phialides, short, phialide-bearing side branches, and mixtures of phialides and
short side branches. Less differentiated conidiophores that are thin and have
smooth walls may also be seen and may predominate in some isolates. These
conidiophores again tend to have successive whorls of phialides and/or side
branches, and may also bear single phialides at some septa. Phialides are diver-
gent or with a degree of compacted alignment reminiscent of Penicillium, ellip-
soidally to cylindrically inflated at the base but tapering to a thin neck (collula).
Overall they are 7.5–9 ⫻ 2.5–3 µm. Conidia are borne in interconnected chains.
They are smooth-walled or finely roughened, hyaline, pinkish-purple in mass, el-
lipsoidal to fusiform (spindle-shaped), and 2.5–3 ⫻ 2–2.2 µm. Chlamydospores
are absent.
366 Summerbell
fungal elements was well demonstrated, and the fungus identification was cred-
ited to CDC. Since this species does not grow at 37°C in vitro, however, and
since this report comes from a historical period in which the otherwise rather
similar P. lilacinus was not yet widely known in medical mycology, this identifi-
cation must be questioned. No characteristics of the isolate are mentioned by
Harris et al., and the isolate is not deposited in a culture collection with a publicly
accessible database.
This fungus is an insect pathogen and a parasite of mushrooms, especially
Hygrophoraceae, as well as a commonly isolated soil fungus.
Description. Colonies are 18 to 25 mm in 7 days. They are powdery or
floccose, occasionally with small synnemata to 1 cm long. They are white at first
but soon violet to dark vinaceous brown. The reverse is characteristically strongly
yellow, sometimes with yellow soluble pigment.
Conidiophores arise from aerial hyphae or from the substrate. They are
often erect, thin (circa 2.5 to 3 µm), smooth-walled, and 50 to 300 µm. They are
septate, with a terminal whorl of phialides, often also in longer conidiophores
with lateral structures that diverge at the septa and that consist of whorls of either
two to four phialides or short side branches, each bearing a terminal whorl of
368 Summerbell
B. Acremonium
This group of very simply structured anamorphic fungi is one of the most hetero-
geneous groups of organisms currently retained within a single genus. The phylo-
genetic affinities of many members of the genus remain unknown as of this writ-
ing, but major components of the genus appear to be in the orders Hypocreales,
Sordariales, and Microascales (296). The type species, A. alternatum, is in the
Hypocreales.
Most Acremonium species appear to be completely nonpathogenic, and
many of those with some opportunistic potential are of very low virulence. They
have a relatively strong tendency to cause limited infections even in severely immu-
nocompromised patients (304), in contrast to the many disseminated infections
attributed to related Fusarium species. Nonetheless, some serious infections do
arise. Drug responses may be variable, but many species appear highly resistant
to most antifungals, with amphotericin B being the most effective overall (327).
As noted above, poor antifungal response is common in Hypocrealean fungi. In
vitro–in vivo correlation studies have not been done, and there are several ac-
counts of successful treatment of A. falciforme with itraconazole (see below) even
though its in vitro minimum inhibitory concentration (MIC) has been measured
as 32 µg/ml (i.e., is highly resistant) (69).
2. Identification
The distinction of Acremonium species from other fungi is considered in detail
by Gams (334, 335).
Acremonium species may be readily identified morphologically by their
relatively long, narrow phialides (often remarkably long and narrow), which are
370 Summerbell
formed singly or in very simple branching structures, and which bear small,
mostly unicellular (often bicellular in A. falciforme) conidia either in sticky heads
or less commonly in chains. Hyphae are notably thin, usually under 2.5 µm, and
hyphae over 4 µm in diameter are generally not found. In Fusarium, hyphae are
generally relatively broad and diameters over 2.5 µm are common. The colonial
growth rate of Acremonium species is generally under 35 mm in 7 days at 25°C
(often under 20 mm), whereas Fusarium species that could potentially be con-
fused generally grow over 50 mm in 7 days, and in most cases exceed 60 mm.
Verticillium species may be superficially Acremonium-like. The more com-
plex species have phialides mostly in verticils; that is, in radiating structures
arranged like the spokes of a wheel or the supports of a wind-inverted umbrella.
Frequently, tall conidiophores may be seen with successive layers of such verti-
cils, reminiscent of the branching pattern of a spruce or of an ornamental Norfolk
pine. In the more simply structured Verticillium subgenus Prostrata, now divided
into several genera, phialides tend to be narrow and solitary as in Acremo-
nium, but colonies are compact, cushionlike, and deeply, densely woolly. By
contrast, Acremonium colonies are generally flat to very thinly cottony. Verti-
cillium species may sometimes have characters seldom or never found in Acre-
monium, such as crescent-shaped conidia or stalked, often dark-pigmented,
multicelled, irregularly rounded chlamydospores (dictyochlamydospores), some-
what reminiscent of Epicoccum conidia in shape and associated with substrate
mycelium.
Sagenomella species, which are not uncommon as laboratory contaminants,
were distinguished from Acremonium by Gams (335) because they formed inter-
connected chains of conidia (conidial chains connecting adjacent conidia with
small bridges of cell wall material) in the manner of Paecilomyces rather than
unconnected chains, as may be seen in some Acremonium and Fusarium species.
Some Sagenomella species have teleomorphs in Sagenoma, indicating biological
relationship with the order Eurotiales, not Hypocreales.
Some Acremonium sequences possibly facilitating identification of some
medically important species have been deposited, and ribosomal restriction frag-
ment patterns are given for representative isolates of some species by De Hoog
et al. (69). No species, however, has yet been studied molecularly in detail.
tions were negative for invasive fungal elements. The lesions resembled syphilitic
ulcers (341). Bloch and Vischer, however, felt that syphilis had been ruled out
by a negative Wasserman test.
The habitat of this species is unknown; most isolations have been from
medical or veterinary specimens.
Description. Colonies grow 7 to 8.5 mm in 7 days. They are moist, with
appressed to tufted aerial mycelium, which are often in ropy bundles, becoming
powdery with heavy conidiation on certain sporulation media, such as oatmeal
agar. They are usually whitish on both the surface and reverse, whether grown
in light or darkness.
Conidiophores consist mainly of solitary phialides (Fig. 65). Phialides are
spinelike, tapering, and 8–20 (⫺25) ⫻ 1–1.6 (basal width) µm. Conidia are borne
in long chains or slimy heads. They are smooth-walled, hyaline, subglobose with
slightly pointed base, and 2.9–3.3 ⫻ 1.9–2.4 µm. Chlamydospores are not formed.
ity of the well-known opportunist Acremonium recifei makes such a record prob-
lematical. It is not accepted here.
described, and are not otherwise differentiated. Conidia are borne in slimy heads.
They are smooth-walled, hyaline, and aseptate or with a single septum (rarely
two- or three-septate). They are usually broadly sausage-shaped to broadly cres-
cent-shaped with a rounded apex and a slightly tapered base terminating in a flat,
broad detachment scar, mostly 7.8–10 ⫻ 2.7–3.3 µm. An isolate from Vanuatu
depicted by McCormack et al. (343) has mostly two-celled conidia with hooked
and bluntly pointed, Fusarium-like apices, in contrast to the more rounded apices
depicted and described by Gams (334). Some similar conidia are also depicted
by De Hoog et al. (69). Chlamydospores are numerous, some intercalary but
mostly terminal on short side branches. They are often in chains. They are
rounded, brownish at maturity, smooth, thick-walled, and 5 to 10 µm long.
This fungus may appear Fusarium-like in culture, particularly in its forma-
tion of two-celled, curved conidia and purple colony colors, but was excluded
from this genus by Gams (334) on the basis of its slow growth rate and the broad
attachment of conidia to the conidiophore.
(352). The isolate was sent to Acremonium authority W. Gams of CBS, who
commented that it was ‘‘reminiscent’’ of A. hyalinulum (miscopied as hyalinum
by the authors), but differed from the typical isolates by forming conidia in heads
instead of chains, by having shorter phialides, and by growing well at 37°C. It
also produced dark green pigment on Sabouraud agar, something not done by A.
hyalinulum. The authors did not comment on whether polyphialides, a distinctive
feature ordinarily found in A. hyalinulum, were produced.
The organism described clearly requires further investigation and cannot
be ascribed to A. hyalinulum. Regrettably, the isolate no longer exists at CBS.
from stool. Mycotic esophagitis causing stenosis was described from an otherwise
healthy 11-year-old boy by Simon et al. (354); the identity of A. kiliense was
well established. Two cases of CAPD-related peritonitis were reported by Lopes
et al. (355) from Brazilian patients. The published descriptions and photo of the
isolates are nonspecific, not ruling out A. strictum.
A case of cranial osteomyelitis subsequent to automobile accident trauma
was attributed to A. kiliense by Brabender et al. (356). The main affected area,
a forehead wound, grew only Staphylococcus aureus on culture; however, A.
kiliense was cultured from three of four subgaleal abscesses remote from the
wound. Several direct microscopic and histopathologic examinations disclosed
no trace of micro-organisms in any of the samples taken. The patient responded
to combined antifungal and antibacterial therapy plus surgery. No diagnostic
characters were mentioned for the isolates, but a commercial reference center
was credited with identification. Despite impeccable investigation of the case
etiology on the part of the attending physicians, this case must still be considered
suggestive rather than definitively demonstrated.
A. kiliense was definitively implicated in a fatal case involving a prosthetic
heart valve vegetation that embolized and gave rise to a brain abscess in an im-
munocompetent patient (357). The isolate’s identification was confirmed by L.
Ajello of CDC and a consistent photograph was published.
A dramatic outbreak of postsurgical endophthalmitis caused by A. kiliense
was traced by CDC investigators to a building’s air system humidifier in an ambu-
latory center for cataract surgery (358, 359). Patients contracting the infection
were operated on early in the day shortly after the air-handling system had been
turned on. One apparently cured case from this outbreak recrudesced later as
keratitis (360). An earlier case of endophthalmitis secondary to cataract surgery
yielded cultures of a fungus identified as Hyalopus bogolepofii (Vuill.) Simões
Barbosa (361). The relatively detailed description appears to be consistent with
A. kiliense, the fungus most commonly called by this now disused name, despite
a crude line drawing that appears to misrepresent the described and photographed
long-ellipsoidal conidia as falcate. A recent case of keratitis progressing to en-
dophthalmitis was attributed to a fungus cited as a ‘‘probable A. kiliense’’ by
Wang et al. (362). No identification characters were given. Canine keratoconjunc-
tivitis caused by A. kiliense was well demonstrated by Mendoza et al. (363). The
causal isolate is in ATCC. A well-demonstrated case of keratitis connected to
contact lens invasion was described by Lund et al. (364), but the fungus depicted
has broadly ovoidal conidia inconsistent with A. kiliense. It may be A. potronii.
Though not depicted, chlamydospores are mentioned in descriptive notes; how-
ever, some A. potronii isolates may have hyphal swellings, as mentioned in the
description below.
An anomalous case of scalp kerion yielding only A. kiliense was described
by Lopes et al. (365). Direct microscopy showed relatively thin (2 to 4 µm)
378 Summerbell
Other media have not been extensively investigated to determine if these struc-
tures are reliably produced.
descriptive drawings of A. potronii. Kinnas’s text indicates that they are intended
only to illustrate the genus Acremonium, not A. potronii per se. Some later authors
interpreted this paper as an A. potronii record.
Description. Colonies grow 2 to 5 mm in 7 days. They are typically al-
most smooth to slightly granular, usually pale, but may be pale salmon if exposed
to light during growth. The reverse is concolorous with the surface.
Conidiophores consist mainly of solitary phialides, occasionally arising
from small ropy hyphal bundles (Fig. 69). Phialides are spinelike, tapering, often
gently curving, and mostly (7⫺) 11–27 ⫻ 1–2 (basal width) µm. Conidia are
borne in slimy heads. They are smooth-walled, hyaline, mostly obovate (egg-
shaped, with thick end formed first), and 2.1–4 (⫺5) ⫻ 1.3–2.5 (⫺3) µm.
Chlamydospores are not formed; one nail isolate in CBS evinces irregular hyphal
swellings (334).
cetoma was reported by Zaitz et al. (381); however, this Brazilian case concerned
a hand dorsum injured only 3 months prior to diagnosis, so it may well have
been an infection that would develop into mycetoma if left untreated. Oral itra-
conazole was effective therapy; no debridement was done. A man in the Nether-
lands with an eye injury caused by a fragment of coconut shell developed well-
confirmed A. recifei keratitis (382). A patient with fungemia and respiratory infec-
tion after autologous bone marrow transplantation in a multiple myeloma grew
multiple cultures identified as A. recifei (383). Direct microscopy of respiratory
material was positive for consistent filaments. The fungus was identified by my-
cologist C. de Bièvre, and a consistent description was published. Photographs,
however, showed adelophialides, a structure not mentioned by Gams (334) in
his description of this species, but possibly occurring under some conditions.
The fungus in nature grows on decaying parts of tropical plants and has
been isolated several times from decaying coconut and brazil nut shells (334).
Description. Colonies grow 8.5 to 21 mm in 7 days. They are typically
dusty-looking, thinly felted, or—especially in fresh isolates—sometimes rag-
gedly tufted, but also commonly smooth and wet-looking. They are whitish to
yellow-greenish if kept in darkness, but pale pink if exposed to light during
384 Summerbell
growth. The reverse is the same as the surface color on most media, but ochre-
brown on Sabouraud.
Conidiophores arise directly from the substrate or from bundled aerial my-
celium and consist of solitary phialides or, predominantly, of short side branches
bearing up to 1 to 3 (or occasionally more) phialides (Fig. 70). Phialides are
acicular, and tapering in outline, often gently curving or undulate. They are
mostly 15–55 ⫻ 1.7–2.5 (basal width) µm. Conidia are borne in slimy heads.
They are smooth-walled, hyaline, strongly curving, and sausage- or cashew-
shaped with an apiculate base and sometimes with a thickened apical end, 4–6
(⫺7.5) ⫻ 1.3–2 µm. Chlamydospores may be formed in small quantities in older
cultures, and are thin-walled and 3.5 µm in diameter.
1–2 µm. Conidia formed from submerged adelophialides may be curved. Chlam-
ydospores are not formed.
C. Cylindrocarpon
The genus Cylindrocarpon consists mainly of fungi related to the teleomorph
genus Neonectria, and is thus closely related to some Fusarium species, such
as F. solani. Most human infections, however, are ascribed to Cylindrocarpon
lichenicola, a species without a known teleomorph. The genus as a whole is
primarily associated with plant pathogenesis. There is a smattering of reports
giving genus-level identifications of Cylindrocarpon strains from human (393)
and animal (394, 395) keratitis, including one human case of keratitis progressing
to endophthalmitis (30), but the majority of reported cases are for identified spe-
cies, as noted below.
388 Summerbell
1. Identification
The distinction of Cylindrocarpon from Fusarium is mainly on the basis of mac-
roconidial shape; Cylindrocarpon macroconidia lack the distinctive (although
sometimes subtle) foot cell possessed by Fusarium macroconidia, and also have
a rounded apical end, unlike the pointed apices seen in most Fusarium species.
Also, the elongate, cylindrical phialides that are restricted to F. solani and related
members of Fusarium subgenus Martiella (see also F. coeruleum below) in Fu-
sarium are the norm in Cylindrocarpon. Cylindrocarpon destructans may be es-
pecially likely to cause confusion with F. solani (See the discussion under the
former name.) Cylindrocarpon species should be grown for identification on fun-
gal sporulation media such as PDA, oatmeal agar, modified Leonian’s agar, or
pablum cereal agar (396).
curved, with a rounded apex and rounded to slightly truncate base. They are
mostly 1 to 3-septate, sometimes composed of cells of markedly unequal length,
and 20–40 (-50) ⫻ 5–6.5 (-7.5 µm). Microconidia intergrade in size and shape
with macroconidia. They are long-ovoid to long-elliptical and sometimes slightly
curved, with no or one septa. Aseptate conidia are 6–14 ⫻ 3–4.5 µm. Chlamydo-
spores are abundant, terminal or intercalary, solitary, in chains, or in clusters.
They are pale and smooth, becoming brownish and sometimes warted at maturity.
They are more or less rounded and 8 to 16 µm long. The teleomorph is found
only on infected plants and is not described here.
This fungus bears a slight resemblance to F. solani, but grows much more
slowly. Its macroconidia lack the asymmetrical basal foot cell that F. solani mac-
roconidia have. In the C. destructans, microconidia are mostly under 10 µm long
(some larger ones occur), while F. solani has microconidia mostly over 10 µm,
with some smaller ones also seen.
The notion of a C. lichenicola from athlete’s foot in the James et al. (409)
study was supported by the citation of a case report by Lamey et al. (410), in
which an unidentified Cylindrocarpon was reported from intertrigo involving all
the toe webs of a male Beninese patient examined in France. In this case, a fungus
disclosed by its photograph and description as compatible with C. lichenicola
was isolated repeatedly and consistently over a 2-month period from scrapings
that were positive in direct examination for compatible fungal filaments. No der-
matophyte was isolated in four or more consecutive attempts, all positive for the
Cylindrocarpon. The case appears comparable to intertrigo cases involving Afri-
can patients discussed under Fusarium solani and F. oxysporum below. The rea-
son this emerging pattern of hypocrealean intertrigo in otherwise healthy patients
appears mainly to affect Africans may be at least partially adumbrated by the case
report of Comparot et al. in 1995 (411), discussed below under F. oxysporum, in
which a possible connection to foot washing multiple times per day for religious
reasons is mentioned. (This in itself could not be a sufficient cause, since this
religious practice is carried out worldwide, but may combine with other factors
such as use of contaminated water.) The probability that a case of typical athlete’s
foot seen in a non-African patient could be caused by a hypocrealean fungus
appears to be extremely small. With regard to the Lamey et al. (410) case report,
it should be noted that the conidial measurements given for the fungus seen are
compatible with C. lichenicola in length (20 to 30 µm), but are too narrow in
width (3 to 4 µm). The measurements given, however, conflict with the paper’s
Fig. 3; according to the measurements, conidia should have a length–width
(l/w) ratio of (5-) 6.6–7.5 (-10), whereas the mature conidia shown in the
photo, measured with a ruler, have l/w ratios of around 3.5. A conidium 20 µm
long at this ratio would have a width of 5.7 µm, while one 30 µm long would
be 8.5 µm wide. If the published lengths are correct, therefore, the conidia are
within the width range of C. lichenicola or even slightly too wide, rather than
too narrow. It appears that the conidial measurements given by Lamey et al.
(410) could not possibly have been accurate and therefore do not contradict the
probability that C. lichenicola was involved in this case. Alternatively, the photo
may be completely unrepresentative of the isolate seen; in fact, however, it ap-
pears typical of this most common Cylindrocarpon from human disease.
D. Fusarium
The anamorph genus Fusarium contains the asexual states of numerous ascomy-
cetous fungi in the genera Gibberella, Nectria, and Cosmospora, as well as re-
lated purely anamorphic species for which no teleomorph is known. At the pres-
ent moment, a few phylogenetically outlying but morphologically similar
organisms, such as Fusarium dimerum, remain in the genus. Teleomorphs of this
group are not seen in the clinical laboratory and are not described here.
Ascomycetes 395
and soft tissue infections are uncommonly but repeatedly seen. Several related
cases are contrasted by Guarro and Gené (412).
As with most fungi causing disseminated infections in immunosuppressed
patients, opportunistic Fusarium species may also be isolated from highly vulner-
able sites in immunocompetent patients with major barrier breaks, giving rise to
cases of catheter-related peritonitis, endocarditis, keratitis, exogenous endoph-
thalmitis, and trauma-related osteomyelitis and septic arthritis (412, 415). With
regard to ocular infections, there is a noteworthy tendency for F. solani (see
below) to be the predominant organism involved as well as the most aggressive,
but the other major opportunistic fusaria may also cause these infections (229,
393, 420).
Even though disseminated Fusarium infection may not infrequently begin
as sinusitis, members of this genus appear to have little involvement in allergic
fungal sinusitis of otherwise healthy individuals (421). Likewise there appear to
be few or no well-substantiated records from etiologically similar colonizations
of surfaces exposed to air within immunocompetent patients, such as otomycosis,
allergic bronchopulmonary mycosis, and pulmonary fungus ball.
Fusarium species have long been known to cause onychomycosis, particu-
larly of the superficial white variety (49). Here F. oxysporum appears to be the
main agent involved, but other major opportunistic fusaria are also seen in this
role.
One underpublicized but frequently encountered aspect of opportunistic
fusarial biology is the tendency of these fungi to grow saprobically on wound
and ulcer surfaces, as well as on suppurating intertriginous fissures (422, 423).
Such growths are heavily positive for fungal filaments in direct microscopy, but
detailed analysis shows that generally no tissue penetration occurs in immuno-
competent hosts. Exceptions are discussed under F. oxysporum and F. solani
below. Burn patients also may experience superficial Fusarium growth, which
may then progress to life-threatening systemic infection (424, 425).
In mammals other than humans, Fusarium species may cause keratitis
(426), especially in horses (395). Infections of reptiles and amphibians are occa-
sionally encountered (see individual Fusarium species discussions below), and
occasional skin infections, often not well confirmed, have been reported from a
variety of mostly aquatic mammals (426). Infections of arthropods and of bird and
reptile eggs are not discussed in this chapter. The complex topic of mycotoxicoses
caused in humans and animals ingesting food colonized by Fusarium species is
also beyond the scope of this chapter.
sibling speciation that has been disclosed within this genus (e.g., the existence
of at least 26 entities within the morphospecies F. solani that would be considered
distinct species using a DNA-based phylogenetic species concept) (427), with
more such entities undoubtedly still uncharacterized. Generic-level identification
is therefore still common in case reports. Since the major opportunistic fusaria
so far have not been shown to have strong clinical differentiation in terms of
their involvement in serious systemic infection or in their responses to therapy,
generic identification is not as problematical as it is in the more heterogeneous
Paecilomyces and Acremonium. The information in the reports that lack species
identification is essentially summarized in Sec. 1 above. Species identification is
still recommended in this genus, however, so that emerging patterns of species-
specific behavior can be revealed, particularly in connection with novel infections
or therapies. F. solani in particular is not especially closely related to the other
major opportunistic fusaria, and is easily distinguished by its elongate microconi-
dial phialides.
3. Identification
For practical purposes in the clinical laboratory, correct genus-level identification
of Fusarium species is the most critically important action to enable correct treat-
ment and infection control. Although antifungal susceptibility testing is indicated
for each Fusarium-like isolate causing a confirmed systemic infection, genus-
level identification as Fusarium suggests that itraconazole and other azole drugs
more directed at Aspergillus or Candida infections may need to be replaced or
supplemented with amphotericin B.
When Fusarium forms characteristic elongate, canoe-shaped macroconidia
rapidly, genus-level identification can be extremely straightforward. The labora-
torian need only be aware that Cylindrocarpon species may have somewhat simi-
lar macroconidia. The macroconidia of this genus, however, differ by being either
straight or sausage-shaped, with rounded apices. The distinctive bootlike pedicel
that is found at the base of most Fusarium macroconidia is not present. The
toelike part of this structure serves in most Fusarium species to stabilize forming
macroconidia against the side of the phialide apex so that they do not break off
due to shear stress while still immature. Only a few species, such as F. incarna-
tum, are adapted to form macroconidia in ways that do not involve such stabiliza-
tion structures. The Fusarium solani complex has perhaps the most Cylindrocar-
pon-like macroconidia, yet these conidia do have a small but perceptible
pedicellate structure. Also, in any comparisons with most similar-looking organ-
isms, the elongate phialides of F. solani are distinctive.
In heavily microconidial Fusarium species such as F. proliferatum, in
which macroconidia may form belatedly or only after special stimulation, the
isolates may need to be distinguished from Acremonium species. With experience
398 Summerbell
this is normally done at a glance. The underlying characters permitting this are
the much faster growth rate of Fusarium species, and in most species, the much
greater amount of floccose aerial mycelium produced. As mentioned previously,
the colonial growth rate of Acremonium species is generally under 35 mm in 7
days at 25°C, often under 20 mm, whereas Fusarium species generally grow over
50 mm in 7 days, and in most cases exceed 60 mm. Many Fusarium species,
including members of subgenera Liseola (e.g., F. proliferatum, F. verticillioides)
most likely to be purely microconidial in early growth, are notably floccose.
Among the medically important fusaria in general, only F. dimerum, which nor-
mally forms copious pointed two-celled macroconidia, is relatively flat, slimy,
and Acremonium-like. (It grows significantly more quickly than an Acremonium
in any case.) Note, however, that heavily bacterially contaminated Fusarium cul-
tures of all kinds may be flat, slimy, and intensely pigmented, probably in part
because mycolytic bacteria have digested most of the aerial hyphae. These bacte-
ria may be antibiotic-resistant pseudomonads, not eliminated simply by culturing
to antibiotic media. Microscopically, Fusarium has hyphae that are generally
relatively broad with diameters mostly over 2.5 µm. Acremonium species have
thin filaments mostly below 2.5 µm in diameter.
Means of rapid molecular identification of Fusarium species have recently
appeared. Hue et al. (428) identified a ribosomal primer pair that selectively am-
plified DNA from Fusarium species with affinities to the teleomorph genera Gib-
berella and Nectria, including F. oxysporum, F. solani, and Fusarium subgenus
Liseola (e.g., F. proliferatum, F. verticillioides), in addition to related nectri-
aceous species such as Fusarium dimerum and Neocosmospora vasinfecta. A
Monographella nivalis (referred to by former name Fusarium nivale) isolate
giving a positive response appears to have been misidentified, since the real M.
nivalis (see section on this fungus below) is much more distantly related to Fu-
sarium species than are many of the isolates that gave negative reactions with
the primers of Hue et al. The sole Acremonium species tested, A. strictum, was
not amplified. Given the taxonomic heterogeneity of Acremonium species and
their dispersion throughout the Hypocreales and several related orders (296), it
seems likely that at least some species of this genus would probably cross-react
with any probes reacting to all Fusarium species. Whether medically important
species would be included is difficult to predict. Fusarium, like Acremonium, is
by no means monophyletic as currently defined. It may be argued that phyloge-
netic clade identification is more predictive than current anamorph genus identi-
fication in any case.
Hue et al. (428) also identified a primer pair apparently specific to the
intersection of the phylogenetically related Fusarium subgenus Elegans and F.
subgenus Liseola clades, as delimited by O’Donnell et al. (429), as well as to
the more distant F. subgenus Martiella (e.g., F. solani). Not enough species or
isolates were tested to advance this result beyond the preliminary stage, however.
Ascomycetes 399
A more specific but clearly more specialized rapid 28S ribosomal sequence
identification technique for six medically important Fusarium species was de-
scribed by Hennequin et al. (430). Since most of the ‘‘species’’ tested are in fact
species complexes that were by no means fully explored in this study, it must
be considered very preliminary, although more widely applicable in principle.
A number of papers have recently appeared on detection and identification
of Fusarium from infected eyes using polymerase chain reaction in combination
with panfungal 18S rDNA (431) or cutinase (432) primers. The studies are again
in a preliminary stage, neither dealing with taxonomic diversity in the species
tested nor with the problem of false positives derived from airborne contamina-
tion. They nonetheless show considerable promise.
Presumptive genus-level recognition of Fusarium elements in histopathol-
ogy, and possible differentiation from Aspergillus elements in some cases by
means of detecting in vivo phialide and conidium formation, is admirably summa-
rized by Liu et al. (276). Still clearer genus-specific histopathology using cross-
adsorbed fluorescent antibody reagents was developed by Kaufman et al. (433)
to distinguish Fusarium from Aspergillus and Pseudallescheria in fixed tissue
specimens. Due to close antigenic similarity, Fusarium filaments could not be
distinguished from those of another hypocrealean fungus tested, Paecilomyces
lilacinus, and even distinction from the Microascalean Pseudallescheria boydii
required the use of two reagents. Microascales are relatively closely related to
Hypocreales phylogenetically (296).
Morphological species identification in Fusarium may be relatively easy
or very difficult, depending on the species involved and on the attention paid to
newly recognized phylogenetic sibling species. The most important character by
far in most medically important species is the shape of the phialides producing
microconidia. It is important to distinguish monophialides, which have only a
single apical opening, from polyphialides, which begin as a monophialide but
rapidly grow extra toothlike extensions that give rise to additional clumps or
chains of microconidia. In some species, such as F. chlamydosporum, that rarely
cause human or animal disease, such proliferating extensions may each give rise
to only a single conidium. The phialides showing this pattern are called ‘‘poly-
blastic phialides,’’ and the resulting conidia, whether micro- or macro- in mor-
phology, are referred to by some authors as ‘‘blastoconidia’’ or ‘‘mesoconidia.’’
(See text below for F. chlamydosporum and F. incarnatum.)
The next most important character in species identification is to observe
whether any microconidia that form do so in sticky heads or chains. Chain forma-
tion is not reliable on most common medical mycology laboratory media, which
are too rich (434). F. verticillioides may form chains on PDA, but in at least
some isolates of this species as well as many isolates of F. proliferatum, the use
of special Fusarium media such as synthetic nutrient agar (435) or carnation leaf
agar (436) may be required. As mentioned below, the present author has had
400 Summerbell
good preliminary results using modified Leonian’s agar (396). The best way to
detect chains is to examine plates dry under the 10⫻ compound microscope lens,
or to use a dissecting microscope at its highest available magnification. The long
and robust chains of F. verticillioides are especially conspicuous. In the absence
of actual chain formation, the species potentially forming these structures all form
radially symmetrical microconidia with a flattened base, suitable for balancing
in chains. The conidia may be club-shaped, pyriform (pear-shaped), or napiform
(turnip-shaped) in all cases with the truncate base just mentioned.
An intuitively appealing but much more difficult character to use in identi-
fication is the shape of macroconidia. This is relatively straightforward in ususual
species such as F. dimerum, but otherwise can be very difficult to apply without
extensive experience. The common medically important species with the most
distinctive macroconidia is F. solani (i.e., from the phylogenetic point of view,
the F. solani species complex). In many isolates, these conidia may be distinc-
tively thick and blunt-ended, ruling out all such species as F. oxysporum with
more sharply pointed macroconidia. There are, however, F. solani isolates with
relatively pointed macroconidia. [See the range of shapes drawn by Gerlach and
Nirenberg (437)]. Phialide shape is far superior for making the distinction among
the less obviously distinguished members of these two species.
Also useful but relatively difficult to use is colony pigmentation. Many
Fusarium species have characteristic colors, at least in uncontaminated isolates
growing on PDA. Many begin as pale colonies, and F. oxysporum, F. solani, F.
verticillioides, and F. proliferatum may remain quite pale in some isolates. As
a multimembered species complex, F. solani is especially variable. The chestnut
red-brown colors that form in some of its subtypes need to be distinguished from
the vinaceous (red-wine-colored) and violaceous (purplish) colors that are charac-
teristic of F. oxysporum and members of F. subgenus Liseola, as well as the
carmine (vivid lipstick red) pigments that form in F. chlamydosporum and a
variety of Fusarium species not known from human infection. It cannot be over-
stressed that these characters are highly variable when different growth media
are used and as is frequently true in the identification of non-Onygenalean molds,
Sabouraud agar is particularly unsuitable. The media and conditions specified in
descriptive literature must be used to obtain interpretable results and make correct
identifications. Note that many Fusarium species undergo a dermatophyte-like
cultural degeneration, and isolates should if possible be identified before such
processes can begin. Persons organizing quality control surveys must ensure that
Fusarium isolates sent out to participants are still in a representative natural con-
dition.
Distinction of most common Fusarium species at the biomedically useful
level in which some closely related species complexes are lumped as single spe-
cies (e.g., F. solani) may be accomplished using the monograph of Nelson et al.
(438). Distinction of common medically important species at this level may be
Ascomycetes 401
Segal et al. (447). They differ from the conidia ordinarily formed on fusarial
polyphialides (as seen in F. proliferatum, e.g.) not just in their size but also
in their ontogeny; only a single conidium is formed per fertile denticle, not a
multiconidial cluster or chain. Mature polyblastic phialides, then, are mostly ir-
regularly elongate, straight, or curved, with up to 10 protuberant conidiogenous
openings, 8–18 ⫻ 2–3 µm, giving an overall spiny appearance. Sporodochial
phialides producing macroconidia are monophialidic and cylindrical with narrow
apex, 10–16 ⫻ 2–3 µm. Microconidia are strongly predominant, mostly spindle-
shaped and smooth walled. They are commonly one- or two-celled, but some
conidia with up to five cells may be formed on polyblastic phialides. Single-
celled forms are mostly (5-) 9–10 (-14) ⫻ 2–3 (-4) µm, two-celled forms up to
17 µm long. Macroconidia are formed sparsely or not at all, generally only in
sporodochia. They are hyaline and gently crescent-shaped, with a hooked and
sharply pointed apical cell and a small basal pedicel. They are mostly three-
septate but commonly up to five-septate. When three-septate they are (21-) 30–34
(-41) ⫻ (2.5-) 3–4 (-4.5) µm; when five-septate commonly to 38 µm and uncom-
monly to 47 µm. Chlamydospores are abundant, intercalary or terminal, and often
in chains or clusters. They are smooth or strongly roughened and globose or nearly
so, becoming brown and measuring 7 to 17 µm when formed singly.
For distinction from other medically important fusaria, see the discussion
under F. incarnatum below, as well as Guarro and Gené (443). Morphological
distinction from species traditionally clustered with F. chlamydosporum in Fu-
sarium subgenus Sporotrichiella is briefly summarized by Kiehn et al. (446);
molecular distinction has also been possible since the 25S ribosomal sequence
study of Logrieco et al. (451).
brown, dull purple to bluish, with cream or purple, slimy sporodochial masses.
The reverse is typically strong ink blue-purple, sometimes yellow-brown to dull
violet. Conidiophores consist of single phialides arising laterally on aerial hy-
phae, or small groups of phialides formed on rudimentary branching structures,
or closely appressed sporodochial clumps (Fig. 77). Phialides produce microconi-
dia in aerial mycelium and are strictly monophialidic, long-cylindrical, and 15–
25 ⫻ 2.5–3.5 µm. Microconidia are not formed as a separate conidial morph,
but a few microconidium-like, single-celled, ‘‘subdeveloped’’ (437) conidia may
be present, always in sticky heads, and never in chains. They are hyaline, smooth-
walled, ellipsoidal to obovoidal, or sometimes slightly curved, and (8-) 10–17
(-22) ⫻ 4–5 µm. Macroconidia are overwhelmingly predominant, sometimes in
sporodochia, hyaline, ‘‘only slightly curved’’ (437), mostly three-septate, less
commonly 4 to 5-septate, relatively broad in relation to length, when three-septate
(21-) 28–45 (-50) ⫻ 4–6 µm, with little or no pedicellate character in the basal
cell, and blunt apical cells. Chlamydospores are usually abundant, smooth-walled,
terminal or intercalary, single, in chains or clustered, pale or brownish, sometimes
in macroconidia, and 7 to 10 µm.
This species is distinguished from most F. solani isolates by its heavy ink-
blue colony reverse pigmentation. Occasional F. solani isolates will produce
bluish or dark reverse pigments, but can be distinguished by their abundant and
ately brownish chlamydospores, and these may possibly be seen in tissue (see
notes on F. chlamydosporum above), but the repeated and exclusive use of dark
brown to describe the structures seen makes it appear more likely that the burn
was infected by more than one species or that F. incarnatum occurred as a surface
contaminant or colonizer and overgrew an invasive melanized fungus in culture.
Another case reported in the same paper featured electrical burns colonized by
Curvularia lunata, a melanized fungus. Rush-Munro et al. (464) depicted fila-
ments attributed to F. incarnatum in intertriginous toe skin, but gave no support-
ing etiologic or mycological details.
F. incarnatum is a mostly tropical and subtropical soil fungus causing rots
in stored crops with high water content, particularly potatoes and fruits. It pro-
duces moniliformin as well as mycotoxins in the zearalenone class (448).
This species can be distinguished from most other Fusarium species in-
volved in human disease by its macroconidia that arise as solitary blastoconidia
on individual denticles of polyblastic phialides. It also completely lacks the purple
colors of Fusarium subgenera Liseola and Elegans (e.g., F. proliferatum, F. oxy-
sporum) and the red colors of another rarely etiologic species with polyblastic
phialides, F. chlamydosporum. At least in fresh isolates, it forms macroconidia
commonly on PDA, unlike F. chlamydosporum, in which macroconidia are
scarce and strictly associated with sporodochia.
an isolate from an infected ‘‘house lizard’’ from Poona, India. The animal was
profusely colonized by white mycelium, which bore copious conidia. This finding
appeared belatedly to confirm the detailed description of a similar fungus by
Blanchard (466) from equally profusely colonized skin cankers on a green lizard
(Lacerta viridis) of Italian provenance. Blanchard compared the fungus to a de-
scription of Selenosporium urticearum Corda, now considered a synonym of Fu-
sarium lateritium [F. lateritium var. mori fide Booth (445)]. Austwick (426) as-
cribed Blanchard’s record to this species. He was evidently unaware that
Blanchard’s organism had subsequently been named Fusarium cuticola (Blanch-
ard) Guégen (467, 468) and had also been recorded in additional lizards, including
a chameleon. In any case, the now long-lost isolate described by Blanchard has
no resemblance to the tree-parasitizing F. lateritium, but is similar to F. lacer-
tarum in several distinctive respects; namely, yellow colony pigmentation, a rapid
growth rate on agar medium, sharply pointed macroconidia mostly under 30 µm
with one to three indistinct (465) or extremely thin (466) septa, and most notably
the production of most conidia on short, lateral protuberances rather than well-
defined phialides, as well as the apparent production of at least some conidia by
direct blastoconidiation from the sides of hyphae (possibly from adelophialides or
short Microdochium-like sympodial polyblastic initials). The description below is
after Subrahmanyam (465), with direct quotes indicated.
Description. Colonies on potato sucrose agar at 28°C grow 70 mm in 3
days, with thinly floccose, white mycelium. At first they are pale on the surface
and reverse, but after 30 days become buff above and pale lemon-yellow below
or near the colony center. Conidiophores are ‘‘short, lateral, branched or un-
branched’’ up to 7 µm long, and disposed laterally along the hyphae. Discrete
‘‘phialides’’ are rarely present, 2.5–4 ⫻ 1–1.5 µm. Conidia are found mostly
with a nearly straight or gently curved midregion and curved and sharply pointed
apical and basal regions. They are hyaline, smooth-walled, zero- to four-septate,
and 6.6–30.8 ⫻ 2.2–3.3 µm, with notably thin or obscure septa and with basal
cell lacking a pedicel. A small proportion of small, clavate to broadly pyriform
no to one-septate conidia are also produced. Chlamydospores are common, termi-
nal or intercalary, solitary, catenulate, or ‘‘in clumps.’’ They are hyaline, smooth
or rarely roughened, and 6.6–18.5 ⫻ 5.5–18.7 µm.
Blanchard (466) depicts mostly two to three-septate conidia but his draw-
ings also include one five-septate conidium. He gives 25 µm as the maximal
conidial length seen.
dochia (in the latter case forming orange conidial masses). They are hyaline,
falcate, typically with the inner wall nearly straight and the outer wall more dis-
tinctly curved, mostly five-septate with a lower proportion three- or four-septate
and 29–90 ⫻ 3.5–5.0 µm, with pedicellate basal cells. Chlamydospores (Fig. 81)
are common. They are smooth-walled, hyaline to pale brown, and 5–12 ⫻ 4–8 µm.
This fungus differs from the more common F. verticillioides by producing
well-developed chlamydospores, as well as by producing a proportion of inflated,
napiform, or limoniform microconidia. F. proliferatum may produce inflated mi-
croconidia but never produces chlamydospores. Several other related and similar
chlamydospore-producing species, most notably F. oxysporum, never produce
microconidia in chains, and may have microconidia with different shapes (e.g.,
allantoid in F. oxysporum).
Figure 82 Fusarium nygamai CBS 675.94, phialides and microconidia in heads and
chains.
414 Summerbell
Specialized Fusarium media such as synthetic nutrient agar and carnation leaf
agar are optimal. PDA is less so but serviceable in cases of confirmed infection.
Modified Leonian’s agar seems to work well for the present author but has not
been subjected to formal comparison. The chlamydospores of F. oxysporum,
when suitably promptly formed, can distinguish it from immature F. prolifera-
tum. Examination of aerial mycelium under the dissecting microscope usually
reveals at least some conidial chains in F. proliferatum, at least on specialized
Fusarium media and Leonian’s. F. proliferatum isolates may sometimes form
polyphialides rapidly and be easily distinguishable. Some isolates, however, have
only sparse polyphialides until after approximately 10 days. The clavate shape
of most F. proliferatum microconidia strongly suggests this species even in iso-
lates in which polyphialides and chains are not immediately seen, and further
investigation is necessary in all F. oxysporum-like strains in which clavate micro-
conidia with truncate bases predominate. This symmetrical shape with a flat base
suggests adaptation to formation of the carefully balanced conidial chains that
are typical in many species of the subgenus Liseola. The kidney- to sausage-
shaped microconidia commonly seen in F. oxysporum would not be physically
capable of forming chains; however, some Liseola members may form a few
curving conidia from submerged mycelium. (See the additional discussion under
F. nygamai for distinction from that species, which so far is only known from
tropical areas. For distinction from F. solani, see that species.)
phialides arise singly on aerial hyphae, in small branched tufts, or in more elabo-
rate antlerlike branching structures (Fig. 85). Uncommonly, sporodochial clumps
may appear, especially in cultures over 14 days old. Phialides are monophialidic
and candle-shaped at first but after some days producing spinelike lateral prolifer-
ations, usually from just beneath the apex, giving rise to asymmetrically forking
phialides, occasionally producing further lateral proliferations, giving an overall
antlerlike appearance, 11–32 ⫻ 2.3–3.5 (-4.2) µm. Microconidia are in sticky
heads or long chains, with the latter most abundantly formed on specialized media
such as carnation leaf agar or synthetic nutrient agar (Fig. 86). They are hyaline,
smooth-walled, variable in shape, mostly clavate with a flattened base but inter-
mixed with inflated, pyriform to globose-apiculate forms, usually aseptate, and
mostly 7–9 (-11 when inflated) ⫻ 2.2–3.2 (-7.7 or occasionally as wide as 12.5
when inflated) µm. Macroconidia are often formed only after extended culture
or not at all, sometimes in sporodochia, hyaline, nearly straight to falcate, mostly
420 Summerbell
three- or five-septate, (19-) 30–58 (-79) ⫻ 2.6–5 µm, with pedicellate basal cells.
Chlamydospores are absent.
Distinction of F. proliferatum from F. oxysporum can be achieved by show-
ing polyphialides, at least some conidial chains, mainly clavate microconidia with
a truncate base (i.e., blackjack- or cosh-shaped), often mixed with some pyriform
conidia, and an absence of chlamydospores. (For additional details, see the de-
scription of F. oxysporum.)
F. verticillioides is readily distinguished by its lack of polyphialides. F.
anthophilum produces polyphialides but differs from F. proliferatum by produc-
ing only sticky heads, never chains, of mostly broadly pyriform microconidia,
especially in early growth on media with relatively low nutrient content. Later mi-
croconidia may be almost cylindrical to allantoid (sausage-shaped) (437). There
are a number of Fusarium species specific to common household plant sub-
Ascomycetes 421
strates [e.g., F. lactis Pirotta & Riboni from figs and F. phyllophilum Nirenb.
& O’Donn. (⫽F. proliferatum var. minus Nirenb.) from potted Sansevieria
(‘‘good luck plant’’) and Dracaena] that strongly resemble the more ecologically
catholic F. proliferatum. Causation of opportunistic infection by such fungi is
not recorded. With patience and special media, these species can be distinguished
morphologically using the key provided by Nirenberg and O’Donnell (441); oth-
erwise, they may be identified by β-tubulin gene sequencing as noted by O’Don-
nell et al. (429). As an example of the types of morphological distinctions made,
here are Nirenberg and O’Donnell’s summaries of salient characters distinguish-
ing F. proliferatum and F. lactis: F. proliferatum ‘‘produces clavate conidia
mainly in long, linear, crowded chains from mono- and polyphialides in the dark’’
on synthetic nutrient agar, while F. lactis ‘‘produces obovoid conidia in zig-
zaglike, short (⬍15 conidia) to medium (15–30 conidia), crowded chains, mainly
on polyphialides.’’ F. phyllophilum, formerly called F. proliferatum var. minus,
differs from F. proliferatum by producing ‘‘short (⬍15 conidia) linear conidial
chains formed abundantly only in the dark.’’ The conidial chains of F. prolifera-
tum in these conditions on synthetic nutrient agar comprise more than 30 conidia.
cate phialides and often giving rise to additional proliferations giving an overall
antlerlike appearance, 17–30 ⫻ 2.5–3.8 µm. Microconidia are in sticky heads,
never in chains. They are hyaline, smooth-walled, ellipsoidal, ovoid, or allantoid
(curved, sausage-shaped), mostly aseptate but occasionally two-celled, and
mostly (4-) 7–11 (-18) ⫻ 2–3 µm. Macroconidia are often formed only after
near-ultraviolet light stimulation or not at all. They are hyaline, nearly straight to
falcate, mostly three-septate, and (24-) 33–43 (-52) ⫻ 3.3–3.5 µm, with slightly
beaked, sharply pointed apical cells and pedicellate basal cells. Chlamydospores
are absent. (For distinction from other taxa, see discussion under F. subglutinans.)
literature for this well-established opportunist has been reviewed previously (see
same section) and will not be reviewed in detail here. De Hoog et al. (69) have
recently given a species-specific synopsis.
Along with F. oxysporum, this fungus is one of the most common fusarial
agents of disseminated and cutaneous infection in the immunocompromised—
especially the neutropenic—patient.
One very distinctive feature of F. solani’s biology is its high importance
worldwide as an agent of keratitis and as a major cause of human blindness in
tropical areas. Most surveys show the incidence of F. solani keratitis to be far
more frequent than keratitis caused by other fusaria; for example, in Miami,
Florida [11 identified F. solani: one F. oxysporum (229); 76 F. solani: six other
identified Fusarium isolates (393)], in Enugu, Nigeria [12 F. solani: no other
fusaria (230)], and in Buenos Aires, Argentina [20 F. solani: nine other identified
fusaria (456)]. Affected persons often live in rural areas (456). Trauma involving
vegetative matter is the normal predisposing factor. Use of soft contact lenses
may also predispose significantly, but can be controlled by good hygiene and use
of overnight storage fluids containing polyhexamide biguanide, which inhibits
F. solani (494). A dramatic contact lens-related case recently reported from an
immunocompetent patient featured keratitis that initially required penetrating ker-
atoplasty, then progressed to endophthalmitis successfully treated with amphoter-
icin B lipid complex (495). Filaments were not seen in corneal scrapings but
were seen in in vivo confocal microscopy of the cornea and confirmed later in
an anterior chamber tap. Recently an epidemiological study by Mselle (496) in
Dar es Salaam, Tanzania, showed that HIV infection is now a powerful predispos-
ing factor in Africa, with 81.2% of studied fungal keratitis patients and only
33% of nonfungal keratitis patients being HIV⫹. F. solani is attested (without
identification characters) to have caused 75% of the total fungal keratitis seen.
In leukemia patients, endogenous endophthalmitis caused by F. solani may de-
velop as a sole disease manifestation or as part of a dissemination (497). There
are a small number of cases in which persons with no or slight predisposing
factors acquired F. solani endophthalmitis. The origin and portal of entry of inoc-
ulum in such cases is uncertain (497). It appears likely that the F. solani isolates
involved in oculomycosis will ultimately be ascribed to only a limited number of
the biological entities in this species complex. (See taxonomic discussion below
description.) Jones et al. (229) showed that 16 isolates of this species from infected
eyes in Miami, San Francisco, and Singapore were morphologically similar, grew
well at 37°C, and survived at 40°C. Four comparison isolates of plant-pathogenic
F. solani grew poorly at 37°C. Their survival success at 40°C is not recorded except
in a general comment that most plant-pathogenic fusaria of the various species
tested did not survive. English (485) similarly found an F. solani isolate from kerati-
tis significantly more thermotolerant than those from leg ulcers or plants.
Some additional connections between F. solani and HIV-related syndromes
have been noted. A female AIDS patient with late-stage non-Hodgkins malignant
424 Summerbell
and water pipes (74). Its mycotoxins include fusaric acid and naphthoquinones
(448).
Description. Colonies on PDA grow 64 to 70 mm in 7 days. They are
usually thinly or nearly appressed-felty. They are locally low-floccose, whitish-
cream to buff, pale brownish, pale red-brown, or in some isolates pale blue-green
above, sometimes spotted with creamy or dusky blue-green, slimy sporodochial
masses, with pale, tea- or tea-with-milk-brown, red-brown, or very uncommonly
(in clinical isolates) blue-green to ink-blue reverse. Conidiophores consisting of
single phialides arise laterally on aerial hyphae, or small groups of phialides
formed on rudimentary branching structures, or closely appressed sporodochial
clumps. Phialides when producing microconidia in aerial mycelium are strictly
monophialidic, very characteristically filiform (elongated and slender), and 15–
40 ⫻ 2–3 µm (Fig. 88). Those producing macroconidia are shorter and more in-
flated, subcylindric to flask-shaped, and 10–25 ⫻ 3–4.5 µm. Microconidia are al-
ways in sticky heads, never in chains. They are hyaline, smooth-walled, ellipsoidal
to nearly cylindrical, and sometimes slightly curved. They are usually aseptate,
less commonly one- or two-septate. When aseptate they are (5-) 8–13 (-17)
⫻ 3–4 (-5) µm.
Macroconidia are usually common, sometimes in sporodochia. They are
hyaline, gently curved, mostly three-septate, less commonly four-to five-septate,
characteristically broad in relation to length (Fig. 89). When three-septate they
are (22-) 27–50 (-58) ⫻ 4–6 (-7) µm, with scarcely pedicellate, thick basal cells
and relatively broadly pointed to tapered but nearly round-ended apical cells.
Chlamydospores are usually abundant. They are smooth or more often rough-
walled, terminal or intercalary, single or clustered, pale or brownish, sometimes
protruding from sides of macroconidia, and 6 to 11 µm.
Pale to tea-colored forms within this complex taxon are common from in-
ternal infection. A form with vivid red-brown reverse, sometimes overshadowed
with bluish (but with typical elongated phialides and abundant microconidia, un-
like the deeply blue-pigmented potato-rot and soil fungus Fusarium coeruleum,
Ascomycetes 427
discussed above) may also be seen from such infections, but is particularly com-
mon from onychomycosis. Such a form producing red to brown colony colors
and blue-greenish sporodochia on oatmeal agar, as well as yellow to greenish
colonies on more osmotically active (2–5% glucose-supplemented) media, was
described in detail (in Chinese) from a keratitis isolate by Ming and Yu (507).
The isolate grew at 37°C. Ming and Yu’s proposal of a new taxonomic forma
(a rank below variety) based on this study was nomenclaturally invalid; a Latin
diagnosis was lacking, and no type material was designated.
Recent molecular studies of plant-derived and saprobic F. solani isolates
have disclosed that this complex consists of at least 26 entities that would be
considered distinct species using a phylogenetic species concept (427). This con-
firmed numerous earlier mating studies, reviewed by O’Donnell (427), that
showed numerous intersterile heterothallic mating groups within F. solani, all of
which would be considered separate species under the older biological species
concept. In addition, there are several homothallic entities, and some possibly
clonal entities. The medically important isolates have not yet been placed in terms
of their relation to elements of this complex. The variation seen in culture sug-
gests that several of these sibling species are involved in pathogenesis.
The F. solani complex as a whole is readily distinguished from the some-
times similar F. oxysporum by the stark contrast between its long, thin phialides
and the stubby, inflated phialides of the latter. Although macroconidia in F. solani
are generally distinctly thicker and blunter than those of F. oxysporum, there is a
degree of overlap in certain isolates, so this character can be a screening character
revealing obvious F. solani isolates as such, but it cannot be used for consistent
mutual exclusion of the two species. F. solani seldom has the violaceous purplish
colors frequently seen in F. oxysporum; the red-brown and dusky blue-green to
ink-blue colors occasionally seen in the former species are all readily distin-
guished with experience.
E. Microdochium
1. Microdochium nivalis (Fries) Samuels & Hallett Anamorph
of Monographella nivalis (Schaffnit) E. Müller (Synonym:
Fusarium nivale Ces. ex Sacc.)
This is one of numerous problematic fungi that have several records from human
disease despite lacking the ability to grow at body temperature.
An allegedly significant isolation of this fungus, recorded as F. nivale, was
included without specific etiologic or mycological documentation in an omnibus
report on fungi causing keratitis in south Florida (393). In general, this study
accepted only fungi that grew from specimens on multiple media or those that
grew on a single medium and also correlated with positive direct microscopy.
Mycology was performed at the Mayo Clinic. Since this fungus has a maximum
growth temperature of 28°C (74, 518), this record must be questioned. It may
432 Summerbell
The production of annellides by this fungus and its connection to the tel-
eomorph genus Monographella in the family Amphisphaeriaceae show that any
resemblance between the former F. nivale and the genus Fusarium is coinciden-
tal. Nonetheless, the resemblance of the conidia to small Fusarium conidia is
high. The maximum growth temperature, 28°C, can easily be used to distinguish
typical isolates of this fungus from mammalian opportunists.
F. Neocosmospora
1. Neocosmospora vasinfecta E. F. Smith [Common Synonym:
Fusarium vasinfectum (an Inappropriate Combination of an
Anamorph Genus Name with a Species Concept Including
the Teleomorph)]
A case of allergic bronchopulmonary mycosis in a patient with asthmalike symp-
toms and hemoptysis was attributed to N. vasinfecta (as Fusarium vasinfectum)
by Backman et al. (520). The fungus was never cultured. A panel of mold allergy
tests indicated this fungus as the only one to which the patient reacted; further
tests showed positive precipitins against N. vasinfecta antigens. N. vasinfecta,
however, happened to be the only Hypocrealean fungus included in the panel;
thus the reaction seen could have been a cross-reaction against an indefinite num-
ber of fungi from this group or its relatives. [See Kaufman et al. (433).] The
possibility of a coincidentally cross-reacting antigen from an entirely different
group of organisms also cannot be ruled out. Diagnoses of allergic bronchopul-
monary mycosis caused by fungi other than Aspergillus fumigatus clearly need to
be established by repeated isolation of positive cultures, correlated with specific
immunological responses. The criteria designed to make the troublesome cultur-
ing step unnecessary for classic allergic bronchopulmonary aspergillosis do not
apply to other molds. The case record is rejected.
N. vasinfecta was, however, authoritatively associated with a localized my-
cotic cyst of soft tissue in the leg of a renal transplant and dialysis patient (521,
522). No trauma had occurred at the infection site, suggesting a circulatory source
for the inoculum. Surgery and a small dose of ketoconazole (truncated prema-
turely because of a cyclosporin toxicity side effect) eliminated the infection. A
French parachutist who suffered an open ankle dislocation in Senegal contracted
an N. vasinfecta osteoarthritis, ultimately requiring amputation (523). The fungus
was not seen in several histopathologic studies but grew repeatedly from the
wound and from the progressing osteitis despite extensive cleaning measures and
treatment with amphotericin B.
The fungus in nature is common in tropical and subtropical soils. Molecular
phylogeny studies show that it is closely related to the species in the Fusarium
solani complex (427).
Ascomycetes 435
G. Trichoderma
Trichoderma species, like Chaetomium species, form a large group of difficult
to distinguish, often thermotolerant common saprobes, which, for reasons that
remain unclear, are much less frequently involved in opportunistic pathogenesis
than other common thermotolerant saprobes. In recent years, however, a small
number of legitimate cases of Trichoderma infection have been recorded in hu-
mans, and at least one species, T. longibrachiatum, may reasonably be called an
emerging opportunist of the severely immunocompromised patient.
Trichoderma species as classically defined by Rifai (524) and Bissett (525)
were known aggregates of several closely related, all but indistinguishable sibling
species, some of which were associated with distinguishable Hypocrea teleo-
morphs on natural substrata. With the advent of molecular methodologies, the
species aggregates that had been used in identification schemes were seen as
inadequately precise to specify ecologically distinct biological entities. A strong
impetus for this judgment came from the appearance of a genetically distinct
organism generally fitting the aggregate description of Trichoderma harzianum,
but causing an economically important disease of cultivated mushroom beds that
other genetically distinct T. harzianum groups did not cause (526, 527). This
mushroom pathogen is in the process of being described as a distinct species
subsequent to delineation by sequencing. (Morphological characters have also
been found to distinguish it.) The ‘‘gold standard’’ for species identification in
Trichoderma has therefore been removed to the molecular level, which is most
accurately predictive of natural associations and interactions. Molecular confir-
mation of species identification has been suggested as necessary for precision
in case reports wherever possible (528). At the same time, however, molecular
clarifications of species relationships have allowed more precise morphological
characters to be delineated, so the most up-to-date works such as the keys and
descriptions published by Gams and Bissett (529) may for careful pheneticists
facilitate purely morphological identification at a level comparable to that made
possible by molecular methodologies.
1. Identification
The procedures for morphological identification of Trichoderma species are
unique. The organism is best grown on malt extract, oatmeal, or cornmeal agar
(529). Within approximately 5 to 7 days in most isolates, well-developed sporo-
dochial pustules will be seen. These pustules may be found in four stages: (1)
immature, with branching incomplete and phialides sparse or nil, white to yellow
in species with green conidia; (2) submature, with branching complete and newly
formed conidial heads present, yellow to pale green in species with green conidia;
(3) mature, with phialides mostly intact and large numbers of mature conidia
present, green, dark green, intense yellow-green, or hoary blue-green in species
438 Summerbell
with green conidia; and (4) overmature, with phialides collapsed and masses of
conidia present, deep yellow-green to deep green in green-conidial species.
Trichoderma species can only be analyzed in stage 2. Stage 3, which for any
given sporodochium occurs approximately 24 hr after stage 2, tends to feature
large numbers of conidia that make discernment of structure in the still well-
formed conidiophores impossible. Stage 4, the typical 7-day stage that most per-
sons unfamiliar with Trichoderma would attempt to analyze, is almost completely
devoid of information useful for species identification, except in submature spor-
odochia that may still remain near the colony margin. Trichoderma colonies for
identification should therefore be inoculated so that they may be observed be-
tween their fourth and seventh days of growth. Structures form well at a wide
range of room temperatures in light, as well as at 25°C. Recent species identifica-
tion keys by Gams and Bissett (529), however, establish a standard of 20°C for
growth rate measurements—a standard that unfortunately will seldom be conve-
nient in the clinical laboratory. A recalibration based on 25°C growth is not cur-
rently available.
Before sporodochia are mounted for microscopy they are best examined
under the dissecting microscope or under the 10⫻ compound microscope lens
to discern any sterile setae that are produced, as well as the general branching
structure. Sporodochia of some species bear a characteristic down composed of
long, sinuous setae that arise from the ends of the branches. A few species [e.g.,
Trichoderma (formerly Gliocladium) virens] have convergent, Penicillium-like
conidial structures, and their conidia may coalesce into large, sticky masses that
will be very conspicuous at low magnification. Heavily bacterially affected colo-
nies of other Trichoderma species may mimic this gloeoid appearance, so it is
advisable to ascertain that one is working with a pure culture if such a manifesta-
tion is seen in gross overview.
For making microscopic slide mounts, analysts must be aware that Tricho-
derma sporodochia are highly water-repellent, and simply inserting them into
ordinary mounting media generally results only in the trapping of an intractable
air bubble that prevents meaningful microscopy. Any tearing or heavy squashing
of the material destroys the branching structure that must be observed. The best
technique to use is to carefully pick submature (see above) sporodochia off the
growth medium, being careful to cut from under the base so that the entire struc-
ture is intact. Place onto a slide and add a drop of 95% ethanol to defat the
hydrophobic components, making sure that the sporodochium appears to be wet-
ted. Before the ethanol can dry, add the mounting medium (lactic acid is optimal;
cotton blue may be added) and gently allow a coverslip to angle over the top of
the sporodochium, pressing it as little as possible to make a useable slide. If a
key using conidial measurements is being employed [e.g., that of Gams and Bis-
sett (529)], the same growth medium should be used as was used by the authors
of the key.
Ascomycetes 439
The main character that careful mounting should allow detection of is the
branching pattern of structures within the sporodochia. Some species, such as
Trichoderma koningii, have verticillate structures, in which branch points tend
to give rise to approximately three branches arranged radiately, like spokes in a
wheel. Where only two branches diverge from a branch point in such structures,
they tend to diverge either as opposite pairs, or as two ‘‘spokes’’ diverging at
approximately 120° from each other with the third radially symmetrical spoke
missing. As this verticillate structure iterates through major branches, smaller
branches, and finally the clusters of phialides themselves, a very symmetrical
bushy structure, sometimes referred to as ‘‘pyramidal,’’ is generated. This type
of structure, typical of Trichoderma species in sections Pachybasium and Trich-
oderma, is distinguished from structures featuring long main branches that do
not rebranch extensively, as seen in the section Longibrachiatum. The secondary
branches that do arise from the main branches in this section often arise singly,
and in many species the finest tips of the conidiophores often feature a zone in
which a number of phialides are attached singly and spaced irregularly apart,
along an otherwise nearly unbranched elongated section of the conidiophore.
Another morphological character that has been more emphasized since
molecular methods clarified species distinctions in this group is the shape of
phialides. In section Pachybasium, they are typically short and stout, whereas in
section Longibrachiatum, they are elongate, lageniform (wine-bottle-shaped) or
nearly cylindrical. An excellent key to the species, along with descriptions and
illustrations, is provided by Gams and Bissett (529). Many Trichoderma species
form similar chlamydospores, and this character is seldom used in species de-
scriptions.
A large number of molecular identification techniques have been investi-
gated for Trichoderma species (530). Since relatively few of the species in this
genus are known or suspected to have clinical significance so far, some of these
methodologies deal primarily with species and groups not known to be biomedi-
cally relevant. Recently Kuhls et al. (530) have shown that the widely used M13
and (GACA) 4 primers for moderately repetitive loci can readily be used in PCR
to generate fingerprints that allow species identification of clinical Trichoderma
isolates. Ribosomal internal transcribed spacer (ITS) sequencing may then be
used to confirm identifications, especially for isolates giving atypical banding
patterns. Trichoderma longibrachiatum isolates from confirmed human disease,
however, were shown to have very similar or identical banding patterns, while
saprobic isolates of the same species were more heterogeneous. This would tend
to increase the ease of confirming the identity of clinically significant isolates by
PCR fingerprinting alone.
The majority of credible case reports involving Trichoderma spp. have pro-
posed a species identification for the causal agent. An exception is an etiologically
credible report of infection attributed to Trichoderma sp. in two ball pythons
440 Summerbell
(Python regius) kept as cagemates (506). The generic identification itself is un-
substantiated, and a long-outdated generic name (Oospora) is used for one of
the other fungi identified in the same paper, suggesting use of a questionably
credible laboratory. Nonetheless, an incorrect generic identification of Tricho-
derma seems unlikely.
appear singly at irregular intervals along the main branch near the branch apex.
They are mostly distinctly constricted at the base, especially when laterally dis-
posed, lageniform (wine-bottle-shaped), or when somewhat shorter, ampulliform
(ampoule-shaped, with a slightly extended apex and a bulge just above the basal
constriction). They are 3.5–6.6 ⫻ 2.0–3.2 µm, with terminal phialides (at major
branch ends) longer to 12 µm. Conidia are green, smooth, ellipsoidal, and 2.2–
3.7 ⫻ 1.5–2.1 µm. T. citrinoviride grows at 40°C (Fig. 96).
This species is morphologically distinguished from T. longibrachiatum by
its conidiophores bearing side branches that are often rebranched once or twice.
Its phialides are mostly distinctly constricted at the base, and its conidia are
smaller than 4.0 ⫻ 2.5 µm. It can be readily distinguished in PCR using M13 and
(GACA) 4 primers (530). (For morphological distinction from other Trichoderma
species, see the discussion under T. harzianum.)
isolate was not molecularly confirmed, but was carefully morphologically charac-
terized and deposited in CBS (CBS 102174). Gams and Bissett (529) state that
this species has a maximum growth temperature of 36°C. Clearly, culturing of
an isolate from multiple human brain lesions is discordant with this and suggests
the matter requires further study. As Richter et al. (528) stated, ‘‘Growth at ele-
vated temperatures is one of the well known virulence factors of neurotropic
fungi.’’ A fatal peritonitis caused by a member of the T. harzianum aggregate
has also been reported (533). Identification of the organism, anomalously referred
to as a ‘‘yeast strain’’ in the case report, was not substantiated in the text, but
was credited to an unspecified staff member of Institut Pasteur. Unfortunately,
however, the isolate was not included in the molecular re-evaluations published
3 years later concerning medically important Trichoderma isolates collected by
that institution (530).
Description. Colonies grow 45 to 75 mm in 7 days at 20°C. They are
whitish at first, with profuse yellow-green to dark green conidiation developing
effusely or in pustules fringed by white mycelium. Conidiophores regularly re-
branch in verticils or pairs, forming a ‘‘pyramidal structure’’ (see Identification
section on page 437) (Fig. 97). Phialides are usually in verticils of three or four,
less commonly in pairs and seldom solitary. They are mostly distinctly constricted
at the base, especially when laterally disposed, ampulliform (ampoule-shaped,
with a slightly extended apex and a bulge just above the basal constriction), or
when somewhat longer and especially when terminal, lageniform (wine-bottle-
shaped). Terminal phialides are occasionally curved or flexuous (e.g., with a gen-
tle S-curve). Most phialides are 3.5–7.5 ⫻ 2.5–3.8 µm, with terminal phialides
(at major branch ends) longer, to 10 µm. Conidia are nearly hyaline to pale green
in transmitted light. They are smooth, obovoid (egg-shaped with broad end pro-
duced first) to subglobose, and (2.5-) 2.7–3.5 ⫻ 2.1–2.6 (-3) µm. Maximum
growth temperature is 36°C (Fig. 98).
Trichoderma viride and similar species also producing broad conidia are
distinguished from T. harzianum by the rough ornamentation of their conidial
walls. T. koningii and similar species share the highly verticillate ‘‘pyramidal’’
conidiophore structure of T. harzianum but are distinguished by their narrower,
ellipsoidal, not broadly ovoid or subglobose conidia. T. longibrachiatum, T. citri-
noviride, and other members of section Longibrachiatum are distinguished by
their mostly ellipsoidal conidia, and most importantly by their seldom rebranched,
largely nonverticillate conidiophore structure, featuring conidiophore branch
ends with irregular rows of singly or asymmetrically paired phialides and few
or no verticils. Many members of section Longibrachiatum are thermotolerant,
growing well at 40°C (531). T. atroviride and T. inhamatum, two species not
recorded from human and animal disease, are more similar to T. harzianum. The
former has dark green conidia in transmitted light, in contrast to the paler conidia
of T. harzianum, and also has slightly larger conidia, 2.6–3.8 (-4.2) ⫻ 2.2–3.4
(-3.8) µm. The latter has relatively strictly pustular conidiation with little effuse
development of conidia, and has shorter, broadly flask-shaped phialides that are
4–5 (-7) ⫻ 2.3–3 µm. T. inhamatum is also similar to T. harzianum molecularly,
but can be distinguished by a two-nucleotide difference in its ribosomal ITS1
sequence (534). The T. harzianum subgroups causing mushroom crop loss, soon
to be described as separate from T. harzianum, can be distinguished from T.
harzianum ss. str. by failure to grow at 36°C (North American Th2 group) or
by conidia that decolorize (‘‘bleach out’’) when placed in plain lactophenol (Brit-
ish Th4 group) (527). The distinction can be made more definitively by molecular
means (534).
Trichoderma species with distinct long, undulate sterile spines extending
from the ends of the conidiophore branches and unusually thick main conidio-
phore branches over 10 µm belong to Trichoderma section Pachybasium, a group
not reported from human and animal disease and, in the present author’s experi-
ence, seldom seen in the clinical laboratory in temperate regions even as contami-
nants. Immature branch ends in underdeveloped pustules of other Trichoderma
sections should not be confused with these well-differentiated sterile spines.
but are not very distinctive’’ (i.e., not very useful in distinguishing species). T.
harzianum, in Trichoderma section Trichoderma, is one species in which such
‘‘dull yellow’’ pigments are often present. Another species in that group, T. aure-
oviride Rifai, is named for its conspicuous production of brownish-yellow reverse
pigments forming yellow crystals in the agar. The ability of T. longibrachiatum
to grow above 40°C may assist in separating it from many other Trichoderma
types, but temperature ranges are by no means well defined so far for many
species and variants. (See discussion of T. harzianum above.)
roughening of T. viride aggr. sensu Rifai. The discussion reveals that species
identification was arrived at without reference to Rifai’s (524) monograph pub-
lished 6 years earlier, and the significance of the distinction between smooth-
and rough-walled, rounded Trichoderma conidia was unknown to the authors.
The isolate may have been T. harzianum or another species. The identification
given in the peritonitis report of Loeppky et al. (548) is completely unsubstanti-
ated. The report by Jacobs et al. (549) of T. viride infection in a liver transplant
recipient includes a capsule description that in retrospect rules out identification
as T. viride. The report involved an organism with a conidia reported as ‘‘slightly
rough.’’ Based on the measurements given, their l/w ratio was approximately
1.75, corresponding well with the ‘‘ovoid’’ shape described by Jacobs et al. The
isolate produced chlamydospores and grew at 45°C. A photograph showed a long
branch bearing conspicuous single phialides. T. viride has distinctly rough, round
conidia with a median l/w ratio of 1.1 (551). Its temperature tolerance is men-
tioned above. Only a minority of isolates produce chlamydospores within usual
incubation periods. The newly described T. asperellum does have finely rough-
ened conidia, of which some may be ovoid, but most are subglobose to globose,
and the median l/w is 1.2. Its branching has symmetrical, verticillate ‘‘pyrami-
dal’’ structure; structures with series of single phialides would not be common.
Its maximum growth temperature is not recorded, but photos published by Sam-
uels et al. (551) clearly show that growth is reduced by over 50% between 30°C
and 35°C, a finding that seldom if ever corresponds with thermotolerance. Jacobs
et al.’s isolate, therefore, does not fit either described Trichoderma species with
uniformly rough conidia or taxa such as Trichoderma saturnisporum or T. gha-
nense with irregular conidial roughening. On the other hand, only the mention
of fine roughening prevents this isolate from fitting a description of T. longibrach-
iatum. If the authors mistook cytoplasmic granulation or attached debris on
the conidial wall for fine conidial roughening, as persons inexperienced with
Trichoderma commonly do, T. longibrachiatum would be the most likely identi-
fication of their isolate, with a small chance of T. harzianum.
In general, the T. viride aggregate is similar in most respects to T. harzia-
num (see discussion of that species), but differs by having conidia with distinctly
roughened walls. Isolates from medical and veterinary cases should be molecu-
larly characterized or deposited in major collections, at least until the taxonomy
of this group has become stabilized in molecularly informed species concepts.
H. Tubercularia
1. Tubercularia vulgaris Tode: Fr. Anamorph of Nectria
cinnabarina (Tode: Fr.) Fr.
This distinctive species forms large, stout, heavily conidial synnemata on the
natural substrate (newly killed and weakened branches of various trees and
Ascomycetes 449
I. Verticillium
1. Verticillium {aff.? Glomerella} nigrescens Pethybr.
(Synonym: Cephalosporium serrae Maffei)
The ex-type isolate of the now-synonymized name C. serrae was obtained from
well-demonstrated keratitis by G. M. Serra, and was described by Maffei (552),
who also recapitulated relevant clinical details. Direct microscopy was positive
for fungal filaments. The isolate is in CBS and other collections, but is degener-
ated, no longer producing the characteristic dark chlamydospores figured by
Maffei.
A severe case of ‘‘C. serrae’’ keratitis reported by Gingrich (420) had
neither etiologic nor mycological substantiation. The same C. serrae case was
summarized earlier by Gingrich in recorded discussion notes following a seem-
ingly unrelated paper on the experimental destruction of rabbit corneas by en-
zymes from an unidentified ‘‘Cephalosporium’’ (553). Explaining the identifica-
tion of his isolate, Gingrich stated: ‘‘Cephalosporium serrae [is] distinct from
all other Cephalosporium species in that [its] conidiophores are branched.’’ This
statement bore no relation to scientific reality at that (1960) or any earlier time,
making this record uninterpretable. Connection with a microconidial Fusarium
may be speculated, since the case isolate was highly resistant to amphotericin B
in vitro. Gingrich (420) later attributed the findings of the rabbit cornea study to
C. serrae. Apart from its identification as a ‘‘Cephalosporium’’ isolate from kera-
titis, however, the fungus used in the experiments was not identified as to species
or provenance. Gingrich’s (420) statement that ‘‘C. serrae’’ is strongly enzymati-
cally destructive toward the eyes thus appears to be unfounded, or if his own
case isolate was the unidentified strain used in the experiments, at least not to
apply correctly to V. nigrescens.
An isolate from mycetoma in Venezuela identified as C. serrae by de Al-
bornoz (554) was more recently reidentified by W. Gams as representative of a
newly described species, Phaeoacremonium inflatipes W. Gams, Crous et Wingf.
(555). The isolate is in various culture collections: CBS 651.85, ATCC 32628,
and the University of Alberta Microfungus Collection and Herbarium (UAMH)
4034. Contrary to a statement by Guarro et al. (327) in their review of infections
caused by Acremonium and species formerly considered Cephalosporium spp.,
the authentic V. nigrescens is not known from mycetoma. V. nigrescens is a soil
450 Summerbell
J. Volutella
1. Volutella {aff. ?Pseudonectria} cinerescens (Cesati) Sacc.
This fungus was isolated in New York in 1958 by Foster et al. (556) from three
cases of postsurgical endophthalmitis, one of which was thoroughly documented.
Theodore (557) later illuminated the source of this outbreak by stating that the
same organism was isolated from ‘‘the cocaine used during the surgery,’’ possibly
explaining the paucity of similar outbreaks in recent times. Identification was cred-
ited to G. A. de Vries of CBS, and consistent photos and partial descriptions were
given. Curiously, no culture has been retained at CBS. A fourth confirmed case was
reported under the generic name only by Theodore et al. (557). A keratitis case
from Florida was ascribed without details to a member of the genus Volutella by
Liesegang and Forster (393). The CBS collection contains an isolate of V. cineres-
cens, CBS 832.71, listed as isolated in 1971 from ‘‘keratomycosis’’ by R. C. Zapater
in Argentina. No case report definitely documenting this isolation has so far been
traced by the present author. Zapater (558) does, however, refer in a summary table
to a postsurgical ocular infection caused by V. cinerescens.
Description. Colonies grow moderately rapidly. They are pale above and
below, with profuse formation of cushionlike sporodochial tufts bearing conidia
in slimy masses. Conidiophores are sometimes produced as short single side
branches from aerial or submerged hyphae, but are generally also produced in
tangled, bushlike sporodochial complexes over 50 µm wide (Fig. 101). They are
loosely interwoven, multiply rebranched in a monopodial (maple- or fig-tree-like)
fashion, bundling together more tightly at the base of the sporodochium to form
a compacted stipelike region. Phialides are candle-shaped to elongate-cylindrical,
often with a slightly swollen basal region, especially in nonsporodochial phia-
lides, and 8.5–20 ⫻ 1–2 µm. Short adelophialides (phialidelike, fertile short side
branches not delimited from the subtending hypha by a septum) are also present.
The conidia are ellipsoidal, cylindrical, or somewhat curved, smooth, hyaline,
and 2–4 ⫻ 0.8–1.2 µm. Long, thick-walled, erect setae (spines) with rounded
or pointed tips are also commonly formed from substrate mycelium.
The nonsporodochial phialides and conidia of this species are somewhat
reminiscent of those seen in the otherwise quite different Acremonium kiliense.
Growth on PDA or another non-Sabouraud fungal sporulation medium should
be performed to elicit sporodochia in potential Volutella isolates.
IV. OPHIOSTOMATALES
This order is generally well known for plant pathogenicity; for example, Ophios-
toma ulmi and its offshoot O. novo-ulmi are the agents of Dutch elm disease.
452 Summerbell
A. Identification
Most Ophiostomatalean anamorphs can be identified at least to the level of spe-
cies complex by morphological studies conducted primarily with slide cultures.
Many species produce a compact sympodially proliferating conidiogenous cell
bearing an apical ‘‘rosette’’ of conidia, as S. schenckii does. Most of these species
Ascomycetes 453
B. Sporothrix
1. Sporothrix {aff. Ophiostoma} schenckii Hektoen & Perkins
(Common Synonym in Older Literature: Sporotrichum
schenckii)
This species, the agent of sporotrichosis, is mainly known as an agent of subcuta-
neous infection subsequent to traumatic inoculation. Most primary infections de-
velop into acute lymphocutaneous infections by the spread of the organism into
regional lymph nodes (68). The usual source of inoculum is plant material, partic-
ularly of a grassy or strawlike nature (563); a large outbreak in 1988 in North
America was associated with poorly stored peat moss (560). In Central and South
America, a nonprogressive form of the disease, fixed cutaneous sporotrichosis,
is seen especially in persons who are repeatedly exposed to inoculum of S. schen-
ckii, and who thus manifest an immune response that tends to prevent lymphocu-
taneous spread. Inoculation of S. schenckii into sites other than skin can cause
other local infections (e.g., keratitis, endophthalmitis, invasive otitis, and mycotic
arthritis) (69). In immunocompromised patients, more severe infections may be
seen; chronic alcoholic debilitation has been noted as a relatively frequent predis-
posing factor for rare pulmonary cases of sporotrichosis (68). England and Hoch-
holzer (564) report that the combination of alcoholism and chronic obstructive
pulmonary disease is seen in most patients with pulmonary sporotrichosis; the
majority also are male and middle-aged. Sporotrichosis in general is much more
common in males than females (68), as is often the case with thermodimorphic
mycoses. Rare idiopathic cases of pulmonary and other extracutaneous sporotri-
chosis may occur in individuals with no known predisposing factors (68). Dis-
seminated sporotrichosis is occasionally seen in patients with AIDS (565–567),
but on the other hand, very few cases of sporotrichosis have been seen in connec-
tion with neoplasms (568), and a Medline search of ‘‘sporot* AND neutropeni*’’
elicits no records. The disease may affect a wide range of animal species and is
particularly common in cats.
individually on denticles on the sides of the hyphae, especially substrate (in the
agar) hyphae, and are often densely packed and surrounding the hyphae in sleeve-
like formation in fresh isolates.
Converted phase on brain–heart infusion agar overlaid with a few drops
of 10% yeast extract solution and incubated in parallel cultures at 35° and 37°C
(as explained above) gives rise to white, glossy masses of yeast cells, 3–10 ⫻
1–3 µm, with long obclavate (‘‘cigar-shaped’’) buds (Fig. 104). Sympodially
formed pairs of such buds (rabbit ears) are typically seen.
S. schenckii has a distinct variant, S. schenckii var. luriei, generally seen
in southern Africa or India, which is very similar to the type variety in most
cultural aspects but differs in its host phase, producing unusually large, irregular
yeast-like cells as well as septate cells resembling fission cells, rather like hyaline
versions of the fission cells of chromoblastomycosis fungi. A recent case investi-
gation by Padhye et al. (569) reported large numbers of incompletely separated
cells in an ‘‘eyeglass’’ configuration as characteristic of S. schenckii var. luriei
infection. The variety has a distinct mitochondrial DNA type (570) and differs
from the type variety in not assimilating creatine, creatinine, or guanidinoacetic
acid (571). A recent Indian case that did not yield a culture was confirmed by
immunohistochemistry specific for S. schenckii.
Ascomycetes 457
C. Ophiostoma
1. Ophiostoma stenoceras (Robak) Melin & Nannf.
This fungus, closely related to S. schenckii, was reported by Summerbell et al.
(572) as associated with long-term paronychia in a 65-year-old woman who had
acquired the infection while laboring in forestry and agricultural work. The lesion
was direct-microscopic-positive for filaments but not for yeast elements. Unfortu-
nately for the case report (but not for the patient), the infection was rapidly cured
with nonspecific iodine therapy while the laboratory report was pending, and no
repeat isolation for confirmation of etiology could be performed. Ophiostomatalean
fungi are among the few pathogenic fungi highly susceptible to iodine, and the cure
tended to correlate the proposed etiology; however, additional and better confirmed
cases are needed before O. stenoceras can be formally listed as a pathogen.
O. stenoceras forms colonies and conidiogenous structures that are similar
to S. schenckii colonies within their first 10 to 14 days of growth, except for the
following features: (1) no dark secondary conidia are formed; (2) conidia may
appear more elongate and clavate than typical S. schenckii primary conidia [ac-
cording to de Hoog (559) the difference between the two species is not statisti-
cally significant, but restudy of this matter using fresh isolates would be ideal];
(3) dark brownish to black spots not associated with secondary conidia may de-
velop on the colony surface; and (4) attempts to convert the organism to the yeast
phase give a partial conversion, with most elements still recognizably hyphae or
mycelial conidia in microscopic examination even though the colony has a pasty
appearance. After 14 days on modified Leonian’s agar, ascomata form (Fig. 105).
They are black, with a bulbous base 80 to 180 µm, and with an elongate (up to
2 mm), thin neck bearing a crownlike ring of short, sharp, spinelike setae 18 to
35 (-55) µm, at the ostiole, reflexed outwardly to support an extruded, slimy mass
of pale, smooth-walled, bean- or orange-segment-shaped ascospores (2.0-) 2.5–
4.5 ⫻ 1.0–1.5 µm (Figs. 106 and 107). Unlike S. schenckii, O. stenoceras de-
grades starch in vitro (572).
Figure 109 Neotestudina rosatii: (a) cortical, subcortical, and ascogenous tissues; (b)
surface view of the peridium; (c) asci; (d) ascospores.
B. Piedraia
1. Piedraia hortae (Brumpt) da Fonseca & Arêa Leão
This is one of the few truly contagious fungal parasites of humans. It also occurs
on other primates. Black concretions are attached to the shaft of scalp hairs,
and ascomata form within these concretions. Identification is therefore by direct
microscopic analysis of the concretions; the fungus may be grown in pure culture,
but is hard to isolate, slow-growing, and generally nonsporulating. The disease,
piedra, may be acquired by contact with soil and is cultivated as a sign of beauty
in some cultures (11). A synopsis of recent references on the biology of P. hortae
is provided by de Hoog et al. (69). Extensive overviews are given by Rippon
(11) and Kwon-Chung and Bennett (68).
Ascomata are ascostromata, and are compact, black, very variable in size,
up to 1 mm long by 0.33 mm wide, and irregularly lumpy with formation of
fertile locules (Fig. 110). Stromatal material is composed of vertical rows of
thick-walled, dark, polygonal cells that are 2–10 ⫻ 2.5–6.5 µm. Fertile locules
are 30 to 60 µm in inner diameter, opening to the surface by means of an incon-
spicuous ostiolar pore. Asci are bitunicate, ellipsoidal, and evanescent, with two
to eight hyaline. They are elongate, sinuously curved, and spindle shaped (i.e.,
with acutely angled, rounded ends). The ascospores are 30–45 ⫻ 5.5–10 µm,
and bear whip-like extensions at both ends. A similar species, P. quintanilhae van
Uden et al., differs by lacking the whip-like ascospore appendages, and occurs in
wild populations of chimpanzees (574).
Figure 110 Piedraia hortae: (a) border of subcuticular zone of a mature ascostroma;
(b) young ascotroma; (c) mature ascus; and (d) ascospores.
outer, cortical layer. Asci are bitunicate, clavate, and 80–100 ⫻ 17–22 µm. They
are eight-spored, arising from a stroma, and intermingled with thin, occasionally
branched paraphyses. The ascospores are hyaline to pale brown, ellipsoidal, and
23–30 ⫻ 8–10 µm, usually with five linearly arranged cells, less commonly six,
distinctly constricted at the septa. Each ascospore is embedded in a thick, hyaline
to slightly colored slimy sheath.
This species is distinguished from L. tompkinsii below by producing mostly
five-celled ascospores with rounded ends rather than mostly seven-celled asco-
spores with pointed ends. The ascospores of L. senegalensis have a broad gel
sheath described by El-Ani (576) as ‘‘turbinate [top-shaped] greatly enlarged
near the spore apex,’’ while sheaths of L. tompkinsii are ‘‘fusoid [spindle-shaped]
Ascomycetes 463
like the spore.’’ Further details of the distinction are given by El-Ani (576).
Ségretain et al. (575) and de Vries (3) note rare ascospores with up to eight
cells in L. senegalensis, but this appears to be questioned by El-Ani (576), who
studied 823 spores of four L. senegalensis isolates and saw 810 four-celled spores,
13 five-celled, and none with more cells. Because there may have been some
early confusion between the two species, I have cited El-Ani’s measurements for
L. senegalensis microscopic structures above in preference to those from other
sources.
Figure 113 Leptosphaeria senegalensis, Segretain et al. (IP 614): (a) mature ascus; (b)
ascospores.
Ascomycetes 465
Figure 114 Leptosphaeria tompkinsii El-Ani (IP 1151.76): (a) mature asci; (b) asco-
spores.
pared to the others. Each ascospore is embedded in a thin, hyaline, slimy sheath.
Distinction from L. senegalensis is given above under that species.
Figure 115 Pseudeurotium ovale CBS 247.89 ascoma breaking open to reveal asco-
spores.
ACKNOWLEDGMENTS
This chapter is dedicated to Dr. K-J. (June) Kwon-Chung, who was associated
with an impressive number of the best-quality case reports seen in its preparation.
I would like to thank Katsuhiko Ando for Japanese translation, Walter
Gams for German translation and Latin advice, Marjan Erich-Vermaas for pho-
tography, Rob Samson for managerial intervention, and Arien van Iperen for
preparation of cultures. Gerard de Vries is thanked for drawings, and the Instruc-
tional Media Centre, Ontario Ministry of Health, for inking them.
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498 Summerbell
Kevin C. Hazen
University of Virginia Health System, Charlottesville, Virginia, U.S.A.
Susan A. Howell
St. John’s Institute of Dermatology, King’s College of London,
London, England
I. INTRODUCTION
The class Blastomycetes belongs in the division Deuteromycota, and the class
Endomycetes are yeasts within the division Ascomycota (Table 1). Each order
has two families of medically important organisms (Table 1).
499
500
Table 1 Taxonomy and Classification of Yeasts Within the Blastomycetes and Endomycetes
The implications from such studies are significant, given the growing phar-
maceutical interest in developing new agents for treatment of mycoses. The
agents generally show narrower spectra of species efficacy than older agents, such
as amphotericin B. Antibiograms of Candida species have shown that species
identification is important before the choice of appropriate antifungal agent for
a given clinical situation can be made.
One of the common problems faced by clinical laboratories—which rely
on phenotypic tables of biochemical/physiological characteristics for yeast iden-
tification—is the consistency between the methods employed to generate the
characteristics defined on the table and the methods used in the clinical labora-
tory. For example, urease production is essentially a characteristic of the basidio-
mycetous yeasts. When the presence of urease in taxonomically different yeasts
is evaluated, however, positive tests are obtained for many yeast species if the
test medium is not sufficiently buffered. This factor of buffering may account
for the variable urease results reported among isolates of C. krusei. The conditions
for urease production thus must be identical to those used to generate the table
of phenotypic characteristics.
A similar situation occurs with cycloheximide (CHX) sensitivity testing.
Cycloheximide sensitivity is a useful characteristic for separating closely related
species. Clinical laboratories typically use media containing CHX at concentra-
tions of 400 to 500 µg/ml, and may presume that such media are suitable for
testing sensitivity to CHX. At least two major compendia of yeast species (1, 3),
however, noted that CHX concentrations in media may vary from 100 to 1000
µg/ml and that species can fall into groups based on their level of sensitivity.
This point was also determined by Whiffen (6), who originally reported the use
of CHX for species discrimination. Some isolates may develop tolerance to lower
concentrations, making the reliability of species discrimination based on sensitiv-
ity to low concentrations of CHX unreliable. Which specific concentration is used
to assess CHX sensitivity for inclusion in a table of yeast phenotypic characteris-
tics is often not stated, but clinical laboratories should be aware that it is likely
the concentration is not the one found in standard clinical fungal growth media.
The incubation temperature at which the CHX sensitivity test is performed may
also influence the final result.
Nitrate assimilation is also a useful characteristic that can help to identify
the species of an organism and help demonstrate taxonomic associations. The
presence of nitrate reductase (as detected by a rapid swab test) does not imply
that an organism can assimilate nitrate. The test thus must be consistent with the
methods used to generate the phenotypic table.
‘‘Definitive’’ taxonomic and classification evaluation of an isolate with
subsequent placement into a species is not always possible with assimilation and
fermentation tests. Additional tests are always necessary if the organism is under
Yeasts 505
In recent years there has been an explosion in the variety of molecular methods
developed to examine taxonomic relationships. Two of the original DNA-based
methodologies used the mol % G⫹C ratio and DNA :DNA hybridization to deter-
mine the species identity. Isolates of the same species would be expected to have
similar mol % G⫹C and DNA: DNA reassociation values. The values indicate
if the organisms belong to the same species or genus or are unrelated, but do
not provide information of taxonomic relationships. Phylogenetic relationships
between organisms are measured by using nucleotide sequence divergence. Se-
quences of conserved genes have been studied, but the most popular targets for
these analyses have been the rRNA genes.
Alternative methods that do not require sequencing of nucleic acids have
been developed for identification purposes rather than strictly for taxonomy, and
are more suited to the clinical and research environments. The comparison of
the sizes and numbers of chromosomes by karyotyping with pulsed-field gel elec-
trophoresis has been used for both epidemiology and for examining the genetic
organization of similar species. DNA probes have been produced that were spe-
cies-specific or generated species-specific profiles. Restriction enzyme digests
of DNA have been used to produce profiles characteristic of species or strains.
Fingerprinting techniques that use the polymerase chain reaction have been devel-
oped to demonstrate intraspecies differences for epidemiology and interspecies
differences for identification of yeasts.
be that the groups are at an early stage of species differentiation or that sexual
reproduction was induced by the organisms themselves.
Phylogenetic studies of some groups of organisms demonstrate relation-
ships not apparent from traditional classification. Ando et al. (11) used partial
sequences of 18S and 26S rRNA to examine phylogenetic relationships of species
of the genus Kluyveromyces, and compared the data with a strain of Saccharo-
myces cerevisiae. The genus was heterogeneous, with several species closely
related to S. cerevisiae. Phenotypically Saccharomyces and Kluyveromyces are
similar in some aspects (e.g., the major ubiquinone is Q-6, and nitrate is not used
as the only source of nitrogen), but differ in both the number of ascospores per
ascus and the morphology of the ascopores. James et al. (12) examined the 18S
rRNA gene sequence of species of Saccharomyces, Kluyveromyces, and Zygosac-
charomyces, and demonstrated Saccharomyces to be heterogeneous with some
species of different genera more closely associated with each other than with
members of their own genus. Some close associations were confirmed by se-
quence analysis, such as for the four species of the Saccharomyces sensu stricto
complex (S. bayanus, S. cerevisiae, S. paradoxus, and S. pastorianus) and S.
exiguus with its anamorph Candida holmii, and these groupings also shared close
phenotype description. Phylogeny could therefore be useful in determining the
phenotype characteristics that have greatest importance in taxonomic classifica-
tion.
Another example where the comparison of phylogenetic and phenotypic
classification needed to be carefully considered concerned the differentiation of
Issatchenkia and Pichia species.
Comparison of the partial sequences of 18S and 26S rRNA of 10 Issatchen-
kia species indicated Issatchenkia orientalis to be more closely related to Pichia
membranaefaciens than to P. anomola or the other Issatchenkia species, and the
genus was described as phylogenetically divergent (13). Pichia species were dem-
onstrated to be heterogeneous when a phylogenetic tree of 204 ascomycetous
yeasts had 20 species of Pichia dispersed throughout (14). An important criterion
of yeast classification is morphology of ascospores. Pichia species produce
smooth hat-shaped ascospores, whereas Issatchenkia produce roughened, round
ascospores. The conflict between morphology and sequencing analysis indicates
that the criteria defining these two genera should be re-examined.
The evolutionary relationships in SSU rRNA sequences between pathogens
of the genus Candida and related species were examined, and organisms were
found to cluster according to the existence of a known teleomorph and disease-
causing capability (15). C. albicans, C. tropicalis, C. parapsilosis, and C. viswa-
nathii form a closely related subgroup, all of which can cause disease in humans
and have no determined teleomorph species. The next branches on the phyloge-
netic tree contained C. guilliermondii and then C. lusitaniae, both disease-causing
agents but with known teleomorphs, Pichia guilliermondii and Clavispora lusi-
508 Hazen and Howell
taniae, respectively. The evolutionary distance then increased in order with Can-
dida glabrata, Hansenula polymorpha, Candida kefyr, Kluyveromyces marxianus
var. lactis, Saccharomyces cerevisiae, Candida krusei, and distantly Yarrowia
lipolytica. Of these latter species only C. glabrata does not have an identified
teleomorph and is closely associated with S. cerevisiae. Similar groupings of
these species were produced in the survey of nucleotide divergence in the LSU
rDNA gene of 204 ascomycetous yeasts (14). One clade contained Lodderomyces
elongisporus, Candida parapsilosis, C. tropicalis, C. maltosa, C. viswanathii
(and its synonym C. lodderae), C. albicans, and C. dubliniensis. C. glabrata was
again more closely associated with S. cerevisiae. Pathogenic species of yeasts
were not confined to a particular clade, however, as C. guilliermondii, C. zeyla-
noides, and Clavispora lusitaniae were placed in other distinct branches of the
phylogenetic tree.
dance with sequencing analyses of the same locus. The reproducibility of the
method makes it suitable for isolate identification once a database of restriction
patterns of reference stains is obtained. This contrasts with the results generated
by random amplification of polymorphic DNA (RAPD), where the DNA finger-
print can be affected by many factors.
RAPD is increasingly being applied to species identification. Candida
paratropicalis was shown to be a sucrose-negative variant of C. tropicalis, as
isolates of both species produced nearly identical patterns with a panel of 10-
mer primers (37). Candida guilliermondii and C. fermentati are very similar
yeasts, but can be distinguished phenotypically by the ability of the latter to
ferment galactose at 30°C after 21 days. Rapid identification of these species by
RAPD demonstrated that C. fermentati was not unusual among clinical specimens
(38). Isolates from culture collections representing nine species were compared
by combining the patterns generated by using five 10-mer primers (39). The re-
sults demonstrated C. intermedia and Issatchenkia orientalis to be homogeneous
species, while C. catenulata, Debaryomyces hansenii, C. sake, C. rugosa, and
Arxiozyma telluris were heterogeneous. RAPD patterns also distinguished be-
tween the three subgroups of C. parapsilosis. Arxiozyma telluris was the assigned
teleomorph species of C. pintolopesii; however, the RAPD pattern did not resem-
ble either of the anamorph varieties of C. pintolopesii. The authors caution that
micro-organisms assigned to the same species may not necessarily be closely
related.
Doubt was cast on the validity of the holomorph pairing of C. pintolopesii
and A. telluris by Meyer et al. (40), who found 16 other holomorph pairs to
produce highly similar patterns following amplification with the minisatellite
M13 sequence. Biochemical and physiological tests revealed that there were
marked differences between C. (Torulopsis) pintolopesii and A. (Saccharomyces)
telluris. Although they shared similar mol % G⫹C ratios of 31.8–34.9% C. pinto-
lopesii was respiration-deficient while A. telluris was respiration-competent, and
they differed in their fatty acid and cytochrome composition (41). It is therefore
possible that these yeasts are members of the same taxon but are not holomorphic
pairs.
Others, examining a wider range of species, have found RAPD to be a
suitable tool for recognizing yeast species (42, 43), and that isolates from ana-
morph–teleomorph pairs gave almost identical patterns (42). Molecular methods
are constantly demonstrating the existence of subgroups within species, however.
Candida parapsilosis has been shown to contain three distinct subgroups by mol
% G⫹C content, DNA: DNA reassociation, and RFLP patterns, although group
II isolates were not encountered among a panel of clinical strains (44). Candida
haemulonii has been shown to contain two distinct groups when examined by
isoenzyme analysis and DNA: DNA reassociation, which is in some agreement
with physiological tests (45). For RAPD to be used as a tool for species identifi-
Yeasts 511
whereas 48 types were detected among 111 isolates of C. albicans. When REA
with one restriction enzyme fails to give satisfactory discrimination of isolates,
using a second enzyme can improve results. PFGE-REA with BssHII demon-
strated isolates of C. albicans to be identical, but they could be distinguished by
digestion with SfiI (50).
The ideal typing technique would be both fast and sensitive; however, REA
requires at least 2 days and PFGE can take at least 4 days if time for extraction
and electrophoresis is included. RAPD is a rapid and sensitive method, but suc-
Yeasts 513
cess depends heavily on the choice of primer and the organism being tested.
Greater discrimination was achieved for C. glabrata by PFGE than by RAPD,
but the reverse appeared to apply to studies of C. albicans (Table 3). Twenty-
two isolates of C. glabrata were divided into either six or nine types, depending
on the primer used (51). More usually several primers are screened for their
discriminatory ability, and the primer yielding the largest number of types is
selected for use. Indeed, Robert et al. (52) screened 12 primers before choosing
one to compare 32 isolates of C. albicans.
Once an appropriate technique has been selected and the conditions opti-
mized many different areas of microbial ecology and disease can be examined.
The possibility of a patient being infected at different sites with different strains
of the same yeast species was demonstrated in an AIDS patient with meningitis
and oral candidiasis caused by distinct strains of fluconazole-resistant C. albicans
(53). The dynamics of antifungal resistance within populations of C. albicans
causing recurrent oropharyngeal candidiasis has been examined and the develop-
ment of several different mechanisms of resistance identified (54). Simultaneous
oral carriage in HIV-positive and -negative patients of more than one type of
C. albicans and with more than one species has been shown (18). Nosocomial
transmission of yeasts such as C. lusitaniae (55) and C. krusei (56) within inten-
sive care settings has been demonstrated. Typing of Cryptococcus neoformans
revealed geographical groupings and also that patients acquired their infecting
strain from different locations and that the infection had remained dormant for
many months or years before diagnosis (57).
other Candida species. Two probes, Cg6 and Cg12, have been used to demon-
strate minor genetic changes in isolates of C. glabrata recovered from four vagi-
nitis patients over a 50-month period (61). Similarly, isolates of C. tropicalis
were compared by means of the Ct3 probe (62). This probe produced stable
patterns for three strains over 600 generations, but could distinguish minor differ-
ences in the hybridization patterns of sequential isolates of some patients and
not others. Neither of these studies involved multiple isolates recovered at each
sampling time to reveal the ecology at the site of isolation or the proportion
of genotypes present. Sequential minor changes in highly related hybridization
patterns, however, were demonstrated for isolates recovered from some patients
but not all, indicating that microevolution also occurs with C. glabrata and C.
tropicalis.
A. Arxiozyma
Arxiozyma telluris (anamorph, Candida pintolopesii, previously called Torulopsis
pintolopesii) is a rare agent of fungal infection. It has been isolated from the
pleura and lungs of a single patient and has been associated with oral leukoplakia
from one individual (78, 79).
B. Blastoschizomyces
B. capitatus (formerly Trichosporon capitatum) has been reported to cause sys-
temic infection, including endocarditis (80), onychomycosis (81), osteomyelitis
and discitis (82–84), urinary tract infections (85), possibly hepatitis (86), and
septicemia (86). The organism, which is widely distributed in nature, may be
considered an emerging cause of invasive disease in leukemia patients (87). It
has also been implicated in a fatal case of fungemia following infusion of organ-
ism-laden fluids (88).
C. Candida
Candida species infect a wide range of tissues and are, with the possible exception
of dermatophytes, the most common cause of fungal infections in humans. The
516 Hazen and Howell
D. Clavispora
The two medically important species are Cl. capitatus and Cl. lusitaniae. The
former is the teleomorph of Blastoschizomyces capitatus and is discussed in Sec.
VI.B. Cl. lusitaniae, the teleomorph of Candida lusitaniae, is commonly identi-
fied as the anamorph in the clinical laboratory. Candida lusitaniae has been iso-
lated from cases of fungemia, meningitis, systemic disease, and urinary tract in-
fections (55, 93–95). A distinctive feature of the organism is its resistance to the
polyene amphotericin B. (For example, see Ref. 94.) Such resistance may not be
evident on initial testing in vitro, but may develop when the isolate is exposed
to the drug for extended periods.
E. Citeromyces
Citeromyces matritensis (anamorph, Candida globosa) has not been shown to
cause human disease, but it may be occasionally isolated from clinical specimens.
F. Cryptococcus
Combined with Candida species, Cryptococcus species represent ⬎90% of all
yeast infections in humans. The primary disease caused by Cr. neoformans is
meningitis, which was a relatively infrequent disease prior to the AIDS epidemic.
Cryptococcal meningitis occurs in individuals who are immunocompromised.
Four serotypes, A, B, C, and D, have been reported as pathogens, although addi-
tional serotypes may be involved (combinations of the serotypes). Serotype A
(Cr. neoformans var. grubii) and D (Cr. neoformans var. neoformans) are the
Yeasts 517
most common serotypes recovered from patients. Along with meningitis, Cr. neo-
formans can cause a variety of disease entities, most notably pulmonary and
cutaneous infections (96).
G. Debaryomyces
This genus is represented by D. hansenii, the teleomorph of Candida famata
(previously known as Torulopsis candida). D. hansenii has been isolated from
fresh droppings and cloacal samples of feral pigeons (97). In the clinical labora-
tory, the organism is typically reported as C. famata. This species has been associ-
ated with fungemia and endophthalmitis (98, 99). It is an infrequent cause of
both diseases. A recent study has revealed that several strains of Torulaspora
delbrueckii, a species with industrial applications, are actually Debaryomyces
spp., including one which may be D. hansenii (100).
H. Galactomyces
Galactomyces geotrichum is the teleomorph of Geotrichum candidum, which be-
longs to the order moniliales in the hyphomycetes. The anamorph does not pro-
duce blastoconidia and therefore does not belong in the blastomycetes. Geotri-
chum candidum has been reported to cause oral disease (101) and disseminated
disease (102). It is possible that true disease caused by this organism is rare; it
may have been reported as geotrichosis caused by Blastoschizomyces capitatus,
the recently revised genus-species of Geotrichum capitatum.
I. Hansenula
Hansenula anomala (anamorph Candida pelliculosa) is an emerging pathogen.
It has been associated with cases of fungemia, urinary tract infection, and endo-
carditis (103–106). Invasive disease caused by this organism other than those
already listed has also been suggested (107).
J. Issatchenkia
The medically important species I. orientalis (anamorph Candida krusei) has
been associated with cases of fungemia (108) and possibly sinusitis and pneumo-
nia (109). This organism is typically obtained from patients who are undergoing
treatment with fluconazole and from whom a fluconazole-resistant yeast is iso-
lated.
518 Hazen and Howell
K. Kluyveromyces
Kluyveromyces marxianus (anamorph Candida kefyr; formerly Candida pseudo-
tropicalis) is a rare agent of fungemia and invasive disease in immunocompro-
mised patients (110).
L. Malassezia
The most common clinically important species in this genus are M. furfur, M.
pachydermatis, and M. sympodialis. Another four species have been isolated from
human specimens (32), however. Some of the species were previously considered
members of the genus Pityrosporum. The disease pityriasis versicolor is a com-
mon manifestation of superficial disease caused by Malassezia species. In addi-
tion, the species have been reported to cause folliculitis, fungemia (associated
with hyperalimentation fluids), dermatitis, and lung invasion (111–113).
M. Metschnikowia
Metschnikowia pulcherrima (anamorph, Candida pulcherrima) has been impli-
cated in onychomycosis and has been recovered in other clinical specimens, such
as sputum and cutaneous tissues (114). The overall significance of this organism
in disease is uncertain.
N. Pichia
This genus contains several medically important yeasts with anamorphs in the
genus Candida. Diseases caused by these species are manifold. The most frequent
species in clinical material are P. guilliermondii (anamorph, Candida guillier-
mondii) and P. norvegensis (anamorph, Candida norvegensis). Both species have
been reported to cause fungemia and invasive disease (115, 116).
O. Rhodotorula
The red yeasts Rhodotorula have basidiomycetous affinities. These organisms
have been reported as agents of fungemia, primarily associated with central ve-
nous catheters (117, 118). They have also been implicated in at least one case
each of peritonitis, meningitis, and extrinsic allergic alveolitis (95, 119, 120).
These organisms are found in the environment, particularly in water sources. The
primary species involved in human disease are R. rubra (synonymous with R.
mucilaginosa) and R. glutinis.
Yeasts 519
P. Saccharomyces
Saccharomyces cerevisiae is the primary medically important agent in this genus.
This organism has been associated with cases of vaginitis, oral disease, fungemia,
and empyema (121–123). The organism’s habitat is the environment, but it is
found in a number of basic foods (bread). When ingested, it can transiently colo-
nize the gastrointestinal tract, hence its isolation from GI-related sites may not
imply clinical significance.
Q. Sporobolomyces
This form genus, which has a teleomorph in the basidiomycetes, is an uncommon
agent of human disease. Several infectious manifestations have been reported,
including lymphadenitis, nasal polyps, fungemia, and dermatitis (124–126).
Sporobolomycosis is an opportunistic disease of immunocompromised individu-
als. At least three species have been isolated from clinical materials and include
S. salmonicolor, S. holsaticus, and S. roseus.
R. Stephanoascus
The anamorph of S. ciferrii, Candida ciferrii, has been reported as a possible
agent of onychomycosis in elderly patients (127, 128) and possibly otomycosis
(128). The clinical significance of the organism is doubtful (128), however.
S. Trichosporon
Trichosporon beigelii was once considered the only pathogenic species in this
genus, but recent revisions to the genus suggest that six species may be pathogens.
The epithet T. beigelii is considered by some authorities as invalid, as this species
actually contained multiple variants that have been reassigned to new species
(129, 130). The five species have been implicated as agents of superficial disease
(e.g., white piedra) and two species, T. mucoides and T. asahii, have been sug-
gested to cause disseminated infections in leukemia patients. The organisms are
resistant to amphotericin B, making therapeutic management difficult (131, 132).
‘‘T. beigelii’’ has been isolated from cases of fungemia (131–133). Trichosporon
cutaneum has been shown to colonize and subsequently cause fungemia in neo-
nates (134).
T. Yarrowia
Yarrowia lipolytica (anamorph, Candida lipolytica) has been isolated from a case
of fungemia and a case of sinusitis (135). Due to the difficulty of identifying this
520 Hazen and Howell
organism using standard clinical tests, misidentifications may have occurred and
this organism may be more common than suspected.
Blastoschizomyces
Sexual spores and morphologic features: Asexual genus. Produces arthro-
conidia and annelloconidia on tip of percurrently proliferating conidio-
genous cell; blastoconidia present in young cultures.
Biochemical characteristics: Urease ⫺, CHX R, nitrate ⫺, inositol assim.
⫺, DBB ⫺, fermentation ⫺.
Medically significant species: B. capitatus.
Candida
Sexual spores and morphologic features: Asexual genus. Budding cells,
pseudo- and true-septate mycelium possible.
Biochemical characteristics: Urease ⫺, CHX R/S, nitrate ⫾, inositol as-
sim. ⫺, DBB ⫺, fermentation ⫹.
Predominant medically significant species: C. albicans (including C. dubli-
niensis), C. ciferrii, C. famata, C. guilliermondii, C. glabrata, C. haemu-
lonii, C. kefyr, C. krusei, C. lipolytica, C. lusitaniae, C. norvegensis, C.
parapsilosis, C. tropicalis, C. utilis, C. viswanathii, C. zeylanoides.
Clavispora
Sexual spores and morphologic features: Asci with 1–4 conical or clavate
ascospores; budding cells, pseudomycelium possible.
Citeromyces
Sexual spores and morphologic features: Asci with one (rarely two) round,
warty ascospore; spheroidal to ellipsoidal budding cells, no hyphae.
Biochemical characteristics: Urease ⫺, CHX?, nitrate ⫹, inositol assim.
⫺, DBB ⫺, fermentation ⫹.
Medically significant species (isolated as contaminant, not pathogen): C.
matritensis.
Cryptococcus
Sexual spores and morphologic features: Asexual genus. Budding cells.
Encapsulated. Occasional pseudo- and true hyphae.
Biochemical characteristics: Urease ⫹, CHX S (C. laurentii occasionally
R), nitrate ⫾, inositol ⫹ (occasionally⫺), DBB ⫹, fermentation ⫺.
Medically significant species: C. neoformans.
Debaryomyces
Sexual spores and morphologic features: Asci with 1–4 round or oval,
warty ascospores. Conjugation occurs between cell and bud.
Biochemical characteristics: Urease ⫺, CHX S/R, nitrate ⫺, inositol ⫺,
DBB ⫺, fermentation ⫾.
Medically significant species: D. hansenii.
Galactomyces
Sexual spores and morphologic features: Spherical asci with 1 to 2 (rare)
ellipsoidal, echinate ascospores; ascospores may contain equatorial fur-
row. Produces arthoconidia.
Biochemical characteristics: Urease ⫺, CHX?, nitrate ⫺, inositol ⫺, DBB
⫺, fermentation ⫾.
Medically significant species: G. geotrichum.
Hansenula
Sexual spores and morphologic features: Asci with 1 to 4 hat-shaped asco-
spores; budding cells, pseudo- or true hyphae possible.
522 Hazen and Howell
Issatchenkia
Sexual spores and morphologic features: Asci with 1 to 4 roughened, round
ascospores; budding cells, pseudohyphae possible.
Biochemical characteristics: Urease ⫺, CHX S/R, nitrate ⫺, inositol ⫺,
DBB ⫺, fermentation ⫹.
Medically significant species: I. orientalis.
Kluyveromyces
Sexual spores and morphologic features: Evanescent asci with 1 to typi-
cally 4, 8, or 16 ascospores (one species produces up to 60 ascospores/
ascus); ascospores are oval, crescent shaped, or reniform; budding cells
spheroidal to elongate.
Biochemical characteristics: Urease ⫺, CHX S/R, nitrate ⫺, inositol ⫺,
DBB ⫺, fermentation ⫹.
Medically significant species: K. marxianus.
Malassezia
Sexual spores and morphologic features: Asexual genus; monopolar bud-
ding on a broad base (percurrent); hyphae may be produced.
Biochemical characteristics: Urease ⫹, CHX R, nitrate ⫹?, inositol ?, DBB
⫹, fermentation ⫺.
Medically significant species: M. furfur, M. globosa, M. obtusa, M. pachy-
dermatis, M. restricta, M. slooffiae, M. sympodialis.
Metschnikowia
Sexual spores and morphologic features: Club-shaped asci with one or two
needle-shaped ascospores/spheroidal to ellipsoidal budding cells; rudi-
mentary pseudomycelium usually present.
Biochemical characteristics: Urease ⫺, CHX ?, nitrate ⫺, inositol ⫺, DBB
⫺, fermentation ⫹.
Medically significant species: M. pulcherrima.
Yeasts 523
Pichia
Sexual spores and morphologic features: Generally dehiscent asci with 1
to 4, smooth, hat-shaped, hemispherical, saturnine, or spheroidal asco-
spores.
Biochemical characteristics: Urease ⫺, CHX S/R, nitrate ⫺, inositol ⫺,
DBB ⫺, fermentation ⫾.
Medically significant species: P. guilliermondii, P. fermentans, P. jadinii,
P. membranaefaciens, P. norvegensis.
Rhodotorula
Sexual spores and morphologic features: Asexual genus; budding cells, red
or yellow carotenoids produced.
Biochemical characteristics: Urease ⫹, CHX S/R, nitrate ⫾, inositol ⫺,
DBB ⫹, fermentation ⫺.
Medically significant species: R. rubra, R. glutinis.
Saccharomyces
Sexual spores and morphologic features: Persistent asci with 1 to 4,
smooth-walled, globose to short ellipsoidal ascospores; budding cells,
globose to ellipsoidal; pseudohyphae may be formed.
Biochemical characteristics: Urease ⫺, CHX S/R, nitrate ⫺, inositol ⫺,
DBB ⫺, fermentation ⫹.
Medically significant species: S. cerevisiae, S. exiguus.
Sporobolomyces
Sexual spores and morphologic features: Asexual genus. Budding cells
generally ellipsoidal but variable, percurrent budding. Pseudohyphae
present. Ballistoconidia on sterigmata. Produces salmon-pink carot-
enoids.
Biochemical characteristics: Urease ⫹, nitrate ⫾, inositol ⫾, DBB ⫹, fer-
mentation ⫺.
Medically significant species: S. salmonicolor, S. holsaticus, and S. roseu.
Stephanoascus
Sexual spores and morphologic features: Asci formed after hyphal conjuga-
tion, contain 1 to 4 hat-shaped ascospores when immature, hemispherical
when mature.
524 Hazen and Howell
Trichosporon
Sexual spores and morphologic features: Asexual genus. Budding may be
absent or present. Arthroconidia produced.
Biochemical characteristics: Urease ⫹, CHX S/R, nitrate ⫺, inositol ⫾,
DBB ⫹, fermentation ⫺.
Medically significant species: T. asahii, T. asteroides, T. cutaneum, T. inkin,
T. mucoides, T. ovoides.
Yarrowia
Sexual spores and morphologic features: Asci with 1 to 4 round, oval,
walnut-shaped, hat-shaped, or saturnoid ascospores; budding cells;
pseudohyphae and hyphae usually present.
Biochemical characteristics: Urease ⫹, nitrate ⫺, inositol ⫺, DBB ⫺, fer-
mentation ⫺.
Medically significant species: Y. lipolytica.
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Delft, the Netherlands: Centraalbureau voor Schimmelcultures, 1995.
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cal account. Mycoses 37:3–10, 1994.
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in preterm neonates in a tertiary care centre. Indian J Med Res 110:169–173, 1999.
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Microbio Infec Dis 28:11–17, 1997.
Yeasts 533
Eveline Guého
Mauves sur Huisne, France
I. INTRODUCTION
Yeasts are generally defined as unicellar fungi. Numerous yeasts are able to form
hyphae and/or pseudohyphae, however. Yeasts are polyphyletic in origin and
belong to the Ascomycetes and the Basidiomycetes (1). Within the Basidiomy-
cetes, they occur in all three main phylogenetic lines, namely the Hymenomycetes
[Cystofilobasidiales, Trichosporonales, Tremellales (jelly fungi), and Filobasidi-
ales], the Urediniomycetes (Sporidiales, and including the obligate plant parasitic
rust fungi), and the Ustilaginomycetes (Malasseziales, and including the plant
parasitic smut fungi; Fig. 1) (2). Medically important basidiomycetous yeasts
belong to the genera Cryptococcus Vuillemin, Trichosporon Behrend (both Hy-
menomycetes), and Malassezia Baillon (Ustilaginomycetes). Other basidiomyce-
tous yeasts that have been reported from patients occur in the genera Rhodotorula
FC Harrison and Sporobolomyces Kluyver & van Niel (both Urediniomycetes).
Yeasts, including the basidiomycetous ones, are usually identified by using medi-
cal physiological characteristics. Summarized physiological data of the most im-
portant basidiomycetous yeasts are presented in Tables 1 and 2.
535
536 Boekhout and Guého
ID 32C pattern b
Galactose ⫺ ⫹ ⫹ ⫹
0.01% cycloheximide ⫺ D ⫺ ⫺
DL-lactate ⫺ ⫹ ⫺ ⫺
N acetyl-glucosamine ⫺ ⫹ ⫹ ⫹
L-arabinose ⫹ ⫺ ⫹ ⫹
Cellobiose ⫹ ⫹ ⫹ ⫺
Raffinose ⫹ ⫹ ⫹ ⫺
Ribose ⫺ ⫹ ⫺ ⫹
Glycerol ⫺ ⫹ ⫺ ⫺
Erythritol ⫺ ⫺ ⫹ ⫹
Melibiose ⫺ ⫺ ⫹ ⫺
Gluconate ⫺ ⫹ ⫹ ⫹
Lactose ⫺ ⫹ ⫹ ⫺
Sorbose ⫺ ⫺ ⫹ ⫹
Urea hydrolosis c ⫹ ⫹ D ⫹
Phenoloxydase ⫺ ⫺ ⫺ ⫹
Growth at 37°C ⫹ D D ⫹/D
a
Characteristics were the same for five clinical isolates of C. curvatus, except that inositol was nega-
tive for the type culture CBS 570.
b
For the four species, growth was negative (⫺) on levulinate and positive (⫹) on the other substrates
of the ID 32C strips.
c
D ⫽ delayed.
A. Cryptococcus neoformans
Cryptococcus neoformans is known in both its asexual (anamorph) and sexual
(teleomorph) states, for which the respective names Cryptococcus neoformans
and Filobasidiella neoformans Kwon-Chung are used. Estimates on the incidence
rate in AIDS patients range from 5–30%, with the highest numbers occurring in
sub-Saharan Africa (5). The fungus can cause serious infections, especially in
immunocompromised patients. The main sites of infection are the lungs and the
538
Table 2 Physiological Patterns of Clinical Basidiomycetous Yeasts Analyzed with ID 32C (bioMérieux, Marcy l’Étoile, France)
T. T. T. T. T. T. T. C. C. C. C. C. Filobasiditum R. R. Pseudozayma
asahii asteroides ovoides inkin cutaneum montevideense mucoides neoformans albidus curvatus humicola laurentii uniguttulatum glutinis mucilaginosa species
Esculine V ⫹ ⫺ ⫺ ⫹ ⫹ ⫹ V ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫺ ⫹
Glucosamine ⫹ v ⫹ v V ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
Sorbose ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ V V ⫺ ⫺ ⫹ ⫺ ⫺ ⫺ ⫹ ⫹
Glucose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Inositol ⫺ ⫺ ⫺ ⫹ ⫹ ⫹ ⫹ ⫹ V ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
Lactose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫹ ⫺ ⫺ ⫺ ⫺
Mannitol ⫺ ⫺ V ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ V ⫹ ⫹
Laevulinate ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ ⫺ ⫹ ⫺ ⫺ ⫺ ⫺ ⫺
Gluconate ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫺ ⫺ ⫺ ⫹
Melezitose V V ⫹ ⫹ V ⫹ V ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Glucuronate ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
Melibiose ⫺ ⫺ ⫺ ⫺ ⫹ ⫺ ⫹ ⫺ ⫺ ⫺ ⫹ ⫹ ⫺ ⫺ ⫺ ⫺
Erythritol ⫹ ⫹ ⫺ ⫹ ⫹ ⫺ ⫹ V ⫺ ⫺ ⫹ ⫹ ⫺ ⫺ ⫺ ⫹
Palatinose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Rhamnose V ⫺ V ⫺ V ⫺ V ⫹ ⫹ ⫹ ⫹ ⫹ V ⫺ ⫺ ⫹
Glycerol V V V ⫺ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫹
Ribose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫺ ⫹ ⫺ ⫹
D-Xylose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Sorbitol ⫺ ⫺ ⫺ ⫺ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ V ⫹ ⫹
α-methyl-D-glucoside ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ V ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
2-Keto-D-gluconate ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
Trehalose V ⫹ ⫹ ⫹ V ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Maltose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
Raffinose ⫺ ⫺ ⫺ ⫺ V ⫺ ⫹ V ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫹ ⫹
Cellobiose ⫹ ⫹ ⫹ ⫹ V ⫹ ⫹ V ⫹ ⫹ ⫹ ⫹ ⫺ V ⫺ ⫹
L-Arabinose ⫹ ⫹ V ⫺ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹
DL-Lactate ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫺ ⫺ ⫺ ⫺ ⫹
N-Acetyl-glucosamine ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫹ ⫺ ⫺ ⫹
Sucrose ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫹
0.01% Cycloheximide ⫹ V ⫹ V ⫺ ⫹ ⫹ ⫺ ⫺ ⫹ ⫹ ⫺ ⫺ ⫺ ⫹ ⫺
Galactose ⫹ V ⫹ ⫹ ⫹ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫹ ⫺ ⫹ ⫹ ⫺
central nervous system, including cerebrospinal fluid (CSF ). In the brain it causes
meningitis, meningoencephalitis, and granuloma formation. Primary cutaneous
infections are rare, and most skin infections are due to disseminated systemic
infections (6, 7). Cryptococcus neoformans var. neoformans is encountered in
nearly all of the AIDS-related infections (7, 8).
According to the current classification, the species consists of three varie-
ties: C. neoformans var. neoformans (serotype D), C. neoformans var. grubii
(serotype A), and C. neoformans var. gattii (serotypes B and C). In contrast,
the teleomorph Filobasidiella neoformans var. neoformans corresponds to both
serotypes A and D, and F. neoformans var. bacillispora to serotypes B and C
(9–18).
The occurrence of recombinants between strains of C. neoformans var. neo-
formans and C. neoformans var. gattii, and the presence of genetic recombination
in the first filial generation (F1) suggested their varietal status (15, 19), but no
genetic analysis of the second generation (F2) has been made. In contrast, rather
low DNA-DNA reassociation values ranging between 55–63% (20) were ob-
served between isolates of the two varieties, suggesting a considerable genetic
divergence between the taxa. Both varieties differ in their karyotypes (21, 22),
DNA fingerprints (23, 24), and a number of physiological characteristics; for
example, assimilation of D-proline, D-tryptophane, and L-malic acid, regulation
of creatinine deaminase by ammonia production (25–28), and susceptibility to
killer toxins of C. laurentii CBS 139 (29). The varieties also differ in geographic
distribution and habitat. C. neoformans var. grubii and C. neoformans var. neo-
formans seem to occur worldwide in clinical and veterinary sources, bird drop-
pings, and occasionally in such substrates as fermenting fruit juice, drinking wa-
ter, wood, and air (5, 7, 30–31). Both varieties occur in AIDS patients, and
serotype D isolates seem to be relatively common in Europe (32). Recently, sero-
type A isolates were also isolated from trees in Brazil (33). C. neoformans var.
gattii seems to occur mainly in the tropics, the southern hemisphere, southern
Europe, and the southern United States. Clinical isolates are mainly known from
non-AIDS patients (e.g., CSF, skin, tumor) and animals (e.g., cats and goat, as
well as cows with mastitis). Saprobic isolates are usually associated with Euca-
lyptus species (3, 16, 34–36), but have been isolated from bat guano (33), and
more recently from almond trees (37–38) as well.
Selective isolation and presumptive identification of the species is usually
based on its ability to form melanin on plates containing niger seeds (Guizotia
abyssinica) (39) or dopamines such as L-DOPA or norepiniphrine (40), and the
presence of an extracellular capsule visible in india ink preparations. Other identi-
fication tests are based on its ability to hydrolyze urea (41, 42), but this is a
characteristic for all basidiomycetous yeasts, and urease negative strains of the
species have rarely been reported (43). Distinction between the varieties is usually
performed on 1-canavanine-glycine-bromothymol blue medium (CGB-medium;
540 Boekhout and Guého
14, 44), or by testing D-proline or D-tryptophan assimilation (26, 27). The four
serotypes can be identified by agglutination with polyclonal antibodies (45) or
by immunofluorescence with monoclonal antibodies (46). The four serotypes
have the same physiological growth characteristics as are usually evaluated in
clinical laboratories (4) with a commercial testing system (Table 1).
The observed genetic, biochemical, ecological, pathological, and geograph-
ical differences raise strong questions about the conspecific status of the varieties.
If they interbreed, it is hard to understand how all the observed differences are
being maintained, as one would expect homogenization to occur within the popu-
lation. Recent observations using amplified fragment length polymorphism
(AFLP) (47) and nucleotide sequences of the intergenic spacer (IGS) of the ribo-
somal DNA (48) seem to support the existence of two species, therefore the
presence of two separate teleomorphic species is proposed: F. neoformans Kwon-
Chung and F. bacillispora Kwon-Chung with their respective anamorphs C. neo-
formans (Sanfelice) Vuillemin and C. bacillisporus Kwon-Chung & Bennett (⫽
C. neoformans var. gattii Vanbreuseghem & Takashio).
Using molecular data, Franzot et al. (49) recently described a new variety
for serotype A isolates of C. neoformans as C. neoformans var. grubii. Our AFLP
analysis and IGS sequence data largely support the existence of this variety, but
also showed that the resulting genotypic clusters do not entirely correspond with
the serotype boundaries (47). The same can be concluded from the URA5 se-
quence and CNRE-1 results presented by Franzot et al. (50), as a serotype D
isolate was incidentally found to cluster among the serotype A isolates they stud-
ied. These observations suggest that serotyping alone cannot be used to distin-
guish C. neoformans var. neoformans from C. neoformans var. grubii. We ex-
plain these nonconcordant results by proposing the presence of sexual or
parasexual hybridization between serotype A and D isolates of C. neoformans
and between serotype B and C isolates in C. bacillisporus. So far we have only
evidence for the occurrence of hybridization within—and not between—the spe-
cies. Presently we favor the scenario in which the fungus uses both sexual and
asexual reproduction mechanisms. The role of the sexual Filobasidiella states in
the hybridization events is not yet clear. After recombination, strains with the
hybrid genotypes may disseminate clonally. Hybrid strains may have a selective
(dis)advantage toward changes that occur in the environment. Such environmen-
tal changes may have happened several times in the history of the species (51).
The hybrids may also differ in virulence or resistance to antibiotics. Our hypothe-
sis about the reproductive biology of the species differs from the previous pro-
posed strictly clonal reproduction of C. neoformans, as was deduced from linkage
disequilibrium studies in which multilocus electrophoretic enzyme patterns were
used (52, 53). Additional support for the previous proposal derived from the
concordance between different molecular parameters in geographically separated
populations, as well as the dominance of a few genotypes in the population (54).
Basidiomycetous Yeasts 541
We think, however, that the molecular markers used in these studies probably
yield lower levels of resolution than the AFLP markers we employed.
Cryptococcus humicola has been isolated from skin and bronchial excretion, as
well as soil and mushrooms. Isolates of Filobasidium uniguttulatum, the perfect
state of Cryptococcus uniguttulatus (82), have been obtained from an infected
fingernail, bronchus, sputum, the sole of a foot, and white patches in the mouth
(72). No proof for pathogenicity exists for the latter two species, however. Filo-
basidium uniguttulatum does not grow at human body temperature in vitro.
The genus Trichosporon consists of anamorphs for which no sexual state (teleo-
morph) has been described. In 1992, the genus was limited to yeastlike fungi
combining a layered cell wall ultrastructure, the presence of a dolipore, positive
urease and Diazonium Blue B (DBB) reactions, and the ability to both produce
true filaments (hyphae) and multiply asexually by arthroconidia and under certain
conditions blastoconidia (83). Behrend had created the genus in 1890 with the
species T. ovoides to accommodate a fungus isolated from mustache white piedra
nodules (84). T. ovoides was reintroduced as the type species of the genus to
replace the name T. beigelii (83). The epithet beigelii first appeared in 1867 when
Küchenmeister and Rabenhorst (85) observed round cells composing white piedra
nodules on ‘‘postiche chignon’’ hair. They named the micro-organism Pleurococ-
cus beigelii, because they thought that these nodules were composed of algae.
They did not get a culture or provide a description, however. In contrast, the
description given by Behrend (84) for T. ovoides was macroscopically and micro-
scopically well detailed. Unfortunately, his original culture was not maintained,
but a neotype culture of the species with the same characteristics as the original
material was selected and deposited in culture collections (86, 87). In 1992 all
isolates preserved in culture collections and differing from this type of culture
were shown to represent other known species or undescribed species [e.g., see
T. mucoides described in 1992 (83)]. The genus was enlarged to 19 species.
Trichosporon pullulans, which resembles the other species only morphologically,
needs to be recombined in another genus, as it belongs to a distinct phylogenetic
lineage. This species belongs to the order Cystofilobasidiales, which contains
psychrophilic genera such as Mrakia and Cystofilobasidium. The genus Tri-
chosporon sensu stricto is phylogenetically related to the Tremellales and the
Filobasidiales, and has recently been classified in the Trichosporonales (2, 88–
90). The species of the genus are serologically similar to Cryptococcus neo-
formans (91). The psychrophily of T. pullulans (no growth above 20°C) precludes
any pathogenicity of this species in humans or other warm-blooded animals. The
rare papers describing T. pullulans as a pathogen may be based on misidentified
isolates (92). Contrary to the other Trichosporon species, T. pullulans is able to
grow with nitrates as a nitrogen source.
Basidiomycetous Yeasts 543
them uses nitrates as a nitrogen source, but all are able to use most of the carbon
substrates commonly used in yeast identification (83).
A. Trichosporon asahii
Although originally isolated as a contaminant from psoriatic nails, this species
is becoming recognized as the major causative agent of deep-seated trichospor-
onosis (102, 108), in particular in immunocompromised patients. It is also iso-
lated from cutaneous lesions, nails, and white piedra nodules, although not from
capital white piedra (103, 104). It is able to grow at 37°C, but the typical colonies,
measuring 16 to 24 mm in diameter in 10 days and with a wrinkled white farinose
surface, are better developed at 25–28°C on Sabouraud glucose agar (SGA) with-
out antibiotics. Hyphae disarticulate into regular arthroconidia (Fig. 2a), which
become barrel-shaped with age on slide cultures. Appressoria and blastoconidia
are missing (83). Its physiological pattern is characterized by lack of assimilation
of raffinose and sorbitol, which are substrates present in most commercial kits
for yeast identification (98, 104). It should be noted, however, that since the
physiological data presented in the fourth edition of The Yeasts: A Taxonomic
Study (99) are based on relatively long incubation periods, the results may differ
from those obtained with commercial kits. This discrepancy in assimilation pat-
terns may cause confusion to medical microbiologists. Consequently, only a few
clinicians such as Mahal and coworkers (109) have risked publishing any of the
correct, newer names instead of the obsolete T. beigelii. T. asahii was proven to
correspond to the serotype II standard culture, one of the causative agents of
summer-type hypersensitivity pneumonitis (110). The species as currently de-
fined includes previously recognized variants, such as T. infestans (83, 99), now
B. Trichosporon inkin
The fungus was first isolated from scrotal skin lesions. Most isolates from the
genital area isolates, including those from white piedra on pubic hairs, were
shown to belong to the same genetic entity. The fungus may be particularly well
adapted to the genital microniche (83, 87, 103, 104). The species is also found
in urine, however, and occasionally causes deep-seated trichosporonosis (102).
Reports with the right identification of T. inkin (111) are rare, and therefore its
clinical importance is not yet known.
Because of the presence of sarcinae, round multiseptate cells that occur in
the cutaneous tissues of scrotum, T. inkin has been classified as Sarcinomyces
inkin or Sarcinosporon inkin. These monotypic genera are presently considered
to be synonyms of T. inkin (E. Guého, unpublished data), however. Consequently,
the report of a Sarcinosporon inkin invasive infection (112) must be attributed
to T. inkin. The species was also thought to be related to algae of the genus
Prototheca, because the sarcinae are reminiscent of the morphology of this genus,
and to Fissuricella filamenta multiplying by meristematic cleavage. (See T.
asteriodes.) Sarcinae are restricted to the parasitic phase of T. inkin, however,
and are formed in vitro on culture media with high sugar contents (Fig. 3a).
Hyphae and arthroconidia are similar to those of other Trichosporon species, and
appressoria similar to those of T. ovoides (98, 113) (Figs 3b, c). Colonies on
SGA measure only 9 to 12 mm in diameter. They are dry and finely cerebriform
with a white farinose covering, do not have a marginal zone, and often crack the
agar medium. Appressoria, mostly borne laterally on long arthroconidia are pres-
ent in slide cultures (Fig. 3b). The species grows at 37°C, and L-arabinose and
raffinose are not assimilated (83, 98, 104).
C. Trichosporon mucoides
Several strains were found to be identical with the agent of a cerebral trichospor-
onosis (114), but did not agree with any known species. Therefore a new species,
T. mucoides, was described from the characters of a strain isolated from a brain
as its type culture (83). It is unknown if the first reported agent of a deep-seated
trichosporonosis from a brain abscess and a case of chronic meningitis (83, 100,
114) corresponded to this species. Presently it is clear that T. mucoides is medi-
cally very important (102), and it seems to be the only Trichosporon species able
to cross the cerebral barrier. Besides, it has been isolated from lesions of skin
(115), nails, and from pubic white piedra (103, 104). In Japan, it has been found
to occur in the environment of a patient with summer-type hypersensitivity pneu-
monitis and was identified as serotype I standard culture (110). The species is
able to grow at 37°C. Colonies at 25–28°C reach 13 to 17 mm in diameter, and
are mucoid, cerebriform at the center, and have deep furrows toward the margin.
Morphologically, T. mucoides is characterized by hyphae that can disarticulate
into arthroconidia, but the species also produces lateral blastoconidia that at the
mature state are thick-walled and refringent (Fig. 2b). The species utilizes most
carbon substrates, including L-arabinose and raffinose (98). Its physiological pro-
file is similar to that of Cryptococcus humicola. This latter species, however, was
never found to be implicated in any pathology, nor does it produces arthroconidia.
Moreover, in contrast with T. mucoides it assimilates levulinate present in the
ID 32C identification strips (bioMérieux, Marcy l’Etoile, France; Table 2).
D. Trichosporon ovoides
White piedra on the head and beard hair shaft is nowadays rare, and so is its
causative agent, T. ovoides (83, 104). Only a few isolates were included in the
taxonomic revision (83), but Sugita and co-workers recently isolated T. ovoides
from the urine of a patient with trichosporonosis (108). The species grows very
slowly at 37°C. Colonies at 25–28°C resemble those of T. asahii, while arthro-
conidia and appressoria are similar to those of T. inkin. Physiologically, T.
ovoides is also intermediate between these two species. Like T. asahii, it does
not grow with raffinose, and unlike T. inkin it grows weakly with L-arabinose.
Basidiomycetous Yeasts 547
Phylogenetically, T. ovoides clusters together with T. inkin and the new species
T. japonicum (95) at a short distance from T. asahii.
E. Trichosporon asteroides
This species is mainly known from skin, but incidentally was also isolated from
blood (83). The distinction from the phylogenetically closely related T. asahii is
difficult. Growth at 37°C is weak, but colonies at 25–28°C are very similar to
those of T. asahii. Appressoria are not present, and arthroconidia are often thick-
walled and septate. Assimilation reactions, although much slower, are the same
as in T. asahii. Fissuricella filamenta, which morphologically differs from T.
asahii, was found to be conspecific because of high DNA/DNA reassociation
values and rRNA sequence similarity (83). Colonies of F. filamenta are dry, finely
cerebriform, and brownish, and measure only 5 to 6 mm in diameter after 10
days. Growth of the filamentous phase is very brief and typical meristematic
packs of cells quickly formed (98).
F. Trichosporon cutaneum
This species, long synonymized with T. beigelii (83), occurs on skin and hairs
(98, 104, 108). It does not grow at 37°C or in the presence of cycloheximide.
Its colonies are similar to those of T. mucoides, and produce hyphae, arthroconi-
dia, and lateral blastoconidia. The primary cultures may be strictly yeastlike,
however, and may be confused with C. neoformans. Like the latter species, T.
cutaneum is also urease-positive, but it lacks a visible capsule when stained with
india ink.
The genus Malassezia belongs to the basidiomycetous yeasts because of its multi-
layered cell wall, enteroblastic budding, urease activity, and a positive staining
reaction with DBB. Phylogenetically it belongs to the Ustilaginomycetes, where
548 Boekhout and Guého
A. Malassezia furfur
This species is represented by two neotype cultures, namely CBS 1878 from a
scalp and CBS 7019 from lesions of PV. The two cultures proved to be conspe-
Basidiomycetous Yeasts 549
Figure 4 Plates showing growth of M. furfur (a), and Malassezia globosa (b) on media
with Tween 20, Tween 40, Tween 60, and Tween 80 (start at black bar and clockwise)
and cremophor EL (castor oil) (center). M. furfur shows distinct growth with all substrates,
whereas M. globosa shows weak or no growth with these substrates. (Notice the white
precipitate around Tween 40 and 60.)
cific, and M. furfur is maintained as the generic type species (117). Several ques-
tions remain about this species, however. All strains retained as M. furfur showed
high percentages of DNA/DNA reassociation and high ribosomal RNA similarity
(123), but two karyotypes were observed (127). Moreover, the species is morpho-
logically heterogeneous with globose, oval, or cylindrical yeast cells, even though
it is physiologically homogeneous. Malassezia furfur can be routinely identified
by the combined characteristics of its ability to grow at 37°C, a strong catalase
reaction, absence or a very weak β-glucosidase activity, and equal growth in the
presence of Tweens 20, 40, 60, 80 and cremophor EL as sole lipid sources (126)
(Fig. 4a). Some strains are able to produce filaments, either spontaneously or
under particular culture conditions (128) (Fig. 5a). These filaments should be
interpreted as pseudohyphae, not as true hyphae, because they lack septa with a
central pore. Strains of the species originate from various hosts, sites, and dis-
eases. M. furfur was not observed in recent epidemiological surveys of healthy
persons and patients with PV or seborrhoeic dermatitis (SD) (129) and healthy
volunteers (130). This absence may perhaps be caused by the isolation protocols
used, or may arise from competition between different skin-inhabiting species
of Malassezia (131). When the same protocol is used, however, the species has
been isolated from systemic and mucosal sites, such as urine, vagina, and blood
(127), or exposed sites such as nails (E. Guého, unpublished data). As a prelimi-
nary conclusion, we can state that the species is a pathogen, but its role in disease
remains to be elucidated. Because M. furfur is mildly lipid-dependent, it sur-
vives—particularly in collections—better than the other species. It has also been
isolated from animals (132–134).
Malassezia slooffiae, one of the four new species, may be misidentified as
550 Boekhout and Guého
Figure 5 Micromorphology of M. furfur (a), and Malassezia globosa (b): (a) gram-
stained oval yeast cells and filaments of M. furfur CBS 7019 originally isolated from
pityriasis versicolor; (b) scales of pityriasis versicolor with parker ink-stained globose
yeast cells and short filaments of M. globosa.
M. furfur. It can be differentiated from the latter species, however, by its unique
absence of growth with cremophor EL (126). The species is regularly isolated
from human skin and is mostly found in association with M. sympodialis or M.
globosa. Its role as human pathogen is likely very weak, but it may be better
adapted to animals, especially pigs (132, 133).
Malassezia obtusa, another new species, resembles M. furfur morphologi-
cally but differs physiologically. It does not grow at 37°C, nor with any of the
five lipids used in the tests. It darkens esculin medium (126), however. It is a
very rare species that so far is known to occur only in the healthy skin of humans.
B. Malassezia pachydermatis
Malassezia pachydermatis is the only lipophilic Malassezia species able to grow
without supplementation of long-chain fatty acids or their esters. So far, the non-
lipid-dependent Malassezia yeasts are considered to represent a single species,
for which the epithet pachydermatis has priority (135). The species may be in
the process of speciation (123), however, likely in relation to host specificity
(136). In contrast to M. furfur, it has a constant karyotype (127), and minor pheno-
typic differences seen among isolates correlate with differences observed in
rDNA genotypes. All isolates grow well at 37°C, and some primary cultures
show a certain lipid dependence (137, 138), therefore epidemiological surveys
of Malassezia yeasts from any animal or human source should utilize lipid-
supplemented media. The weakly lipid-dependent isolates have smaller colonies
than those that lack a response to lipid supplements. Differences in catalase and
β-glucosidase expression, in Tweens 20, 40, 60, 80, and cremophor EL reactivity
occur in all rDNA genotypes (126). These different compounds, particularly
Tween 20 and cremophor EL, may be more or less inhibitory, as growth may
Basidiomycetous Yeasts 551
occur only at some distance from the compounds (139). Even if these phenotypic
differences are found to be reproducible, however, they may not be sufficient to
discriminate consistent separate species among the non-lipid-dependent isolates.
M. pachydermatis is rare in humans, although it has been found to cause septic
epidemics, usually in infants as a complication of prematurity (140, 141). In one
case, the contamination was linked to a nurse’s dog (142). M. pachydermatis is
well known as a normal cutaneous inhabitant of numerous warm-blooded ani-
mals. Seborrhoeic dermatitis and otitis associated with this lipophilic yeast are
now commonly recognized, especially in dogs (143). So far, however, it has not
been possible to relate differences in pathogenicity to phenotypic or genotypic
traits (136, 144).
C. Malassezia sympodialis
This lipophilic and lipid-dependent Malassezia yeast was described in 1990
(145), but only the comparison of a large number of strains resulted in a more
accurate circumscription of the species (117). It correlates to the former M. furfur
serovar A (146) and can be characterized in routine identifications by a strong
β-glucosidase activity, which deeply darkens the esculin medium in 24 hr. The
species grows at 37°C. Cremophor EL as a unique lipid supplement does not
allow good growth (as also seen in M. slooffiae, but this species does not split
esculin). Primary isolates may develop a ring of tiny colonies at some distance
from the cremophor EL source. Morphologically, the yeast cells are small and
ovoid, and they are not able to form filaments in culture. The species is commonly
isolated from healthy as well as diseased skin (129). Its role as a pathogen is not
yet elucidated. Indeed, in skin lesions M. sympodialis is often present, but usually
associated with the more abundantly occurring M. globosa (130). The species
has also been isolated from healthy feline skin (147).
D. Malassezia globosa
This species has a stable micromorphology in that its yeast cells remain spherical
even after several transfers (117). Buds are also spherical and emerge from the
mother yeast through a narrow site, contrary to the patterns seen in other Malas-
sezia species. The species corresponds to the original description of Pityrosporum
orbiculare obtained from a PV case (148). It seems likely, however, that many
data published in the past as P. orbiculare correspond in large part to other spe-
cies. Like M. furfur, M. globosa is able to produce filaments. Particularly in
primary cultures, a certain number of yeasts produce germination tubes of various
lengths (Fig. 5b), but this ability disappears after transfer. M. globosa correlates
to former M. furfur serovar B (146). The yeast does not grow at 37°C or does
so poorly, does not grow on the five lipid substrates (Fig. 4b), and does not split
esculin. Malassezia globosa is the most important species in PV (148a), either
552 Boekhout and Guého
E. Malassezia restricta
This is the only lipid-dependent species lacking catalase activity (117). Like M.
globosa, M. restricta lacks β-glucosidase activity, does not grow at 37°C, and
is strongly lipid-dependent. Growth of the colonies is very restricted. The species
is isolated almost exclusively from the head, including scalp, neck, and face
(130), and it corresponds to serovar C (146). Because of its localization on the
human head and its small oval to round yeast cells, M. restricta resembles the
former concept of Pityrosporum ovale (149). Unfortunately, no culture has been
preserved to represent the latter name. Malassezia restricta does not produce any
filaments. Although M. restricta is very fastidious, more studies are needed to
understand its implication in Malassezia-associated diseases, in particular dan-
druff and seborrhoeic dermatitis. This species is not known to occur in animals
(132, 133).
V. RHODOTORULA HC HARRISON
receiving total parenteral nutrition, but also from patients with AIDS, carcinoma,
endocarditis, meningitis, sepsis, and keratitis (158–164).
Another species, Rhodotorula glutinis var. glutinis, has been reported from
patients receiving nutrition or antibiotics through indwelling catheters, and also
from keratitis (165–167). Rhodotorula minuta has been reported from an AIDS
patient (168). Unidentified Rhodotorula yeasts were isolated from patients suffer-
ing from endocarditis, carcinoma, leukemia, corneal infection, or diabetes, or
receiving neurosurgery (151–154, 169–171).
These yeastlike fungi represent anamorphs of the plant pathogenic smut fungi
(Ustilaginomycetes) (2, 116, 178, 179). Tilletiopsis species from ballistoconidia,
whereas acropetally branched chains of fusiform to cylindrical blastoconidia oc-
cur on sterigmalike outgrowths in Pseudozyma (180, 181). Tilletiopsis albescens
is known from a lesion of colostomy, and T. minor has been isolated from the
human cervix and urethra and also from a puncture from an eye of a 70-year-
old human (178). Pseudozyma strains have been isolated from diverse substrates,
including skin and blood (182). Pathogenicity has not been proven in any of these
cases, however, and the isolates may represent contaminants.
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10
Dematiaceous Hyphomycetes
Wiley A. Schell
Duke University Medical Center, Durham, North Carolina, U.S.A.
565
566 Schell
III. IDENTIFICATION
IV. DESCRIPTIONS
A. Acrophialophora Edward 1959
Acrophialophora fusispora (Saksena) M.B. Ellis 1971, has been identified as
causing keratitis (16). Colonies are dense, matted, and feltlike at the base, with
floccose aerial hyphae, initially dull white, becoming grayish-brown. Colony re-
verse is black. Conidiophores are erect, septate, smooth or roughened, thick-
walled and brown at base, becoming pale toward apex (Fig. 1). Phialides are
flask-shaped and swollen near base, with tapered neck, borne singly, in pairs or
verticils on conidiophores or sometimes on vegetative hyphae. Conidia are one-
celled, colorless to pale brown, broadly ellipsoidal to limoniform, with fine echi-
nulations formed in spiral bands. Conidia are borne in long basipetal chains.
Compare with Paecilomyces (17, 18).
tenuissima (27–29). Colonies are rapidly growing, floccose, white to gray, be-
coming brown, reverse brown to black. Conidiophores are erect, dark, septate,
simple, or branched. Conidia are muriform, obclavate, with beak (tapering apex),
darkly pigmented, smooth or rough, in simple or branched acropetal chains. Com-
pare with Ulocladium, Stemphilium, Embeliasia (4,5,17,30).
is swollen at the tip, but can be pointed. The beak can be as long as one-half the
length of the conidium (17,31).
and C. sphaerospermum, but the conidia taper more sharply toward both ends
in such a way that the spores are lemon-shaped to fusiform and their connectives
often are narrow and elongated (Fig. 14). Spore walls remain smooth. Further in
contrast to C. cladosporioides and C. sphaerospermum, colonies will grow at
37°C. There is no growth at or above 40°C. Gelatin hydrolysis is negative and
urease is formed. Only one isolate has been described. Subsequently described
was a species, Cladophialophora arxii (64), that seems to have no significant
morphologic difference from C. devriesii, but that grows at 40°C and exhibited
differences in partial 26S rRNA sequence. Recently an isolate similar in morphol-
ogy to C. arxii and C. devriesii, but differing in molecular makeup was described
(65).
11 µm. Conidiophores are up to 225 µm long, often nodose, and somewhat genic-
ulate (Fig. 17). No teleomorph is known.
end cells subhyaline or only pale brown, remaining cells plainly brown (Fig. 20).
Stromata are not formed on rice or PDA.
cells are brown and verrucose (Fig. 24). Stromata are formed on rice and some-
times PDA. No teleomorph is known.
40°C. It has been suggested that these two organisms might be regarded as sepa-
rate species (109).
conidia, and usually a third level is formed similarly. This limitation to two or
three levels of conidia contrasts with Cladosporium spp. and constitutes the dis-
tinctive morphology for the genus. In addition, Rhinocladiella and Phialophora
synanamorphs can be present. Colonies of both species are slow-growing, vel-
vety, olivaceous black. Conidiophores are pale to mid-brown, usually erect, with
slight apical swelling of main axis. Conidia are one-celled, pale to mid-brown.
Fonsecaea compacta (Fig. 38) differs from F. pedrosoi (Fig. 39) by conidia that
are subglobose, broadly attached, and formed in compact conidial heads. Both
species grow at 37°C. Molecular analysis has shown substantial ITS sequence
diversity among isolates in this genus (99, 124). Compare with Cladosporium,
Rhinocladiella (4,15)
entirely. True hyphae are present with age, and are most easily found submerged
within the agar. Hyphal formation and observation of sporulation can be facili-
tated by inoculating an agar plate and then placing a cover glass over the inocu-
lum. The teleomorph of Hormonema dematioides is Sydowia polyspora. Compare
with Aureobasidium, Scytalidium (40).
reported fewer than 100 times (127). Madurella grisea colonies are slow-grow-
ing, velvety, folded and heaped, dark brown with grayish tints, reverse dark
brown without diffusing pigment. Isolates of M. grisea are sterile, though some
reportedly have formed pycnidia. Conidia are not present. Growth is better at
30°C than at 37°C. Sucrose is assimilated; lactose assimilation is variable. Colo-
nies of M. mycetomatis are slow-growing, cream-colored, glabrous, folded,
tough; with age becoming velvety, dark brown, staining the agar with a diffusing
brown pigment. Growth is enhanced at 37°C; lactose is assimilated but sucrose
Dematiaceous Hyphomycetes 601
is not. Colonies are sterile on routine media; sporulation is present in about 50%
of M. mycetomatis isolates grown on nutrient-poor media. Conidia are subglobose
to pyriform, 3 to 5 µm, with truncate basal scar, occurring in balls, rarely in
fragile chains. Phialides are variable, usually 9 to 11 µm long, tapering, often
with collarette; but range from long (15 µm) and tubular to short (3 µm) and
integrated. Occasionally two or three phialides may be borne upon a single
branch. Large vesicles, terminal and intercalary, often are present. Sclerotia may
be present. No teleomorph is known for either species (12).
grew better at 30°C than at 25°C, but did not grow at 37°C. No teleomorph is
known. Compare with Cercospora, Vermispora (17).
develops and becomes predominant, the colonies become filamentous. Some iso-
lates of P. elegans, however, have little or no development of a hyphal synana-
morph (139). Phaeoannellomyces elegans exhibits one-celled annellated yeast
cells that are subhyaline to pale brown (Fig. 44). Pseudohyphae may be formed.
Compare with Exophiala, Phaeococcomyces, Wangiella (100,106).
rarely they can occur in branched clusters (Fig. 50). Conidia are cylindrical and
often curved.
nies are velvety, olivaceous black with olivaceous gray aerial hyphae. Conidio-
genous cells are monophialidic, typically micronematous and integrated, often
with collarettes, not separated from the hyphae by a septum (Fig. 53). Erect lateral
or terminal phialides are rarely present. Conidia are holoblastic, schizolytic, sub-
hyaline to pale brown, zero to three septate, acerose to falcate when mature, 14–
30 ⫻ 1–1.8 µm. Anastomosis between adjacent conidia occurs readily, and co-
nidia sometimes function as phialides by directly producing phialoconidia from
a lateral focus.
to fusiform. A similar genus, Veroneae, differs by conidia that often are two-
celled, and one report of skin infection has been noted for V. botryosa (5). Com-
pare with Exophiala, Fonsecaea, Rhamichloridium, Veronae (15,17,30).
subglobose, hyaline when young, brown with age, forming multilateral holo-
blastic buds, often adhering in large masses (Fig. 58). Skin infections have
been documented (163,164). Compare with Botryomyces, Phaeococcomyces,
Phaeoannellomyces, Wangiella.
Conidia usually are brown, roughened, six- to 16-celled, consisting of four bun-
dled rows of two or four cells per bundle, with a slight furrow between rows.
Conidia measure 14–29 ⫻ 25–39 µm and are further distinguished by a long
(12–80 µm), filiform, multicellular appendage at the apex of each bundle (17).
Keratitis and subcutaneous infection have been reported (180,181). Compare to
Hughesinia.
phores (21) (Fig. 66). Subcutaneous infection has been attributed (5). Compare
to Alternaria, Stemphilium, Embeliasia.
sequencing analyses have not yet resolved this question (52,144). A Phialophora
synanamorph may be present (Fig. 68). Another fungus known lately as Exophi-
ala jeanselmei var. heteromorpha has been reevaluated by morphologic criteria,
and a new combination for it, W. heteromorpha, has been proposed (98). (See
Exophiala.) Compare with Phaeoannellomyces, Phaeococcomyces, Phialophora
(3,104,187).
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Dematiaceous Hyphomycetes 631
Lynne Sigler
University of Alberta, Edmonton, Alberta, Canada
I. INTRODUCTION
The fungi treated in this chapter have different phylogenetic affinities. Pathogenic
members of two ascomycete families—Microascaceae and Chaetomiaceae—are
treated first. The family Microascaceae includes Scedosporium anamorphs and
teleomorphs in Pseudallescheria and Petriella in addition to Scopulariopsis ana-
morphs and teleomorphs in Microascus. The remaining fungi represent diverse
ascomycetes and basidiomycetes that are recognized in culture usually by their
conspicuous conidial stages or by vegetative mycelial features. The conidia are
produced from conidiogenous cells borne diffusely on the mycelium, on mono-
nematous or synnematous conidiophores, or in sporodochial or pycnidial conidi-
omata. These species traditionally have been classified in the Hyphomycetes and
the Coelomycetes. Although connections to teleomorphs have been established
for many of the species, they are described here under their better-known anamor-
phic names. The hyphomycetous fungi included in this chapter are predominantly
moniliaceous; that is, they produce lightly colored conidia. Fungi producing
darkly pigmented conidia are treated in Chap. 10.
Isolates that are initially sterile in culture may be ones that form fruiting
bodies representative of the ascomycetes, the basidiomycetes, or the coelomy-
637
638 Sigler
cetes. Sexually producing fungi may be heterothallic, and the teleomorph will not
be obtained unless compatible mating strains are crossed. Isolates of homothallic
species will form fruiting bodies (ascomata or basidiomata) when grown on
a suitable medium or under appropriate conditions of light or temperature. Me-
dia that stimulate sporulation include oatmeal-salts agar, cornmeal agar, and
Takashio agar or low-glucose media amended with natural substrates (e.g., carna-
tion leaves, wood shavings, hair, or other keratins) (1). It is often necessary to
try more than one medium and to hold cultures for extended time periods (4–8
weeks or longer) to obtain mature structures. Inspection of plates with a dissecting
microscope (with illumination from above and below) is of great value in locating
pycnidia or ascomata that may be embedded in the agar or hidden under mats
of mycelium and/or exudate droplets, and for observing the presence of ostioles,
appendages, or setae and the manner of spore release (e.g., ascospores in cirrhi,
conidia in slime).
eye, lung, heart valve, and peritoneum; and (3) disseminated infection in immuno-
compromised patients. They reported the frequent isolation from blood cultures.
The species is notorious for its antifungal drug resistance in vitro, and this is
correlated with clinical therapeutic failure, especially if there is no reversal of
the underlying deficiency.
Figure 2 Pseudallescheria boydii. (A) Ascomata (cleistothecia). (B) Immature asci. (C)
Wall of ascoma. (D) Ascospores. Source: Reprinted from Ref. 119, p. 96, by courtesy of
Marcel Dekker, Inc.
a short conidiophore, and are distinctly basally swollen and tapered at the tip.
The tip elongates as successive conidia are formed, and conidia often remain
attached laterally. Conidia are formed in slimy masses and are subhyaline to light
brown, ovoid, and 5.5 to 8 µm long by 3.5 to 5.5 µm wide.
Comments. S. prolificans is distinguished from S. apiospermum by annel-
lides with inflated bases commonly borne in a cluster of two to four at the ends
of short conidiophores, an absence of synnematal and sexual stages, and inhibi-
tion by cycloheximide. Although there was initial disagreement, it is now ac-
cepted that Lomentospora prolificans is an earlier name for Scedosporium infla-
tum (25). No teleomorph has been found, but molecular data show a relationship
with species of Petriella (26), a genus traditionally separated from Pseudalles-
Miscellaneous Opportunistic Fungi 643
cheria on the basis of ostiolate perithecia but sharing similar anamorphs. Isolates
of S. prolificans demonstrate less genetic variability than those of S. apiospermum
(20, 21). Clinical isolates have been typed using randomly amplified polymorphic
DNA analysis (27,28).
monly in wild type isolates having both mating types (40, 41). Perithecia are
subglobose to globose, with a papilla or short neck, have a wall of textura angu-
laris, and are black and not hairy. Asci are 8 to 10 µm in diameter, subglobose,
and evanescent. Ascospores are broadly reniform (plano-convex to concavo-con-
vex), 5 to 6 µm long by 3.5 to 4 µm wide in face view, and flattened 2.5 to 3
µm in end view. They are subhyaline to orange in mass and smooth. De Bary
bubbles, guttules, and germ pores are not evident (40, 41).
Comments. Morton and Smith (10) described six species within the
‘‘Scopulariopsis brevicaulis series’’ as having annellides of similar shape; that
is, cylindrical to slightly ampulliform and broad at the apex. These differed, how-
ever, in conidial ornamentation and colony color (white avellaneous, or fuscous).
Mating studies have confirmed that S. brevicaulis, S. candida, and S. asperula
are anamorphs of M. brevicaulis, M. manginii, and M. niger, respectively (41).
There are occasional reports of S. koningii in the medical literature, mainly con-
cerning onychomycosis. This species has been shown to be a synonym of S.
brevicaulis, however, and such reports should be considered as probably referring
to S. brevicaulis variants that have conidia that roughen tardily (10, 41).
mide (9) and grow at 40°C (49). Conidiogenous cells are annellides borne solitary
on the hyphae or on short conidiophores in verticils or in a penicillately branched
arrangement. Annellides are slightly swollen near the middle and measure 4 to 9
µm long, narrowing to 1.5 to 2 µm wide at the tip. Conidia are formed in chains,
and are brown, smooth, oval, slightly pointed at the tip and truncate at the base,
and measure 3.5 to 4 µm long by 2.5 to 4 µm wide. Perithecia are smooth to finely
hairy, black, globose, and usually with a small nipplelike protuberance, sometimes
extending to form a neck up to 100 µm long. The ascospores are plano-convex
to slightly concavo-convex (almost flattened on one side and hemispherical on
other side), with two germ pores. They are pale reddish-brown, measuring 5 to 7
µm long by 3 to 4 µm wide, usually extruded in a cirrhus in age (10–12, 29).
Comments. There are many Scopulariopsis species with darkly pig-
mented conidia, and it can be difficult to distinguish among them on the basis
of anamorph alone. Isolates of M. cinereus and M. cirrosus will fruit in culture
if grown on a suitable medium such as oatmeal-salts or other suitable agar (1).
This approach is also beneficial in uncovering isolates that form synnemata.
Darkly pigmented synnematous isolates are classified in the genus Cephalotri-
chum (synonym Doratomyces).
M. cirrosus differs from M. cinereus in having fruiting bodies with short
necks and ascospores that are broadly reniform to almost heart-shaped. Pseudal-
lescheria boydii forms cleisothecia (globose ascomata without an opening), and
conidia are produced in slimy masses.
8. Additional Comments
The species listed above are reliably documented as agents of onychomycosis,
but reports concerning other species (51, 52) have not been validated by stringent
criteria, including observation of nondermatophytic filaments by direct micros-
copy and isolation of the same species from repeat specimens (29). Scopulari-
opsis chartarum was reported as a cause of disseminated disease involving the
brain in a dog (53), but the case isolate was reidentified as Acrophialophora
fusispora (54). (See Chap. 10 of this volume.) Scopulariopsis acremonium was
cited as the cause of invasive sinusitis in a patient with leukemia, but no details
of the fungus were given (55). Colonies of S. acremonium are white to cream,
650 Sigler
like those of S. candida, which has also been reported from sinus (44), but conidia
of the former are elongate and tapered to pointed at the tip. Neglia et al. (56)
reported Scopulariopsis species as the cause of persistent ear infection and dis-
seminated disease involving the brain in two leukemic patients. One of the iso-
lates was later identified as S. candida, but without explanation (38). Pneumonia
in patients with leukemia (57), brain abscess following bone marrow transplanta-
tion (58), and nasal disease in a normal host (59) have been attributed to unidenti-
Miscellaneous Opportunistic Fungi 651
fied species. Guarro (60) has pointed out that a new genus Ascosubramania was
described for a misidentified Microascus isolate.
are vigorous cellulose decomposers and may fruit on sterilized filter paper or
cellophane membrane. Phialidic or solitary conidia are produced in a few species.
About 20 cases of infection have been described, and these mainly concern three
species (17, 64, 65). It is significant that two species, C. atrobrunneum and A.
strumarium, which demonstrate a higher optimum temperature for growth, are
neurotropic (64).
(64). Perithecia are 70 to 150 µm in diameter and have few hairs, which are
dark brown, straight, and occasionally branched in age. Ascospores are brown,
narrowly fusoidal, with a single slightly subapical germ pore. They are 9 to 11
µm long by 4.5 to 6 µm wide.
Comments. Both C. atrobrunneum and A. strumarium cause brain abscess
with high mortality. These species differ from C. globosum in the smaller size
of the ascocarps, the nature of the ascomatal hairs, and in their ability to grow
at 42°C (64).
654 Sigler
4. Additional Comments
Yeghen et al. (72) identified C. globosum as the cause of fatal pulmonary mycosis
in a leukemic patient, but their illustration suggests a different species, possibly
C. atrobrunneum (18, 60). Schulze et al. (73) reported a similar case, except
that Aspergillus fumigatus was also isolated. Their isolate was identified as C.
homopilatum, but the length of the hairs and shape of the ascospores appear
dissimilar to published descriptions for this species (61, 62) and more similar to
C. atrobrunneum.
Miscellaneous Opportunistic Fungi 655
4. Lecythophora Species
Lecythophora was reintroduced for some species, formerly placed in Phialo-
phora, that form slimy conidia from peglike or reduced phialides (adelophialides)
lacking a basal septum. Adelophialides are often conical in shape, and the collar-
ette is usually distinct (84). Phialides may also be longer, slender, and resemble
those of Acremonium. Teleomorphs are in the genus Coniochaeta (84).
a. Lecythophora hoffmannii (Beyma) Gams & McGinnis, Mycologia 75:
985, 1983
Synonym: Phialophora hoffmannii (Beyma) Schol-Schwarz, Persoonia
6:79, 1970
Occurrence. Reports concerning Lecythophora hoffmannii may refer to
Phaeoacremonium species. (See Chap. 10 of this volume.) Phaeoacremonium
was erected in 1996 for Phialophora parasitica, a more commonly reported
pathogen, and some other species occasionally involved in infection. Rinaldi et
al. (85) described a patient with subcutaneous abscess of the buttock, but the
features of the case isolate, including cinnamon-colored colonies on Sabouraud
dextrose agar, initial yeastlike growth, and phialides darkening to pale brown,
are suggestive of a Phaeoacremonium species. An isolate from the sinus of a
male patient with AIDS (86) was reidentified as P. parasiticum (18).
Description. Colonies are pale salmon to orange, sometimes creamy
white in degenerate strains, moist but becoming hairy with development of hy-
phae. Conidia are oval or ellipsoidal to slightly curved and measure 3.5 to 7 µm
long by 1 to 2.5 µm wide.
b. Lecythophora mutabilis Nannf. in Melin & Nannf. in Svenska
Skogsvardsforen Tidskr 32:432, 1934
Miscellaneous Opportunistic Fungi 659
which are usually slightly swollen. Conidia are yellowish to reddish-brown oval,
and rough-walled. Ascomata (cleistothecia) are produced only in mated cultures.
Comments. Found in molding silage, pulp, and soil, this species was de-
scribed originally in Sporotrichum, now used for anamorphs of some basidiomy-
cetes. It was transferred to Chrysosporium because of its formation of solitary
aleurioconidia. (See Chap. 6 of this volume for a discussion on Chrysosporium.)
Placement in Myceliophthora is appropriate because this genus includes ana-
morphs of Corynascus (Sordariaceae) that are cellulolytic and form conidia on
swollen stalks and excludes keratinolytic dermatophytoids (97).
7. Phialemonium Species
Species intermediate between Acremonium and Phialophora are placed in Phia-
lemonium, but distinction from Lecythophora can be difficult. Slimy conidia are
formed from short cylindrical lateral phialides (adelophialides lacking a basal
septum) or from longer Acremonium-like phialides. Collarettes are lacking or
inconspicuous (84).
a. Phialemonium obovatum Gams & McGinnis, Mycologia 76:978, 1983
Occurrence. Disseminated infection in a burned child, peritonitis in a re-
nal transplant recipient, and mycetoma, subcutaneous, and disseminated infec-
tions in dogs have been reported (16, 17, 98).
662 Sigler
8. Scytalidium Species
Scytalidium dimidiatum is the synanamorph of Nattrassia mangiferae. S. hyali-
num is a white variant. (See description under Sec. B.3.)
B. Coelomycetes
Plant-associated anamorphic fungi forming conidia within a conidioma have tra-
ditionally been assigned to the Coelomycetes. Sutton (100) re-evaluated 370 gen-
era and recognized six suborders based on conidial ontogeny and structure of
conidiomata—that is, whether pycnothyrial, pycnidial, sporodochial, or acervular
conidiomata. Nag Raj (101) used a similar approach to redescribe 142 genera
forming conidia with appendages. Coelomycetes are recognized as occasional
agents of infection, but there are complexities in identifying clinical isolates since
conidiomatal structures produced in culture may be less elaborate than those
formed on the plant host, and descriptions of many species lack cultural details.
Also, important information concerning the plant host is unavailable. Synopses
of the identifying features of medially important species are found in several
sources (17, 102–104); therefore only some species are treated here. Several spe-
cies are reported from single cases of infection. In order to authenticate some of
these reports, it would be prudent to verify the identity of case isolates; however,
in many instances these have not been retained in culture collections.
Occurrence. Mainly causing eye and nail infection, this fungus is rarely
seen in temperate areas in patients who have immigrated from tropical and sub-
tropical areas (16, 17, 29, 102, 103). Subcutaneous infection followed intramus-
cular injection in an otherwise healthy patient (107).
4. Phoma Species
Occurrence. Several Phoma species, including P. glomerata, P. hiber-
nica, P. minutella, P. eupyrena, P. minutispora, P. sorghina, and Phoma species,
have been reported mainly from subcutaneous infection (17, 103, 104), but re-
Miscellaneous Opportunistic Fungi 667
6. Additional Comments
Microsphaeropsis olivacea, implicated in dermatomycosis (17), is similar to
Phoma species in forming ostiolate pycnidia lined with minute phialides, but
conidia are brown rather than hyaline. Pleurophoma species, rare agents of subcu-
taneous and systemic infection, differ in having septate, filiform conidiophores
from which conidia develop at the tip or from small lateral openings below a
septum (17, 100, 103). Species of Pyrenochaeta have a similar conidiogenesis
to Pleurophoma species, but pycnidia are setose. Pyrenochaeta mackinnonii and
P. romeroi are often listed as agents of mycetoma, but the former species is
known only from the original description and the ex-type culture is sterile. Iso-
lates identified as P. romeroi are suspected to represent a Phoma species, possibly
P. leveillei (17). Phomopsis species are distinguished by forming conidia of two
types; alpha conidia are shorter and broader, ellipsoid to fusiform, while beta
668 Sigler
conidia are longer and narrow, filiform, straight or slightly bent or hooked. An
undetermined Phomopsis species was found to cause osteomyelitis (103, 112).
V. BASIDIOMYCETES
A. Species of Medical Relevance
1. Schizophyllum commune Fr., Syst Mycol 1:330, 1821
(Schizophyllaceae, Aphyllophorales)
Occurrence. S. commune has increasingly been reported as the cause of
chronic or allergic sinusitis, allergic bronchopulmonary mycosis, and other al-
lergy-related pulmonary diseases. Invasive infections of the brain, lung, and buc-
cal mucosa in immunosuppressed and immunocompetent individuals have also
been described (17, 18, 113–115). Sigler and Kennedy (18) suggested that a case
of sinusitis attributed to Myriodontium keratinophilum may refer to S. commune.
Description. Colonies are white, moderately fast-growing, dense, tough,
and cottony to woolly. They are thermotolerant with good growth at 37°C, toler-
ant of benomyl (2 µg/ml), and sensitive to cycloheximide. No anamorph is
formed. Isolates having clamp connections on the hyphae will normally produce
fruiting bodies (fan-shaped basidiomata with split gills) on appropriate media in
conditions of light. Many hyphae also bear small pegs (or spicules). Monokaryo-
tic isolates are flat and thinly cottony, have a pronounced unpleasant odor, and
lack clamps. Some isolates also lack spicules (115–116).
Comments. Clamped isolates with spicules can be identified as S. com-
mune, but clampless isolates lacking these structures may be difficult to identify
(116). Vegetative compatibility tests and comparison of ITS1 region sequences
have been used to identify atypical and aberrant isolates (113, 115). A clampless
monokaryon, if grown in paired culture with a compatible single basidiospore
isolate, will develop clamp connections at the interface of the paired mycelia.
tate, lacking clamps. Conidiophores bear several branches on the sides or at the
tip, and these branches divide schizolytically to form arthroconidia that remain
adherent at the ends of the conidiopores. Arthroconidia are hyaline, cylindrical,
thin-walled, and 3.5 to 6 µm long by 2 to 3 µm wide. Sclerotia may be formed
by some isolates.
REFERENCES
14. JW Rippon. Medical Mycology: The Pathogenic Fungi and the Pathogenic Actino-
mycetes. Philadelphia, PA: Saunders, 1988.
15. KJ Kwon-Chung, JW Bennett. Medical Mycology. Malvern, PA: Lea & Febiger,
1992.
16. WA Schell, IF Salkin, L Pasarell, MR McGinnis. Bipolaris, Exophiala, Scedospor-
ium, Sporothrix and other dematiaceous fungi. In PR Murray, EJ Baron, MA
Pfaller, FC Tenover, RH Yolken, eds. Manual of Clinical Microbiology. Washing-
ton, DC: American Society for Microbiology, 1999, pp. 1295–1317.
17. GS De Hoog, J Guarro, J Gene, MJ Figueras. Atlas of Clinical Fungi. Utrecht,
Netherlands: Centraalbureau voor Schimmelcultures, 2000.
18. L Sigler, MJ Kennedy. Aspergillus, Fusarium, and other opportunistic moniliaceous
fungi. In PR Murray, EJ Baron, MA Pfaller, FC Tenover, RH Yolken, eds. Manual
of Clinical Microbiology. Washington, DC: American Society for Microbiology,
1999, pp. 1212–1241.
19. ECM Williamson, D Speers, IH Arthur, G Harnett, G Ryan, TJJ Inglis. Molecular
epidemiology of Scedosporium apiospermum infection determined by PCR appli-
cation of ribosomal intergenic spacer sequences in patients with chronic lung dis-
ease. J Clin Microbio 39:47–50, 2001.
20. M Wedde, D Muller, K Tintelnot, GS De Hoog, U Stahl. PCR-based identification
of clinically relevant Pseudallescheria/Scedosporium strains. Med Mycol 36:61–
67, 1998.
21. J Rainier, GS De Hoog, M Wedde, Y Graser, S Gilges. Molecular variability of Pseu-
dallescheria boydii, a neurotropic opportunist. J Clin Microbio 38:3267–3273, 2000.
22. IF Salkin, MR McGinnis, MJ Dykstra, MG Rinaldi. Scedosporium inflatum, an
emerging pathogen. J Clin Microbio 26:498–503, 1988.
23. TW Swerczek, JM Donahue, RJ Hunt. Scedosporium prolificans infection associ-
ated with arthritis and osteomyelitis in a horse. J Amer Vet Med Assoc 218:1800–
1802, 2001.
24. P Idigoras, E Perez-Trallero, L Pineiro, J Larruskain, MC Lopez-Lopategui, N
Rodriguez, J Marin Gonzalez. Disseminated infection and colonization by Scedo-
sporium prolificans: A review of 18 cases, 1990–1999. Clin Infec Dis 32:e158–
el65, 2001.
25. PA Lennon, CR Cooper Jr, IF Salkin, SB Lee. Ribosomal DNA internal transcribed
spacer analysis supports synonymy of Scedosporium inflatum and Lomentospora
prolificans. J Clin Microbio 32:2413–2416, 1994.
26. J Issakainen, J Jalava, E Eerola, CK Campbell. Relatedness of Pseudallescheria,
Scedosporium and Graphium pro parte based on SSU rDNA sequences. J Med Vet
Mycol 35:389–398, 197.
27. R San Millan, G Quindos, J Garaizar, R Salesa, J Guarro, J Ponton. Characterization
of Scedosporium prolificans clinical isolates by randomly amplified polymorphic
DNA analysis. J Clin Microbio 35:2270–2274, 1997.
28. B Ruiz-Diez, F Martin-Diez, JL Rodriguez-Tudela, M Alvarez, JV Martinez-
Suarez. Use of random amplification of polymorphic DNA (RAPD) and PCR-fin-
gerprinting for genotyping a Scedosporium prolificans (inflatum) outbreak in four
leukemic patients. Curr Microbio 35:186–190, 1997.
29. RC Summerbell. Non dermatophytic molds causing dermatophytosis-like nail and
Miscellaneous Opportunistic Fungi 671
118. GS De Hoog, AHG van den Ende. Molecular diagnostics of clinical strains of fila-
mentous basidiomycetes. Mycoses 41:183–189, 1997.
119. GA De Vries. Ascomycetes: Eurotiales, Sphaeriales, and Dothideales. In: DH How-
ard, ed. Fungi Pathogenic for Humans and Animals. Part A. Biology. New York:
Marcel Dekker, 1983, 81–111.
12
Molecular Methods to Identify
Pathogenic Fungi
Thomas G. Mitchell
Duke University Medical Center, Durham, North Carolina, U.S.A.
Jianping Xu
McMaster University, Hamilton, Ontario, Canada
I. INTRODUCTION
Over the past two decades, the number of immunocompromised patients has con-
tinued to rise globally, promoting a dramatic increase in the incidence and variety
of fungal infections (1–3). As a result of this mycological crisis, there is a pressing
need to improve the accuracy and speed of the diagnosis, to identify the sources
of individual cases and outbreaks, and to understand the genetics and distribution
of populations of pathogenic fungi. As described in Part 1 of this book, the identi-
fication of mycotic species and strains is often problematic. Established methods
of classification rely on phenotypic differences in morphology and physiology,
and when possible, mating. For many taxa, definitive phenotypic features are
difficult to observe or are highly variable. Hence there is considerable scientific
and clinical interest in molecular approaches to the identification of species and
strains of pathogenic fungi. In recent years there has been substantial progress
in the development of innovative methods to analyze organisms at the genomic
level. In addition to the practical benefits, the application of molecular methods
to pathogenic fungi has reaped much new information about the epidemiology
and evolution of human mycoses. Consequently there are compelling reasons to
develop molecular methods to identify various taxa of pathogenic fungi.
Most medical fungi lack a sexual cycle, and for many pathogens the concept
of a species is poorly defined. Accordingly, there is a crucial need for rapid,
precise, and reproducible methods: (1) to identify fungal species accurately in
the clinical laboratory, (2) to determine the source of a mycotic infection, (3) to
677
678 Mitchell and Xu
resolve the status of problematic species, (4) to track the transmission of strains
involved in nosocomial mycoses, (5) to recognize strains with clinically impor-
tant phenotypes, such as specific virulence factors or resistance to antifungal
drugs, (6) to clarify the origin(s) of diversity and the population genetics of the
major pathogens, and (7) to provide or identify genotypes of typical strains for
use by basic scientists and by researchers in the pharmaceutical and diagnostics
fields.
In this chapter we will review molecular methods currently used for typing
species and strains of medically important fungi and discuss the selection of meth-
ods to resolve specific questions. The content will emphasize the concept of each
method, as well as its advantages and limitations. The literature in this field is
rapidly expanding, and we will not attempt to describe every application of each
method or the multiple studies applying various methods to the more common
medical fungi. References will be cited for broader issues, comprehensive re-
views, and detailed protocols.
A. Isozyme Electrophoresis
The electrophoretic migration of enzymes is among the most cost-effective meth-
ods to investigate genetic variation at the molecular level. The four common
methods of protein electrophoresis differ both in the nature of the supporting
Molecular Methods to Identify Fungi 679
medium or gel and whether they are run horizontally or vertically: starch (includ-
ing both horizontal and vertical systems), polyacrylamide (vertical), agarose (hor-
izontal), and cellulose acetate. These methods are compared and reviewed in
detail by Murphy et al. (4). The migration M of a protein is influenced by many
factors, including its net charge Q, its molecular size as measured by its radius
r, the strength of the electric field E, and the viscosity of the supporting gel V.
The relationship between M and other factors can be described as follows:
M ⫽ QE/4 π r 2 V
Under appropriate conditions, the rate of M increases with the net charge, which
is influenced by the pH of the buffering system and the strength of the electric
field, and M decreases as the molecular size of the protein and the viscosity of
the suspension medium are increased. Since not all proteins are globular, various
shapes may affect migration differently.
Most useful isozymes are functional enzymes that differ in amino acid se-
quence. After separation, the variant bands of an enzyme are recognized by add-
ing the appropriate substrate and a detection system. The substrate is often cou-
pled with a dye that is released upon enzymatic activity. The detection of specific
enzymatic activity in more than one band or electrophoretic mobility denotes an
enzyme with allelic variants, or isozymes.
The accurate application of isozyme data requires that the observed banding
patterns on gels are correctly interpreted. There are two commonly held assump-
tions. The first is that changes in the mobility of an enzyme in an electric field
reflect a change in its amino acid and thus encoding DNA sequence. Therefore,
if the banding patterns of two individuals differ, these differences are assumed
to be genetically based and heritable. The second assumption is that enzyme
expression is codominant; that is, every allele at a locus is expressed.
There are two general forms of protein data. Isozymes are functionally
similar forms of an enzymatic protein—including all its subunits—that may be
produced by different gene loci or by different alleles at the same locus. In con-
trast, allozymes are a subset of isozymes in which polypeptide variants of the
enzyme are formed by different allelic alternatives at the same gene locus. Allo-
zyme data are required for correct inferences about population structure. Isozyme
data are only useful under appropriate circumstances. The analysis of allelic status
is essential for complex isozyme patterns. Obtaining allozyme data from isozyme
data requires crosses and analyses of meiotic progeny. In asexual diploid fungi,
such as Candida albicans, it is impossible to infer allelic status correctly from
isozyme patterns that involve either multiple loci and/or enzymes with polymeric
structures.
Isozyme analyses have been successfully applied to studies of C. albicans
(5, 6), to other species of Candida (7, 8), and to Cryptococcus neoformans (9–
11).
680 Mitchell and Xu
C. DNA–DNA Hybridization
Several increasingly sophisticated methods of molecular typing entail variations
of the hybridization of complementary strands of DNA. DNA–DNA hybridiza-
tion techniques offer a quantitative measure of the similarity between two or
among several individuals. This category of molecular typing methods began
Molecular Methods to Identify Fungi 681
2. Oligonucleotide Hybridization
This technique utilizes known single nucleotide polymorphisms in a species. Oli-
gonucleotides of more than 20 bases are designed with known polymorphic sites
placed near the middle of the oligonucleotide, which can be end-labeled with a
radioactive tag or fluorescent dye. The labeled oligonucleotide probes are then
hybridized by conventional Southern hybridization to either total genomic DNA
or specific gene fragments amplified by the polymerase chain reaction (PCR).
The presence or absence of a hybridization signal for each probe can be scored
as alternative alleles at a specific site. The drawbacks of this technique are that
it requires two hybridizing procedures for every locus in diploid individuals, and
682 Mitchell and Xu
D. PCR-Based Methods
The PCR technology has spawned many procedures for typing strains, some of
which have become established methods in systematics and strain typing. PCR
methods are easy to set up, rapid, and have the advantage of requiring only minute
amounts of starting material or template DNA. Although simple in concept, the
PCR entails unrivaled, often overlooked complexity. The source of this complex-
ity is inherent in the PCR itself; the products result from myriad ionic interactions,
kinetic constants, and enzymatic activities, which repeatedly affect the reactants
in a small volume over an extended time period. Some of the common PCR-
based strain typing techniques are described below.
several bands of different sizes. (See Fig. 1.) RAPD analysis detects variations
in the length between two primer binding sites or sequence length polymorphisms
in the fragments between PCR priming regions (52, 53). Nucleotide substitu-
tions in the region of PCR primer binding, particularly at the 3′ ends, can prevent
binding of the primer to the DNA template and subsequent PCR amplification,
and a band will be missing. Similarities in banding profiles among strains (i.e.,
the number and mobility, but not the density of the bands) can be calculated and
used to infer epidemiological relationships. When multiple primers are screened,
RAPD analysis is sensitive enough to detect variation among isolates that cannot
be observed by using other methods, although a combination of methods often
provides optimal discrimination (54–56).
Although technically fast and simple, there are some disadvantages to
RAPD. The major drawback is reproducibility. RAPD analysis can detect minute
684 Mitchell and Xu
variation among strains because, as noted above, even a single nucleotide substi-
tution in the priming region may permit or prevent the annealing and subsequent
production or absence of a characteristic band. Small differences in any aspect
of PCR conditions that affect binding of the primer will have the same effect;
consequently, RAPDs are sensitive to the vagaries of the testing procedure. This
problem can be minimized if strains under study are treated similarly. When
multiple strains are to be compared for distinct RAPD patterns, the same PCR
buffer, master mix, and thermal cycler should be used, and the strains being
compared should be amplified at the same time.
RAPDs can also be problematic because bands with the same electropho-
retic mobility may not share the same sequence. This problem may be common
for interspecific studies and is affected by the conditions of electrophoresis. With
the usual agarose gels (1–1.5%), it is difficult to distinguish RAPD bands with
size differences of less than 20 base pairs.
Another concern with the interpretation of RAPD profiles is the problem
of dominant and null alleles. In haploid organisms, both the dominant (presence)
and null (absence) alleles can be scored, but in diploid organisms, it is not possible
to distinguish genotypes that are homozygous for the dominant allele from those
that are heterozygous. Therefore, RAPD data are generally not ideal for infer-
ences of population genetic history (57).
Nevertheless, for comparing the similarities among strains and developing
fingerprints for molecular epidemiology, RAPD analyses have been widely ap-
plied to a number of medically important fungi (10, 56, 58–68).
3. PCR Fingerprinting
This technique is similar to RAPD, except that the primers are longer (⬎15 bases)
and the annealing temperatures are more stringent. Most PCR fingerprinting
primers are designed from repetitive DNA sequences, microsatellites (as above),
or somewhat longer minisatellites (71, 72). Commonly used primers include
Molecular Methods to Identify Fungi 685
M13, which is derived from the core sequence of phage M13, T3B, which origi-
nates from internal sequences of tRNA genes, and TELO1, which is based on
fungal telomere repeat sequences. Because of more stringent reaction conditions,
PCR fingerprinting is generally more reproducible than RAPDs. Nonetheless, it
suffers the same problems of interpretation as RAPDs. However, under standard-
ized conditions, PCR fingerprinting has proven quite reliable for the identification
of species and strains (71, 73–75).
4. PCR-RFLP
With increasing knowledge of the genomics of human pathogenic fungi, the num-
ber of reported gene sequences is increasing. These gene or intergenic sequences
can be used to investigate the variability among strains and the history of popula-
tions of a species. One typical application is to design PCR primers to amplify
a particular stretch of DNA, and subsequently digest the amplicon with a battery
of four-cutter restriction enzymes to screen for variability. Variable restriction
sites can then be used to screen a larger sample of isolates. This approach was
used to develop multilocus genotypes of Candida albicans (43, 76). In a diploid
organism, codominant genetic information is obtained, and unlike RAPDs or PCR
fingerprinting, both alleles can be scored. This technique is highly reproducible.
matrix is not entirely predictable, and this method can produce false negative
patterns, ambiguous results, and experimental artifacts (77). SSCP works best
with fragments ⱕ300 bp. It has been used to develop markers for several patho-
genic fungi (78–83).
In contrast to SSCP, heteroduplex analysis is dependent on conformational
differences in double-stranded DNA. In this technique, equal amounts of two
PCR products (e.g., from wild-type and mutant DNA samples) are combined in
a nondenaturing buffer. The DNA is melted at 95°C and slowly cooled to room
temperature. During the cooling process, the complementary single strands from
the same sample reanneal to form double-stranded homoduplexes, and the non-
complementary single strands from different samples also reanneal to form
heteroduplex DNA. The mismatch in the heteroduplex DNA imparts a different
three-dimensional shape or flexibility compared to the homoduplex DNA, and
consequently the heteroduplex DNA will have less electrophoretic mobility than
the homoduplex DNA. The electrophoresis and detection methods for hetero-
duplex analysis are similar to those for SSCP. Heteroduplex analysis works well
for fragments ranging in length from 200 to 600 bp.
ments are stable and highly reproducible since they are amplified with two spe-
cific primers under stringent conditions. Like RAPD markers, AFLP markers are
amplified by using arbitrary sequences, but with greater reproducibility and fidel-
ity. An example of AFLP products is shown in Fig. 2.
In Table 1 comparisons are made of the steps involved with AFLP and two
other common approaches—the classic hybridization-based method to identify
RFLPs, and PCR-based fingerprinting techniques, which involve amplification
of particular DNA sequences using specific or arbitrary primers. Amplification
products are separated by electrophoresis and detected by staining the DNA or
by using radiolabeled primers and detected by exposure to X-ray film.
F. DNA Sequencing
The most exacting and laborious method to catalog differences at the DNA level
is directly sequencing cloned genes or PCR products. This approach provides the
690
Table 2 Comparison of Methods Currently Used to Study Genetic Variation in Fungal Populations
Techniques → EK DNA–DNA DNA probe RAPD/AP-PCR DNA
↓ Considerations MLEE (PFGE/CHEF) hybridization hybridization PCR fingerprint AFLP SSCP RFLP sequencing
Typical applications
Population structure Yes No Usually yes Yes Yes or no Yes Yes Yes Yes
Identify taxa No Yes or no Yes Yes Yes Yes Yes Yes Yes
Phylogenetic analysis Yes or no No No Yes or no Yes or no Yes Yes Yes Yes
Practical factors
Pure cultures required Yes Yes Yes Yes or no Yes Yes No Yes or no Not with
PCR
Sample preparation Minimal Medium to Medium to Medium Minimal Minimal Minimal Medium Maximal
high high
Reproducibility Good Good Very good Good Good to poor Very good Very good Very good Best
Cost Least Moderate Expensive Moderate Low to Moderate Expensive Low to Most
expensive moderate moderate expensive
Turnaround time Moderate Slow Slow Slow Rapid Moderate Slow Moderate Slowest
Analytical factors
Sensitivity to detect Low (but often Low to high High Moderate High Very high Extremely Moderate Highest
polymorphism adequate) high
Utility of genetic mark- Codominant Chromosome Codominant Usually Dominant Codominant Codominant Usually Codominant
ers (dominant or co- markers codominant codominant
dominant) codominant
Note: MLEE, multilocus enzyme electrophoresis; RFLP, restriction fragment length polymorphism; EK, electrophoretic karyotype; PFGE, pulsed field gel
electrophoresis; CHEF, contour-clamped homogeneous electric field; RAPD, random amplified polymorphic DNA; AP-PCR, arbitrarily primed-PCR; SSCP,
single strand conformational polymorphism.
Mitchell and Xu
Molecular Methods to Identify Fungi 691
most accurate data for phylogenetic analyses. As with other procedures, several
investigations have analyzed medical fungi by direct DNA sequencing (80, 114–
123). For phylogenetic analyses, the most common regions to be sequenced and
compared are portions of the ribosomal DNA cluster, including the internal tran-
scribed spacers (ITS1 and ITS2), the intergenic spacer (IGS), and the 18S, 5.8S,
and 28S rDNA. These regions are highly conserved within species and variable
among species.
At the species level, ribosomal RNA genes are under strong evolutionary
constraints. Conversely, stable mutations are more common in noncoding se-
quences, and third-base substitutions are common in protein-encoding genes.
Consequently, for comparisons among strains of a species, sequences of protein-
encoding genes or nonfunctional DNA are usually more informative than rDNA.
For example, nucleotide substitutions were found among strains of Coccidioides
immitis in genes encoding five proteins: chitin synthase, chitinase, orotidine mo-
nophosphate decarboxylase, serine proteinase, and a T-cell reactive protein simi-
lar to mammalian dioxygenase (124). Phylogenetic analysis of these variations
identified geographically isolated populations of C. immitis. In the ensuing years,
more studies will employ this type of gene genealogical analysis.
Analyses of this type will also be facilitated by whole genome sequence
projects. The genome of S. cerevisiae has been fully sequenced, and the genomes
of both Candida albicans and Cryptococcus neoformans are currently being se-
quenced. These data will permit direct comparisons of specific sequences among
isolates within these species. Future evolutionary studies of these and other fungal
pathogens will feature comparative genomics across and within taxa.
There is not an ideal molecular method for every application, nor is there a best
or worst method of molecular typing. Different typing methods are appropriate
for different epidemiological or evolutionary studies in different species. Table
2 summarizes the advantages and limitations of the major molecular techniques.
In the remainder of this section we will attempt to recommend appropriate molec-
ular methods to address specific questions. However, as indicated below, aside
from the technique, the availability of appropriate control samples may be more
crucial than the selection of a typing method.
A. Species Identification
Most pathogenic fungi can be identified by conventional laboratory methods,
which are based primarily on morphology and physiological tests for molds and
692 Mitchell and Xu
B. Molecular Epidemiology
Besides species identification, molecular methods can help determine the origin
of a clinical isolate. Although a few human fungal pathogens are geographically
restricted, such as Coccidioides immitis, most are highly prevalent. They exist
either as members of the normal flora, such as species of Candida, or they are
ubiquitous in nature, such as Cryptococcus neoformans and A. fumigatus.
To determine whether the source of a case or outbreak of nosocomial can-
didiasis can be attributed to a commensal isolate, the local yeast microflora should
be sampled. Environmental isolates might be obtained from a variety of clinical
settings and health care workers. Control samples could be isolated from vicinal
patients, similar body sites, and patients with similar risk factors. After the appro-
priate isolates and case histories are obtained, a variety of molecular techniques
may be employed to determine the similarity of the isolates. For such studies,
DNA sequencing of specific genes may have little value. The most useful meth-
ods are those that detect numerous polymorphisms throughout the genome and
are highly discriminatory, such as AFLP, RAPD, PCR fingerprinting, and probe
hybridization methods. Other markers may also be used, especially those that
detect polymorphisms that can be unambiguously scored and quantified. Obvi-
ously, molecular markers that do not detect intraspecies variation are not helpful,
although such invariable species markers have great value for species identifica-
tion. When the data are collected, appropriate statistical tests should be applied
to determine the significance or statistical support for similarity clusters. The
subsequent detection of significant clusters can be used to infer the source of the
strain responsible for an infection(s). However, because similarity among strains
Molecular Methods to Identify Fungi 693
does not prove identity, strain typing can be used with more confidence to exclude
certain sources or strains from involvement.
Determining the environmental source of an infection can be more prob-
lematic. This is because the extent of genetic variation among environmental
populations of pathogenic fungi is usually unknown. As described above, appro-
priate samples from nature can be collected from the suspected sources of the
pathogen and critically evaluated. For comparison, additional control isolates
should be obtained from similar environments.
C. Antibiotic Resistance
Methods similar to those for determining the source of an infection (see Section
III.B) can be used to investigate the origin of a strain with antibiotic resistance.
Controls include isolates from different samples, for which the minimal inhibitory
concentration to an antifungal agent must also be determined. In general, if mo-
lecular typing determines that several drug-resistant strains are dissimilar, resis-
tance can be assumed to have arisen independently in each strain. Alternatively,
a significant clustering of the resistant strains suggests a clonal origin of the
resistant genotype and spread of the resistant genotype among patients (125–
128).
With the completion of the sequencing of the genome of S. cerevisiae, near com-
pletion of the Candida albicans genome, initiation of the sequencing of the ge-
nome of Cryptococcus neoformans, and sequences of other microorganisms in
public databases, abundant genomic information is now available to design prim-
694 Mitchell and Xu
ers to develop systems for the identification of fungal species. The sequence
databases can also be used to generate gene-specific products with which to fur-
ther compare strains within a species. Developing a set of genetic markers from
genes with known functions could also facilitate the analysis of interspecific pop-
ulation genetics. Subsequent standardization will promote the exchange of ge-
netic information among laboratories and improve the usefulness of studies of
molecular epidemiology.
In this era of fungal molecular biology and genetics, a wealth of genotyping
methods is available. Determining the origin and spread of fungal pathogens re-
quires thoughtful selection of control samples and appropriate typing methods.
Molecular methods provide new tools, not necessarily the solution, to epidemio-
logical questions.
ACKNOWLEDGMENTS
Support from Public Health Service grants AI 25783, AI 28836, and AI 44975 is
greatly appreciated. The authors are members of the Duke University Mycology
Research Unit.
REFERENCES
1. V Krcméry Jr, I Krupova, DW Denning. Invasive yeast infections other than Can-
dida spp. in acute leukaemia. J Hosp Infec 41:181–194, 1999.
2. F-MC Müller, AH Groll, TJ Walsh. Current approaches to diagnosis and treatment
of fungal infections in children infected with human immunodeficiency virus. Eur
J Pediat 158:187–199, 1999.
3. DC Coleman, MG Rinaldi, KA Haynes, JH Rex, RC Summerbell, EJ Anaissie, DJ
Sullivan. Importance of Candida species other than Candida albicans as opportu-
nistic pathogens. Med Mycol 36 (suppl. 1):156–165, 1998.
4. RW Murphy, JW Sites Jr, DG Buth, CH Haufler. Proteins: Isozyme electrophoresis.
In: DM Hillis, C Moritz, BK Mable, eds. Molecular Systematics. Sunderland, MA:
Sinauer Associates, 1996, pp. 51–120.
5. P Boerlin, F Boerlin-Petzold, J Goudet, C Durussel, J-L Pagani, J-P Chave, JL
Bille. Typing Candida albicans oral isolates from human immunodeficiency virus-
infected patients by multilocus enzyme electrophoresis and DNA fingerprinting. J
Clin Microbio 34:1235–1248, 1996.
6. J Reynes, C Pujol, C Moreau, M Mallié, F Renaud, F Janbon, J-M Bastide. Simulta-
neous carriage of Candida albicans strains from HIV-infected patients with oral
candidiasis: Multilocus enzyme electrophoresis analysis. FEMS Microbio Lett 137:
269–273, 1996.
Molecular Methods to Identify Fungi 695
Jianping Xu
McMaster University, Hamilton, Ontario, Canada
Thomas G. Mitchell
Duke University Medical Center, Durham, North Carolina, U.S.A.
I. INTRODUCTION
In the last decade there has been a vast accumulation of information on the popu-
lation structure and epidemiology of fungi pathogenic to human and other ani-
mals. This increase is due both to the rising incidence of mycotic diseases and
to the increasing availability of strain-typing techniques. As reviewed in Chap.
12, there are numerous applications of these methods to analyzing the similarity
among individual strains (1–10). Equally important are studies of the population
structure of medically important fungi. Understanding the population dynamics
of a pathogenic fungus will clarify epidemiological trends and assist researchers
in the selection of appropriate strains in the quest for virulence factors and target
molecules for novel antifungal drugs, vaccines, or diagnostic tests.
In this chapter we will review approaches based on population genetic anal-
yses to understand the patterns and mechanisms of genetic variation. Rather than
exhaustively reviewing the population genetic studies of all medically important
fungi, in this chapter we will introduce basic concepts, issues, and rationales for
population genetic studies of medically important fungi. We will also review
the analytical methods, present examples of their application, and indicate their
limitations in addressing population genetic questions.
703
704 Xu and Mitchell
where FST represents the proportion of the total genetic variation explained by
the difference between samples. For example, to detect an FST value of 0.05,
samples of just 10 diploids per locality may be adequate (or 20 strains per locality
for haploids) (12). A more detailed explanation and calculations are presented
in Sec. V. This definition of a population is commonly applied to study the epide-
miology and prevention of infectious diseases and to identify risk factors among
humans and potential virulence factors in pathogens.
Population Genetic Analyses 705
A genetic marker can be defined as an allele. For the species under investigation,
the types of markers amenable to population genetic-based analysis depend on
the ploidy and the mating system. Genetic markers must be unambiguously inter-
pretable as alleles of a specific locus, and all alleles at each locus must be scorable
for all isolates. In haploid species, most markers can be easily analyzed by popu-
lation genetic approaches. Since there is only one set of genetic material (1N)
for each strain, all markers can be scored for each strain. However, in diploid
species (2N), determining the number of loci and the number of alleles per locus
for many fingerprinting-based markers can be tedious and is often prone to error.
In a species with a tractable mating system, strains can be crossed and the meiotic
progenies can be analyzed to detemine the number of loci and the number of
alleles per locus for a marker system. With diploid species lacking in sexual
mating and/or meiosis, the interpretation of markers is highly problematic. Gener-
ally speaking, codominant, single-copy genetic markers are best suited for allelic
assignments in strains of diploid species (13). These markers include allozymes
(see Chap. 12), single locus RFLP, and DNA sequence-based single-nucleotide
polymorphisms.
Some markers are better at addressing certain questions. Selectively neu-
tral, codominant markers are best suited to investigate recombination and gene
flow between populations. Loci that are under selective pressure will have a
higher probability of convergent and sometimes diversifying evolution than neu-
tral loci. For example, genes involved in drug resistance and in response to host
defenses are under constant selective pressure in clinical settings, and these genes
may not be well suited for examining recombination and genetic differentiation
in natural populations.
measures of genetic variation for population samples. The mean observed hetero-
zygosity or gene diversity of a sample is estimated as the arithmetic mean of all
loci sampled.
A common measure of multilocus population genetic variation is the ob-
served genotypic diversity (G0): G0 ⫽ 1/∑p2i, where pi is the frequency of a partic-
ular multilocus genotype. G0 ranges from 1 to N, where N is the sample size.
This measure was originally proposed as an overall index of within-population
genetic diversity (12). Another potentially useful measure of the distribution of
genotypes is the probability that random pairs of isolates will have different
multilocus genotypes. This probability is calculated as 1 ⫺ ∑p2i, where pi is the
frequency of a particular multilocus genotype.
Examining the patterns of genetic variation in natural populations, a major
question about within-population genetic variation in fungi (and other pathogenic
microbes) is the contribution to this variation, if any, of recombination.
Since all microbes are known to reproduce asexually via mitosis, it is there-
fore expected that most microbial species would show some evidence of clonality
in nature. One focus of fungal population genetic studies has been whether recom-
bination plays any role in generating genetic variation in natural populations.
The amount of recombination that occurs in natural populations of microor-
ganisms effects their evolution. Sexual reproduction and recombination pose an
evolutionary paradox. Whereas an organism that reproduces asexually passes on
all its genes to each of its progeny, one that reproduces sexually passes on only
half of its genes to each progeny. Under uniform conditions, natural selection
therefore favors the organism that reproduces asexually because with an equal
number of progeny, the asexual individual has double the fitness of the sexually
reproducing one.
Sexual reproduction affords microorganisms two possible advantages: pan-
mixia and DNA repair (15, 16). The panmictic argument suggests that without
the mixing of genes generated by sexual recombination, adaptive evolution is
limited to the accumulation of favorable mutations that occur successively in
each independently evolving lineage. Sexual recombination allows favorable mu-
tations that arise in separate lineages to become combined in the same individual,
providing an advantage in the adaptation to different environments. The repair
argument points out that the two haplotypes associated wth diploidy during sex
provide an error-correction mechanism for repairing genetic damage. Genetic
damage can occur spontaneously and continuously during replication and possi-
bly transcription. The intact DNA of one haplotype can serve as a template for
correcting the damaged DNA in the other haplotype. Moreover, deleterious muta-
tions in one haplotype can be overcome by compensatory dominant mutations
in diploids. Whether one or both of these purported advantages of sexual recombi-
antion accounts for the origin and maintenance of sexual reproduction is subject
to considerable debate and investigation (15).
Population Genetic Analyses 707
clease recognition site (four to six base pairs), (3) a single nucleotide insertion
or deletion, (4) any nucelotide sequence difference(s) within a region of continu-
ous DNA of variable length, possibly constituting a distinct allele, or (5) an enzy-
matic staining profile. Because of the large variation in the size of the DNA
segment or gene being recognized as a locus, analytical methods may be different.
All analytical methods rely on two basic assumptions: (1) once a locus is defined,
recombination within the locus is assumed to occur very rarely, therefore negligi-
bly or not at all, and (2) each distinct allele is the result of a unique mutational
event that occurred only once in the population. Within these assumptions, indis-
tinguishable alleles are considered to be ‘‘identical by descent.’’
In tests for the occurrence of recombination in natural populations, there are
two distinct questions. First, is the population panmictic? A panmictic population
structure implies that alleles at all loci are randomly associated with each other.
If the hypothesis of panmixia is statistically rejected and a clonal population
structure is assumed, the second question arises: Can all or part of the genetic
variation in natural populations be attributed to recombination? Since all medical
fungi are capable of reproducing asexually through mitosis, a clonal component
in populations is expected. A widely used approach is to analyze representatives
of each different multilocus genotype to distinguish between the null hypothesis
of recombination and the alternative hypothesis of clonality.
Often, a small number of genotypes are dominant or overrepresented
within a population. It is common in these analyses to include the genotypes of
all isolates in the population as well as only the unique genotypes within the
population. This smaller group is the ‘‘clone-corrected’’ sample. The rejection
of panmixia for the total sample but acceptance of panmixia for the clone-cor-
rected sample is usually regarded as evidence for clonal expansion with evidence
of random mating in the genetic structure. There are several caveats related to the
truncation of a sample by clone correction before testing. Even though generally
assumed, it is usually not confirmed that identical multilocus genotypes are actu-
ally clonal in origin. The justification for clonal-correlation of the sample should
be based on biological and ecological considerations. The decrease in sample
size may also decrease the power of the statistical test for rejection of the null
hypothesis of recombination, thus increasing the possibility of type II error (11,
17).
Tests for whether or not the haploid population is panmictic involve com-
paring observed allelic associations with those derived under the null hypothesis
of random mating. The two most widely used population genetic tests for haploid
genomes are tests for allelic association (linkage equilibrium) between pairs of
loci, and the overall index of association (IA) involving alleles at all loci. A third
test compares the observed genotypic diversity with that expected under the null
hypothesis of random mating (14). A fourth test uses phylogenetic analysis of
Population Genetic Analyses 709
1. Linkage Disequilibrium
Linkage disequilibrium (gametic phase disequilibrium or gametic disequilibrium)
is a measure of the association between alleles at pairs of loci (11). Random
association between alleles at different loci in a population is considered to be
an indication of recombination between these two loci. The test for random asso-
ciation can be described as follows. If alleles at two loci, A and B, segregate
independently, then the expected frequency of the genotype AiBi is simply the
product of the frequencies of the two alleles Ai and Bi. A chi-square test or
Fisher’s exact test can be performed to determine whether or not the observed
genotypic counts are significantly different from the expected counts (11,17). If
the observed and expected counts are not significantly different, then the popula-
tion under study is assumed to have a recombining structure. Conversely, if the
observed and expected counts are significantly different, the population is as-
sumed to have a clonal structure as inferred by this pair of loci. With balanced
gene frequencies, in a completely panmictic population less than 5% of locus
pairs are expected to have genotypic counts significantly different from those
expected.
A key factor in this test is the independence of the loci. If the paired loci
are linked, they are not totally independent. The degree of linkage between loci
affects the association of alleles at these loci. However, it has generally been
assumed and has been mathematically proven that if the loci under study are
selectively neutral, any positive and/or negative allelic association between loci
will be broken down rapidly if sexual mating and meiosis are frequent (11). If
an organism reproduces clonally (through either mitotic division or homothallic
mating), the entire genome is effectively linked since there is no segregation and
reassortment of alleles. Both linkage and clonal reproduction can cause deviations
from the expected (random) genotypic frequencies for any pairs of loci. The
degree of deviations (D) or nonrandom association between two loci, each with
two alleles, A1 and A2, and B1 and B2, is computed as: D ⫽ pA1B1pA2B2 ⫺
pA1B2pA2B1, where pA1B1 is the observed frequency of genotype A1B1, and
so on.
This approach has the drawback that many different tests are required and
the results are not easily interpreted. If there are n polymorphic loci in a sample,
the number of tests between possible pairs of loci are n(n ⫺ 1)/2. Even if a
population is panmictic, some tests are likely to show significant deviation from
random mating by chance. Conversely, even in a strictly clonal population, some
710 Xu and Mitchell
tests might still indicate random association, especially when the sample size is
small and allelic frequencies are skewed. To avoid some of the problems in the
test for linkage disequilibrium, an index was introduced to measure the overall
allelic association in a sample, described below.
There are two ways to test whether or not IA is significantly different from
zero—that is, the null hypothesis of random association of alleles at different
loci. The first test assumes that the sampling distribution of the error variance
of IA, which is calculated as
Var(Ve) ⫽ [ ∑h i ⫺ 7∑h 2i ⫹ 12 ∑ h 3i ⫺ 6∑ h 4i ⫹ 2(∑ h i ⫺ h 2i )2]/N
approximates normality, then the upper 95% confidence limit for Var(Ve) is
L ⫽ ∑ h j ⫺ ∑ h 2j ⫹ 2[Var(Ve)]1/2
If Vo does not exceed L, then the null hypothesis of random association of alleles
at all loci is not rejected. The population under study is therefore concluded to
have a population structure not significantly different from panmixia. If Vo is
greater than L, the population is assumed to have a significant clonal reproduction
component.
The second statistical test of IA is to use a randomization approach in which
the null distribution of Vo is generated by randomly permuting the alleles among
all individuals within each locus and calculating Vo many times. The Vo from
the observed sample is then compared to the null distribution from permuted
Population Genetic Analyses 711
3. Phylogenetic Methods
As shown above, tests for both linkage disequilibrium and asosciation index were
against the null nypothesis of random mating. However, testing against a null
hypothesis of random mating can create a type II error, the probability of ac-
cepting a false hypothesis, especially when the sample size is small and the allele
frequencies are skewed. Furthermore, it is often difficult to determine whether
or not recombination contributes at all to variation in a population determined
to have a predominantly clonal structure.
To overcome these problems associated with testing against the null hy-
pothesis of panmixia, phylogenetic analysis offers tests against the alternative
hypothesis of strict clonality. There are two types of phylogenetic tests for clon-
ality and recombination. The first uses population genetic data of allelic informa-
tion at individual loci for each strain. The premise is that if populations are clonal,
the ancestry of isolates will be represented by a phylogenetic tree of good fit.
However, for recombining populations there will be little or no phylogenetic
consistency because different loci reflect different patterns of descent among indi-
viduals. Furthermore, the length of the tree can be compared with the minimum
length expected if the population were strictly clonal (2).
The second phylogenetic test uses gene sequences from several genes. By
comparing phylogenetic trees built for different genes, clonality can be distin-
guished from recombination. There is strong evidence for clonality if the trees
for different genes are concordant, but if the trees are in conflict, recombination
is a likely explanation. The partition homogeneity test (PHT) was developed to
assess gene genealogy congruences (23). For congruent gene trees, the sum of
the lengths of the most parsimonious tree for each gene should not change sig-
nificantly if the polymorphic nucleotides in each gene are swapped among genes.
In contrast, for incongruent gene trees, the sum of the gene trees for the observed
data should be shorter than the sum for gene trees made after polymorphic nucleo-
tides have been swapped among genes. This is true because recombination is
assumed to be correlated with linkage relationships in the genome. Intragenic
recombination, if it exists at all, would be much rarer than intergenic recombina-
tion. The statistical significance of this test is established by making many resam-
pled data sets and comparing the observed sum of length to the distribution of
1000 or more resampled data sets.
712 Xu and Mitchell
4. Examples
Although most human fungal pathogenic species are haploid, few have been criti-
cally examined for the patterns of genetic variation in natural populations. Four
species of medically important fungi have been examined for the roles of clonality
and recombination in natural populations—Coccidioides immitis, Histoplasma
capsulatum, Cryptococcus neoformans, and Aspergillus flavus.
Three populations of C. immitis were analyzed with the same set of genetic
markers by Burt et al. (2,24). All the populations—one from Tucson, Arizona,
one from Bakersfield, California, and the third from San Antonio, Texas—had
genetic structures not significantly different from panmixia. The allelic associa-
tions between many pairs of loci were in linkage equilibrium (24; J. Taylor,
personal communication). The overall association index IA for the Tucson popula-
tion was 0.041, not significantly different from zero (2).
Thirty isolates of H. capsulatum from Indianapolis, Indiana, were examined
for associations of alleles at 11 different loci (25). Every isolate had a unique
multilocus genotype. Alleles at many pairs of loci were not significantly associ-
ated with each other, and with an IA close to zero (0.0428), this sample of H.
capsulatum was concluded to have a recombining population structure (25).
Cryptococcus neoformans is somewhat different from the above two spe-
cies. The current taxonomy classifies this biological species into two varieties,
C. neoformans var. neoformans and C. neoformans var. gattii. Each variety has
two predominant serotypes, serotypes A, D (or AD) in C. neoformans var. neo-
formans and serotypes B and C in C. neoformans var. gattii. Despite cross-hybrid-
ization among all serotypes in the laboratory (26,27), various strain-typing studies
have revealed clear differences between the two varieties (1,28–33). Strains
within each variety can also be readily sorted according to their serotypes
(28,30,32,34). It has been suggested that different serotypes might correspond to
different cryptic species reproductively isolated for a significant amount of time
(35). When populations of C. neoformans were analyzed through multilocus en-
zyme electrophoresis, abundant evidence supported a predominantly clonal ge-
netic structure (28). Significant clonal components were still observed when only
representatives of unique multilocus genotypes were analyzed separately for indi-
vidual serotypes (36). While the null hypothesis of panmixia is rejected for iso-
lates of C. neoformans from natural and clinical sources, it is not known whether
sexual recombination contributed to the patterns of genetic variation in this spe-
cies. As with C. neoformans, the genetic structure of Aspergillus fumigatus is
clonal (37).
The use of phylogenetic methods for detecting recombination in medical
fungi was best illustrated with Aspergillus flavus. Analyzing the sequences of five
genes, Geiser et al. (38) demonstrated recombination in one of the two genetically
Population Genetic Analyses 713
isolated groups of A. flavus. The PHT was highly significant (p ⬍ 0.0001) for
incongruence among five gene genealogies, consistent with recombination (38).
3. Examples
Pujol et al. (41) used 21 isozyme loci to characterize the genotypes of 55 strains
of C. albicans isolated from patients infected with the human immunodeficiency
virus (HIV). Thirteen of the 21 enzymatic loci were polymorphic among these
strains. Six of the 13 polymorphic loci deviated significantly from HWE. The
expected counts for some of the multilocus genotypes were also much lower than
observed counts. They concluded that C. albicans has a clonal population struc-
ture (41).
Gräser et al. (42) used 12 nucleotide-based markers to characterize a mixed
sample of C. albicans isolated from Durham, North Carolina. Among the 52
strains analyzed, 27 unique multilocus genotypes were detected. Similar to the
findings of Pujol et al. (41), about half of the markers showed significant deviation
from HWE (42). However, when they calculated the associations of alleles at
different loci, ⬎70% of the pairwise loci comparisons were not significantly dif-
ferent from random association. They concluded that the population structure of
C. albicans included both clonal and recombinant components. Similar patterns
have been confirmed among populations of C. albicans from different groups of
hosts, including HIV-infected patients, non-HIV patients, and healthy persons
(43).
One approach is to investigate whether and why certain genotypes are more
prevalent than expected. This information can be obtained by inspecting the rela-
tive frequencies of different multilocus genotypes or by calculating the expected
frequencies of individual genotypes based on allelic frequencies and under the
hypothesis of random mating (i.e., random associations of alleles within and
among loci). When predominant genotypes are identified, the medically important
traits of those isolates can be compared with less common genotypes in the popu-
lation to explore possible associations between the genotypes and relevant pheno-
types.
In a recent analysis of different samples of C. albicans by codominant,
single-copy PCR-RFLP markers, one multilocus genotype predominated in all
four samples (43,44). One sample was obtained from HIV-infected patients in
Vitória, Brazil, and three from the United States (Durham, North Carolina). The
predominant genotype was much more prevalent in all four samples than would
be expected under random mating. This genotype might be selectively more ad-
vantageous than other genotypes of C. albicans in human populations. The patho-
genicity, transmission, and antifungal drug susceptibility profiles of isolates with
this genotype warrant further investigation.
JAA ⫽ ∑ p 2i
This is because with random mating, JAA equals the homozygosity in popula-
tion A. Likewise, JBB is defined as the probability that the two alleles chosen
at random from population B are identical.
JBB ⫽ ∑p 2i
JAB is the probability that two alleles are identical when one allele is chosen
from population A and the other is chosen from population B, or
JAB ⫽ ∑p i qi
Nei defines the normalized identity, I, for this gene as
D ⫽ ⫺ln(I)
B. Example
At least two studies have estimated the genetic differentiation and gene flow
between geographic populations of human pathogenic fungi. In the analysis of
three geographic samples of the haploid Coccidioides immitis from Bakersfield,
Tucson, and San Antonio, the overall FST between pairs of populations ranged
from 0.198 to 0.944 (24). The overall allele frequencies were significantly differ-
ent between all pairs of populations. Taken together, the results suggest signifi-
cant genetic differentiation between geographic populations of C. immitis (24).
Conversely, the geographically separated populations of the diploid Can-
dida albicans from HIV-infected patients in Vitória, Brazil, and Durham, North
Carolina, were genetically indistinguishable (44). The overall FST estimated from
16 loci between these two samples were 0.017 and 0.002 for the total samples
and the clone-corrected samples, respectively. The number of migrants estimated
from FST values ranges from 6.89 to ∞ per generation between the two geographic
populations. Both samples shared the same most common multilocus genotype
for the 16 loci examined (44). Furthermore, these two samples were genetically
more similar to each other than either was to the sample from healthy persons
in Durham. (See Fig. 1.)
VI. CONCLUSIONS
ACKNOWLEDGMENTS
Support from Public Health Service grants AI 25783, AI 28836, and AI 44975 is
greatly appreciated. The authors are members of the Duke University Mycology
Research Unit.
REFERENCES
38. DM Geiser, JI Pitt, JW Taylor. Cryptic speciation and recombination in the alfatoxin-
producing fungus Aspergillus flavus. Proc Natl Acad Sci USA 95:388–393, 1998.
39. BS Weir. Genetic Data Analysis. 2nd ed. Sunderland, MA: Sinauer, 1996.
40. D Zaykin, L Zhivotovsky, BS Weir. Exact tests for association between alleles at
arbitrary numbers of loci. Genetica 96:169–178, 1995.
41. C Pujol, J Reynes, F Renaud, M Raymond, M Tibayrenc, FJ Ayala, F Janbon, M
Mallié, J-M Bastide. The yeast Candida albicans has a clonal mode of reproduction
in a population of infected human immunodeficiency virus-positive patients. Proc
Natl Acad Sci USA 90:9456–9459, 1993.
42. Y Gräser, M Volovsek, J Arrington, G Schönian, W Presber, TG Mitchell, R Vilga-
lys. Molecular markers reveal that population structure of the human pathogen Can-
dida albicans exhibits both clonality and recombination. Proc Natl Acad Sci USA
93:12473–12477, 1996.
43. J Xu, TG Mitchell, RJ Vilgalys. PCR-restriction fragment length polymorphism
(RFLP) analyses reveal both extensive clonality and local genetic differences in Can-
dida albicans. Molec Ecol 8:59–73, 1999.
44. J Xu, RJ Vilgalys, TG Mitchell. Lack of genetic differentiation between two geo-
graphically diverse samples of Candida albicans isolated from patients infected with
human immunodeficiency virus. J Bacteriol 181:1369–1373, 1999.
45. BS Weir, CC Cockerham. Estimating F-statistics for the analysis of population struc-
ture. Evolution 38:1358–1370, 1984.
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855–863, 1993.
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49. S Wright. Isolation by distance. Genetics 28:114–138, 1943.
14
Genetic Instability of
Candida albicans
I. INTRODUCTION
723
724 Rustchenko and Sherman
potential mechanisms involve genes, which sense the environment, and which
are also implicated in morphogenesis. (See, e.g., Refs. 8–25.)
The subject of this chapter will be genetic instability based on mutational
events, in contrast to both the transcriptional induction or repression implicated
in the above-mentioned forms of regulation and the control of such transitory
cellular stages as budding, pseudohyphae, hyphae, chlamydospores, and germ
tubes.
The sites of occurrence and mechanisms of genetic instability in the host
are still not understood, although they obviously play the major role in the forma-
tion of new phenotypes. As emphasized in this review, chromosomal alteration
is the main cause of this instability, and we have considered two major aspects
of this phenomenon. One is chromosomal instability, which occurs spontaneously
(i.e., without an obvious selective condition), resulting in preadaptation of a por-
tion of the population (26). Another aspect is chromosomal instability occurring
in response to the changing environment (27). So far, neither of these mechanisms
has been addressed in animal models.
The mechanism of C. albicans pathogenicity is currently a popular subject
of study. As summarized by Odds (28, 29), the traditional understanding of Can-
dida virulence has been derived largely from studies in which each of the attri-
butes reported to contribute to pathogenicity, such as adhesion, hyphae formation,
and proteinase secretion, was assessed one at a time in vitro or in attenuated
variants. Some findings have demonstrated that the Candida–host interplay is
subtler than previously appreciated. Odds also emphasized that a panel of special-
ized virulence attributes may play a role at each stage of the infectious process.
Cutler (30) also made a special point in his thorough review on putative virulence
factors that no single factor accounts for virulence and that some, but not all,
virulence factors may be important at specific tissue sites. Similarly, Hube (31),
in his review on SAP genes and Sap isoenzymes, emphasized that C. albicans
pathogenesis is multifactorial. In fact, Odds et al. (32) recently concluded that
the pathological factors that ultimately led to the death of animals infected with
certain strains of C. albicans are unknown, but they were, for example, clearly
not absolutely dependent on the capacity of the infecting strain to form hyphae.
Although several genes have been suggested to encode virulence factors, there
has been a conceptual problem with defining pathogenicity genes. For example,
ura3/ura3 mutants are not pathogenic, and neither are most, if not all, mutants
defective in genes affecting growth (33). In this regard, strains with diminished
growth are rapidly cleared from the body. Although the pathogenicity of fungi
in general is poorly understood, there is a growing body of evidence that genes
expressed, for example, by phytopathogenes during starvation for either nitrogen
or carbon are also expressed during infection in plants (34–36). Some, but not
all, positive regulators of metabolic genes of phytopathogens were shown to be
directly implicated in pathogenicity (37).
Genetic Instability of Candida albicans 725
II. MATING
sorbose cultures containing the opposite MTL locus directly on plates. The fre-
quency of the event was not estimated, although it was observed that longer
incubation (up to 8 days) and lower temperature increased mating, the latter being
consistent with the property of chromosome 5 to increase its instability about
one order of magnitude at room temperature (E. Rustchenko, unpublished data).
Southern blot analysis showed the presence of both a and α alleles in the products
of mating. Earlier we suggested that the unique karyotype of each C. albicans
strain creates a unique genomic condition (47; also reviewed herein), thus defin-
ing the phenotypic differences between strains. The expression of the genes im-
portant for mating may significantly differ in the different Candida strains, thus
diminishing the efficiency of mating. Consistent with this view, many genes have
been identified previously in C. albicans that are homologous to S. cerevisiae
genes encoding components of the mating pheromone response and meiosis path-
ways (e.g., GPA1, STE12, DMC1) (reviewed in Ref. 49). While some of the
sexual cycle homologues have been found to be expressed and functional, how-
ever, the expression of others has not been detected under laboratory conditions.
In this respect, it is important to note that Magee and Magee obtained mating
with Sou⫹ cultures from different strains, but not from the same one, with only
one tested strain being an exception.
In S. cerevisiae mating occurs with high frequencies between a and α
strains independently of the ploidy of cells. Hull et al. (50) suggested an explana-
tion of why Candida mating appears to occur only rarely, if at all, in nature. The
authors suggested that mating requires a and α strains that arise by homozygosis
of the MTL allele or by chromosome loss. The appropriate pairs of a and α cells
may simply arise only rarely in the same host. As suggested above, the ‘‘weak-
ness’’ of genes involved in mating, which requires the combination of different
genetic backgrounds, may add to the rarity of the appropriate strains, additionally
limiting mating. About 5–7% of C. albicans strains are homozygous for the MTL
allele (B. B. Magee, personal communication), which poses one more obstacle
to mating.
The current research focus of Johnson’s group is determining the role of
the MTL locus in the life cycle of C. albicans. An unusual aspect of MTL is that
in addition to three regulatory proteins (MTLa1p, MTLα1p, and MTLα2p), the
MTL locus contains three additional gene pairs never seen before in fungal mat-
ing-type loci: poly (A) polymerases, oxysterol binding proteins, and phosphatidyl
inositol kinases (49). This complexity implies some unknown functions of the
MTL locus. Recent comparison of the X-ray survival curves of the parental strain
3153A heterozygous by MTL and sorbose-positive derivatives of this strain,
which were represented by mix populations of hemizygous and homozygous by
MTL cells, showed that contrary to the expectation and by the analogy with S.
cerevisiae, the heterozygous parental strain did not have higher resistance to ion-
izing radiation (43). This result indicates that the normal heterozygous strains
728 Rustchenko and Sherman
may not have the properties of heterozygous diploid strains of S. cerevisiae de-
pendent on the dimer protein MATa1p-MATα1p, a product of the MAT locus
that induces the repair genes belonging to the RAD52 epistatic group (52). The
further analysis of the MTL locus will elucidate its presumably different functions
in C. albicans.
One observation of the mating products is relevant to studies of chromo-
somal instability. Hull et al. (50) established the absence of one allele of MTL
in some mating products, suggesting the loss of one copy of chromosome 5.
Similarly, Magee and Magee reported that not all the mating products contained
a full tetraploid DNA content, as established by fluorescence-activated cell sorter,
and also that some markers were lost. It remains to be seen whether or not specific
chromosomes alternate, as well as whether or not mating depends on these chro-
mosomes’ alternation.
Overall, mating does not seem to be a prevailing means for genetic variabil-
ity. As discussed herein, chromosomal instability was shown to be responsible
for the formation of such phenotypes as utilization of various nutrients or primary
resistance to drugs. We currently believe that chromosomal instability is the ma-
jor cause of phenotypic diversity in populations of C. albicans, although mating
may be responsible to a minor degree.
The first reports on genomic variability among Candida natural isolates included
several aspects of the genome. Mitochondrial DNA was analyzed and reviewed
by Riggsby (53). Restriction-site polymorphism was uncovered as variations be-
tween homologous chromosomes in different C. albicans strains with the hybrid-
ization probes containing the markers ADE2, URA3, and possibly LEU2 (54, 55).
Differences were even observed between alleles at the URA3 locus in certain
strains. At the same time, the first separations of electrophoretic karyotypes were
providing an insight into a natural chromosomal variability (56–58). Subse-
quently, other aspects of the genome were shown to be variable, including, for
example, the number of rDNA, telomeres, and dispersed repetitive sequences,
thus providing a potential to control some still unknown phenotypes. The possible
mechanisms of genomic variability including for example, unequal crossing-over
or mitotic recombination, have been reviewed by Wickes and Petter (59). We
wish to emphasize that during the last decade most of the understanding of the
phenotypic diversity came from studies of chromosomal instability within the
same population of cells, which will be discussed in a special section in this
chapter. (See section on chromosomal instability.) Recently evidence was ob-
tained that C. albicans genetic instability, which results in chromosome copy
Genetic Instability of Candida albicans 729
out the high natural chromosomal polymorphism of C. albicans (57, 58). Their
observation was supported by partial separation of four more individual chromo-
somal patterns of laboratory strains published by Suzuki et al. (73). At the same
time, Merz et al. (56) separated chromosomes of clinical isolates from 17 patients
and obtained 14 unique patterns. Undoubtedly a poor resolution of the long chro-
mosomes in the early separations was a limiting factor in establishing a unique
electrophoretic karyotype for each of the 17 strains. Lasker et al. (71) and Iwa-
guchi et al. (72) subsequently reported unique patterns of three and 27 more
laboratory strains, respectively, combining PFGE separation with the assignment
of the chromosomal markers. In a study of 100 clinical isolates by Monod et al.
(74), the chromosomal polymorphism was not emphasized, and was regarded as
a minor variation. Nevertheless, their work contributed to the understanding of
chromosomal variability. Asakura et al. (75) and Doi et al. (76) continued to
document natural chromosomal variability by providing statistics on chromo-
somal separations of approximately 160 clinical isolates and revealing that each
strain probably had a unique electrophoretic karyotype. At approximately the
same time, two independent groups addressed electrokaryotypic variations of the
laboratory strains. Rustchenko-Bulgac (47) analyzed four strains using improved
PFGE separation procedures and 16 chromosomal markers, and documented
varying sizes of the homologous chromosomes in different strains as well as
dramatic chromosomal differences in the popular laboratory strain WO-1. These
included multiple translocations, a large truncation of chromosome 5, and a re-
cently analyzed duplication of the longer homologue of chromosome R (D. H.
Huber and E. Rustchenko, unpublished data) (Fig. 2). In addition, Rustchenko-
Bulgac (47) found it difficult to explain the multiple comigrations of the non-
homologous chromosomes in this strain, which included combined groups of
linkages not present in the other strains, as well as common groups of linkages.
The SfiI map of WO-1 provided further details on the chromosome structures of
this strain (69).
Furthermore, Rustchenko-Bulgac (47) unexpectedly found that in spite of
the high karyotypic variability under the condition of lack of meiosis, the chromo-
somal patterns of different strains retained the same pivotal structure, which was
later confirmed by using more strains, as well as by other authors (77). For exam-
ple, as presented schematically in Fig. 2, the chromosomes in most of the strains
seemed to fluctuate around certain modal sizes. The range of sizes and the three
major groups of sizes—short, medium, and long chromosomes—remained ap-
proximately the same. This paradox still requires an explanation.
Thrash-Bingham et al. (77) used 22 markers to analyze six laboratory
strains and reported that three strains contained translocations, which were sug-
gested to be a natural source of variation in C. albicans. Perhaps more transloca-
tions would be uncovered with a larger number of probes. The same authors
hypothesized that translocations might arise by recombination between any of
734 Rustchenko and Sherman
several families of the repeated dispersed sequences; for example Rel-1, Rel-2,
27A, or Ca3 (77, 78). Iwaguchi et al. (79) suggested that the RPS1 sequence,
highly homologous to Ca3/27A, may be involved in chromosomal re-
arrangements and may in part explain chromosomal polymorphism. Finally, Chu
et al. (69) proposed that translocations have a tendency to occur at or near SfiI
sites within RPS1, and that such a mechanism may be a general means of generat-
ing translocations in C. albicans. It has to be noted, however, that the later hypoth-
esis was based on the analysis of three translocations from a single strain WO-
1, which has many unique features not observed in the other strains (47, 48), as
for example, two different sizes of the rDNA unit (65). In another strain 1006,
no translocation associated with SfiI sites was observed. It would be of interest
to determine if translocations occur at SfiI sites in other strains. The most recent
hypothesis attributed the chromosomal variability to the recombination between
retrotransposon-like sequence kappa (80), which is found in both CARE-2 and
Rel-2 repeats. The suggestion that repeats like Ca3/27A, RPS1 or kappa may be
the source of chromosomal variability does not agree with the analysis of mutants
with various spontaneous chromosomal alterations. When DNA digests of these
mutants were hybridized with a Ca3 probe, their signal patterns were no different
from the parental strain (46, 81; see also section III.C).
One more rare condition of the electrokaryotype can be illustrated with the
example of strain SGY-243, which has a banding pattern that has more complex-
ity than in the other strains in that it contains six additional chromosomes in the
positions of chromosomes 4, 5, 6, and 7. The chromosome R in this strain is
represented by an inseparable cloud of weakly staining bands instead of two
homologues (Fig. 2). This type of diffused band has been described previously
for chromosome 6 in strain 300 (48), and indicates a cumulative karyotype of a
highly heterogeneous population of corresponding molecules. Apparently there
is some poorly understood high instability in the genome that is limited to a
single chromosome. Although the instability is detectable on a gel and this ap-
proach reveals various sizes, it somehow fails to determine possible changes in
the copy number of the corresponding chromosome, which can vary in different
cells. Another kind of single chromosome instability leading to what can also be
called a cumulative karyotype, occurs when the band on a gel is represented by
a different number of the homologues of the same size in a mixed population of
cells. In this situation, the corresponding band has an intermediate brightness
between, for example, single and double copies (48).
The multiple aneuploidy exemplified by the strain SGY-243 could be either
natural or induced by exposure to UV light (82) formed under laboratory cultiva-
tion, or acquired by improper storage. (See, e.g., Refs. 46, 48.) In this regard,
three chromosomal alterations—the loss of two nonhomologous chromosomes
and the change in the length of chromosome R, which occurred in strain WO-1
during regular maintenance in the laboratory—is significant (83). One possible
Genetic Instability of Candida albicans 735
explanation could be a subcloning of the culture after removal from the ⫺70°C
freezer. This method, when applied to Candida, often leads to the selection of
a mutant with altered chromosome R (47; E. Rustchenko, unpublished results).
For example, we currently have two C. albicans CAI4 strains received from dif-
ferent laboratories. These strains differ by the appearance of their chromosomes
R. Another example is strain 3153A, in which alteration of several chromosomes
occurred. Strains 3153A and 300 were originally derived from the same strain, but
after maintenance and preservation in different laboratories exhibited phenotypic
differences. Identical patterns of restriction fragments revealed with the Ca3
probe confirmed their common identity, however (48). These two strains were
compared for their electrophoretic karyotypes and three differences were found
(48), a result that is consistent with a number of differences in assimilating pro-
files of these strains (26). Because of the unstable condition of one of the chromo-
somes (see above), 300 was assumed to be an unstable mutant of 3153A. The
mutagenic genetic manipulations, such as transformation, could also affect the
chromosomal pattern by producing chromosomal instability, as may be the situa-
tion for CAI4 and SGY-243. The implication of supposedly genetic manipula-
tions was independently noted by several groups that used different strains (84;
F. Navarro-Garcia, L. Monteoliva, unpublished data). Larriba and colleagues re-
ported alterations of size of chromosome R due to gene disruption procedure, as
well as due to the exposure to 5-fluoro-orotic acid (5-FOA) (85), which is a
required step when two copies of gene are disrupted using the URA3-blaster.
We recently found that short exposure of 24 hrs to 5-FOA induced nonspecific
chromosomal alterations. The prolonged exposure, however, resulted, on one
hand, in the death of the majority of the cells, and on the other hand, in the
formation of 5-FOA-resistant mutants having specific alterations of either chro-
mosome 5 or chromosome 4 (M. Wellington and E. Rustchenko, unpublished
data). Although transformation procedure itself is also considered mutagenic by
many researchers, a reliable experimental proof has not been presented. In the
work of Ramsey et al. (86) using Southern blot analysis, UV light was shown
to induce instability of chromosome R in strain 3153A. The poor separation did
not allow an evaluation of the other chromosomes, however.
So far only a few cases of aneuploidy of 2n ⫹ x type have been observed
in laboratory strains, but none in clinical isolates. Nevertheless, it is premature
to conclude that this alteration is less frequent in a natural environment, and is
preferably occurring, for example, in the laboratory condition. As we recently
showed, the cultivation of the monosomic cells in a rich liquid medium selects
for the genetically balanced diploid of the 2n type (44). One explanation for the
lack of aneuploidy in clinical isolates thus can be simply the selection of a bal-
anced diploid state after maintenance in the laboratory. It is still possible, how-
ever, that laboratory strains, which may have been converted to aneuploidy, such
as WO-1 or SGY-243, have acquired an effective gene balance. Another explana-
736 Rustchenko and Sherman
tion could be a lack of resolution in the PFGE in early separations, which pro-
vided most of the documentation on the electrokaryotypes of clinical isolates.
This conclusion needs further clarification.
Overall, the comparison of a large number of C. albicans strains (72, 75,
76) established that there is a high degree of variability of every chromosome.
Frequent differences include deviated homologues of the same chromosome,
which can be due to either a deletion or a translocation. The deletion can be
identified by Southern blot analysis as lacking one or more chromosomal markers
on the shorter homologue (40, 87), whereas the translocation would give two
signals with two nonhomologous chromosomes (44, 46, 47, 77). As highly ho-
mologous repetitive sequences Ca3/27A and RPS-HOK-RB2—also called major
repetitive sequence (MRS), representing probably the same large segment—were
shown to vary in size and copy number per chromosome within the same strain
and between different strains (H. Chibana, unpublished data), these repetitive
sequences have to be considered as one of the sources of chromosomal polymor-
phism as well. The combination of several different events also has to be consid-
ered, although the current methods reveal only the final result of rearrangements,
and not the sequence of events. Obviously, electrokaryotyping and Southern blot
analyses are crude methods that probably detect only a portion of structural
changes in chromosomes. For example, an inversion, a small deletion or insertion,
as well as sequence changes may remain undetected. It is important to note that
because the native chromosomes are prepared from a cell mass, the cumulative
chromosomal pattern is produced on the PFGE gel. Only the electrokaryotype
representing the major portion(s) of the cells is visualized by staining, however,
and underrepresented chromosomal patterns are not observed.
It can be considered at this time that reports on two identical electrokaryo-
types of independently derived strains have not been published. In light of this
knowledge, it is important to correct the notion that some strains have ‘‘typical’’
and others have ‘‘atypical’’ electrophoretic karyotypes. A correct view would
be that each strain is represented by an individual karyotype. Another popular
misconception is to regard different strains as phenotypically uniform. In fact,
strains differ by multiple phenotypes, including, for example, the appearance of
streak culture or colonial appearance and assimilation profile (26, 45, 47, 48, 88,
89), to mention a few, in accordance with their unique genomic condition.
The complex relationship between stress and chromosomal instability, pos-
sibly leading to the diversification of strains, is just beginning to be understood.
(See Sec. III, ‘‘The Role of Chromosomal Instability in Adaptation to the Chang-
ing Environment.’’)
In summary, there are many results indicating that chromosomal polymor-
phism arises from different genomic rearrangements. The recent accumulation
of data suggests an important role of environmental stresses in chromosomal
Genetic Instability of Candida albicans 737
variability. The mechanisms producing this variability are still obscure, however,
as is the mechanism(s) of strain diversification.
2. Spontaneous Mutants
Instability in Historical Perspective. The study of the C. albicans instabil-
ity was initiated in 1935, when Negroni (90) reported a ‘‘rough’’ variant, as
opposed to a ‘‘smooth’’ or ‘‘normal’’ one, with micro- and macromorphological
differences, as compared to the parental population under the same condition. A
series of similar reports followed, describing the individual morphology of either
the colonies or streaks of the mutants derived from the same strain (reviewed in
Ref. 45), as well as sectors developed within giant colonies (91). Soon after it
became obvious that a large number of possible morphological forms can arise
in the same population (45, 92). Early workers, however, attempted to produce
simplified classifications, and either did not analyze large collections of mutants
or did not report the full extent of the variations, as they tended to consider only
some types but not all forms. This approach systematically led to the assumption
that a certain defined number of colonial morphologies were produced from a
given strain. The extreme situation of this kind was probably that reported by
Slutsky et al. (39), who studied colonial morphology of mutants in lightly UV-
irradiated population of cells of strain 3153A, and who assigned colonial forms
to just seven types. On the other hand, Rustchenko-Bulgac (47) showed that the
same strain 3153A spontaneously produced a very large number of the colonial
morphologies, and the frequency of recovery of the particular form probably
depended on the rate of growth of the corresponding mutant. The comparative
study of a number of Candida species, including a total of 100 strains, suggested
that colony instability is a common property among isolates of many Candida
species (93). Early workers also systematically described different combinations
of multiple changes in other features related to these morphological mutants,
including traits used for taxonomic assignment, such as germination or carbon
utilization, and traits believed to be correlated with putative pathogenic factors,
such as adhesion and colonization, as well as virulence for laboratory animals
(reviewed in Ref. 26). Despite a substantial amount of data on phenotypic vari-
ability in morphological mutants, no underlying mechanism was proposed (re-
viewed in Refs. 28, 45, 91). From today’s prospective, the main result of the
early studies was a comprehensive documentation of multiple altered phenotypes
associated with a change in macromorphology.
It was also previously observed that much higher frequencies of various
colonial forms could be recovered from the oral cavity of patients than from
healthy carriers (94). The author discussed whether the altered morphologies oc-
curred in the oral cavity or were induced by the transfer. Subsequently, using
738 Rustchenko and Sherman
the Ca3 probe, the question of whether different morphologies belong to the same
strain and occur as a result of the instability or represent different strains in the
same patient, was addressed (95–97). At that time, however, the high instability
of C. albicans related to environmental stresses was not taken into account, and
care was not taken for protecting cells from low temperature, aging during stor-
age, or working with the whole population of cells versus traditional subclon-
ing.
For the purpose of this review, it is important to note that early workers
often reported the increased frequencies of morphological mutants under stressful
conditions, such as excessively alkaline medium, immune serum, lithium chloride
(94), aging (45, 98), cold shock, heat shock, UV light, or benzazoles (99). More
recently two additional significant stressful factors were suggested. Jones et al.
(100) obtained data on the increased instability of colony morphology in strains
recovered from patients with the invasive infection versus strains isolated from
superficial infection, and Odds (101) pointed out the gravity of general changes
in the environment, which Candida experiences after transfer from the human
microniche to a laboratory plate. We would like to note in this connection that
among the multiple differences between these two milieu (i.e., in vivo versus in
vitro), the excessive amount of primary sources of carbon and nitrogen under
laboratory conditions is an obvious contrast that would be expected to produce
changes in the expression of numerous genes. (See, e.g., Refs. 36, 102.)
The scope of the colonial instability and its possible relation with virulence
was the subject of some speculations, whose main idea was that multiple change-
able phenotypes serve for adaptation, as summarized by Odds (101).
Currently the prominent phenotypic instability in C. albicans is explained
by the high frequency of chromosomal instability. The series of papers by Rust-
chenko et al. (26) and Rustchenko-Bulgac et al. (46, 48) established a link be-
tween colonial appearance, multiple associated phenotypes, and alterations in
electrophoretic karyotype. Unstable and highly unstable morphological mutants
were shown to have correspondent levels of chromosomal instability (47). Karyo-
typic alterations consisted of a large repertoire of single and multiple changes,
as documented with the following C. albicans strains: 46 mutants from 3153A,
307 and 310; one mutant and its several phenotypic ‘‘revertants’’ from NUM961;
and 15 mutants from ATCC 32077 (reviewed in Ref. 26; M. J. McEachern, un-
published data). It is important to note that we never encountered a situation in
which the electrokaryotype of a morphological mutant was not altered. Some
mutants altered solely in chromosome R are discussed in ‘‘Chromosome R Insta-
bility’’ below. The simplest assumption is thus that the morphological changes
and the multiplicity of the related phenotypes are caused by chromosomal alter-
ations due to changes in dose or level of expression of a large number of genes.
Presently, differently appearing colonies can serve as a convenient means to iden-
tify chromosomal instability.
Genetic Instability of Candida albicans 739
variability among laboratory strains and clinical isolates described above in Sec.
‘‘Chromosomal Polymorphism’’ (46–48). Spontaneous changes included aneu-
ploidy, deletions, translocations, and variation in the length of the rDNA cluster
and sometimes complex rearrangements of the whole chromosomal pattern. We
wish to note that aneuploidy was mostly of a type 2n ⫹ x, with only two instances
of 2n ⫺ x type reported in early studies (47). Subsequently it became clear that
growing spontaneous mutants with a reduced chromosome copy number in a rich
liquid medium leads to selection of the compensatory duplication of the re-
maining homologue (44). The corresponding cells have higher rates of growth,
thus overgrowing other cells in the culture. It is reasonable to assume that the
spontaneous loss and gain of a chromosome is based on nondisjunction, in which
both events occur with the same probability. The future use of controlled growth
conditions may further demonstrate the role of selection.
Multiple changes, which included either chromosomal duplications or a
combination of different kinds of alterations, occurred in one-half of the mutants
at frequencies higher than expected for independent single events. Multiple alter-
ations can result either from a special mechanism, which affects the stability of
several chromosomes at once, or accumulate during subcloning due to a high
frequency of single sequential alterations. Ploidy shift, followed by a partial resto-
ration of the diploid state by the reduction or duplication of some chromosomal
copies, can also be considered as an explanation of multiple aneuploidy.
The observation of unstable and highly unstable mutants adds to the com-
plexity of the phenomenon of spontaneous chromosomal alterations. Of two such
unstable mutants analyzed in more detail, both gave rise on subsequent replating
to mutants that had diverse colony morphologies and unique chromosomal pat-
terns (47). In addition, these two unstable mutants differed from each other by
producing different arrays of morphological mutants. Some—but not all—of the
mutants subsequently stabilized after subcloning, a property reminiscent of mo-
bile elements. It was demonstrated that in some cases a single spontaneous mutant
could continuously produce an overwhelming range of altered karyotypes, re-
sulting in a wide variety of different phenotypes.
Because at the time of initiation of the studies of the electrophoretic karyo-
types, Candida was not known to mate and to possibly produce genetic variabil-
ity in a conventional manner, high-frequency spontaneous chromosomal re-
arrangements were suggested to be a substitute for generating new phenotypes
in populations (46), and thus to be a source of natural variability (47). As mating
was recently demonstrated with Candida diploid strains, which were either genet-
ically manipulated or ‘‘forced’’ to mate, we evaluated the possible role of this
process in the Candida life cycle in the section ‘‘Mating.’’ We came to the con-
clusion that although the mating can occur at a low frequency, thus contributing
to genetic variability, the chromosomal rearrangements remain the prominent
Genetic Instability of Candida albicans 743
means for introducing the diversity. Consistent with this view, a large variety of
phenotypes was found to be associated with spontaneous chromosomal alter-
ations. Some features, such as cellular or colonial morphology, were always
changed, although they did not appear to be advantageous for the organism. Some
other traits seemed to represent either destroyed or diminished functions; for
example, the inability to form germ tubes or chlamydospores, or the diminution of
adherence or virulence that appeared in some but not all mutants. The phenotypic
changes were usually multiple, and arose in different combinations, reflecting
large genomic changes due to chromosomal rearrangements.
A particular class of phenotypic changes was especially significant. A study
of utilization of 21 carbon and three nitrogen sources at three different tempera-
tures in more than 100 spontaneous mutants showed multiple changes in their
assimilation profiles compared with the parental strain (26). The differences in-
cluded both the gain and loss of multiple assimilation functions, as well as tem-
perature dependence, with an almost endless array of new combinations. Each
of the spontaneous mutants had a differently altered chromosomal pattern and a
different assimilation pattern, a finding that established for the first time a rela-
tionship between chromosomal alterations and vital functions.
The natural diversity among C. albicans strains in utilization of different
carbon sources is well documented. (See, e.g., Ref. 89.) The repertoire of chromo-
somal differences, and the related differences in assimilation profiles in naturally
occurring strains and spontaneous mutants is similar, consistent with the proposed
view that natural chromosomal variability results from chromosomal instability.
Nevertheless, diversification under laboratory conditions is considerably less pro-
nounced than that observed among different naturally occurring strains. For ex-
ample, probing with the repetitive sequence Ca3, as well as other repetitive se-
quence probes, clearly distinguishes among independent strains, but fails to reveal
differences between the parental strain and spontaneous or selected mutants, in
spite of karyotypic changes. (See section C on regular repeated sequences.)
Scherer and Stevens (106), however, reported that probing with 27A, which is
identical with Ca3, showed one instance of polymorphism during laboratory sub-
culture. Also, Franz et al. (107) observed slight differences in series of geneti-
cally related clinical fluconazole-resistant isolates tested with epidemiological
probe CARE-2.
In summary, genetic instability is a means to achieve a wide range of pheno-
types within a population. The available data provided an insight on ‘‘regular’’
diversity within populations. Perhaps a certain permanent level of instability
within a population can be viewed as a resource of preadapted variants, which
will be ready to proliferate in different environments. Although extensive results
on spontaneous instability have accumulated, and some means of instability were
elucidated, its mechanisms are still unknown.
744 Rustchenko and Sherman
Chromosome R Instability. Sadhu et al. (105) were the first to report that
the chromosomes carrying rDNA fluctuate in size at a very high rate from one
colony to another in the same strain. Iwaguchi et al. (108) subsequently reported
that the alteration of chromosome R occurred in approximately 10% of the sub-
clones in the same population and is due to different lengths of rDNA clusters.
Rustchenko et al. (65) reported a physiological condition that controls this type
of instability. In a slowly growing population, chromosome R of all the subclones
were identical. In a rapidly growing population the distribution among subclones
was shifted to an increase in the number of rDNA units. The authors suggested
that there normally is a distribution in the number of rDNA units per cell in
population due to unequal crossing over (109) or gene conversion within the
rDNA cluster during mitotic growth (H. Zou, S. Gangloff, and R. Rothstein,
unpublished results), as seen with S. cerevisiae. Perhaps a certain optimum num-
ber of rDNA units exists for every growth condition. Enrichment of a small num-
ber of cells with the appropriate number of rDNA units is expected after a shift
to a different growth condition. In other words, the representative karyotypes of
a cell population can be controlled by growth conditions.
The comparison of spontaneously altered karyotypes in morphological mu-
tants showed that chromosome R, which carries rDNA, was at least twice as
unstable as any other chromosome (47). More detailed analysis demonstrated that
in approximately 92% of cases the change in the length of chromosome R resulted
from a change in the length of its rDNA cluster (60). The other rearrangements
can be exemplified by a mutant with three chromosomes that each carries an
rDNA cluster. One of the chromosomes was about 700 kb shorter in the region
outside the cluster and failed to hybridize with four genes available as probes for
chromosome R. This rearrangement can be interpreted either as a large deletion of
the additional third copy of chromosome R or a transposition or translocation of
the entire rDNA cluster to another unknown duplicated chromosome.
There is an apparent difference between rDNA instability in regular sub-
clones of normal strains, which preserve the parental colonial morphology and
the instability of rDNA in morphological mutants. For example, approximately
one-third of the morphological mutants analyzed by Rustchenko-Bulgac (47) had
alterations only in chromosome R, even though there were distinct changes in
colonial morphology (46, 47). Also, the rDNA cluster lengths in morphological
mutants had a wide distribution under growth conditions, which produced no
instability among the regular subclones (Fig. 4). Although it is unknown if the
differences in rDNA cluster length are directly responsible for the phenotypic
changes in morphological mutants, it is reasonable to assume that rearrangements
occurring in their rDNA cluster differ in that they lead to the altered expression
of rDNA or other genes. In fact, morphological mutants can arise as a result of
the insertional-deletional events affecting all or a certain portion of units similar
to many cases of rDNA rearrangements in other organisms described below. (See
Genetic Instability of Candida albicans 745
Figure 4 The comparative distribution of the deduced number of genomic rDNA units
in different morphological mutants and subclones from population of C. albicans 3153A
that were grown under the same conditions: (A) Morphological mutants m3, m7, m16,
m17, m20, m500, and m500-3; (B) Random subclones C.a.1 to C.a.10. The number of
subclones with the designated number of rDNA units in shorter homologue of R (open
bars) and longer homologue of R (filled bars) are indicated. The number of rDNA units
was deduced from the size of a single unit and the lengths of HindIII fragments that
encompassed tandem rDNA units. The strains were grown on LBC plates at 22°C for 4
weeks. Source: Adapted from Ref. 65.
Sec. III.B.2, ‘‘rDNA Unit Size and Number of Units in Genome.’’) One of these
examples is the regulation of drug resistance in Candida (41, 42). In contrast,
rearrangements in rDNA cluster occurring in the subclones of a population may
be caused by looping out of a portion of the cluster or unequal crossing-over,
which changes the number of units in the cluster but not their structure. Such
a type of innocuous change is expected to affect overall protein synthesis, but
presumably not expression of specific genes.
1. Telomeres
C. albicans telomeres were analyzed by McEachern and Hicks (114), who cloned
them as a middle repetitive sequence designated Ca7. The telomeres consisted
of unusually large and not so common repeats of 23 bp, which superficially re-
sembled the mitochondrial telomeres of members of the genus Tetrahymena more
than other known chromosomal termini. This result places C. albicans in a group
of budding yeasts such as C. tropicalis and Kluyveromyces lactis that also have
large telomeric repeats (114, 115). The telomeric repeats had a remarkable unifor-
mity among different strains, as well as clones from the same strain. In marked
contrast, the adjacent subtelomeric DNA sequences were the subject of interstrain
variability in the form of frequent deletions and changes. Although overall the
telomeric repeats were stable, a physiological condition controlling their instabil-
ity in a population was identified. Their number increased when cells were grown
at a higher temperature. The functional implication of the temperature-controlled
number of telomeric repeats is not known.
cerevisiae. The results obtained so far, however, are indicative of the similarly
dynamic nature of rDNA cluster in C. albicans and of its high potential for pro-
ducing new phenotypes. A total of 120 clinical isolates of C. albicans were stud-
ied for the presence of the group I intron in the large subunit 25S rDNA precursor
molecule, which was subsequently denoted CaLSU (41). About 40% of the
strains harbored CaLSU in each copy of their 25S rDNA coding sequences. In-
tron-bearing C. albicans strains all exhibited a high degree of susceptibility to
antifungal drugs, 5-fluorocytosine, or 5-fluorouracil. The other groups demon-
strated the heterogenous condition of rRNA genes, with and without CaLSU in-
tron, in some of C. albicans strains (42, 121, 122), as well as sensitivity of the
intron-bearing strains to other antibiotics, pentamidine (42), and flucytosine
(122).
The variation in the number of C. albicans chromosomal rDNA units was
first analyzed with HindIII digest of genomic DNA in unrelated studies on the
natural chromosomal variability (123). Currently the number and organization
of rDNA units can be conveniently and accurately assessed by digesting either
agarose blocks or agarose beads with the intact chromosomes with restriction
endonucleases that do not cut within the rDNA unit, as for example HindIII and
XhoI, followed by examining the length of the fragments with PFGE (48, 108).
On the other hand, a restriction enzyme such as NotI, which cleaves at a single
site within an rDNA unit, allows the determination of the size of the single unit
(108). Subsequently the data from two groups demonstrated the large variability
in sizes of the clusters from different laboratory strains (65, 108). The estimated
number of rDNA units can vary between 9 and 176 per cluster (65, 108), thus
determining the cluster size and ultimately the size of chromosome R.
The size of a single unit is also variable. Rustchenko et al. (65) determined
two different units, 12.2 kbp and 11.6 kbp, in three different strains. It is interest-
ing that not only laboratory strains differ among themselves by the length of their
rDNA units, but also that a single strain can contain two different sizes of rDNA
units, as exemplified by WO-1, which contains 11.5 and 12.5 kbp units in approx-
imately equal proportion. Iwaguchi et al. (108) also reported two different sizes
among three subclones of the same C. albicans TCM297 laboratory strain. The
difference in the ranges of size reported by two groups, however, 14.3 to 15.2
kbp (108) and 11.5 to 12.5 kbp (65), was relatively large and could not be easily
attributed solely to the differences between strains, but may have been due to
differences in the methods of measurement. There are preliminary results on the
sources of differences in unit sizes, which probably do not include all possible
sources of the variability and instability. Mercure et al. (41) found a 379-bp group
I intron, denoted CaLSU, in a highly conserved region, 25S nuclear rRNA-encod-
ing gene, in which most large ribosomal subunit introns of other organisms have
also been mapped. The presence or absence of the intron is reflected in a well-
characterized EcoRI digest banding pattern, as a 4.2 kbp band or 3.7 kbp band
748 Rustchenko and Sherman
4. Mitochondrial DNA
The mitochondrial genome of C. albicans is circular with a contour length of
approximately 41 kbp, thus representing a middle-size range for fungi (126–
128; see also 70). The restriction site polymorphism of mitochondrial DNA was
analyzed in 300 strains of C. albicans, and the variability found was less than
expected by comparison with similar analysis of S. cerevisiae (53). It was sug-
gested that the inverted repeat of 5 kbp in C. albicans mtDNA was acting as a
stabilizing element in a manner similar to the stabilizing element in chloroplasts
(126, 129, 130).
Figure 6 Chromosomal patterns from two C. albicans laboratory strains, 3153A and
CAF4-2, showing sequential sorbose-utilizing and sorbose-non-utilizing derivatives. (a)
and (b): OFAGE separation of chromosomes of typical-representative sequential-series of
derivatives from strains 3153A and CAF4-2, respectively. (1) 3153A (Sou⫺); (2) Sor55
(Sou⫹); (3) Sor55-1 (Sou⫺); (4) Sor55-1-1 (Sou⫹); (5) CAF4-2 (Sou⫺); (6) Sor19 (Sou⫹);
(7) Sor19-1 (Sou⫺); (8) Sor19-1-1 (Sou⫹). For the origin of mutants, see Ref. 44. Arrows
indicate alternating chromosome 5. For explanations, see Fig. 1. (c) and (d): Schematic
representation of chromosomes 5 from the Sou⫺ and Sou⫹ strains shown in (a) and (b),
respectively. The gene CSU51, a hypothetical negative regulator carried on chromosome
5, is designated by the symbol 䊉. Source: Adapted from Ref. 44.
as well as nine incomplete series of the type Sou⫺ (parental) → Sou⫹ → Sou⫺. The
analysis of these series also proved that this relationship could be continuously
perpetuated with each of the mutants derived from the opposite type. In our origi-
nal report on chromosome 5 alteration leading to the Sou⫹ phenotype, we did
not appreciate the monosomy of this chromosome, because the cultures were
routinely grown in liquid medium. This condition allowed for the selection of
reconstituted chromosome 5 disomics. Of the examined independent Sou⫹ mu-
tants, 47 retained a single copy of either one of two homologues of chromosome
5, as summarized in Fig. 7. One additional mutant, however, retained both copies,
Genetic Instability of Candida albicans 755
in two but not one copy. Obviously, the deletion, which would encompass
CSU51, would also lead to the utilization of L-sorbose. This work initiated the
study of the negative regulation in C. albicans. By using a total genomic li-
brary a number of the genes encoding negative regulators of the utilization of
sorbose were cloned, characterized, and shown to be situated on different
chromosomes (147; Y.-K. Wang, G. Janbon, and E. Rustchenko, unpublished
data). We found that these genes are additional negative regulators, whose ac-
tion is weaker than the action of major negative regulator CSU51, which is con-
trolled by chromosome 5. This result revealed the complexity of the control of the
utilization of food supplies. Apparently these different genes represent different
cellular levels of repression of structural genes for the utilization of secondary
carbon sources. The identification of CSU51 is currently being pursued in our
laboratory.
Another case of specific chromosomal alterations, either monosomy of
chromosome 6 or trisomy of chromosome 2 with one homologue out of three
being greatly truncated, resulted in growth on D-arabinose medium in each of
two groups of D-arabinose-positive mutants (87; D. H. Huber, J. Smith and E.
Rustchenko, unpublished observation) (Fig. 7). Although both types of nondis-
junction—either leading to the monosomy or to the trisomy—were observed,
one of the specific changes, the addition of one copy of a chromosome with the
large deletion of approximately 1 Mbp, cannot be viewed simply as a trivial
increase in the copy number of all the genes carried on this chromosome. Al-
though less studied, the case of D-arabinose utilization by means of monosomy
of a specific chromosome is a direct parallel of the causal relationship uncovered
in mutagenesis on L-sorbose. The understanding of this mechanism, which is
alternative to the monosomy and, respectively, negative regulation, will be the
subject of a future study.
2. Resistance to Fluconazole
Fluconazole is the main antifungal agent used to control candidosis. The high
frequency of occurrence of fluconazole-resistant mutants has hampered its use,
however. The possibility of electrokaryotypic changes associated with flucona-
zole resistance in clinical C. albicans isolates was investigated in several labora-
tories (reviewed in Ref. 40), and no differences in chromosomal patterns were
reported. The lack of revealing altered electrophoretic karyotypes apparently was
due to the limitations in the resolution of the chromosomal separation. As subse-
quently found by Perepnikhatka et al. (40), exposure of a C. albicans laboratory
strain SGY-243 to fluconazole on a petri plate resulted in the nondisjunction
of two specific chromosomes in 17 drug-resistant mutants, each obtained as an
independent mutational event. The changes were related to the duration of the
drug exposure. The loss of one homologue of chromosome 4 occurred after incu-
Genetic Instability of Candida albicans 757
bation on fluconazole medium for 7 days (Figs. 7, 8a). A second change, the
gain of one copy of chromosome 3, which carried the genes CDR1 and CDR2
affiliated with fluconazole resistance, was observed after exposure for 35 or 40
days (Figs. 7, 8b). The fluconazole-resistance phenotype, electrokaryotypes, and
transcript levels (see below) of mutants were stable after growth for 112 genera-
tions in the absence of fluconazole. For the first time the resistance to fluconazole
was reported to be commonly caused by chromosomal changes. Throughout the
work of many groups, fluconazole resistance in clinical isolates of C. albicans
has been associated with a combination of several distinct mechanisms (139, 150,
151). These include mutations at the active site of the drug target 14α-sterol
demethylase, encoded by the ERG11 gene; overexpression of ERG11 (152–154);
alterations in the ergosterol biosynthetic pathway (152, 155); and overexpression
of the genes involved in energy-dependent drug efflux (139, 151, 156, 157). The
overexpression of two relevant genes, CDR1 and CDR2, which encode proteins
homologous to ATP-binding cassette (ABC) drug pumps, as well as MDR1
(BEN R ), which encodes a protein similar to pumps of the major facilitator super-
family (MFS), has been associated with fluconazole resistance in clinical isolates
(156, 158, 159). When the transcription levels of the candidate fluconazole-resis-
tance genes, ERG11, CDR1, CDR2, and MDR1, were measured in the mutants
with the specific chromosomal nondisjunctions, it was found that they either re-
mained the same or were diminished, except that expression of CDR1, carried
758 Rustchenko and Sherman
also cannot be excluded. Thus, the laboratory study conducted by us and the
clinical studies undertaken by the other groups both revealed that at early stages
of infection, fluconazole resistance arose by mechanisms other than overexpres-
sion of known efflux pumps or mutations of a target gene. Because chromosomal
nondisjunction produced high frequencies of relatively low-level fluconazole-re-
sistant mutants, it is reasonable to suggest that a similar alteration is causing
primary resistance under clinical treatments. The higher resistance levels of the
latter clinical isolates can be viewed as a secondary event, which occurred as a
result of the accumulation of gene mutations under prolonged selective pressure.
The identification of the resistance genes controlled by chromosomal nondisjunc-
tion will be the subject of future research. The importance of the discovery of
chromosome copy number as a general response controlling drug resistance lies
in revealing new genes for the resistance, which in combination with mutations
in the target gene, genes for the efflux pumps, or alone, can allow a single strain
to adapt to antifungal treatment and establish a persistent infection. Together with
the fact that the same type of regulation was observed for the utilization of differ-
ent nutrients, these data further establish the hypothesis that change in the copy
number of a chromosome is a general means of regulating physiologically impor-
tant genes in Candida.
work and numerous reports published since 1935 (see Ref. 28), but also on the
work of Pomés et al. (165) and on published work by Soll and his co-workers,
is that colonial forms do not readily revert, and therefore do not switch. Further-
more, the variation of colony forms can be simply explained by the gene imbal-
ance due to chromosomal alterations.
Pérez-Martı́n et al. (166) recently reported that double disrupted sir2-∆/
sir2-∆ strains of C. albicans produced mutants with altered chromosomal patterns
and colony morphologies at frequencies as high as one in 10. In the yeast S.
cerevisiae, the SIR2 gene maintains the inactive chromatin domains required for
transcriptional repression at the silent mating-type loci and telomeres. Such re-
pression is associated with specialized chromatin structures whose integrity de-
pends upon a complex combination of cis-acting sites, several shared transact-
ing factors, such as Sir1p, Sir2p, Sir3p, and Sir4p, as well as histones. Because
sir2-∆/sir2-∆ could affect the expression of any of a number of genes, the in-
creased frequencies of mutants with altered karyotypes can be explained by nu-
merous models (166). More important, J. Pérez-Martı́n (unpublished result) has
been unable to consistently reproduce the effect of SIR2 disruptions on colony
morphologies in C. albicans. This variation of instability resembles the findings
of Rustchenko-Bulgac (47), who observed the periodic stabilization of initially
unstable chromosomal alterations in morphological mutants. Chromosomal insta-
bility adequately explains the results reported by Pérez-Martı́n et al. (175) and
J. Pérez-Martı́n (unpublished result).
More recently, Lachke et al. (167) reported that the related species, Candida
glabrata, undergoes a reversible, high-frequency switching between three colony
types that were distinguished on CuSO 4 indicator plates. The three colony types,
white (Wh), light brown (LB), and dark brown (DB), were associated with differ-
ent levels of MT-II (metallothionen) and HLP (hemolysinlike protein) mRNAs.
The statistical nature of the transitions, the electrophoretic karyotypes, and the
mechanisms responsible for producing the three types of colony forms were not
presented. Because of an earlier report on the ability of a natural haploid species
C. glabrata to undergo chromosomal rearrangements (168), it would be of partic-
ular interest to examine the electrophoretic karyotypes of the above-mentioned
mutants.
B. White-Opaque Transition
As introduced above, the extensively studied white-opaque ‘‘switching’’ in the
strain WO-1 and its derivatives consists of transitional changes between the white
phase, in which colonies appear as smooth and white on solid media, and the
opaque phase, in which colonies appear flattened and gray, (178–180). Opaque
cells differ from white cells in a number of properties, including the following:
cell shape (in which the opaque cells appear elongated and rod shaped, superfi-
764 Rustchenko and Sherman
for a subset of phenotypic characteristics necessary for the full expression of the
phenotype of white-phase cells. Srikantha et al. (189) concluded that EFG1 is
not the site of the switch event, but that it is controlled downstream of the switch
event.
Klar et al. (190) and Srikantha et al. (191) have suggested that white-to-
opaque transitions in strain WO-1 is mediated through histone deacetylases,
which regulates chromatin structure by selective histone deacetylation, leading
to changes in chromatin folding and interactions between DNA and DNA-binding
proteins. Klar et al. (190) demonstrated that the frequency of white-to-opaque
transitions in WO-1 was greatly enhanced by exposing the strain for 48 hr on
agar containing 10 µg/l of the histone deacetylase inhibitor trichostatin-A (TSA).
In addition, Srikantha et al. (191) examined the expression of five histone deace-
tylase genes in white and opaque phases of the white-opaque transition, and they
examined the frequency of switching and the expression of white-phase and
opaque-phase specific genes in mutants deleted in one or an other of the histone
deacetylase genes. The results of their study suggested that the two deacetylase
genes, HDA1 and RPD3, play distinct roles in the suppression of switching, and
that the two distinct and selective roles in the regulation of phase-specific genes.
Furthermore, they suggested that the white-opaque transition is due to epigenetic
changes in chromatin structure, presumably involving the inhibition of gene ex-
pression by chromatin modification through the deacetylation of histones at a
key gene, which has not yet been identified.
Although the molecular mechanisms that determine white-opaque switch-
ing is still unclear, because opaque-phase cells are elongated and resemble pseu-
dohyphae, and because common components are required for both processes, it
appears that white-opaque transition and hyphal-budding morphogenesis are re-
lated phenomena that are conceptually distinct from the other types of ‘‘general
instability’’ discussed in this review.
ACKNOWLEDGMENTS
We thank Dr. M. Wellington for obtaining signal patterns with molecular probes
27A and CARE-2. The studies from our laboratories cited in this review were
supported by grants AI29433 and GM12702 from the National Institutes of
Health.
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